PILET v. SWITZERLAND
Doc ref: 19254/92 • ECHR ID: 001-3815
Document date: January 17, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 19254/92
by Urs PILET
against Switzerland
The European Commission of Human Rights (Second Chamber) sitting
in private on 17 January 1995, the following members being present:
Mr. H. DANELIUS, President
Mrs. G.H. THUNE
MM. G. JÖRUNDSSON
S. TRECHSEL
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
Mr. K. ROGGE, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 4 July 1991 by Urs
Pilet against Switzerland and registered on 2 January 1992 under file
No. 19254/92;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case, as submitted by the applicant, may be
summarised as follows.
The applicant is a Swiss citizen, born in 1954. He has a poste
restante address (postlagernd) at Basel in Switzerland.
I.
On 9 August 1988 the President of the Basel Criminal Court
(Strafgerichtspräsident) sentenced the applicant to 90 days'
imprisonment on probation and a fine of 500 SFr inter alia for forging
documents and repeatedly driving a vehicle without insurance.
The applicant's appeal was partly upheld on 8 March 1989 by a
Committee of the Court of Appeal (Ausschuss des Appellationsgerichtes)
of the Canton of Basel-Stadt which reduced the sentence to 80 days'
imprisonment on probation and a fine of 500 SFr. The sentence was
pronounced orally and the applicant was present at the hearing; he was
informed that the reasons would be served in writing. At the hearing
the applicant informed the Court that he would henceforth partly be
abroad, and that he would not have a residence in Switzerland.
The applicant terminated his residence which until then had been
at Allschwil. As the Federal Court (Bundesgericht) later established,
his mail reached him at a post-box in Basel between 30 June 1988 and
27 September 1989; it was cancelled as he gave no information as to his
residence.
On 18 May 1989 the written reasons of the Court of Appeal's
judgment were sent to Allschwil. However, the letter could not be
delivered and was returned to the Court of Appeal with the remark
"departed without having given new address" ("Abgereist ohne
Adressangabe"). No further attempt was made to serve the judgment.
As the applicant failed to pay the fine, the President of the
Court of Appeal on 30 October 1989 commuted the fine of 500 SFr to 16
days' imprisonment. No attempt was made to inform the applicant of
this decision.
II.
In 1990 the applicant was remanded in custody on other grounds.
Upon release on 5 February 1990, he was told that the fine of
8 March 1989 had been commuted into a prison sentence of 16 days. He
was informed that, if he did not pay the fine, he would immediately
serve the prison sentence. The applicant did not have the means to pay
the fine and immediately served the prison sentence.
III.
The applicant filed a public law appeal (staatsrechtliche
Beschwerde) with the Federal Court (Bundesgericht), requesting that the
judgment of 8 March 1989 be duly served on him and that he should be
granted a period of ten days to file an "appeal" ("Einsprache").
In its reply, the Court of Appeal noted that the applicant had
been informed orally on 8 March 1989 that the judgment would be served
in writing on him; he should therefore have taken care that postal
deliveries would reach him.
In further submissions to the Federal Court the applicant pointed
out inter alia that the judgment of 8 March 1989 and the decision of
30 October 1989 had not been served on him, and that therefore he had
not been able to file an appeal against the judgment of 8 March 1989.
On 6 August 1990 the Federal Court served the judgment of
8 March 1989 and the decision of 30 October 1989 on the applicant. In
the covering letter the Federal Court wrote:
"... We emphasise that no period for filing an appeal is
granted by the Federal Court with the serving (of these
documents). We leave it to you to draw the necessary conclusions
therefrom. For the rest, we would draw your attention to the
fact that an appeal against the decision of 8 March 1989 is
probably not possible, and in particular that the applicant did
not state his intention to file a federal plea of nullity upon
the oral pronouncement of judgment."
"... Wir betonen, dass mit dieser Zustellung vom Bundes-
gericht keine Einsprachefrist gewährt wird. Wir überlassen es
Ihnen, aus dieser Zustellung Ihre Konsequenzen zu ziehen. Im
übrigen möchten wir Sie darauf aufmerksam machen, dass eine
Einsprache gegen den Entscheid vom 8. März 1989 wohl nicht
möglich ist und damals insbesondere auch die eidgenössische
Nichtigkeitsbeschwerde aufgrund des mündlichen Urteilsspruchs
nicht angemeldet worden ist."
The applicant sent a further letter to the Federal Court on
4 September 1990. On 19 September 1990 the Court of Appeal of the
Canton of Basel-Stadt informed the Federal Court that no cantonal
remedies were available against the judgment of 8 March 1989 and the
decision of 30 October 1989. The applicant submitted further
observations to the Federal Court on 28 November 1990.
IV.
On 7 January 1991 the Federal Court partly upheld and partly
dismissed the applicant's public law appeal.
As regards the Court of Appeal's judgment of 8 March 1989 the
Federal Court noted that the applicant had then already had a post-box
address, and the Court of Appeal could have served the judgment at that
address. For this reason it could not be concluded that the judgment
had previously been duly served.
The Court further noted that no cantonal appeal lay in the Canton
of Basel-Stadt against the judgment of 8 March 1989. In respect of a
federal plea of nullity it stated:
"... Such a plea of nullity ... should however have been
filed within ten days and substantiated within twenty days. It
is the practice of the cantonal authorities to consider as the
relevant date of serving the date when the written reasons have
been served, not when the judgment was orally pronounced. In
view thereof, the date of 8 March 1989 cannot be relevant for the
calculation of the period of time. Decisive is rather the date
when the judgment was served by the Federal Court on
6 August 1990. The applicant did not at all contest the judgment
of 8 March 1989 by means of a plea of nullity. The same holds
true for the public law appeal ..."
"... Eine solche Nichtigkeitsbeschwerde hätte indessen ...
innert zehn Tagen angemeldet und innert zwanzig Tagen begründet
werden müssen. Angesichts der Praxis der kantonalen Behörden,
wonach nicht die mündliche Eröffnung, sondern die Zustellung des
schriftlichen Urteils als massgebende Eröffnung betrachtet wird,
kann für die Fristberechnung nicht auf den 8. März 1989
abgestellt werden; entscheidend ist vielmehr die Eröffnung durch
das Bundesgericht am 6. August 1990. Der Beschwerdeführer hat
indessen das Urteil vom 8. März 1989 in keiner Weise mit
Nichtigkeitsbeschwerde angefochten. - Gleiches gilt für die
staatsrechliche Beschwerde ..."
The Federal Court, noting that good faith did not alter its
conclusion, dismissed this part of the applicant's public law appeal.
On the other hand, the Court found that the Court of Appeal's
decision of 30 October 1989 had not been duly served, and that a time-
limit for filing an appeal also commenced on 6 August 1990 when the
Federal Court had sent this decision to the applicant. In this respect
the applicant had indeed complied with the time-limit for filing an
appeal. On the merits, the Court found that he had not been heard on
the commuting of the fine into a sentence and it quashed the decision
of the Court of Appeal of 30 October 1989.
V.
The applicant considered that the Federal Court had contradicted
itself and requested the Court to reopen the proceedings: In its letter
of 6 August 1990 it had stated that the serving of the judgment of
8 March 1989 did not open a period for filing an appeal, whereas on
7 January 1991 it had dismissed his public law appeal as he had failed
to raise a plea of nullity within ten days after the Court had served
the judgment.
On 28 May 1991 the Federal Court dismissed the applicant's
request, stating inter alia:
"In the covering letter attention was drawn to the fact
that no period for filing an appeal was granted by the Federal
Court with the serving of the judgment. Rather, the applicant
would himself have to draw the necessary conclusions. Thus it
was made sufficiently clear that, upon the serving (of the
documents) the applicant would have to undertake the necessary
steps and in particular introduce any remedies. ... In such
circumstances it cannot be said that the Federal Court
erroneously disregarded relevant facts in the file ... Contrary
to the view of the applicant, he could not rely on good faith to
the extent that he could still wait with filing a remedy.
Rather, it transpires that the covering letter of 6 August 1990
was sufficiently clear."
"Im Begleitbrief wurde darauf hingewiesen, dass mit dieser
Zustellung von Seiten des Bundesgerichts keine Einsprachefrist
gewährt werde. Vielmehr sei es Sache des Gesuchstellers, aus der
Zustellung die Konsequenzen zu ziehen. Damit war hinreichend
klargestellt, dass der Gesuchsteller aufgrund dieser Eröffnung
entsprechende Schritte und insbesondere allfällige Rechtsmittel
hätte einlegen müssen ... Entgegen der Auffassung des Gesuchstel-
lers durfte (er) nach Treu und Glauben nicht annehmen, er könne
mit dem Einlegen von Rechtsmitteln noch zuwarten. Es zeigt sich
vielmehr, dass der Begleitbrief vom 6. August 1990 hinlänglich
klar war."
COMPLAINTS
In noting Article 6 of the Convention, the applicant complains:
- that the judgment of the Court of Appeal of 8 March 1989 and its
decision of 30 October 1989 were not duly served on him, as they were
transmitted to him by the Federal Court, and that the Federal Court did
not inform him as to possible remedies;
- that information given to him by the Federal Court in its
covering letter of 6 August 1990 was misleading, in that it stated that
no period for filing an appeal was being granted, thus depriving him
unfairly of the possibility of filing a remedy; and
- that the letter of 6 August 1990 was signed by a judge who also
presided when the Federal Court took its decision of 28 May 1991.
THE LAW
1. The applicant complains under Article 6 (Art. 6) of the
Convention that the judgment of the Court of Appeal of 8 March 1989 and
its decision of 30 October 1989 were not duly served on him; that the
Federal Court did not inform him of the possible remedies; and that
that Court gave him misleading information in its covering letter of
6 August 1990.
According to Article 6 para. 1 (Art. 6-1) of the Convention, "in
the determination of ... any criminal charge against him, everyone is
entitled to a fair ... hearing."
The Commission notes that the applicant was present when the
Court of Appeal orally pronounced its judgment of 8 March 1989. The
Commission considers that the applicant's main complaint in this
respect is that he was effectively barred from access to an appeal
court to complain of the judgment of 8 March 1989.
The Commission recalls that Article 6 (Art. 6) of the Convention
does not guarantee an appeal in criminal proceedings. Where under
domestic law there is an opportunity to lodge an appeal, the guarantees
of Article 6 (Art. 6) continue to apply to appeal proceedings, since
they form part of the whole proceedings determining the criminal charge
at issue (see Eur. Court H.R., Monnell and Morris judgment of 2 March
1987, Series A no. 115, p. 21, para. 54). Article 2 of Protocol No.
7 (P7-2) states that everyone convicted of a criminal offence shall
have the right to have his conviction or sentence reviewed by a higher
tribunal.
Nevertheless, the right of access to appeals jurisdictions is not
absolute and may be subject to limitations, since the right by its very
nature calls for regulation by the State. Regulations may be made in
particular as regards time-limits which aim at ensuring the proper
administration of justice. Nevertheless, the limitations applied must
not restrict the access left to the individual in such a way or to such
an extent that the very essence of the right is impaired (see Eur.
Court H.R., Philis judgment of 27 August 1991, Series A no. 209, pp.
20 et seq., para. 59; No. 10857/84, dec. 15.7.86, D.R. 48 p. 106).
The applicant filed a public law appeal with the Federal Court
in which he requested the possibility of filing an "appeal", without
stating whether he was referring to a cantonal appeal before a court
of the Canton of Basel-Stadt, or to a federal plea of nullity before
the Federal Court. In reply, the Federal Court transmitted to the
applicant on 6 August 1990 the judgment of 8 March 1989 and the
decision of 30 October 1989. It included a covering letter in respect
of which the applicant states that it was misleading.
The Commission has examined the covering letter of the Federal
Court. It notes that the Court emphasised that "no period for filing
an appeal is granted by the Federal Court with the serving (of these
documents)". In the Commission's opinion, the Court was in fact
explaining that it could not on its own accord alter the statutory
time-limits for filing a cantonal appeal or a federal plea of nullity.
The Court then informed the applicant that he should draw "the
necessary conclusions" in particular from the serving of the documents.
Thus, the Court clearly told the applicant that he himself would have
to assess whether or not an appeal was desirable and possible.
Finally, the Federal Court drew the applicant's attention to the
fact "that an appeal against the decision of 8 March 1989 (was)
probably not possible, and in particular that the applicant (had not
stated) his intention to file a federal plea of nullity upon the oral
pronouncement of judgment". The Commission considers that the Court
was referring, first, to the probability, later confirmed by the Court
of Appeal in its letter of 19 September 1990 to the Federal Court, that
no cantonal appeal was possible. Second, the Federal Court recalled
the fact that upon the oral pronouncement of the judgment of 8 March
1989 the applicant had not stated his intention to file a plea of
nullity. However, there is no indication that the Federal Court was
thereby excluding a plea of nullity in writing.
Taken as a whole, the covering letter of 6 August 1990 cannot be
interpreted as meaning that a plea of nullity with the Federal Court
was generally excluded. Thus, the Federal Court did not restrict the
applicant's access to that Court to such an extent that it impaired the
very essence of this right (see Eur. Court H.R., Philis judgment, loc.
cit.).
The Commission therefore finds no appearance of a violation of
Article 6 (Art. 6).
It follows that this part of the application is inadmissible as
being manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
2. The applicant further complains under Article 6 (Art. 6) of the
Convention that the judge who signed the letter of 6 August 1990 also
presided when the Federal Court took its decision of 28 May 1991. The
Commission notes that this decision dismissed the applicant's request
to have the proceedings of the Federal Court reopened. However,
proceedings concerning the reopening of previous proceedings do not
fall under the guarantees of Article 6 (Art. 6) of the Convention (see
No. 7761/77, Dec. 8.5.78, D.R. 14 p. 171). The remainder of the
application is therefore incompatible ratione materiae with the
provisions of the Convention within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
For these reasons, the Commission unanimously
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the President of the
Second Chamber Second Chamber
(K. ROGGE) (H. DANELIUS)
LEXI - AI Legal Assistant
