B. v. THE FEDERAL REPUBLIC OF GERMANY
Doc ref: 13666/88 • ECHR ID: 001-1087
Document date: January 19, 1989
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AS TO THE ADMISSIBILITY OF
Application No. 13666/88
by H.B.
against the Federal Republic of Germany
The European Commission of Human Rights sitting in private
on 19 January 1989, the following members being present:
MM. C.A. NØRGAARD, President
G. SPERDUTI
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs. G.H. THUNE
Sir Basil HALL
MM. F. MARTINEZ
Mrs. J. LIDDY
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 17 November 1987
by H.B. against the Federal Republic of Germany and registered
on 18 February 1988 under file No. 13666/88;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a German citizen, born in 1940 and living in
Lindlor. He is represented by Messrs. Millinger and Partners, lawyers
in Essen.
The facts, as submitted by the applicant, may be summarised as
follows:
The application relates to criminal proceedings against the
applicant in which he was defended by a defence counsel of his own
choice. In addition the court had appointed an official defence
counsel for the applicant's defence.
On 23 May 1984 the applicant was convicted by the Cologne
Regional Court (Landgericht) of evasion of income tax, turnover
tax, four counts of breach of trust (Untreue), attempted fraud,
embezzlement (Unterschlagung), five violations of an obligation to
respect confidentiality (Verletzung der Vertraulichkeit des Wortes)
and a violation of the Act on Detention of Weapons (Waffengesetz).
He was sentenced to three years and nine months' imprisonment.
On appeal on points of law (Revision) the Federal Court
(Bundesgerichtshof) quashed the conviction for embezzlement and the
whole sentence on 22 January 1985. To this extent it sent the case
back to another chamber of the Regional Court for a new trial. The
Federal Court also considered that the applicant's conviction for tax
evasion had to be limited to evasion of turnover tax. Furthermore,
the Federal Court discontinued the proceedings insofar as they related
to charges of violation of an obligation to respect confidentiality.
In view of these amendments the applicant remained convicted
of tax evasion, four counts of breach of trust, attempted fraud and a
violation of the Act on Detention of Weapons.
In the course of the new trial the Cologne Regional Court
provisionally discontinued the proceedings in relation to the charge
of embezzlement and convicted the applicant only to the extent that
the Federal Court had confirmed the previous conviction. It sentenced
the applicant on 29 December 1986 to three years and nine months'
imprisonment. This sentence comprised another sentence imposed on the
applicant on 29 August 1985 by the Cologne District Court (Amtsgericht),
namely several fines which were transformed into part of the prison
sentence.
The fact-finding of the second trial before the Regional Court
was limited to circumstances relevant for fixing the sentence, such as
the applicant's personal and financial situation.
In this context the Regional Court decided on 6 August 1986,
at the request of the defence, to hear a medical expert on the question
whether or not the applicant's criminal responsibility had been
affected on account of events he lived through as a child in
connection with Nazi persecution directed against his family. The
applicant's brother, a member of the resistance movement, had been
executed by the Gestapo in 1944 and his parents and sister were
detained and ill-treated in a concentration camp-like detention
centre. The defence furthermore alleged that the applicant's actions
had been provoked by disloyal behaviour of his former friend and
partner.
In view of the preparation of the expert opinion the trial
was adjourned for an undetermined period. On 28 November 1986 the
trial court's president ordered that the trial be continued on 12, 16,
18, 22 and 29 December. This order was based on oral information
received by telephone from the medical expert. He told the presiding
judge that he had the applicant examined and invited for a final
examination on 11 December 1986.
On 9 December 1986 the applicant's chosen defence counsel
informed the court that, for professional and health reasons, they
were prevented from attending the hearings of 16, 18 and 22 December.
Therefore they requested an adjournment pointing out that they had not
yet been informed of any results of the medical examination. This
request was rejected the same day.
At the oral hearing on 12 December the applicant's chosen
defence counsel again requested that the trial be adjourned. The
request was rejected on the ground that the proceedings had to be
terminated within a reasonable time.
The hearing of 12 December was not attended by the official
defence counsel. However, this counsel attended the hearings of 16,
18 and 22 December while the chosen defence counsel was prevented on
these three days.
On 15 December 1986 the applicant's chosen defence counsel
received the written expert opinion.
On 16 December 1986 the applicant himself read out a
preformulated request for an adjournment. He pointed out that the
official defence counsel had neither attended all previous hearings at
the first trial nor participated in the preparation and hearing of his
appeal. He therefore considered that only his chosen defence counsel
could assure his defence in an adequate manner. The applicant's
request was also rejected.
At the hearing of 16 December 1986 the official defence
counsel suggested that the expert be heard on 29 December 1986 when
the chosen defence counsel would again be able to attend. The expert,
however, was heard on 18 December 1986.
The chosen defence counsel eventually participated at the
final hearing of 29 December which lasted from 9.15 to 18.25 hrs. The
official defence counsel only attended until 10.55. On 29 December
the taking of evidence was terminated with the hearing of three
witnesses. The applicant's chosen defence counsel allegedly renounced
their pleading.
They considered that they were not in a position to comment
on the result of the taking of evidence and to defend the applicant in
an adequate manner as they had not attended the hearings of 16, 18 and
22 December.
The trial court stated in its judgment of 29 December 1986
that it had no doubts as to the applicant's criminal responsibility
given that the medical expert had not found any indication of a severe
personality disorder or any other serious mental disturbance, despite
a thorough examination of the applicant himself, a medical report
established by other doctors who had previously examined the
applicant, and the description of the applicant's personal
circumstances in the submissions of his defence - circumstances
which were considered to be proven.
The applicant's appeal on points of law against the judgment of
29 December 1986 was rejected by the Federal Court on 21 August 1987
as being ill-founded. The applicant's complaint that the request for
adjournment as repeated by his chosen defence counsel on 12 December 1986
had been wrongly rejected was held to be inadmissible because the
contents of this request had not been stated in the grounds given for
the appeal. The further complaint concerning the refusal of the
request for an adjournment made by the applicant himself on
16 December 1986 was considered to be ill-founded.
The applicant then lodged a constitutional complaint (Ver-
fassungsbeschwerde) against the judgment of 29 January 1986 and the
Federal Court's decision of 21 August 1987. This complaint was
rejected by a group of three judges of the Federal Constitutional
Court (Bundesverfassungsgericht) on 14 December 1987 as offering no
prospects of success. It is stated in the decision that the
constitutional complaint was inadmissible insofar as the applicant
failed to exhaust ordinary remedies in respect of the dismissal of the
request of adjournment made on 12 December 1986. As to the remainder
of his complaints, it is pointed out that throughout the hearings of
the second trial the applicant had been assisted by at least one
defence counsel. The Constitutional Court also stated that, in
deciding on a request for adjournment, the trial court had to weigh
the interest in speedy proceedings on the one hand and the defendant's
interest in being assisted by his chosen defence counsel on the other.
There was nothing to show that in deciding on the conflicting
interests the trial court disregarded constitutional standards.
COMPLAINTS
The applicant alleges that his official defence counsel had
practically not been involved in his case since May 1984. In
particular, the official defence counsel did not participate at the
hearings of 4 and 6 August 1986 when the reasons for obtaining a
medical expert opinion were discussed. Furthermore, he allegedly never
contacted the applicant nor did he inspect the files for the
preparation of the defence.
As the chosen and the official defence counsel did not work as
a team replacing each other mutually, the applicant considers that he
was not adequately defended because only his chosen defence counsel was
sufficiently informed about his case but could not attend important
parts of the trial as a consequence of the trial court's refusal to
adjourn the hearings. He alleges a violation of Article 6 of the
Convention.
THE LAW
The applicant complains of the refusal of his request for an
adjournment of the final hearings in his second trial which took place
on 12, 16, 18, 22 and 29 December 1986. Therefore his chosen defence
counsel was unable to attend the hearings of 16, 18 and 22 December.
The applicant argues that, as a consequence, he was not adequately
defended because his official defence counsel who was present at the
hearings of 16, 18 and 22 December was allegedly not sufficiently
familiar with the case, while his chosen counsel who attended the
last day of the hearings, on 29 December, was then not in a position to
sum up the defence's arguments in final submissions because he had not
attended the preceding hearings.
It is true that Article 6 para. 1 (Art. 6-1) of the Convention
guarantees the right to a fair trial and paragraph 3(c) of Article 6 (Art.
6-3-c), which enumerates one of the constituent elements of this general
notion, provides for the accused's right "to defend himself in person or
through legal assistance of his own choosing or, if he has not sufficient means
to pay for legal assistance, to be given it free when the interests of justice
so require".
However, admitting that an accused has a legitimate interest to be
defended by his chosen counsel, there may arise situations where the chosen
counsel is prevented from assuming the defence while it is in the interest of
justice, and normally also in the interest of the accused, to speed up the
proceedings.
In such cases an adequate defence may also be provided by an officially
appointed defence counsel. The Commission's competence of control is, in this
respect, limited to ascertaining whether the accused had the benefit of a
defence that was "practical and effective" (Eur. Court H.R., Goddi judgment of
9 April 1984, Series A no. 76, p. 11, para. 27).
As regards the circumstances of the present case the Commission notes
that the criminal proceedings against the applicant were pending for several
years. He was first convicted on 23 May 1984. The conviction became final to
the extent that it was confirmed by the Federal Court on 22 January 1985. The
Federal Court only quashed the conviction insofar as it related to a charge of
embezzlement. At the second trial the Cologne Regional Court did not determine
this remaining charge as it discontinued the proceedings provisionally. Thus
the new trial before the Cologne Regional Court was limited to the
determination of a new sentence as the Federal Court had also quashed the
sentence imposed on the applicant by judgment of 23 May 1984. This issue
involved the question whether or not the applicant was criminally responsible.
In this respect the applicant had mainly alleged that as a child he had been
seriously affected by Nazi persecution to which his family had been exposed.
The written medical expert opinion on the question of the applicant's criminal
responsibility was communicated to the applicant's chosen defence counsel on 15
December 1986. The expert explained his opinion at the
hearing of 18 December 1986 when the applicant was defended by the official
defence counsel who had already been appointed for the first trial. The
Commission finds no indication that the question on which the expert was
consulted raised complex problems which only the chosen defence counsel would
have been able to deal with. In fact both the medical expert and the trial
court accepted as true the applicant's description of the events which
allegedly affected him psychologically. In any event the applicant's chosen
defence counsel was informed about the dates of the December hearings on 28
November 1986. On 9 December 1986 his request for an adjournment was rejected.
He thus disposed of several days to instruct the official defence counsel with
regard to the factual situation relevant for the medical expert opinion.
Furthermore there is nothing to show that the expert's written report, which
was communicated to the chosen defence counsel on 15 December 1986 and which
was explained orally by the expert at the hearing of 18 December, was of such a
complicated nature that the applicant's defence would have needed more time to
prepare its comments on this report.
Between the hearings of 16, 18 and 22 December and the last hearing of
29 December, when the applicant's chosen counsel was again attending the trial,
the defence again disposed of several days during which the official defence
counsel, who had attended these hearings, could inform the chosen defence
counsel about what had been discussed or said at the hearings which the latter
had been prevented from attending. The applicant alleged that the two counsel
did not collaborate. However,the two defence counsel had a duty to see to it
that the applicant was adequately defended and there is nothing to show that an
exchange of information between them had not been possible, either in view of
the complexity of the matter dealt with or for any other justified reasons.
In these circumstances the Commission cannot find that the trial
court's repeated refusal to adjourn the December hearings deprived the
applicant of the benefit of a practical and effective defence.
It follows that there is no appearance of a violation of the Convention
and, in particular, of Article 6 (Art. 6) and consequently the application is
manifestly ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of
the Convention.
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Commission President of the Commission
(H.C.KRÜGER) (C.A. NØRGAARD)
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