DEMEL v. AUSTRIA
Doc ref: 24208/94 • ECHR ID: 001-2354
Document date: October 18, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 24208/94
by Karlheinz DEMEL
against Austria
The European Commission of Human Rights (First Chamber) sitting
in private on 18 October 1995, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 9 March 1994 by
Karlheinz DEMEL against Austria and registered on 26 May 1994 under
file No. 24208/94;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case as they have been submitted by the
applicant, may be summarised as follows.
The applicant, born in 1937, is an Austrian national and resident
in Vienna. Before the Commission the applicant is represented by
MM. W. Strigl and G. Horak, lawyers practising in Vienna.
His previous Application No. 14610/90 and No. 17679//91 related
to the secret surveillance of the applicant's telephone conversations
in the course of criminal proceedings against him (see below) and were
declared inadmissible on 31 August 1992 and 7 April 1994, respectively.
His Application No. 17850/91 concerning disciplinary proceedings
instituted against him in the context of his employment in the Austrian
civil service was declared inadmissible on 11 February 1993.
In February 1989 criminal investigations were started against the
applicant, at that time judge and President of the Vienna Labour and
Social Court (Arbeits- und Sozialgericht), on suspicion of abetment
after the fact (Begünstigung).
In these proceedings the applicant was assisted by defence
counsel. He was repeatedly questioned as a suspect as from
23 March 1989.
In view of the criminal charge against him, disciplinary
proceedings were instituted against the applicant and he was suspended
from his functions as civil servant on 5 May 1989.
On 16 May 1989 the applicant was arrested and detained between
10.20 a.m. and 6.15 p.m.
Following searches of the applicant's office in May 1989, the
investigations were extended to the suspicion of abuse of authority.
On 25 July 1989 the Investigating Judge at the Vienna Regional
Court (Landesgericht) ordered the tapping of the applicant's telephone
conversations for a period of four weeks, this period was later
extended until 31 January 1990. On 19 April 1990 the applicant's
counsel was informed about the surveillance measures. Following
subsequent decisions of the Supreme Court (Oberster Gerichtshof), all
records of the applicant's telephone conversations were destroyed and
the decisions of the Investigating Judge ordering the surveillance were
declared unlawful (23 April 1991 and 28 September 1993, respectively).
Meanwhile, in November and December 1989 several witnesses had
been heard on the charge of abuse of authority. The applicant was
heard on 15 June 1990. It further appears that in June 1990 the
applicant's counsel was granted full access to the files.
On 7 March 1991 the Vienna Public Prosecutor's Office
(Staatsanwaltschaft) drew up the bill of indictment against the
applicant charging him with abuse of authority, and with having given
false testimony. The Prosecutor's Office, referring to the relevant
provisions of the Penal Code (Strafgesetzbuch), considered that between
April 1987 and May 1989 the applicant had instructed a secretary
employed at the President's Office of the Vienna Labour and Social
Court to perform on his behalf, during her working hours, typing work,
using the technical equipment of the Court. Furthermore, the applicant
had made wrong statements when heard as a witness by the parliamentary
investigation committee. The details of the charges and the result of
the investigations as well as the means of evidence were set out on
40 pages.
The proceedings regarding the charge of abetment were
discontinued.
On 4 November 1991 the Vienna Court of Appeal (Oberlandesgericht)
dismissed the applicant's appeal against the bill of indictment and
committed the applicant for trial.
On six days between 21 and 29 April 1992 the Vienna Regional
Court, sitting with lay judges, conducted the trial against the
applicant.
On 29 April 1992 the Vienna Regional Court convicted the
applicant of abuse of authority and having given false testimony. It
sentenced him to five months' imprisonment on probation and imposed a
fine of 240 daily rates (Tagessätze) of AS 1,200 each, in default of
payment 120 days' imprisonment.
The Regional Court found that the applicant had committed abuse
of authority in that between April 1987 and May 1989 he had instructed
a secretary employed at the President's Office of the Vienna Labour and
Social Court to perform on his behalf, during her working hours, typing
work, using the technical equipment of the Court. Furthermore, the
applicant when heard as a witness by the parliamentary investigation
committee relating to the course of the criminal proceedings in the
case of "Lucona" (charges in connection with the sinking of the ship
"Lucona" in the Indian Ocean and important insurance claims against the
Austrian Bundesländerversicherung) had wrongly denied having stated
that he knew the whereabouts of the main accused Mr. P. in the said
proceedings as well as further statements that he and other persons had
done a lot of work in order to achieve P.'s release from detention on
remand and to remove incriminating material regarding P.
The Regional Court proceeded from the statements of the applicant
and of numerous witnesses. As regards the conviction for abuse of
authority, the Court also had regard to numerous documents showing the
secretarial work for the applicant's private needs. The Regional Court
dismissed several requests of the applicant for the taking of further
evidence on the grounds that it had based its considerations on the
presumed truth of the fact to be proven or that the circumstances to
be proven were irrelevant.
In fixing the sentence the Regional Court considered as
mitigating circumstances the applicant's previous respectable conduct
of life and his merits for the judiciary, and as aggravating
circumstances that the applicant had committed several offences and,
as regards the abuse of authority, for a long period of time as well
as the considerable damage to the reputation of the judiciary. Noting
that the statutory range of punishment was from six months to five
years, the Regional Court regarded a punishment in the lower range as
sufficient.
The written judgment was served upon the applicant's counsel on
8 September 1992.
The applicant made submissions giving extensive reasons for his
plea of nullity (Nichtigkeitsbeschwerde) and his appeal against
sentence (Berufung wegen Strafe) on 6 October 1992.
A plea of nullity before the Supreme Court can only be based on
the specific grounds enumerated in S. 281 para. 1 of the Code of
Criminal Procedure (Strafprozeßordnung), i.e. various procedural
mistakes, including complaints about the composition of the court, the
lack of legal assistance, or about the alleged failure to decide upon
a request at the trial or allegedly incorrect refusal of such a
request; further the alleged insufficiency of reasons in the judgment
of the trial court or doubts as to the correctness of the relevant
factual findings of the trial court, as compared to the contents of the
court files. According to S. 295 of the Code of Criminal Procedure,
the Supreme Court, when deciding of an appeal against sentence, has to
base itself on the lower court's finding of guilt.
On 28 September 1993 the Supreme Court dismissed the applicant's
plea of nullity and his appeal against sentence.
As regards the applicant's general complaints that he had no fair
hearing within the meaning of Article 6 of the Convention, the Supreme
Court considered that, in accordance with the relevant provisions of
the Code of Criminal Procedure, it could, in the context of the nullity
proceedings, only examine the allegedly unlawful course of the trial
to the extent that the procedural mistake affected the court's finding
of guilt. In this respect, the Supreme Court also noted that the
applicant had not requested a postponement of the trial hearings,
claiming insufficient time to ensure his defence. Moreover, all
witnesses had been heard in the course of the public trial. The
Supreme Court also confirmed the Regional Court's refusal to take
further evidence as requested by the applicant, finding that the
alleged circumstances could not have contributed to the establishment
of the truth. Furthermore, the Supreme Court examined in detail the
applicant's complaints as to the Regional Court's assessment of the
evidence and considered that the Regional Court's findings could not
be objected to.
The Supreme Court's judgment was served on 5 January 1994.
On 15 April 1994 the Supreme Court, sitting as disciplinary court
for judges, decided that oral hearings should start as regards the
disciplinary charges against the applicant, which related to the
criminal charges which had been determined in the above criminal
proceedings, and that the remainder of disciplinary charges be
separated from these proceedings. The Supreme Court considered that
the disciplinary prosecution should, as far as the matter had been
clarified in the context of the criminal proceedings, be duly
furthered. According to the applicant, the disciplinary proceedings
are still pending.
COMPLAINTS
1. The applicant complains about his conviction and the alleged
unfairness of the criminal proceedings against him. He relies on
Article 6 paras. 1 and 2 as well as para. 3 (a), (b), (d) of the
Convention.
a. The applicant considers that the surveillance of his telephone
conversations between October 1989 and January 1990 infringed his
defence rights, and also invokes Article 10 in this respect.
b. Furthermore, he submits that he was not informed in due time
about the charges against him, but only in the bill of indictment.
c. He also considers that his information about some of the
incriminating statements of witnesses was belated. He considers that
he had thus no sufficient time to prepare his defence. In this
respect, he also states that his counsel was granted full access to the
files only in June 1990. Moreover, according to the applicant, the
trial hearings had been exhausting.
d. The applicant further complains that contrary to the presumption
of innocence the bill of indictment already contained an incriminating
assessment of the circumstances and thereby negatively influenced the
lay judges at the Regional Court. The applicant also refers to
detrimental reports in the media.
e. The applicant complains about the Regional Court's taking and
assessment of evidence. He submits in particular that witnesses
against him had been heard in the course of the investigation
proceedings whereas the witnesses on his behalf, named by him at the
end of the investigation proceedings, were only heard in the course of
the trial against him.
f. The applicant finally considers that the Supreme Court did not
duly consider all his arguments and that, following his counsel's
speech and the prosecutor's reply, he could not present his own
concluding remarks.
2. The applicant also complains under Article 6 para. 1 of the
Convention about the length of the criminal proceedings against him.
3. The applicant complains under Article 5 of the Convention about
his arrest on 16 May 1989.
4. The applicant complains under Article 14 of the Convention that
the Regional Court, in fixing the sentence, considered as aggravating
circumstance that the applicant, in his position as judge, had caused
damage to the reputation of the judiciary.
5. The applicant complains under Article 2 of Protocol No. 7 that
he did not have a review as to the Regional Court's factual findings
on his guilt.
THE LAW
1. The applicant complains about his conviction and the alleged
unfairness of the criminal proceedings against him. He relies on
Article 6 paras. 1 and 2 as well as para. 3 (a), (b), (d)
(Art. 6-1, 6-2), 6-3-a, 6-3-b, 6-3-d) of the Convention.
Article 6 (Art. 6) of the Convention which, so far as relevant,
provides as follows:
"1. In the determination ... of any criminal charge against
him, everyone is entitled to a fair ... hearing ... by an
independent and impartial tribunal established by law. ...
2. Everyone charged with a criminal offence shall be presumed
innocent until proved guilty according to law.
3. Everyone charged with a criminal offence has the following
minimum rights:
a. to be informed promptly, in a language which he
understands and in detail, of the nature and cause of the
accusation against him;
b. to have adequate time and facilities for the
preparation of his defence;
...
d. to examine or have examined witnesses against him and
to obtain the attendance and examination of witnesses on his
behalf under the same conditions as witnesses against him.
..."
The Commission finds it appropriate to examine the applicant's
various complaints about the proceedings from the points of view of
paragraphs 1, 2 and 3 of Article 6 (Art. 6-1, 6-2, 6-3) taken together,
especially as the guarantees in paragraphs 2 and 3 (Art. 6-2, 6-3)
represent aspects of the concept of a fair trial contained in
paragraph 1 (Art. 6-1) (Eur. Court H.R., Unterpertinger judgment of 24
November 1986, Series A no. 110, p. 14, para. 29).
a. As regards the applicant's complaints about the surveillance of
his telephone conversations, the Commission observes that these
submissions were already at issue in his Applications No. 16410/90 and
No. 17679/91. The applicant failed to show any new element in this
respect, in particular as to the further conduct of the criminal
proceedings against him, which would warrant a further examination by
the Commission. The Commission therefore finds that this part of the
application is substantially the same as the matter dealt with in the
applicant's previous Applications No. 16410/90 and No. 17679/91, and
inadmissible under Article 27 para. 1 (b) (Art. 27-1-b) of the
Convention.
b. Furthermore, the applicant submits that he was not informed in
due time about the charges against him, but only in the bill of
indictment.
Article 6 para. 3 (a) (Art. 6-3-a) gives an accused person the
right to be adequately informed of the cause and the nature of the
accusation in order to enable him to prepare his defence accordingly
(Eur. Court H.R., Brozicek judgment of 19 December 1989, Series A
no. 167, pp. 18-19, paras. 38-42; No. 10857/84, Dec. 15.7.86, D.R. 48,
p. 106).
In the present case, the Commission finds no indication that, at
the different stages of the proceedings, the applicant, assisted by
counsel, was not informed adequately about the charges and the state
of the investigations against him when he was repeatedly questioned as
from 23 March 1989. Moreover, the bill of indictment of 7 March 1991
informed him in detail about the accusations against him and enabled
him to prepare his defence adequately, first as regards his appeal
against the indictment and subsequently in the course of the trial
before the Vienna Regional Court.
c. The applicant's further complaints about insufficient
possibilities to prepare his defence concern an allegedly belated
information about some of the incriminating statements of witnesses,
the belated access to the files and the exhausting course of the trial
hearings.
The Commission observes that following counsel's full access to
the files as from June 1990 and the detailed bill of indictment of
March 1991, the applicant, assisted by counsel, was in a position to
challenge the bill of indictment, albeit without success, and to
further prepare his defence until the trial took place in April 1992.
The applicant failed to show that the course of the trial as such
prevented him and his counsel from making effective use of all defence
rights. In this respect, the Commission notes that the applicant and
his counsel did not apply for a postponement of the trial hearings
before the Vienna Regional Court.
Consequently, the Commission finds no appearance of a violation
of the applicant's right to have adequate time and facilities to
prepare his defence and his right to a fair trial in these respects.
d. The applicant further complains that contrary to the presumption
of innocence the bill of indictment already contained an incriminating
assessment of the circumstances and thereby negatively influenced the
lay judges at the Regional Court. The applicant also refers to
detrimental reports in the media.
The principle of the presumption of innocence is first of all a
procedural guarantee applying in any kind of criminal procedure;
however, in a wider sense, it protects everybody against being treated
by public officials as being guilty of an offence before this is
established according to law by a competent court (cf. No. 10857/84,
Dec. 15.7.86, D.R. 48, p. 106).
In the present case, the Commission considers that the bill of
indictment of March 1991 did not go beyond setting out the charges
against the applicant on the basis of the preliminary investigations.
Moreover, the applicant did not show that the reporting in the media
was more that the inevitable publicity when a person of particular
public interest such as a high-ranking judge is prosecuted. The
Commission also attaches importance to the fact that the applicant did
not challenge the lay judges at the Regional Court for bias.
The applicant's submissions do not, therefore, disclose any
appearance of a violation of the presumption of innocence which could
have had repercussions on his right to a fair trial.
e. The applicant complains about the Regional Court's taking and
assessment of evidence. He submits in particular that witnesses
against him had been heard in the course of the investigation
proceedings whereas the witnesses on his behalf, named by him at the
end of the investigation proceedings, were only heard in the course of
the trial against him.
The Commission recalls that, as a general rule, it is for the
national courts to assess the evidence before them as well as the
relevance of the evidence which the defendants seek to adduce. More
specifically, Article 6 para. 3 (d) (Art. 6-3-d) leaves it to them,
again as a general rule, to assess whether it is appropriate to call
witnesses, in the "autonomous" sense given to that word in the
Convention system; it does not require the attendance and examination
of every witness on the accused's behalf (cf., Eur. Court H.R.,
Bricmont judgment of 7 July 1989, Series A no. 158, p. 31, para. 89;
Vidal judgment of 22 April 1992, Series A no. 235-B, pp. 32-33,
para. 33). However, it is the task of the Convention organs to
ascertain whether the taking and assessment of evidence rendered the
proceedings as a whole unfair. In this respect, the Commission also
recalls that all the evidence must normally be produced in the presence
of the accused at a public hearing with a view to adversarial argument
(cf. Eur. Court H.R., Asch judgment of 26 April 1991, Series A no. 203,
p. 10, paras. 26-27).
In the present case, the applicant failed to show that the fact
that the witnesses against him had already been heard at the pre-trial
stage could render the proceedings as a whole unfair. In this respect,
the Commission notes that all witnesses were heard at the trial where
the applicant had an adequate and proper opportunity to challenge and
question the witnesses.
Moreover, the Commission notes that the Regional Court dismissed
several of the applicant's requests for a further hearing of witnesses,
explaining in its judgments the reasons, in particular as to the
irrelevance of the evidence in question in the light of the Regional
Court's taking of evidence as a whole. Having regard to all material
before it, the Commission finds no sufficient grounds to form the view
that there were any special circumstances which could prompt the
conclusion that the failure to hear further witnesses was incompatible
with Article 6 (Art. 6).
f. The applicant finally considers that the Supreme Court did not
duly consider all his arguments and that, following his counsel's
pleadings and the prosecutor's reply, he could not present his own
concluding remarks.
Article 6 para. 1 (Art. 6-1) obliges the courts to give reasons
for their judgments, but cannot be understood a detailed answer to
every argument. The extent to which this duty to give reasons applies
may vary according to the nature of the decision (Eur. Court H.R., Ruiz
Torija and Hiro Balani judgments of 9 December 1994, paras. 29/27, to
be published in Series A nos. 303 A/B, respectively). However, the
Convention organs are not called upon to examine whether arguments are
adequately met (see above and Eur. Court H.R., Van De Hurk judgment of
19 April 1994, Series A no. 288, p. 20, para. 61).
The Commission, having considered the Supreme Court's reasoning
in its judgment of 28 September 1993, finds no indication that the
court failed to fulfil its obligation to state reasons.
g. In sum, taken individually none of the matters complained of by
the applicant discloses any appearance of a violation of the rights of
the defence under Article 6 (Art. 6) of the Convention. Furthermore,
the Commission finds that taken cumulatively the alleged procedural
deficiencies did not result in rendering unfair, for the purposes of
Article 6 (Art. 6), the criminal proceedings considered as a whole.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2).
2. The applicant also complains under Article 6 para. 1 (Art. 6-1)
of the Convention about the length of the criminal proceedings against
him.
The Commission notes that criminal proceedings against the
applicant were opened in February 1989 on the suspicion of abetment
after the fact, a charge in respect of which the investigations were
later discontinued. Investigations regarding the suspicion of abuse
of authority only started in May 1989, and were later extended to the
charge of having given false evidence. The proceedings terminated with
the Supreme Court's judgment of 28 September 1993 which was served upon
the applicant on 5 January 1994. The proceedings thus lasted about
four years and eight months.
The reasonableness of the length of proceedings is to be
determined with reference to the criteria laid down in the case-law of
the Convention organs and in the light of the circumstances of the
case, which in this instance call for an overall assessment (cf. Eur.
Court H.R., Ficara judgment of 19 February 1991, Series A no. 196-A,
p. 9, para. 17).
The Commission notes that the proceedings at issue related to
charges of abuse of authority committed throughout a period of two
years and having given false evidence in parliamentary investigation
proceedings. The preliminary investigations which at that time still
covered the charge of abetment after the fact took about 21 months.
The applicant's appeal against the bill of indictment of March 1991 was
rejected by the Vienna Court of Appeal in November 1991 and the trial
took place before the Vienna Regional Court on six days between 21 and
29 April 1992. The Regional Court's written judgment was served upon
the applicant on 8 September 1992. The Supreme Court decided upon the
extensive applicant's plea of nullity and appeal against sentence
within less than one year from the submission of the applicant's
reasoning and this decision was served three months and one week later.
In these circumstances, the Commission finds no delays on the
part of the Austrian authorities which would appear substantial enough
for the total length of the proceedings to be regarded as excessive.
Consequently, there is no appearance of a violation of the
applicant's right to a hearing within a "reasonable time", as
guaranteed by Article 6 para. 1 (Art. 6-1) of the Convention.
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
3. The applicant complains under Article 5 (Art. 5) of the
Convention about his arrest on 16 May 1989.
In accordance with Article 26 (Art. 26) of the Convention, the
Commission, even assuming exhaustion of domestic remedies, finds that
the matter complained about dates back to May 1989, which is more than
six months before the date on which the application was submitted.
Consequently, the Commission is not required to decide whether or not
the applicant's complaint about his arrest discloses any appearance of
a violation of the Convention.
It follows that this part of the application must be rejected
under Article 27 para. 3 (Art. 27-3) of the Convention.
4. The applicant complains under Article 14 (Art. 14) of the
Convention that the Regional Court, in fixing the sentence, considered
as aggravating circumstance that the applicant, in his position as
judge, had caused damage to the reputation of the judiciary.
Article 14 (Art. 14) provides that the enjoyment of the rights
and freedoms set forth in this Convention shall be secured without
discrimination on any ground such as sex, race, colour, language,
religion, political or other opinion, national or social origin,
association with a national minority, property, birth or other status.
The Commission has examined the applicant's complaint about the
fixing of the sentence by the Vienna Regional Court under Article 14,
taken in conjunction with Article 6 (Art. 14+6) of the Convention. The
Commission finds that the Vienna Regional Court, in its judgment of
29 April 1992, having weighed mitigating and aggravating circumstances,
fixed a sentence at the lower end of the statutory range of punishment.
There is no appearance that the Regional Court, having considered
as one of the mitigating circumstances the applicant's merits for the
judiciary, discriminated against him, contrary to Article 14 (Art. 14)
of the Convention, when taking into account the negative consequences
of his criminal behaviour for the judiciary.
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2).
5. The applicant finally complains under Article 2 of Protocol No. 7
(P7-2) that he did not have a review as to the Regional Court's factual
findings on his guilt.
Article 2 of Protocol No. 7 (P7-2), as far as relevant, provides
as follows:
"1. Everyone convicted of a criminal offence by a tribunal shall
have the right to have his conviction or sentence reviewed by a
higher tribunal. The exercise of this right, including the
grounds on which it may be exercised, shall be governed by law."
The Commission recalls that the reference, in the second sentence
of Article 2 para. 1 of Protocol No. 7 (P7-2-1), to the grounds for the
review to be governed by national law shows that the States have a
discretion as to the modalities for the exercise of the right of
review. Indeed different rules govern review by a higher tribunal in
the Member States of the Council of Europe. In some countries such
review is in certain cases limited to questions of law, such as the
"recours en cassation" (in French law) or "Revision" (in German law).
In others there is a right to appeal against findings of fact as well
as on questions of law; and in some States a person wishing to appeal
to a higher tribunal must in certain cases apply for leave to appeal
(cf. No. 19028/91, Dec. 9.9.92, D.R. 73, p. 239).
In the present case, the applicant could under Austrian law lodge
a plea of nullity and an appeal against sentence with the Austrian
Supreme Court, and he availed himself of these possibilities. The
Commission finds that the limitation of the right to review under
S. 281 of the Code of Criminal Procedure as regards the plea of nullity
and under S. 295 of the Code of Criminal Procedure as to the appeal
against sentence is in line with the typical rules governing the
procedures before Supreme Courts which sit only to control the legality
of the judgment of the trial court.
In the circumstances of the present case, the right to review as
provided for under Austrian law satisfied the requirements of Article 2
of Protocol No. 7 (P7-2).
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)
LEXI - AI Legal Assistant
