CAMPBELL v. the UNITED KINGDOM
Doc ref: 12323/86 • ECHR ID: 001-247
Document date: July 13, 1988
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AS TO THE ADMISSIBILITY OF
Application No. 12323/86
by Thomas CAMPBELL
against the United Kingdom
The European Commission of Human Rights sitting in private on
13 July 1988, the following members being present:
MM. C.A. NØRGAARD, President
S. TRECHSEL
F. ERMACORA
E. BUSUTTIL
G. JÖRUNDSSON
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
Mrs. G.H. THUNE
Sir Basil HALL
M. C.L. ROZAKIS
Mrs. J. LIDDY
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 (Art. 25) of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 5 July 1985
by Thomas CAMPBELL against the United Kingdom and registered on
8 August 1986 under file No. 12323/86;
Having regard to:
- the report provided for by Rule 40 of the Rules of Procedure
of the Commission;
- the Government's observations of 2 June 1987;
- the applicant's observations of 6 August 1987;
- ii -
- the second report provided for by Rule 40 of the Rules of
Procedure;
- the submissions of the parties at the hearing on 13 July 1988;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a British citizen born in 1952 and resident
in Glasgow. He is currently serving a life sentence. He is
represented before the Commission by John Carroll, a solicitor. The
facts as agreed by the parties may be summarised as follows.
On 16 April 1984, a fire occurred in a house in Glasgow in
which six persons died. This was an incident in a spate of violence
and vandalism occurring between rivals in the ice-cream trade.
The applicant, who had relations in the ice-cream trade and a
record of violent offences was arrested and appeared in Court on
16 May 1984 charged with conspiracy. On 22 May, the applicant was
brought back to Court and served with a fresh petition charging murder
in respect of the fire on 16 April 1984. During the judicial
examination of the applicant, the Procurator Fiscal Depute conducting
the case, questioned him on the basis that the applicant was present
at the house and was involved in starting the fire. The applicant in
reply specified in detail an alibi for that time.
The applicant was subsequently indicted to the High Court in
Glasgow on charges of conspiracy to commit robbery, wilful
fire-raising, murder, assault and instigation of others to commit
assault and murder. The applicant was found guilty of assault and
murder on 10 October 1984 and was sentenced to ten years imprisonment
and life imprisonment, with a recommendation that he serve not less
than twenty years.
The applicant applied for legal aid to appeal his conviction:
he had already been legally-aided during the trial. It appears
however that the applicant's counsel indicated that they would not be
prepared to argue his appeal as he wished. The applicant therefore
prepared and lodged his own grounds of appeal and with the aid of a
solicitor, prepared his submissions on appeal, copies of which were
provided for the Appeal Court judges. The applicant applied under
Section 274 of the Criminal Procedure (Scotland) 1975 Act to have the
shorthand notes of the trial but this request was refused both by the
Clerk of the Justiciary and the Secretary of State.
The applicant presented his appeal on 16 and 17 June 1985 and
was kept in manacles throughout the proceedings. The applicant
requested the Lord Justice Clerk to have the manacles removed so that
he could reach and refer to his papers but this request was denied and
the applicant was kept handcuffed to one prison officer while before
the Court. The prosecution was represented by a senior Advocate
Depute, a Q.C., who was assisted by junior counsel and members of the
Procurator Fiscal service. On page 2 of the Court's Opinion the Lord
Justice Clerk states:
"When he was called upon to make his submissions in support
of his grounds of appeal the appellant stated that they
were all included in the said summary and asked the Court's
leave simply to read that document to the Court. Such
leave was granted and he read the document to the Court.
When he had done so he was asked if he wished to add
anything to what he had already submitted and he replied
in the negative. The learned Advocate Depute replied,
and the appellant then sought leave to answer some of the
points made by the Advocate Depute. Although this further
speech is contrary to normal procedure in criminal appeals
we granted the appellant the indulgence."
The Appeal Court dismissed the appeal and refused his
application to receive "new evidence".
On 18 November 1985, the applicant petitioned the Secretary of
State under Section 263 of the Criminal Procedure (Scotland) Act 1975
to remit the matter back to the Appeal Court. This petition was
refused by letter dated 19 March 1986.
On 7 June 1985, the applicant had been transferred from
Glasgow to Peterhead Prison over 200 miles away. The applicant wished
to pursue his petition and an application before the European
Commission of Human Rights, and expressed the desire to be allowed to
work full-time in his cell. In particular, he asked if he could be
allowed to remain in his cell or be transferred to the Special Unit of
Barlinnie Prison. An Assistant Governor of the prison indicated to the
applicant that none of these options would be appropriate but
explained that the applicant could be placed in a separate cell under
Rule 36(1) of the Prison (Scotland) Rules 1952.
On 24 June 1985 the applicant petitioned the Secretary of
State complaining about the Rule 36 conditions and requesting
permission to be employed in his own cell "to study law and
procedures" in pursuit of his case. He commented that at Peterhead
the only way he could pursue his various appeals was "on Rule 36 in
the separate cell area, otherwise I have to be employed full-time on a
sewing machine making £3.20 a week" and that he would have to be
exposed to "the bombardment of the games room for the rest of the
evening". The applicant indicated that he had "opted for Rule 36"
because this appeared to be the only way he could spend more time with
his files and books. The applicant asked for "exemption from
employment in the prison industries" and repeated his request for a
transfer to Barlinnie Special Unit "or to the nearest mental
institution". In their reply of 12 July the Department replied that
the applicant was on Rule 36 conditions at his own insistence, that
the Rule 36 conditions had been explained to him fully in an effort to
encourage him to follow normal prison routine and that he could be
removed from these conditons if he so wished.
On 2 November 1985, an incident occurred in the solitary
confinement block and a number of prisoners were investigated as to
their alleged involvement. On 3 November, the applicant was visited
in his cell by a number of prison officers. An incident then occurred
and the applicant was removed to hospital, where he underwent a
life-saving operation and a rupture to the small bowel was repaired.
On 10 November 1985, the applicant's solicitor arrived at the
hospital to discuss with the applicant the circumstances which led to
his admission to hospital. He had previously been told by the Prison
Division that the applicant was in hospital for an appendix operation.
The visit had been arranged by the solicitor with the sanction of the
prison and hospital staff, and the police who were helping in
supervision. On arrival at the hospital however, the solicitor was
told that he had to submit his person and luggage (consisting of the
applicant's files and a camera) to a search and that police and prison
officers would have to be present at the interview for reasons of
security. The solicitor phoned the Assistant Governor of the prison
and explained that the meeting concerned possible Court proceedings
but was told that the police were in charge. The solicitor therefore
submitted to the search during which he handed over a small pocket
knife with a blade of 2 inches. The interview was conducted in the
presence of police and prison officers, one of whom had been present
during the incident of which the applicant was complaining. The
solicitor took pictures of the applicant's injuries with his camera.
The door of the room in which the applicant was kept remained open
throughout.
Following the meeting, the applicant and his solicitor made a
formal complaint of assault by the prison officers. The applicant was
later charged with crimes of rioting and assault in respect of the
incidents on 2 and 3 November 1985.
By letter to the Chief Constable of Grampian Police dated
14 November 1985, the applicant's solicitor complained of the
conditions imposed on his visit to the applicant and stated that:
"The meeting with became protracted by virtue
of the fact that it was not possible to conduct it in normal
conversational tones and we were compelled to discuss the
matter in hushed whispers for the sake of preserving some
degree of confidentiality."
On return from hospital to Peterhead Prison on 12 November
1985, the applicant was kept apart from the other prisoners under Rule
39 and then Rule 36 of the Prison Rules. The applicant commenced a
hunger-strike in January 1986 in protest over his confinement in
Peterhead - he had made several unsuccessful requests to be
transferred to Barlinnie in Glasgow to facilitate the communication
with his legal advisers.
On 23 January 1986, he was transferred on health grounds to
the hospital at Barlinnie. On 14 February 1986, he was returned to
Peterhead where he was again placed on Rule 36 conditions, awaiting
the outcome of the criminal charges against him.
The prosecutor withdrew the charges connected with rioting in
May 1986 and on 24 June 1986, the applicant was acquitted of the
assault charge.
On 14 July 1986 the Governor of Peterhead Prison spoke to the
applicant about the continued use of Rule 36 in his case. The
applicant had indicated that if he were removed from Rule 36 and
returned to normal conditions he would not expect to be employed in
prison work but to continue with his "appeal" full-time. The Governor
had told the applicant that such a situation would not be acceptable
and the applicant had replied that he would prefer to remain on Rule
36 conditions.
By reply dated 29 July 1986 to one of the applicant's
petitions the Scottish Home and Health Department stated inter alia
"the prisoner can however be assured that it is understood that he
objects to being held under Rule 36 Conditions. Equally, the prisoner
will understand that his continued detention under Rule 36 is a
consequence of his own refusal to return to normal circulation and the
general prison regime, to enable him to concentrate on possible
remedies for his conviction and sentence. It is of course open to the
prisoner to seek return to normal circulation at any time."
In September 1986, the applicant began another hunger-strike
and he was transferred to the hospital at Barlinnie Prison on 18
September. After treatment at Barlinnie for the effects of refusing
food the prisoner returned to Peterhead for the second time on 26
September. After refusing to take food on his return to Peterhead the
applicant was again transferred to the hospital at Barlinnie on 6
October. On 8 October he was transferred to D Hall of Barlinnie
Prison. At Barlinnie the applicant agreed to work and therefore
remained in D Hall although still subject to security precautions as a
category A prisoner. He now enjoyed limited association with other
prisoners.
The applicant has been granted legal aid in order to pursue an
action for damages for assault against the Secretary of State for
Scotland and it appears that a summons has now been issued instituting
proceedings in respect of the incident on 3 November 1985.
Domestic law and practice
Security categories
Under Rule 7 of the Prison (Scotland) Rules 1952 convicted
prisoners are classified in accordance with instructions given to the
Secretary of State. Standing Order Fb10 of the Prisons (Scotland)
Standing Orders sets out the security categories and how prisoners
shall be allocated to them. All inmates in Scottish penal
establishments are placed in one of four security categories A, B, C
or D. Prisoners placed in security category D are those who may
reasonably be trusted to serve their sentences in open conditions.
Prisoners in category A are those requiring the highest degree of
security, who must in no circumstances be allowed to escape because of
considerations of public safety or national security. The number of
category A prisoners held at any one time in penal establishments in
Scotland is no more than 15 on average (out of a current population of
about 5,500 prisoners). Those in security classification B are those
who ought to be kept in very secure conditions.
In addition the Governor of a prison must assess which
prisoners need be subject to special precautions having regard inter
alia to the potential risk of escape. Prisoners placed on strict
escape precautions (SEP) are subject to special conditions affecting
inter alia their location and movement within an establishment.
Each case is reviewed by the Governor not less than once every three
months and no prisoner may be removed from the SEP list without the
authority of the Scottish Home and Health Department.
Handcuffing of prisoners
Under Section 242 of the Criminal Procedure (Scotland) Act
1975 (as amended by the Criminal Justice (Scotland) Act 1980) the
Secretary of State has the responsibility for arranging that
appellants are transmitted to and from an appeal hearing. Section 243
of that Act, as amended, states that the Secretary of State shall call
sufficient numbers of male and female prison officers to attend the
court as, having regard to the list of cases he considers necessary,
Section 10 of the Prisons (Scotland) Act 1952 provides that Rules
under Section 35 of that Act may provide for the manner in which an
appellant when in custody is to be taken to, kept in custody at, and
brought back from, the appeal hearing.
Rule 23 of the Rules further provides for such prisoners while
outside the prison to be kept in the custody of the officers directed
by the Governor to convey him to the appeal hearing and Standing Order
Fb11 provides that where an inmate who is regarded as being
particularly dangerous is to appear at the Appeal Court in Edinburgh
it will be for Governors to make special security arrangements.
Standing Order Fc10 makes specific provisions regarding the
handcuffing of prisoners. No prisoner produced for any reason to any
court of law may be handcuffed while in court except with the
permission of the judge. Handcuffing in courts is an exceptional
measure which should normally be considered only if there are
reasonable grounds to expect that if unrestrained the inmate would
commit an assault in the courtroom and or attempt to escape from it.
Visiting conditions
Section 10(2) of the 1952 Act provides that where a prisoner
is taken to a hospital for medical or surgical treatment he shall,
unless the Secretary of State otherwise directs, be kept in custody
while being so taken, while at that place, and while being taken back
to prison. By virtue of Rule 1, the Rules extend where appropriate to
prisoners in hospital as they do to prisoners in prison. Rule 74(2)
of the Rules covers visits to convicted prisoners and Standing Order
Mb sets out detailed provision for visits. Visits by legal advisers
are provided for in Rules 76 and 77 and Standing Orders Mf7 and Mb20.
Applications by prisoners to the Commission are covered by Standing
Order Mf. Rule 76 of the 1952 Rules provides that the legal adviser
of a prisoner shall be given reasonable facilities to consult him on
any legal business. In particular, the interview shall take place in
the sight but not in the hearing of an officer. Standing Order Mf7
provides that in relation to a petition to the Commission a legal
adviser may visit an inmate without first obtaining a visiting order
and that visits between an inmate and his legal adviser for this
purpose should be in sight, but not in the hearing of, a prison
officer.
Restriction of association: Rule 36
Rule 36 of the Rules provides as follows:
"(1) If at any time it appears to the Visiting Committee
or the Secretary of State that it is desirable for the
maintenance of good order or discipline, or in the
interests of a prisoner, that he should not be employed
in association with others, the Visiting Committee or
the Secretary of State may authorise the Governor to
arrange for him to work in a cell, and not in association,
for a period not exceeding one month from the date of
each authorisation.
(2) The Governor may arrange for any such prisoner to
be employed in association again whenever he considers
this desirable, and he shall so arrange if in any case
the Medical Officer so advise on medical grounds."
Rule 36 does not require any placement to be at the request of
the prisoner. The judgment rests with the Secretary of State (or
Visiting Committee). However, removal from association at work under
Rule 36 is normally applied at a prisoner's own request when the
individual prisoner is seeking protection from other inmates (because
of his offence, previous associations etc). The use of Rule 36 at a
prisoner's own request is not, however, confined to "protection".
Rule 36 does not exclude removal from association at work at a
prisoner's own request for other reasons. Rule 36 is not a punishment
for a disciplinary offence. Disciplinary offences are punished in
accordance with Rules 42 to 47 inclusive.
COMPLAINTS
1. The applicant contends that he suffered inhuman and degrading
treatment through being manacled throughout his appeal hearing. He
invokes Article 3 (Art. 3) of the Convention.
2. The applicant complains that the conditions imposed on his
solicitor on his visit to the applicant while in hospital (in
particular the presence of police and prison officers, one of whom
took part in the incident in which the applicant received his injury)
attempted to intimidate him and in effect impeded the exercise of his
right of access to Court. The presence of the police and prison
officers throughout the interview also interfered with his right to
receive and impart information. The applicant invokes in this respect
Articles 6 para. 1 and 10 (Art. 6-1, Art. 10) of the Convention.
3. He also complains that as a result of a desire to work on his
petition and application to the European Commission of Human Rights he
has been placed in solitary confinement.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 5 July 1985 and registered
on 8 August 1986.
On 6 March 1987, the Commission decided to bring the
application to the notice of the respondent Government in relation to
the applicant's complaints concerning access to solicitor, being
manacled in court and being kept in solitary confinement because of
his intention to pursue his application to the Commission. The
respondent Government was invited to submit written observations on
admissibility and merits pursuant to Rule 42(2)b of the Rules of
Procedure of the Commission. The Government was also invited for an
explanation of the applicant's complaints of solitary confinement in
the context of Article 25 para. 1 (Art. 25-1) in fine of the
Convention. The applicant's remaining complaints were held
inadmissible in a partial decision on admissibility dated 6 March
1987. Observations from the respondent Government were submitted on
2 June 1987 and observations in reply submitted by the applicant on
6 August 1987.
On 16 October 1987, the Commission decided to grant legal aid
to the applicant in respect of his application.
On 9 March 1988, the Commission decided to invite the parties
to a hearing on the admissibility and merits of the application
concerning the issues arising under Article 6 (Art. 6) of the
Convention in relation to the handcuffing and the applicant's access
to his solicitor.
At the hearing which was held on 13 July 1988, the parties
were represented as follows:
The respondent Government
Mr. M.C.Wood, Agent
Mr. G.W. Penrose, Q.C.
Mrs. M. Macdonald, Scottish Office, Adviser
Mr. C. Reeves, Scottish Home and Health Department, Adviser
Miss L. Cumming, Crown Office, Adviser
Mr. C. McLean, United Kingdom Permanent Representative
to the Council of Europe
The applicant
Mr. J. Carroll, Solicitor
Mr. D. Small, Advocate
SUBMISSIONS OF THE PARTIES
A. THE RESPONDENT GOVERNMENT
1. The facts
The applicant was convicted of crimes which involved extreme
violence, were carefully planned and carried out as part of a
protracted and violent confrontation between rivals in the ice-cream
war in Glasgow.
While in custody on remand from 14 May 1984, the applicant was
under strict escape precautions (SEP). Upon his conviction on
10 October 1984 he was classified in security category B, and remained
on the SEP list. Upon his transfer from Barlinnie to Peterhead Prison
on 7 June 1985 the applicant remained as a category B prisoner and on
the SEP list. On 4 November 1985, following a serious escape attempt
by a number of prisoners and the taking of hostages, the applicant and
a number of others were reclassified as category A prisoners. He has
remained in this category and on the SEP list since then.
Category B prisoners are those who do not require maximum
security but who ought to be kept in very secure conditions. The
classification of the applicant as category A reflected the view of
the prison authorities that he should be regarded as a prisoner
requiring the highest degree of security. Classification in category
A is appropriate among other circumstances where the prisoner's
violent behaviour is such that members of the public or the police
would be in danger of their lives if he were at liberty.
The appeal
On the calling of his appeal on 16 May 1985 the applicant
entered the Court with a cardboard box or carton full of papers. As
is customary with an appellant in custody he was flanked on either
side by a prison officer. During the hearing he remained handcuffed
to one prison officer, his other hand remaining free. Because of the
potential security risk, in addition to the larger than usual number
of prison officers in the building, police officers were also present
in the court during the hearing of the appeal.
At the start of his submissions the applicant asked the Lord
Justice Clerk, who presided, if he would order that the handcuffs be
removed but this request was refused. It is, however, understood that
the Lord Justice Clerk suggested that the prison officer to whom the
applicant was handcuffed should assist as much as he could with regard
to access to the applicant's papers.
In the event, as the Court's Opinion bears out, the applicant
did not require to consult his papers regularly during the
presentation of his appeal. All the papers which he had lodged with
the Clerk of Justiciary prior to the hearing had been copied for each
of the three judges and the Crown were also in possession of copies.
Further, the applicant had prepared a written "summary of his grounds
of appeal", copies of which he produced at the hearing for each of the
judges and for the Crown.
Owing to an increased concern regarding a possible security
risk in the event that the applicant's appeal was refused, there was
a police presence at court on 4 June when the Court's Opinion was
delivered and a police escort was provided for the prison in which the
applicant was conveyed to and from prison.
Peterhead Prison, 7 June - 4 November 1985
The Government explain that at Peterhead Prison most inmates
are required to go to workshops, where appropriate work is provided,
for approximately four hours per day. This requirement ensures a
period of time out of cell in association with other prisoners as well
as constructive activity for the individual. Inmates are only excused
work, and allowed to remain in their cells, for medical reasons on the
advice of the Medical Office. Some inmates, engaged on domestic
duties, do not go to workshops but are still required to work on
specified duties under supervision at other locations in the prison.
At Peterhead Prison, the normal weekday régime centres on periods of
employment in the workshops or on specific domestic duties during the
day. Apart from those under medical observation (who have to remain
in their cells) all other prisoners are taken from the main halls (A
and D Halls) to place of work elsewhere in the prison. Refusal to work
is a disciplinary offence under Rule 42(3). Any prisoner who refuses
to work after a disciplinary adjudication may be punished, in
accordance with Rule 43, with punishments such as loss of privileges.
At Peterhead Prison, prisoners who have to be held out of
normal association are located in the separate cells block (which has
15 cells). The separate cells are used for prisoners who have been
removed from association at work, in accordance with Rule 36, at their
own request or at the Governor's initiative in the interests of good
order and discipline. They are also used for prisoners who have
received punishments of cellular confinement. While in the separate
cells at Peterhead the applicant was in the cell for between 22 and 23
hours per day, with the remainder of the time outside his cell for
exercise and ablutions. He was not, however, denied access to and use
of personal property, including his radio, nor to facilities for the
preparation of his Strasbourg case. In particular, his location in
the separate cells in no way affected his entitlement to visit from
family and friends or from his solicitor.
Subsequently, on or about 16 August 1985, the Assistant
Governor discussed the situation with the applicant and sought to
persuade him to return to the normal routine of the prison. The
applicant refused since he considered that he would not receive
adequate provision for study.
On 9 August 1985 the Governor of Peterhead Prison requested
authority for the applicant to continue to be placed on Rule 36
conditions for one month from 11 August 1985. The request indicated
that the applicant continued to be busily engaged with legal
correspondence and that he still did not wish to return to normal
circulation, although free to do so. In giving authority for the
continued use of Rule 36 the Department asked whether the prisoner
could not be persuaded to return to normal circulation.
On 16 August 1985, following discussion with the applicant, an
Assistant Governor at Peterhead reported to the Department that the
applicant could not be persuaded to return to normal circulation and
would not consider such a move to be in his best interests while he
had to "concentrate on his appeal". The applicant had indicated that
he accepted the likelihood of punishment following such a refusal but
suggested the "absolute remedy" - a transfer to the Barlinnie Special
Unit.
The applicant remained on Rule 36 conditions until a serious
incident took place in the separate cells in Peterhead Prison on
2 November 1985. Following the incident the applicant was relocated
in B Hall of the prison. There was a further incident in B Hall on
3 November, and in the early morning of 4 November the applicant was
transferred to Aberdeen Royal Infirmary after complaining of abdominal
pains.
Aberdeen Royal Infirmary, 4 - 12 November 1985
In the interests of security the cooperation of the local
(Grampian) police was requested in respect of the applicant's
detention at Aberdeen Royal Infirmary. In hospital the applicant was
attended at all times by two prison officers.
The applicant's solicitor, Mr. Carroll, arrived at Aberdeen
Royal Infirmary to see his client at about 13.30 on 10 November 1985.
He refused to be searched by the uniformed police officers on duty and
insisted on the attendance of CID officers. Not more than 40 minutes
later three CID officers arrived. Mr. Carroll was informed that he
could visit the applicant only if he consented to being searched. The
visit started at about 14.15 and finished at about 16.00. The room in
which the visit took place was a single room, located several storeys
from the ground, which the applicant occupied as the only patient.
For the duration of the interview the two prison officers and three
police officers withdrew from the room to the corridor leaving the
door open. They remained some ten feet away from the solicitor and
his client.
Peterhead and Barlinnie prison, November 1985 - 1987
Following an incident at Barlinnie Prison on 1 January 1987
the applicant was placed in solitary confinement under Rule 36. In
May 1987, the applicant was returned to Peterhead but was again
transferred to Barlinnie following a hunger-strike. He apparently has
been since kept in the prison hospital at Barlinnie in the interests
of good order and discipline in the prison.
2. Admissibility and merits
Interference with access to solicitor: Article 6 para. 1
(Art. 6-1)
The Government do not accept that the prison authorities or
the police refused to allow the applicant to have a consultation with
his solicitor out of the hearing of prison or police officers. It was
in the circumstances perfectly feasible for the applicant and the
solicitor to talk without being overheard by the officers, who were
outside the room in a hospital corridor and remained some ten feet
distant.
The Government would further recall that in paragraph 113 of
the Campbell and Fell judgment (Eur. Court H.R., Campbell and Fell
judgment of 28 June 1984, Series A No. 80), the Court indicated that,
as was pointed out by the Commission, "there may well be security
considerations which would justify some restriction on the conditions
for visits by a lawyer to a prisoner". And paragraph 159 of the
Commission's report in Campbell and Fell reads:
"The Commission recognises that there may be specific
circumstances in which some interference in the contact
between a lawyer and other persons may be justified (see
e.g. Application No. 8290/78, A, B, C and D v. the Federal
Republic of Germany, Decisions and Reports No. 18 p. 176;
Application No. 8463/78, Kröcher and Möller v. Switzerland,
Decision of 9 July 1983)."
Thus it is not every interference with access to legal advice
that hinders the effective exercise of the right of access to court.
Further those cases where the Convention organs previously considered
temporary hindrance of access involved being substantial delays of
months or even years.
In the Government's submission, any restrictions placed on the
conditions for Mr. Carroll's visit on 10 November 1985 were amply
justified by security considerations. The applicant was a category A
prisoner, that is to say, one who ought to be kept in very secure
conditions and was temporarily in a civilian hospital, the Aberdeen
Royal Infirmary, where the normal facilities for prison visits were
not available. While there was a sealed observation window giving a
view into the room from the corridor, the door was also kept open as
it was considered that direct access into the room was required to
enable immediate response to any situation requiring police
intervention. For the reasons given above, the Government submit that
there was, in the circumstances of this case, no interference with the
applicant's right of access to a court. In the alternative, the
Government submit that any interference was clearly justified by
security considerations.
Handcuffing before the Appeal Court: Article 6 para. 1
(Art. 6-1)
The Government would first recall that the fact that an
accused appears in court in handcuffs is less significant in appeal
proceedings (where the accused has already been convicted and where no
jury is present) than in the trial itself. In any event, the
applicant's complaint appears to be essentially that the handcuffs
prevented him from consulting his papers properly. The Government
submit that this complaint is unsupported by the facts. In the
Government's submission, the fact of the applicant being handcuffed by
one hand during his appeal did not in practice impede his ability to
consult his papers. Moreover, it is difficult to see how the
applicant can claim that he was "considerably hampered" in presenting
his appeal when the Court's Opinion discloses that he made his
submissions by reading from a document which had been prepared in
advance and which he himself described as "summary of his grounds of
appeal". The applicant also stated that his submissions were all
included in the summary and he asked and was given permission to read
this document to the court. When he was finished he was asked if he
wished to add anything to what he had already said and he replied in
the negative. He indicated at no time that he was in any way
prevented from having access to any document.
The Government would recall that the applicant was given a
second opportunity to address the court: he requested and was given
permission to answer some of the points made by the Advocate Depute.
As the Court's Opinion explains a second or further speech is contrary
to the normal procedure in criminal appeals but nevertheless the
permission was granted. The applicant had been legally represented at
his trial and received the assistance of his solicitors in preparation
of his appeal. It was as a result of his own decision that he
presented his own appeal.
The Government stress that the applicant was afforded every
opportunity to present his submissions on his grounds of appeal and
was shown considerable indulgence by the court at the hearing. The
handcuffing may have amounted to an inconvenience but it is submitted
that mere inconvenience does not constitute a breach of Article 6
para. 1 (Art. 6-1). In conclusion, the Government would recall the
constant case-law of the Convention organs whereby the fairness of
proceedings for the purposes of Article 6 para. 1 (Art. 6-1) "must be
decided on basis of a consideration of the trial as a whole, and not
on the basis of an isolated consideration of one particular aspect of
the trial or one particular incident" and would submit that, in the
circumstances, the applicant was afforded a fair hearing and that no
violation of Article 6 para. 1 (Art. 6-1) occurred.
Article 25 para. 1 in fine (Art. 25-1)
There is no factual basis for the assertion that by placing of
the applicant on Rule 36 conditions the authorities hindered the
effective exercise of the applicant's right to apply to the Commission.
The placing of the applicant on Rule 36 conditions was in no sense
aimed at deterring the applicant from making such an application or
punishing him. On the contrary, as is explained above, the measure
was taken, at the applicant's option, so as to enable him to devote
more of his time to his application than would have been possible
under the ordinary prison régime.
While Rule 36 covers a removal from association at work, and
normally also has the effect of removal from recreation and
association, it is not a punishment and does not involve the removal
of other privileges. The applicant had explained to him the
consequences of his wanting to pursue his application full-time (in
the separate cells at Peterhead) as opposed to part-time (in the time
available to him in the evenings and weekends) and opted of his own
volition to be placed on Rule 36 conditions. His being on Rule 36
conditions resulted from his own wish to pursue his Strasbourg
application full-time. Prison management might have disregarded this
wish and insisted that the applicant participate in the normal prison
régime and face the disciplinary consequences of refusal to work.
Repeated efforts were made to persuade the applicant to return
to normal circulation at Peterhead but did not succeed because of his
preference to work full-time on his case.
The Government submit that it is clear that the applicant's
placement on Rule 36 conditions in no way hindered the exercise of his
right to petition the Commission but was in fact the result of his
insistence that he had to work on his application full-time. Thus
placement on Rule 36 facilitated the applicant's application. Had he
taken part in the normal régime at Peterhead the applicant would have
worked in prison industry leaving him evenings and weekends for the
preparation of his case.
Finally, the Government would recall that some of the periods
which the applicant spent on Rule 36 conditions had no connection with
the preparation of his case in Strasbourg.
B. THE APPLICANT
1. The facts
The applicant does not admit that he was under "short escape
precautions" while a remand prisoner. He contends that he has never
been involved in any attempt or escape and that there is no reason to
believe that he was likely to become so involved. The applicant notes
that he was classified as category B following conviction.
The appeal
The applicant states that he was at all times handcuffed by
his right hand to a prison officer. He is right-handed. The
applicant has no knowledge of the "security risk" or "increased
concern" over security to which the respondent Government refer as
justification for their actions.
The applicant denies that any suggestion was even made to the
effect that any prison officer should assist him with his papers. The
applicant notes that at his trial neither he nor his co-accused were
required to remain in handcuffs. He is also ignorant of the reasons
for the decision to classify him as category A in November 1985.
Peterhead Prison, 7 June - 4 November 1985
On transfer to Peterhead on 7 June 1985 the applicant was
informed that the only facility that could be made available, if he
persisted in his appeal and application to the Commission, would be
under Rule 36 of the Prison (Scotland) Rules 1952. This rule provides
for withdrawal of association at work and allows for a prisoner, where
it is in his interests, to carry out work in his cell. It does not
provide for cellular confinement, which is provided for elsewhere in
the Rules as a punishment in itself. The applicant was told that the
invoking of Rule 36 would involve him being in a cell in the separate
cell block of the prison. Since then the applicant has made repeated
requests to be allowed the normal facility of association and
recreation albeit accepting that he would not be employed in
association with other prisoners as clearly stated in the Prison
(Scotland) Rules.
The respondent Government states that refusal to work is a
disciplinary offence subject to punishment under Rule 43. This rule
provides for cellular confinement, i.e. solitary confinement, as a
distinct and separate punishment in itself. If it is the Respondent's
argument that the applicant was placed on Rule 36 at his own
insistence and in regard to his own interests then it seems remarkable
that the separate and distinct punishment of cellular confinement
should be imposed in addition thereto. Accordingly, the applicant is
driven to the conclusion that Rule 36 as it is applied to him is a
form of punishment for which no provision is made under the specific
provision. In addition, the sworn testimony of a prison officer,
during the trial in the High Court at Peterhead, made it plain that
the applicant was being kept in solitary confinement because of his
complaint to the European Commission of Human Rights. The applicant
also submits that the Secretary of State's reply of 12 July 1985 to
his petition makes it clear that Rule 36 is regarded as punishment or
a form of coercion, given that Rule 36 provides only for withdrawal of
association at work.
In discussion with the Governor's assistant the applicant
recalls that he was prevailed upon to enter into the normal routine of
the prison, but on questioning was clearly given to understand that
normal routine meant that no provision for study would be given; and
normal routine did not accommodate those prisoners who would not
accept without protest their conviction or sentence. The applicant's
"wish" was not for Rule 36 but to continue his appeal and complaint to
the Commission.
Aberdeen Royal Infirmary
On arrival at the hospital on 10 November 1985, the
applicant's solicitor was met by police officers and obliged to wait
40 minutes to speak to CID officers. The applicant's solicitor was
then required to submit to a search before he was allowed to visit the
applicant. The room in which the applicant was a patient was at the
end of a corridor in the ward of a modern hospital. There was a large
observation window on the wall giving on to the corridor and the whole
interior of the room was capable of view from any part of the adjacent
corridor. The opaque glass in the top half of the door to the room
could also be slid back to allow observation into the room. The
applicant notes that during the interview a number of hospital staff,
including a cleaner, came into the room but there was no interference
made with their rights of movement. Members of the public visiting
other patients in rooms very nearby were also allowed free movement.
For the duration of the applicant's meeting with Mr. Carroll there was
always at least one of the two prison officers seated at the open door
of the room with his feet not less than eighteen inches from the
threshold. Whilst the prison officers tended to respect the "barrier"
of the threshold, the police did not. Throughout the interview the
police would come to the door of the room and stand leaning against
the door post. There were three police officers from the Criminal
Investigation Department and they took it in irregular turns to come
to the room and stand in the doorway. The doorway was about six feet
from the head of the applicant as he sat in his bed and was well
within earshot for conversation even in subdued tones. It was the
stated intention of Detective Sergeant Duncan that the police would at
all times be within the hearing of the interview. The presence of the
prison officers and police clearly caused distress to the applicant.
He was asked what it was that caused him to be brought to the hospital
and leaned forward whispering that he dare not say because prison
officers had sought to make a deal with him that if he keep quiet they
will not have him charged with involvement in hostage taking and riot
in the prison, an incident referred to by the respondent Government as
having occurred on 2 November 1985. In the event the applicant was
persuaded to speak and he related an account of an alleged attack on
him. One detective constable and Detective Sergeant Duncan were
called right into the room. Bruises were pointed out on the
applicant's left leg, his arms, back and the general area of the right
lower back. In addition, the attention of the officers was drawn to
clearly visible marks of ratchet type handcuffs on the wrists. The
police were told that the applicant was reporting an alleged assault
by prison officers on 3 November 1985 and wished the police to make
enquiry.
It was later learned that the police failed to act on that
report and the applicant was to find himself charged with involvement
in riot and hostage-taking. He was also charged with assaulting one
of the very officers named in the report to the police as having
assaulted him.
2. Domestic law and practice
Handcuffing of prisoners
The applicant contends that handcuffing of prisoners is more
common than would appear from the respondent Government's observations.
Although it is said that the permission of the judge must be sought,
it does not appear that permission was sought in the case of the
applicant.
Rule 36
Rule 36 provides for withdrawal of association at work and
does not provide for denial of work or cellular confinement or denial
of any association with other prisoners. Where the Secretary of State
chooses to exercise powers in Rule 36 it is plain that he must do so
outwith considerations of punishment. In the applicant's case, he was
advised that Rule 36 would be applied to allow his request to look
after his own interests in preparing his appeal to the Secretary of
State and complaints to the Commission. As the replies to the
applicant's various petitions to the Secretary of State and the
respondent Government's observations make it plain, Rule 36 has been
used as a guise or cover for conditions of punishment or coercion
directly related to the applicant's refusal to abandon his complaints
to the Commission.
While Rule 36 is not designed to be a punishment, the
applicant submits that definite forms of punishment have been brought
to bear upon the applicant. These forms of punishment are provided
for in Rules 42 to 47. These, as applied to the applicant, include:
a) forfeiture of "privileges" in the form of association
with other prisoners in recreation or indeed any form
of recreation;
b) cellular confinement.
Safeguards are built in to the Rules in respect of cellular
confinement. These are that in the first instance it must not exceed
three days. Where there are serious or repeated offences against the
Rules, cellular confinement is not to exceed fourteen days. And, only
in the most grievous offence of mutiny or incitement to mutiny can
cellular confinement be extended to a maximum of twenty-eight days.
In addition to these safeguards, Rule 46 provides that cellular
confinement shall not be awarded unless the Medical Officer has
certified that the prisoner is in a fit condition to sustain it. It
is implicit that this includes mental as well as physical condition
since it will doubtless be conceded that solitary confinement is a
danger to mental as well as physical wellbeing. Further, Rule 46(2)
provides that the prisoner be visited at least once a day by the
Governor and by the Medical Officer and at intervals of not more than
three hours during the day by an officer detailed by the Governor.
While purportedly subject to Rule 36 the applicant was offered
none of the safeguards provided for by statutory instruction and was
taken only once to see a psychiatrist some months into the period of
solitary confinement.
3. Admissibility and merits
Interference with access to solicitor: Article 6 (Art. 6) of
the Convention
The applicant submits that it is irrelevant that a complaint
was eventually made or that legal aid has been granted to pursue an
action for damages. The right of unimpeded access to the court
carries with it the right to unimpeded access to a solicitor for the
purpose of receiving advice and assistance in connection with the
possible institution of civil proceedings. It forms an inseparable
part of the right of access to the courts themselves (see Eur. Court
H.R., Golder judgment of 21 February 1975, Series A No. 18).
The applicant, while in Aberdeen Royal Infirmary, was clearly
a possible suspect or witness in relation to the disturbance at
Peterhead Prison on 2 November 1985. The prison authorities would
also have been contemplating inquiry or charges in respect of the
incident on 3 November 1985 when the applicant suffered injury. In
the Prisons Register of Punishments there is an entry dated 3 November
1985 indicating that a prison officer Cormack was to charge the
applicant with assault. Both prison staff and police would clearly be
keen to learn what the applicant had to say on these matters and the
prison authorities in particular would naturally be reluctant to have
the applicant level any accusation or charge against any prison
officer.
The Prison (Scotland) Rules make it an offence against
discipline to make a false and malicious allegation against an
officer. It is, in the Rules, for the Governor to decide whether an
allegation is false and malicious and he is authorised to punish the
prisoner in various ways defined in the regulations quite apart from
detention in solitary confinement while the matter is being
investigated. Punishment can include loss of remission on sentence,
which is effectively the imposition of a custodial sentence on the
prisoner. In knowledge of this provision the applicant was in fear of
making a full statement to his solicitor and of making his complaint
to the police. In the event the applicant did make a full statement
to his solicitor and did report the matter to the police.
The applicant submits imposing conditions such as the
requirement of the legal adviser to submit to assault of search and
invasion of privacy coupled with the requirement that prison and
police officers should be within hearing throughout consultation and
advising goes beyond what is permitted by law and was wholly
unnecessary in the circumstances. It was not a foregone conclusion
that the solicitor would agree to a search and he could have left
without seeing the applicant. He denies the assertion of the
Government that the prison and police officers were out of range of
hearing the interview. Further the presence of the prison and police
officers caused distress to the applicant. He had been told by the
prison officer that if he kept quiet he would not be charged with
involvement in the rioting on 2 November 1985.
The applicant also submits that the respondent Government have
not substantiated their allusions to security considerations. It has
not been alleged that the applicant's solicitor (an ex-police officer
and ex-procurator fiscal depute) has ever been considered as a danger
to security. Further the room in which the applicant was held had far
greater opportunity for visual observation than the normal prison
interview room and was also at the end of a corridor several storeys
above the ground with no means of escape through the window. The
applicant in any case was incapable of presenting any danger having
undergone laporotomy bowel re-section and appedectomy six days earlier.
The applicant states that there was a clear, concerted and
unwarranted interference therefore with his right of unimpeded access
to the court by virtue of unimpeded access to his solicitor. He
submits that this was a clear abuse of position by the authorities and
a clear attempt to intimidate or silence him in respect of his
complaints.
Handcuffing before the Appeal Court: Article 6 para. 1
(Art. 6-1) of the Convention
The applicant refers to his trial on May 1986, when he was
again manacled on appearance in court though the manacles were removed
after request by his counsel. This incident also illustrated that the
authorities had failed to approach the court for consent to the
handcuffing in court. It is submitted that this incident provides
corroboration for the applicant's assertion that the authorities fail
to have due regard to safeguards built into their own standing orders
for the protection of the interests of justice. Despite anything that
may be said the applicant avers that there remains no legal authority
for manacling accused persons in the courts of Scotland and doubts
whether there is any legal authority elsewhere in the United Kingdom.
The applicant did not say that his submissions were all
included in the summary but said: "Everything here is on my grounds,
yes". The applicant had lodged a great number of grounds of appeal
and a vast quantity of material with the court and submits that it
would be impossible to seriously suggest that a paper providing notes
on a few of the points could be regarded as the sum total of his
submissions. The applicant read the notes, after attempting to
address the court previously on other points of appeal. He was asked
by the Lord Justice Clerk if he had anything more to add and replied:
"Not for now". It was clear that the applicant was not finished and
a cursory examination of the grounds of appeal previously submitted
would have disclosed that. If the court had thought the applicant was
finished at that or any other time it should, with an unrepresented
appellant, have taken the reasonable step of confirming whether or not
he was departing from any of the grounds of appeal. Such a practice
is operated with represented appellants. After the prosecutor's
submissions the applicant sought to reply. This was the first time
the applicant had had disclosed to him the prosecution's grounds of
opposition to the appeal.
Advocacy is regarded as one of the most difficult and
stressful aspects of legal practice, and that is for trained lawyers
not even closely connected with the matter before the court. It
involves an attempt to persuade the court, by reference to fact and
law, to reach a particular conclusion. In the Appeal Court advocacy
is taken to even greater heights since it involves seeking to persuade
the court to overturn the decision of another court, in this case a
Supreme Court. Anything that undermines the concentration, self-esteem
or confidence of the pleader in his argument puts him at a
disadvantage. Stripping the applicant of his dignity by shackling him
to a prison officer, preventing him taking notes and properly reaching
and referring to his papers was bound to so disadvantage and deprive
the applicant of a fair hearing.
While accepting the decision of the Commission that manacling
in this case did not amount to degrading treatment within the meaning
of Article 3 (Art. 3) the applicant did, nonetheless, feel humiliated and
undermined and caused him to lose confidence and concentration. He
was, through no fault of his own, without legal representation and the
nature of his case was such that he was deserving of better
consideration and facilities to argue it. The facts disclose that the
applicant was at a considerable disadvantage and was accordingly
unable to plead his case. In saying so the applicant does not think
that he would ever have been able to plead his case to the same
standard as the prosecutor but he would have done better than he did
and, importantly, would have been able to properly draw the attention
of the court to the error it made in misdirecting itself as to the
facts of one of his grounds of appeal.
The applicant also submits that handcuffing of the applicant
throughout the whole of the hearings on the appeal cannot be regarded
merely as "one particular aspect" or "one particular incident". The
applicant did not have legal representation, was not assisted in the
manner of contemporaneous research as the hearing progressed and the
prosecution's submissions were being made, was prevented from taking
notes for use throughout the hearing and could not properly refer to
his papers and books which were taken into court and left just out of
reach. He was unable to properly reach for and refer to his papers or
to take notes during the various verbal exchanges or during the
submissions of the prosecutor.
Article 25 para. 1 in fine (Art. 25-1)
As regards his confinement under Rule 36, the applicant was
presented with no reasonable option. The normal routine of Peterhead
Prison makes no facilities available to prepare a case for petition to
the Secretary of State under Section 263 of the Criminal Procedure
(Scotland) Act, 1975 nor for presentation to the Commission. The
authorities appear to regard the matters to be dealt with as a hobby
or pastime to be indulged in during leisure moments. The applicant
merely requested that he be allowed the time, in the daytime quiet of
a normal accommodation cell block, to prepare notes on his trial to
enable him to instruct his lawyer in the matter of further appeal and
an application to the Commission. It would have been unreasonable to
expect the applicant to do this work in the ordinary accommodation
block after hours or in a recreation hall where the noise of other
prisoners and their radios would drown out proper thought. Prisoners
are regularly left in their own cell block during working hours for
various reasons and one more would have made no difference. Such
prisoners left in their own cell block may well even have been subject
to Rule 36 properly operated, simply withdrawn from association at
work. The purported operation of Rule 36 in the applicant's case was
clearly a deterrent or impediment or punishment for making application
to the Commission and/or maintaining his demand for facilities to
further his petition to the Secretary of State under Section 263. The
difficult and soul destroying conditions of solitary confinement are
wellknown to be a danger to good physical and mental wellbeing, and
were obviously a deterrent to the applicant to pursue his complaint.
The applicant contends that by choosing to refer to solitary
confinement as Rule 36 the prison authorities circumvent the legal and
medical safeguards built into the Prison (Scotland) Rules. Solitary
confinement is one of the most serious punishments to be inflicted on
a prisoner and, accordingly, there is no practical distinction in Rule
36 as applied to the applicant and the serious punishment provisions
elsewhere in the Rules.
THE LAW
1. The applicant complains that he was hampered in the
presentation of his appeal before the High Court of Justiciary as a
result of being handcuffed throughout the proceedings to a prison
officer.
The applicant originally complained of the handcuffing in the
context of Article 3 (Art. 3) of the Convention. The Commission
however found in its Partial Decision on Admissibility of 6 March 1987
that while no issue arose under this provision, an issue might arise
under Article 6 para. 1 (Art. 6-1) of the Convention. The Commission has
therefore examined the applicant's complaints in light of Article 6
para. 1 (Art. 6-1) of the Convention which provides:
"In the determination of his civil rights and obligations
or of any criminal charge against him, everyone is entitled
to a fair and public hearing within a reasonable time by
an independent and impartial tribunal established by law..."
The Commission notes first of all that although Article 6
(Art. 6) of the Convention does not guarantee an appeal in criminal
proceedings, where the opportunity to lodge an appeal in regard to the
determination of a criminal charge is provided under domestic law, as
in this case, the guarantees of Article 6 (Art. 6) continue to apply
to the appeal proceedings, since those proceedings form part of the
whole proceedings which determine the criminal charge at issue (see
e.g. Eur. Court H.R., Delcourt judgment of 17 January 1970, Series A
No. 11 pp. 13-15 and Eur. Court H.R., Monnell and Morris judgment of 2
March 1987, Series A No. 115, p. 21 para.54).
The Commission also recalls that the question of whether a
hearing conforms to the standards laid down in Article 6 para. 1
(Art. 6-1) must be decided on the basis of an evaluation of the
proceedings in their entirety and not on the basis of an isolated
consideration of any one particular incident or aspect (see e.g.
Application Nos. 343/57, Dec. 2.5.59, Yearbook 4 p. 548; 5574/72, Dec.
21.3.75, D.R. 3 p. 10; 7306/75, Dec. 6.10.76, D.R. 7 p. 115 and
8744/79, Dec. 2.3.83, D.R. 32 p. 141).
The Commission has accordingly looked at the proceedings as a
whole on the basis of the parties' submissions.
The Government have submitted that in light of crimes of which
the applicant had been convicted, the handcuffing of the applicant
while out of prison to attend the court was required in the interests
of security. The Commission however is not called upon to decide
whether or not the handcuffing was justified by security
considerations though it would in this regard refer to its previous
case-law where it has stated that handcuffing of a prisoner in public
is an undesirable measure (see e.g. Application No. 2291/64, Dec.
1.6.67). The Commission's task is to determine whether the applicant
received a fair trial within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention.
The Commission recalls that the applicant was legally
represented at his trial and that he received assistance from his
solicitors in preparing and submitting his grounds of appeal. The
Commission notes that in presenting his appeal the applicant read out
prepared written submissions. The Lord Justice Clerk in the Opinion
of the Court on the applicant's appeal stated:
"When he was called upon to make his submissions in support
of his grounds of appeal the appellant stated that they
were all included in the said summary and asked the Court's
leave simply to read that document to the Court. Such
leave was granted and he read the document to the Court.
When he had done so he was asked if he wished to add
anything to what he had already submitted and he replied
in the negative. The learned Advocate Depute replied,
and the appellant then sought leave to answer some of the
points made by the Advocate Depute. Although this further
speech is contrary to normal procedure in criminal appeals
we granted the appellant the indulgence."
The Commission further notes that the transcript of the
proceedings submitted by the applicant reveals no evidence that the
applicant expressed any difficulty in reaching for or referring to any
of his documents during the two day hearing.
In light of these circumstances, the Commission finds no
indication that the applicant was prevented from adequately presenting
his appeal and that accordingly the Commission finds that the
applicant has failed to show that the handcuffing deprived him of a
fair trial within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
It follows that this complaint is manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
2. The applicant has also complained that the conditions imposed
on the visit of his solicitor at the hospital constituted an
unwarranted interference with his right of unimpeded access to court
contrary to Article 6 para. 1 (Art. 6-1) of the Convention.
The case-law of the Court and the Commission has established
that Article 6 para. 1 (Art. 6-1) guarantees to everyone an effective
right of access to the courts for the determination of his civil
rights and obligations (see e.g. Eur. Court H.R., Golder judgment of
21 February 1975, Series A No. 18 para. 36). The Commission recalls
that the applicant's solicitor visited the applicant in hospital
following an incident in which the applicant received injuries
necessitating a major operation to his abdomen. Subsequent to the
visit, the applicant has instituted proceedings against the Secretary
of State seeking damages for these injuries. The Commission is
satisfied in these circumstances that the visit of the solicitor
concerned potential civil litigation in respect of the applicant's
civil rights and that Article 6 para. 1 (Art. 6-1) is applicable. The
Commission must therefore determine whether there has been an
interference with the applicant's right of access to court in this
matter contrary to Article 6 para. 1 (Art. 6-1) of the Convention.
The Commission notes that while in the hospital the applicant
was held in a room giving onto a hospital corridor. There was an
observation window set into the wall between the room and the
corridor, and the opaque glass in the top half of the door to the room
could be adjusted to allow further observation. The parties vary as
to several of the details concerning the solicitor's visit. The
Commission finds it established however that following the solicitor's
arrival at the hospital at approximately 13h30 on 10 November 1985,
the police officers insisted for security reasons that he submit to a
search of his person and belongings before visiting the applicant.
During the search, a small pen knife was handed over to the police.
When the visit took place, two prison officers and at least two police
officers were present outside the room, the door to which remained
open throughout. It appears from the submissions of the parties and
the dimensions of the room as indicated on the plan of the hospital,
that the police and prison officers when at the doorway to the room
would have been between 8-10 feet from the head of the bed in which
the applicant was lying.
The Commission and the Court have already in several cases
considered the compatibility with the Convention of the restrictions
imposed on the visits of solicitors to prisoners. In Campbell and
Fell, the Court found a violation of Article 6 para. 1 (Art. 6-1) of
the Convention, where Father Fell had, for two months, been refused
permission to consult his solicitors out of hearing of a prison
officer (Eur. Court H.R., Campbell and Fell judgment of 28 June 1984,
Series A No. 80, paras. 111-113). In Applications Nos. 7879/77,
7931/77, 7935/77 and 7930/77 (Comm. Report 3.12.85) the Commission
found a violation of Article 6 para. 1 (Art. 6-1) where four prisoners
were refused confidential consultation with their solicitors out of
hearing of any prison officer. The Commission stated:
"In the Campbell and Fell case, the Commission referred to
the generally accepted principle in Contracting States of
privileged communications between a lawyer and his client,
enabling the latter to discuss his affairs in confidence
and without fear of repercussions or prejudice to possible
civil litigation he may pursue. To prevent such
confidential communications concerning possible litigation
is to interfere with the right of access to court under
Article 6 para. 1 (Art. 6-1) of the Convention. Although certain
exceptions to this principle may be justified, a general
prohibition on privileged lawyer/client consultations in
prison is not compatible with Article 6 para. 1 (Art. 6-1) of the
Convention (Comm. Report 12.5.82 paras. 157-159). The
Commission also considered, having found a breach of
Article 6 para. 1 (Art. 6-1) of the Convention in the particular
circumstances of Father Fell's case, that it was
unnecessary to consider the same complaint under Article 8
(Art. 8) of the Convention (ibid paras. 160 and 161)."
The Commission notes however that the right of access to court
is not absolute and may be subject to legitimate limitations (Golder
loc. cit.). In Campbell and Fell (loc. cit. para. 113), the Court
agreed with the Commission that "there may well be security
considerations which would justify some restriction on the conditions
for visits by a lawyer to a prisoner".
The Commission recalls that in the present case the applicant
had been sentenced to life imprisonment for murder and that, according
to the Government's submissions, the applicant was a category A
prisoner as well as on the SEP list while at the hospital. The
Commission notes that the police and prison officers were within very
close proximity during the interview and that the applicant's
solicitor in his letter of 14 November 1985 complained to the Chief
Constable that they were compelled to conduct their conversation in
hushed whispers to preserve some degree of confidentiality. The
Commission notes in this regard the problems of security inevitably
caused by the presence of a prisoner of the applicant's classification
in a public hospital. The solicitor was however able to take
photographs of the applicant's injuries for later use in litigation.
Though his interview with the applicant was not facilitated by the
close proximity of police and prison officers, the Commission notes
that the applicant's stay in the hospital was of short duration
(3-12 November) and that there is no indication that the applicant's
solicitor could not have visited the applicant in prison, where secure
visiting facilities would have enabled confidential consultations in
the customary manner. Furthermore the applicant has since instituted
proceedings against the Secretary of State in relation to his
injuries.
Consequently, the Commission finds that the facts of this case
fail to disclose any interference with the applicant's right of access
to court as guaranteed by Article 6 para. 1 (Art. 6-1) of the Convention.
It follows that this complaint is manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
3. The applicant complains that as a result of his application to
the European Commission of Human Rights he has been placed in solitary
confinement. The Commission has examined this complaint in the
context of Article 25 para. 1 (Art. 25-1) in fine of the Convention.
The Commission recalls that following his arrival at Peterhead
Prison the applicant was placed in a separate cell under Rule 36(1) of
the Prison (Scotland) Rules 1952. In his petition dated 24 June 1985,
the applicant explained that he had opted for this regime in order
that he could pursue various legal remedies and that this would not be
possible in normal prison routine, where he would be required to work
and to spend his evenings in the company of the other prisoners. The
Commission further recalls that in August 1985, the Assistant Governor
sought to persuade the applicant to return to the normal prison
routine but that the applicant again refused on the basis that he
would not be able to study properly. The matter was discussed again
on 14 July 1986 when the applicant informed the Governor that if he
were returned to normal conditions he would not expect to be employed
in prison work but to continue with his "appeal" full-time. When the
applicant was told that this was not acceptable, he replied that he
would prefer to remain on Rule 36 conditions.
In light of the above circumstances, the Commission finds that
the applicant was held on Rule 36 conditions at his own request to
enable him to work full-time on possible legal remedies, including his
application to the European Commission of Human Rights. The applicant
was approached several times by the prison authorities with a view to
his returning to the ordinary prison regime but the applicant refused
since he considered that he would be hampered in his case if was
obliged to pursue it only in the evenings and weekends and in the
presence of other prisoners. While it appears that the applicant was
discontented in that he could not have the benefit of removal from
work under Rule 36 and continue to enjoy association with other
prisoners outside working times, the Commission is satisfied that the
applicant remained on Rule 36 conditions of his own volition. The
Commission further notes that the applicant is represented before the
Commission by a solicitor and that there is no indication that the
applicant has been hampered in the exercise of his right of individual
petition. The Commission therefore concludes that it need take no
further action in respect of the alleged interference with the
applicant's effective exercise of the right of individual petition
within the meaning of Article 25 para. 1 (Art. 25-1) in fine.
For these reasons, the Commission
DECLARES THE REMAINDER OF THE APPLICATION INADMISSIBLE;
DECIDES TO TAKE NO FURTHER ACTION in respect of the
alleged interference with the effective exercise of the
right of individual petition.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)