RANINEN v. FINLAND
Doc ref: 20972/92 • ECHR ID: 001-45850
Document date: October 24, 1996
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 20972/92
Kaj Raninen
against
Finland
REPORT OF THE COMMISSION
(adopted on 24 October 1996)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-16). . . . . . . . . . . . . . . . . . . . . .1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . .1
B. The proceedings
(paras. 5-11) . . . . . . . . . . . . . . . . . . .1
C. The present Report
(paras. 12-16). . . . . . . . . . . . . . . . . . .2
II. ESTABLISHMENT OF THE FACTS
(paras. 17-43) . . . . . . . . . . . . . . . . . . . . .4
A. The particular circumstances of the case
(paras. 17-40). . . . . . . . . . . . . . . . . . .4
B. Relevant domestic law
(paras. 41-43). . . . . . . . . . . . . . . . . . .7
III. OPINION OF THE COMMISSION
(paras. 44-78) . . . . . . . . . . . . . . . . . . . . .8
A. Complaints declared admissible
(para. 44). . . . . . . . . . . . . . . . . . . . .8
B. Points at issue
(para. 45). . . . . . . . . . . . . . . . . . . . .8
C. As regards Articles 3 and 8 of the Convention
(paras. 46-62). . . . . . . . . . . . . . . . . . .8
(i) The allegedly degrading treatment
(paras. 57-59) . . . . . . . . . . . . . . . 10
CONCLUSION
(para. 60). . . . . . . . . . . . . . . . . . . . 11
(ii) The alleged interference with the applicant's
right to respect for his private life
(para. 61) . . . . . . . . . . . . . . . . . 11
CONCLUSION
(para. 62). . . . . . . . . . . . . . . . . . . . 11
TABLE OF CONTENTS
Page
D. As regards Article 5 of the Convention
(paras. 63-74). . . . . . . . . . . . . . . . . . 11
(i) Article 5 para. 1
(paras. 63-69) . . . . . . . . . . . . . . . 11
CONCLUSION
(para. 70). . . . . . . . . . . . . . . . . . . . 12
(ii) Article 5 para. 2
(paras. 71-73) . . . . . . . . . . . . . . . 13
CONCLUSION
(para. 74). . . . . . . . . . . . . . . . . . . . 13
E. Recapitulation
(paras. 75-78). . . . . . . . . . . . . . . . . . 13
PARTIALLY DISSENTING OPINION OF MRS. G.H. THUNE . . . . . . 14
PARTIALLY DISSENTING OPINION OF MM. G. JÖRUNDSSON
and I. CABRAL BARRETO . . . . . . . . . . . . . . . . . . . 16
PARTIALLY DISSENTING OPINION OF MR. N. BRATZA, JOINED BY
MRS. J. LIDDY and MM. H.G. SCHERMERS, J.-C. GEUS,
G. RESS, P. LORENZEN and K. HERNDL . . . . . . . . . . . . 17
APPENDIX I: PARTIAL DECISION OF THE COMMISSION AS TO
THE ADMISSIBILITY OF THE APPLICATION . . . . 19
APPENDIX II: FINAL DECISION OF THE COMMISSION AS TO
THE ADMISSIBILITY OF THE APPLICATION . . . . 33
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is a Finnish citizen, born in 1967 and resident
in Helsinki. He was represented before the Commission by
Ms. Marjaana Laine and Mr. Juha Keltti, lawyers of the Union of
Conscientious Objectors ("Aseistakieltäytyjäliitto").
3. The application is directed against Finland. The respondent
Government were represented by their Agent Mr. Holger Rotkirch,
Director-General for Legal Affairs, Ministry for Foreign Affairs, and
by Mr. Arto Kosonen, Co-Agent, of the same Ministry.
4. The case, insofar as declared admissible, concerns the
applicant's handcuffing and the lawfulness of the deprivation of his
liberty. He invokes Articles 3, 5 and 8 of the Convention.
B. The proceedings
5. The application was introduced on 11 November 1992 and registered
on 19 November 1992.
6. On 30 November 1994 the Commission (First Chamber) decided,
pursuant to Rule 48 para. 2 (b) of its Rules of Procedure, to give
notice of the application to the respondent Government and to invite
the parties to submit written observations on the admissibility and
merits of part of the applicant's complaints under Articles 3, 5, 8,
9, 14 and 17 of the Convention as well as Article 4 of Protocol No. 7.
It declared the remainder of the application inadmissible.
7. The Government's observations were submitted on 14 March 1995
after an extension of the time-limit fixed for this purpose. The
applicant replied on 31 May 1995 after an extension of the time-limit.
On 11 April 1995 the Commission granted the applicant legal aid for the
representation of his case.
8. On 27 February 1996 the case was transferred from the First
Chamber to the Plenary Commission, by decision of the latter.
9. On 7 March 1996 the Commission declared admissible part of the
applicant's complaints under Articles 3, 5 and 8 of the Convention.
It declared inadmissible the remainder of the application.
10. The text of the Commission's decision on admissibility was sent
to the parties on 13 March 1996 and they were invited to submit such
further information or observations on the merits as they wished. The
Government submitted observations on 25 April 1996.
11. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also placed
itself at the disposal of the parties with a view to securing a
friendly settlement. In the light of the parties' reaction, the
Commission now finds that there is no basis on which such a settlement
can be effected.
C. The present Report
12. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
Mr. S. TRECHSEL, President
Mrs. G.H. THUNE
Mrs. J. LIDDY
MM. E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H.G. SCHERMERS
H. DANELIUS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
M.A. NOWICKI
I. CABRAL BARRETO
B. CONFORTI
N. BRATZA
I. BÉKÉS
J. MUCHA
D. SVÁBY
G. RESS
A. PERENIC
C. BÎRSAN
P. LORENZEN
K. HERNDL
E. BIELIUNAS
M. VILA AMIGÓ
13. The text of this Report was adopted on 24 October 1996 by the
Commission and is now transmitted to the Committee of Ministers of the
Council of Europe, in accordance with Article 31 para. 2 of the
Convention.
14. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
15. The Commission's decisions on the admissibility of the
application are annexed hereto as Appendices I and II.
16. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
17. In 1986 the applicant was called up for military service. On
account of his studies his duty to report for service was nevertheless
suspended until 20 March 1992. Prior to this date he objected in
writing to performing any kind of military or substitute civilian
service.
18. On 7 April 1992 the applicant presented himself at the Army
Headquarters (pääesikunta, huvudstaben), submitting a petition against
military service. This he repeated the next day, following which he was
arrested on suspicion of having evaded service. He was eventually
brought to the Pori Brigade (Porin Prikaati) at Säkylä. On his renewed
objection to carrying out any military duties his arrest was prolonged
on 9 April.
19. On 11 April 1992 the District Court (kihlakunnanoikeus,
häradsrätten) of Eura ordered the applicant's detention on remand in
the County Prison of Turku. On 24 April he was convicted of evasion
from military service from 20 March to 8 April and of an offence in
service (i.e. his refusal on 9 April). He was given a suspended
sentence.
20. Immediately upon his release from the County Prison on the same
day military staff brought him back to the Pori Brigade, where he again
objected to carrying out any military duties and was again arrested.
On 28 April 1992 the District Court again ordered his detention on
remand in the County Prison. On 12 May it convicted him of a further
offence in service and sentenced him to imprisonment. The sentence was
to be served later.
21. Immediately upon his release from the County Prison on the same
day the applicant was again accompanied by military staff back to the
Pori Brigade, where he again objected to carrying out any military
duties and was again arrested.
22. On 15 May 1992 the District Court again ordered the applicant's
detention on remand in the County Prison. On 29 May it convicted him
of a further offence in service and sentenced him to imprisonment. The
sentence was to be served later.
23. Immediately upon his release from the County Prison on the same
day the applicant was returned by military police to the Pori Brigade.
Having been questioned there, he again objected to carrying out any
military duties and was again arrested.
24. On 2 June 1992 the applicant was transported back to the County
Prison in order to serve his sentence. On 9 June he was released on
parole. Immediately upon his release from the prison, he was again
accompanied by military police back to the Pori Brigade, where he again
objected to carrying out any military duties and was again arrested.
25. On 11 June 1992 the District Court of Eura again ordered the
applicant's detention on remand in the County Prison. On 18 June it
convicted him of two offences in service and sentenced him to further
imprisonment. The sentence was to be served later. His release on
parole was also revoked.
26. After the court hearing the applicant was, as on previous
occasions, transported back to the County Prison in order to be
released. A military police squad headed by R, an enlisted corporal,
and consisting of conscripts waited for him in the prisoners' check-out
room inside the prison. In the prison courtyard he was handcuffed and
informed of his apprehension. Outside the prison gate, where his
support group was waiting, he entered the conscripts' police vehicle.
Members of his support group were photographing and videofilming the
incident. He was then transported back to the Pori Brigade at Säkylä.
27. Säkylä is situated some 100-150 kilometres from Turku and
normally transportation by car lasts some two hours. On his arrival at
the Brigade the applicant did not explicitly object to being
transported to the military hospital. He was released from his
handcuffs in the hospital's entry hall.
28. According to the applicant, the measures taken by the military
police were all carried out against his will. According to the
Government, he consented to being transported to the military hospital.
29. In the military hospital the applicant did not undergo any
medical examinations. Having again been questioned by military staff
on 19 June 1992, he renewed his objection to carrying out any military
duties. Thereupon he was formally arrested at 8.05 hrs.
30. On 22 June 1992 the District Court again ordered his detention
on remand in the County Prison, where, on 26 June, he started serving
his aggregated prison sentence. On 29 June he was convicted of a
further offence in service and sentenced to further imprisonment. In
its judgment the District Court considered that he had been deprived
of his liberty as from 19 June.
31. On 20 August 1992 the applicant was released from prison on
parole. He again objected to carrying out any military duties; his
detention on remand was twice ordered in August and September; he was
convicted of further offences in service and sentenced to further
imprisonment. On 5 October 1992 he was discharged from his military
service for one year.
32. On 16 February 1993 the applicant lodged a petition with the
Parliamentary Ombudsman (eduskunnan oikeusasiamies, riksdagens
justitieombudsman; "the Ombudsman"), in particular concerning the
deprivation of his liberty from 18 to 19 June 1992 and the related
handcuffing. He underlined that at no moment had he attempted to escape
from the military police squad or otherwise shown any tendency to do
so. He also stated having been handcuffed already on 11 April and
2 June 1992 while being transported to the County Prison after the
District Court's hearings.
33. In his petition the applicant also submitted that, on his arrival
at the Pori Brigade on 18 June 1992, R had asked him whether he would
agree to go to the hospital. The applicant had then voiced his
objection to performing any kind of service. The fact that he had been
handcuffed up to his arrival at the hospital showed that he had not
consented to going there. At any rate, he had not acted in a way which
could have led anyone to believe that he had wished to receive hospital
care.
34. Heard as a suspect at the Ombudsman's request, R stated that he
had been instructed by the Legal Officer of the Pori Brigade to bring
the applicant back to the compound. After the applicant had been
released in the prison courtyard R had ordered the military police to
apprehend him. According to the training provided to members of
military police squads, a person who was to be apprehended was to be
informed thereof and was also to be handcuffed. On the applicant's
return to the Brigade R had been instructed by the Duty Officer to ask
the applicant whether he would accept to take up his military service.
Having objected thereto, he had, with his own consent, been brought to
the military hospital. As far as R could remember, the applicant had
been released from his manacles in the hospital yard.
35. The Pori Brigade stated to the Ombudsman that the purpose of the
applicant's apprehension had been to ensure that he would remain in the
hands of the military authorities, given that he had been issued with
an order to take up his service at that compound. The military police
had not been given any instructions concerning his transportation in
handcuffs. Nor did the situation as a whole seem to have required such
a measure, considering that his arrest had not been ordered and he was
thus only to be returned to the Brigade, as on previous occasions. In
order to carry out the return R had nevertheless considered the
applicant's handcuffing necessary, given his repeated convictions of
military offences.
36. In its submissions to the Ombudsman the Army Headquarters
recalled that under section 16 of the 1983 Act on Military Disciplinary
Measures (sotilaskurinpitolaki, militär disciplinlag 331/83) a person
caught committing a military offence or on likely grounds suspected of
having committed such an offence could be apprehended and arrested
provided this was necessary in order to maintain or restore discipline,
order or safety. The applicant's apprehension had taken place
immediately on his release by the prison authorities. There was no
evidence that he had already at that moment objected anew to performing
military service or to returning to his military compound with the
military police. The measures ordered by R appeared to have been based
on the applicant's repeated previous objections to performing any kind
of service. He had therefore been likely to voice such an objection
again. Moreover, his support group had been disturbing R during the
incident.
37. The Army Headquarters nevertheless conceded that on the basis of
the evidence available there had been no acceptable grounds for
apprehending the applicant. This measure had resulted from R's
incorrect assessment of the situation in combination with the
surrounding circumstances. Also the applicant's handcuffing had been
groundless. According to the relevant permanent instructions, manacles
could be used temporarily in order to calm down a person behaving
violently who was to remain in the hands of the authorities or if there
was a specific reason for suspecting that he would escape. Although the
applicant had, on several occasions, committed punishable acts and
although his support group had attended his release from the County
Prison, he had not been likely to escape on that occasion.
38. In his decision of 20 May 1994 the Ombudsman noted that the
military authorities had had no reason to fear that the applicant would
attempt to evade them. Previously he had in fact presented himself
voluntarily to them. The Ombudsman considered that the applicant's
apprehension on 18 June 1992 had not been legally grounded, since prior
to that he had not been asked whether he would persist in his refusal
to perform his service. The Ombudsman furthermore found no
justification for the applicant's handcuffing. He noted, however, that
the orders given by professional military personnel to R had been
summary and that, being inexperienced, R had himself believed that he
was acting in compliance with the relevant orders and the military
education which he had received.
39. Summing up, the Ombudsman found that more experienced personnel
should have been ordered to fetch the applicant on his release from the
County Prison. He did not order criminal charges to be brought; instead
he urged the Army Headquarters and the Commander of the Pori Brigade
to see to it that situations arising, on the one hand, in war time and,
on the other, in peace time, be clearly distinguished from each other
both in the training of members of the military police force and in the
activities of this force.
40. On 1 June 1994 an amendment to section 39 of the 1950 Military
Service Act (asevelvollisuuslaki, värnpliktslag 452/50) entered into
force. On 20 February 1995 the District Court (käräjäoikeus,
tings-rätten) of Kokemäki convicted the applicant of refusal to carry
out military service in pursuance of section 39 of the amended 1950 Act
and sentenced him to 194 days' imprisonment. The Court observed that
he had previously been convicted of offences which corresponded to the
description in section 39. Since he had already served 212 days in
prison for those offences, the Court considered that he had fully
served his sentence.
B. Relevant domestic law
41. According to the 1983 Act on Military Disciplinary Measures, a
person caught committing a military offence or on likely grounds
suspected of having committed such an offence may be apprehended and
arrested provided this is necessary in order to maintain or restore
discipline, order or safety (section 16).
42. According to the 1889 Penal Code (rikoslaki, strafflag 39/1889),
a soldier carrying out police duties is, if he encounters resistance,
entitled to use the necessary force justified by the circumstances
(chapter 3, section 8a, as added by Act no. 321/83).
43. According to the 1990 Educational Guide intended for the members
of the military police force, a person who is to be transported shall
be handcuffed. Its preface states that it is principally intended for
use in war time or when there is a threat of war. It underlines that
in peacetime the military police shall not use more violence than the
situation calls for when, for instance, transporting an arrested
person.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
44. The Commission has declared admissible the complaints relating
to the applicant's handcuffing on 18 June 1992 as well as to the
lawfulness of his arrest from 18 to 19 June 1992.
B. Points at issue
45. The issues to be determined are:
- whether there has been any violation of Article 3 (Art. 3) of
the Convention;
- whether there has been any violation of Article 8 (Art. 8) of
the Convention; and
- whether there has been any violation of Article 5 (Art. 5) of
the Convention.
C. As regards Articles 3 and 8 (Art. 3, 8) of the Convention
46. Article 3 (Art. 3) of the Convention reads as follows:
"No one shall be subjected to torture or to inhuman or
degrading treatment or punishment."
Article 8 (Art. 8) reads, in so far as relevant, as follows:
"1. Everyone has the right to respect for his private ...
life, ...
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public
safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and
freedoms of others."
47. The applicant complains that he was subjected to degrading
treatment and a disproportionate interference with his right to privacy
on account of being handcuffed during his transportation from the Turku
County Prison to the Pori Brigade's military hospital. Allegedly, the
only purpose of the handcuffing was to degrade and frighten him so as
to influence his personal convictions in respect of military and
substitute service. It was, at any rate, disproportionate for the
purposes of Article 8 para. 2 (Art. 8-2), since he in no way resisted
the deprivation of his liberty. Nor was there any reason to expect any
such resistance in view of his behaviour during the previous similar
incidents.
48. The Government submit that there has been no violation either of
Article 3 (Art. 3) or Article 8 (Art. 8). In the particular
circumstances at hand the applicant's handcuffing was part and parcel
of his apprehension which is to be examined exclusively under Article 5
(Art. 5). Subsidiarily, the Government submit that the threshold of
treatment proscribed by Article 3 (Art. 3) was not reached. When
applying general instructions, the commander of the conscripts' police
squad found the circumstances to require that the applicant be
handcuffed in connection with his apprehension. The handcuffing was
only intended as a security measure during his transportation which,
the Government assert, did not take place in public. They nevertheless
concede that the handcuffing was "probably unnecessary", since the
applicant had been "calm" and his own behaviour had thus not required
the use of manacles.
49. The Commission recalls that the assessment of the minimum level
of severity of treatment contrary to Article 3 (Art. 3) is relative and
must take account of all the circumstances of the case, such as the
duration of the treatment, its physical or mental effects and, in some
cases, the sex, age and state of health of the victim, etc. (see, e.g.,
Eur. Court HR, Ireland v. the United Kingdom judgment of
18 January 1978, Series A no. 25, p. 65, para. 162). A treatment is
degrading if it is such as to arouse in the person subjected thereto
feelings of fear, anguish and inferiority capable of humiliating and
debasing this person and possibly breaking his or her physical or moral
resistance (see, e.g., ibid., p. 66, para. 167; Hurtado v. Switzerland,
Comm. Report 8.7.93, para. 67, Eur. Court HR, Series A no. 280-A,
p. 14).
50. A treatment may also be said to be degrading if it grossly
humiliates a person in front of others or drives him to act against his
will or conscience (see the Greek case, Comm. Report 5.11.69, Yearbook
12 p. 186). A measure which does not involve physical ill-treatment but
lowers a person in rank, position, reputation or character may also
constitute degrading treatment, but again provided it attains a minimum
level of severity, thereby interfering with human dignity (see East
African Asians v. the United Kingdom, Comm. Report 14.12.73, D.R. 78-A
pp. 5 et seq., paras. 195 and 208 at pp. 57 and 62).
51. The Commission has held, on the one hand, that the handcuffing
in public of a prisoner is clearly not so serious a measure as to
amount to degrading treatment within the meaning of Article 3 (Art. 3)
(see, e.g., No. 12323/86, Dec. 6.3.87, not published). On the other
hand, although the publicity surrounding a particular treatment may be
of relevance for the assessment under Article 3 (Art. 3), the absence
of publicity does not necessarily prevent the treatment from attaining
the proscribed level of severity. It may suffice that the victim is
humiliated in his own eyes (cf., mutatis mutandis, Eur. Court HR, Tyrer
v. the United Kingdom judgment of 25 April 1978, Series A no. 26,
pp. 15-17, paras. 30-35).
52. In addition to the objective nature of the treatment and its
effects on the person subjected to it, also the purpose of the
authority which resorted to the measure may be of relevance in
determining whether it fulfils the essential elements of treatment
prohibited by Article 3 (Art. 3). It is essential whether or not the
treatment in question denotes contempt or lack of respect for the
personality of the person subjected to it and whether it was designed
to humiliate or debase him instead of, or in addition to, achieving
other aims (cf. Eur. Court HR, Albert and Le Compte v. Belgium,
judgment of 10 February 1983, Series A no. 58, p. 13, para. 22;
Abdulaziz, Cabales and Balkandali v. the United Kingdom judgment of
28 May 1985, Series A no. 94, p. 42, para. 91).
53. Most recently, the Court has emphasised that in respect of a
person deprived of his liberty, any recourse to physical force which
has not been made strictly necessary by his own conduct diminishes
human dignity and is in principle an infringement of the right set
forth in Article 3 (Art. 3) (see, e.g., Eur. Court HR, Ribitsch
v. Austria judgment of 4 December 1995, Series A no. 336, p. 26,
para. 38).
54. The notion of "private life" within the meaning of Article 8
para. 1 (Art. 8-1) of the Convention is a broad one and not susceptible
to exhaustive definition (see, e.g., Eur. Court HR, Costello-Roberts
v. the United Kingdom judgment of 25 March 1993, Series A no. 247-C,
pp. 60-61, para. 36). It covers both the physical and moral integrity
of a person (see, e.g., Eur. Court HR, X and Y v. the Netherlands
judgment of 26 March 1985, Series A no. 91, p. 11, para. 22). The
protection afforded by Article 8 (Art. 8) to an individual's physical
integrity may be wider than that contemplated by Article 3 (Art. 3),
depending on the facts of the particular case (cf. the above-mentioned
Costello-Roberts judgment, loc. cit., and Comm. Report 8.10.91,
para. 49, Eur. Court HR, Series A no. 247-C, p. 71). However, not every
act or measure which may be said to affect adversely the physical or
moral integrity of a person necessarily gives rise to an interference
with the right to respect for private life (see, e.g., the above-
mentioned Costello-Roberts judgment, loc. cit.).
55. An interference with a right guaranteed by Article 8 para. 1
(Art. 8-1) must satisfy three conditions: it must be "in accordance
with the law", it must pursue one or more of the legitimate aims
enumerated in Article 8 para. 2 (Art. 8-2) and it must be "necessary
in a democratic society" for that or those legitimate aims. The reasons
adduced to justify the interference at issue must be "relevant and
sufficient". The notion of necessity implies, moreover, that the
interference corresponds to a pressing social need and, in particular,
requires that it be proportionate to the legitimate aim pursued. Regard
must nevertheless be had to the margin of appreciation left to the
Contracting States (see, e.g., Eur. Court HR, Olsson v. Sweden judgment
of 24 March 1988, Series A no. 130, pp. 31-32, paras. 67-68).
56. The Commission considers that the applicant's handcuffing on
18 June 1992 is clearly distinguishable from the issue arising under
Article 5 (Art. 5) in regard to the deprivation of his liberty on the
same day.
(i) The allegedly degrading treatment
57. It is undisputed that the applicant's handcuffing took place
following his release from the County Prison on 18 June 1992. The
handcuffs were removed later the same day on his arrival at the
military hospital of the Pori Brigade. Considering the distance between
the prison and the hospital, the handcuffing must have lasted some two
hours.
58. The Commission notes that the military offences of which the
applicant had been convicted prior to 18 June 1992 were all similar in
nature, namely his refusal as a pacifist to perform any kind of
military service despite his being considered a conscript. Previously
he had, on several occasions, been transported back and forth between
his military compound, the Eura District Court and the County Prison
in Turku. It has not been alleged that he at any time attempted to
escape from those transporting him or that violent behaviour on his
part could not be excluded. Nor is there any indication that his
handcuffing on 11 April and 2 June 1992 was warranted by any violent
or evasive behaviour on his part. Furthermore, there is no indication
that, on his release from the County Prison on 18 June 1992, he behaved
in a manner which the military police could reasonably consider to
warrant the use of manacles. Finally, the Commission finds no
indication that the activities of his support group would have
justified his handcuffing on that day.
59. In the particular circumstances of this case the Commission
cannot find that the recourse to physical force by placing the
applicant in handcuffs for some two hours in connection with the
deprivation of his liberty had been made strictly necessary by his own
conduct or any other legitimate consideration. It is furthermore
noteworthy that he appeared handcuffed in public, including in front
of his support group. In sum, the Commission considers that his
handcuffing diminished his human dignity and amounted to "degrading
treatment" within the meaning of Article 3 (Art. 3) of the Convention.
Accordingly, this provision has been violated.
CONCLUSION
60. The Commission concludes, by 20 votes to 10, that in the present
case there has been a violation of Article 3 (Art. 3) of the Convention
on account of the applicant's handcuffing on 18 June 1992.
(ii) The alleged interference with the applicant's right
to respect for his private life
61. Having regard to its above conclusion in respect of Article 3
(Art. 3), the Commission considers that no separate issue arises under
Article 8 (Art. 8).
CONCLUSION
62. The Commission concludes, by 23 votes to 7, that no separate
issue arises under Article 8 (Art. 8) of the Convention.
D. As regards Article 5 (Art. 5) of the Convention
(i) Article 5 para. 1 (Art. 5-1)
63. In so far as relevant, Article 5 para. 1 (Art. 5-1) reads as
follows:
"Everyone has the right to liberty and security of person.
No one shall be deprived of his liberty save in the
following cases and in accordance with a procedure
prescribed by law:
..."
64. The applicant complains that the deprivation of his liberty
following his release from the County Prison on 18 June 1992 until
the issuing of the arrest order on 19 June 1992 was in violation of
Article 5 para. 1 (Art. 5-1).
65. The Government submit that for the purpose of continuing his
military service the applicant was obliged to report at the Pori
Brigade as soon as he had been released from the County Prison on
18 June 1992. The military police was, however, not entitled under
domestic law to arrest him on his release but could only offer him
transportation to the compound. The Government consider that he
effectively consented to being transported to the military hospital.
The deprivation of his liberty was at any rate very brief and lenient
in character.
66. The Commission notes the dispute between the parties as to
whether or not the applicant consented to being transported to the
military hospital of the Pori Brigade. It is clear, however, from the
statements made by R and the military authorities in the course of the
Ombudsman's investigation that any such consent was given only on his
arrival at the compound. For the reasons below, the Commission need not
examine the alleged deprivation of his liberty after that moment.
67. Article 5 para. 1 (Art. 5-1) refers back essentially to national
law and lays down the obligation to conform to the substantive and
procedural rules thereof. It furthermore requires that any deprivation
of liberty should be consistent with the overall purpose of Article 5
(Art. 5), namely to protect individuals from arbitrariness (see, e.g.,
Eur. Court HR, van der Leer v. the Netherlands judgment of 21 February
1990, Series A no. 170-A, p. 12, para. 22). If detention is to be
"lawful", including the observance of a procedure prescribed by law,
it must essentially comply with national law and the substantive and
procedural rules thereof (cf., e.g., Eur. Court HR, Herczegfalvy
v. Austria judgment of 24 September 1992, Series A no. 244, p. 21,
para. 63).
68. The Commission finds it appropriate first to examine the
applicant's detention up to his arrival at the Pori Brigade. It finds
it established that, in the absence of any question to this end prior
to the deprivation of his liberty on his release from the County Prison
on 18 June 1992, he had not yet objected anew to performing military
service. It is undisputed that in those circumstances domestic law did
not entitle the military police to deprive him of his liberty.
69. It follows that at least in so far as the applicant was deprived
of his liberty during his transportation from the Turku County Prison
to the Pori Brigade his detention was not "lawful" within the meaning
of Article 5 para. 1 (Art. 5-1) which has therefore been violated in
this respect. Consequently, it is unnecessary to examine whether this
detention served any of the purposes set out in subparas. (a)-(f). It
is also unnecessary to examine whether the applicant's alleged
detention within the military compound until 19 June 1992 at 8.05 hrs
violated Article 5 (Art. 5).
CONCLUSION
70. The Commission concludes, unanimously, that in the present case
there has been a violation of Article 5 para. 1 (Art. 5-1) of the
Convention.
(ii) Article 5 para. 2 (Art. 5-2)
71. Article 5 para. 2 (Art. 5-2) of the Convention reads, in so far
as relevant, as follows:
"Everyone who is arrested shall be informed promptly, ...,
of the reasons for his arrest and of any charge against
him."
72. The applicant complains that he was not informed of the reasons
for the deprivation of his liberty on 18 June 1992. The Government
concede that he could not be informed of any reasons for his
apprehension nor of any charge against him, since he had not committed
any crime on account of which he could have been deprived of his
liberty immediately on his release from the County Prison on that day.
73. The Commission has just found a violation of Article 5 para. 1
(Art. 5-1) of the Convention in respect of the applicant's detention
on 18 June 1992. It is evident that in the prevailing circumstances he
could not be informed of any lawful reasons for his apprehension, nor
of any charge against him. His complaint under Article 5 para. 2
(Art. 5-2) therefore amounts to no more than one aspect of the
complaint considered under Article 5 para. 1 (Art. 5-1) (cf., mutatis
mutandis, Eur. Court HR, X. v. the United Kingdom of 5 November 1981,
Series A no. 46, p. 28, para. 66). This complaint therefore does not
require separate examination.
CONCLUSION
74. The Commission concludes, unanimously, that no separate issue
arises under Article 5 para. 2 (Art. 5-2) of the Convention.
E. Recapitulation
75. The Commission concludes, by 20 votes to 10, that in the present
case there has been a violation of Article 3 (Art. 3) of the Convention
on account of the applicant's handcuffing on 18 June 1992 (para. 60).
76. The Commission concludes, by 23 votes to 7, that no separate
issue arises under Article 8 (Art. 8) of the Convention (para. 62).
77. The Commission concludes, unanimously, that in the present case
there has been a violation of Article 5 para. 1 (Art. 5-1) of the
Convention (para. 70).
78. The Commission concludes, unanimously, that no separate issue
arises under Article 5 para. 2 (Art. 5-2) of the Convention (para. 74).
H.C. KRÜGER S. TRECHSEL
Secretary President
to the Commission of the Commission
(Or. English)
PARTIALLY DISSENTING OPINION OF MRS. G.H. THUNE
I agree with the majority that there has been a breach of
Article 5 para. 1 of the Convention.
As regards Article 3 of the Convention I have voted against
finding a violation for the reasons expressed by Mr. Bratza in his
partially dissenting opinion which I share.
I also agree with Mr. Bratza that there has been no violation of
Article 8 of the Convention. My reasons, however, are slightly
different:
In the case of X and Y against the Netherlands the Court
expressed the view that the notion of "private life" is a broad one
covering the physical as well as the moral integrity of a person
(Series A no. 91, p. 11, para. 22). This notion cannot, however, be so
construed that any interference with physical integrity which does not
attain the level of severity required for a finding of a violation of
Article 3 more or less automatically is considered to be an
interference with a right guaranteed by Article 8 which would need to
be justified under para. 2 of that provision. This interpretation of
the Convention is supported by the Court's judgement in the Costello-
Roberts case, where Article 3 was found to be "the first point of
reference for examining a case concerning disiplinary measures in a
school" (Series A no. 247-C, pp. 60-61, para. 36). The punishment of
the small boy in question was not considered to have such adverse
effects on his physical or moral integrity as to bring it within the
scope of the protection afforded by Article 8.
Following this approach, it seems to me that the answer to the
question whether or not an allegation of interference with physical or
moral integrity comes within the ambit of Article 8 must depend on the
circumstances in casu.
In the present case the applicant's allegation under Article 8
refers to handcuffing during his transportation in a military police
vehicle. The Government have admitted that this measure was unnecessary
due to the applicant's peaceful behaviour and understandably he himself
considers that the handcuffing was an excessively severe measure. The
question still remains, however, whether this suffices for concluding
that the applicant's private life within the meaning of Article 8 para.
1 was affected. In my view this question must be answered in the
negative.
When the handcuffing took place, the applicant was already in the
hands of the military police. His unlawful arrest had in itself
repercussions on his private life and is also the basis for the
Commission's finding of a violation of Article 5 para. 1 of the
Convention.
I find it difficult to see that the particular circumstances of
the applicant's arrest could, in addition to being examined under
Article 5, be considered as an interference with his private life which
calls for justification under Article 8 para. 2. Accordingly, I
conclude that there has been no separate violation of Article 8.
(Or. English)
PARTIALLY DISSENTING OPINION OF MM. G. JÖRUNDSSON
and I. CABRAL BARRETO
We regret that we are unable to agree with the Commission's
majority that Article 3 of the Convention has been violated. In our
view it is Article 8 of the Convention that has been violated. Our
reasons are the following.
The recourse to physical force by keeping the applicant manacled
for the above-mentioned period may not have been made strictly
necessary by his own conduct on 18 June 1992 or previously.
Nevertheless, in the particular circumstances of this case we cannot
find that the treatment to which he was subjected for some two hours
substantially diminished his human dignity or in any other way reached
the threshold of "degrading treatment" within the meaning of Article
3 of the Convention. In particular, we cannot find sufficient evidence
that the handcuffing was aimed at breaking his resistance towards
performing any kind of military or substitute service. We therefore
conclude that there has been no violation of Article 3.
We consider, however, that the applicant's handcuffing on
18 June 1992 constituted an interference with his right to respect for
his private life within the meaning of Article 8 para. 1 of the
Convention. For the reasons set out below, we need not examine whether
this interference was "in accordance with the law" and pursued one or
more of the legitimate aims enumerated in Article 8 para. 2.
It is conceded by the Government that the applicant's handcuffing
was "probably unnecessary". Indeed we cannot find that the reasons
therefor, as adduced by R and the military authorities in the course
of the Ombudsman's investigation, were relevant and sufficient for
concluding that the measure corresponded to a pressing social need and
was "necessary in a democratic society". We therefore consider, in
spite of the margin of appreciation afforded to the Contracting State,
that the applicant's handcuffing was out of proportion and that,
therefore, Article 8 has been violated.
(Or. English)
PARTIALLY DISSENTING OPINION OF MR. N. BRATZA,
JOINED BY MRS. J. LIDDY and MM. H.G. SCHERMERS,
J.-C. GEUS, G. RESS, P. LORENZEN and K. HERNDL
While we agree with the majority of the Commission that there has
been a violation of Article 5 para. 1 of the Convention in the present
case, we cannot share the majority's view that the handcuffing of the
applicant amounted to degrading treatment in breach of Article 3 of the
Convention.
As is noted in the Report, ill-treatment must attain a minimum
level of severity if it is to fall within the scope of Article 3. The
assessment of this minimum is relative and depends on all the
circumstances of the case such as the duration of the treatment, its
physical or mental effects and, in some cases, the sex, age and state
of health of the subject of the treatment.
In the present case the applicant was handcuffed for the duration
of the journey in a police car from the Turku County Prison to the
barracks of the Pori Brigade at Säkylä. We accept that, in the light
of the applicant's history and of the fact that he had at no time
threatened to escape or offered violence to the military police who
effected his arrest, such handcuffing was most probably unnecessary.
We accept, too, that the use of handcuffs was in all the circumstances
a harsh measure. On the other hand, there is no evidence to suggest
that the use of handcuffs either resulted in physical or mental
suffering on the part of the applicant or that it led to his gross
humiliation in his own eyes or in the eyes of others, including those
who witnessed his arrest. In our view, accordingly, the handcuffing of
the applicant did not reach the threshold required by Article 3 of the
Convention.
The applicant further contends that his handcuffing amounted to
an unjustified interference with his right to respect for his private
life, in breach of Article 8 of the Convention.
It is true that the notion of "private life" within the meaning
of Article 8 para. 1 is a broad one and has been held to cover both the
physical and moral integrity of a person. On the other hand, it is also
established that not every act or measure which may be said to affect
adversely an individual's physical or moral integrity necessarily gives
rise to an interference with the right to respect for private life. In
its Costello-Roberts judgment of 25 March 1993 (Series A no. 247-C,
pp. 60-61, para. 36) the Court, in concluding that there had been no
violation of Article 8 of the Convention, noted that the disciplinary
measures taken against the applicant had not attained a level of
severity sufficient to bring it within the ambit of Article 3, "the
Convention Article which expressly deals with punishment and therefore
provides a first point of reference for examining a case concerning
disciplinary measures in a school". While the Court did not exclude the
possibility that there might be circumstances in which Article 8 could
be regarded as affording in relation to disciplinary measures a
protection which went beyond that given by Article 3, it concluded that
the treatment complained of had not entailed adverse effects for the
applicant's physical or moral integrity sufficient to bring it within
the scope of the prohibition contained in Article 8.
While the present case concerns the physical treatment, rather
than punishment, of the applicant, we consider that the Court's
reasoning is germane and that Article 3 provides a first - and in our
view, the primary - point of reference for examining a complaint
concerning the treatment of a person on arrest by the police. Having
found that the treatment did not in the present case attain the level
of severity to amount to a breach of Article 3, we are also of the view
that it did not entail such adverse effects for the applicant's
physical or moral integrity as to amount to an interference with his
right to respect for private life under Article 8 of the Convention.
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