KREMERS v. THE NETHERLANDS
Doc ref: 25207/94 • ECHR ID: 001-2368
Document date: October 19, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 25207/94
by Roelof-Jan KREMERS
against the Netherlands
The European Commission of Human Rights (Second Chamber) sitting
in private on 19 October 1995, the following members being present:
MM. H. DANELIUS, President
G. JÖRUNDSSON
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
P. LORENZEN
Ms. M.-T. SCHOEPFER, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 17 December 1993
by Roelof-Jan KREMERS against the Netherlands and registered on
20 September 1994 under file No. 25207/94;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a Dutch citizen, born in 1957, and residing in
Velp, the Netherlands. Before the Commission he is represented by
Mr. L.J.L. Heukels, a lawyer practising in Haarlem, the Netherlands.
The facts of the case, as submitted by the applicant, may be
summarised as follows.
a. Particular circumstances of the case
In or around August 1990, the police started investigating
accusations of rape and sexual abuse, lodged by three sisters: A. (born
in 1968), B. (born in 1972), and C. (born in 1974). The sisters alleged
that they had been raped and sexually abused over a long period of time
by several relatives, amongst whom the applicant who is their uncle.
The police investigation was initially directed against, inter
alia, the applicant and two of his brothers. Later, at the end of 1990
or in the beginning of 1991, A., B. and C. also accused two other
relatives, Mr. H. and a third brother of the applicant. Subsequently,
the public prosecutor (officier van justitie) ordered the re-opening
of the police investigation. During the re-opened police investigation
additional evidence against the applicant appeared. The results of the
re-opened police investigation were added to the applicant's case-file
in November 1991.
It appears that, as a result of the complaints by the three
sisters, criminal proceedings were brought against at least seven
persons, amongst whom the applicant, three of his brothers, his
brother-in-law H., his sister Mrs. B.K. who is the mother of A., B. and
C. and Mr. H.W. who is married to a sister of A., B. and C.
The applicant was arrested on 18 September 1990 and subsequently
detained on remand. He was detained throughout the criminal proceedings
against him. His requests to be released were rejected on 26 February,
6 May, 5, 10 and 19 June 1992, respectively.
During interrogations by the police on 20, 25 and 26 September,
and 2 and 3 October 1990, the applicant admitted having raped A. and
B.
On 23 November 1990, the applicant was summoned to appear before
the Regional Court (Arrondissementsrechtbank) of Arnhem on
11 December 1990. He was charged with the multiple rape of A., the
multiple rape of B., the multiple rape, committed either alone or
together with one or more persons, of C., and the rape of two other
nieces D. and E. The offences were alleged to have taken place between
1979 and 1989.
On 11 December 1990, the Regional Court adjourned its examination
of the case. On 22 January 1991, the Regional Court referred the case
to the investigating judge (rechter-commissaris) in order to have a
number of witnesses examined.
In January and February 1991, the investigating judge heard A.,
B. and C., two of their sisters and their mother in the absence of both
the public prosecutor and the applicant. The applicant and his lawyer
were given the opportunity to submit questions in writing to the
investigating judge but were not allowed to question the witnesses
directly. The applicant and the public prosecutor could follow the
examinations on a TV-monitor in a separate room.
On 26 and 27 March 1991, the Regional Court resumed its
examination of the case. The applicant denied all accusations against
him and stated that his confessions to the police were incorrect. He
admitted, however, having had sexual intercourse with A. and her
sisters, D., E. and F., but stated that this had happened with their
consent.
On 9 April 1991, the Regional Court acquitted the applicant of
the charges involving D. and E., convicted him of the remaining charges
and sentenced him to seven years' imprisonment. It used in evidence
statements of A., B. and C. to the police and the applicant's
confessions to the police. Both the applicant and the public prosecutor
appealed to the Court of Appeal (Gerechtshof) of Arnhem.
In November 1991, the results of the re-opened police
investigation were added to the applicant's case-file by the Procurator
General (Procureur-Generaal) to the Court of Appeal.
On 10 December 1991, the Court of Appeal started its examination
of the case. In compliance with the applicant's request, the Court of
Appeal referred the case to the investigating judge for an examination
of the alleged victims A., B., C. and D. It adjourned its further
examination until 25 February 1992.
On 13 and 14 January 1992, the investigating judge heard B. and
C. It was decided not to hear D. as the defence had no questions for
her and the investigating judge did not find it necessary to put
additional questions to her. A. was not heard. The investigating judge,
the court Registrar, and the witnesses were in a room on the first
floor of the police station of Velp. The Procurator General was in an
adjacent room. The applicant and his lawyer were in a room on the
second floor. The Procurator General and the defence could follow the
examinations on TV-monitors. Video recordings were made of the
examinations. The investigating judge interrupted each of the
examinations to give the defence the opportunity to put additional
questions to the witnesses.
In addition to B. and C., the investigating judge also heard a
number of other witnesses, amongst whom E.
On 25 February 1992, the Court of Appeal resumed its examination
of the case. At that time, the separate cases of all accused, except
Mr. H.W. who had not filed an appeal against his conviction by the
Regional Court, were pending before the Court of Appeal. The Court of
Appeal dealt with all the cases on 25 and 26 February, 6 May and 2, 3,
5, 10, 17 and 19 June 1992. Although all cases were dealt with
simultaneously, they remained formally separated. The applicant denied
the accusations of rape. He admitted having had sexual intercourse with
A., D., E. and F., but denied having forced them to this. He denied
having had intercourse with B. He made no statement as regards C.
On the same day, the Court of Appeal heard police officers K. and
M., who had been involved in the examinations of the alleged victims
and/or the interrogations of the applicant. The Court of Appeal
questioned them, inter alia, on the interrogation tactics used, on how
the applicant's confession before them had come about and whether they
had exerted pressure on the applicant.
On 26 February 1992, at the applicant's request, the Court of
Appeal heard Mr. P., a psychologist having a certain expertise as
regards the particular problems surrounding incest. On the same day,
the Court of Appeal viewed parts of the video recordings of the
examination of B. and C. by the investigating judge on 13 and
14 January 1992. Subsequently, the applicant filed objections to the
way in which the investigating judge had carried out the examinations
of the witnesses on 13 and 14 January 1992. He objected, inter alia,
to the fact that the questions had to be submitted in writing
beforehand, that not all the questions he had submitted had been put
to the witnesses, and that the defence had not been given the
opportunity to question the witnesses directly. He also alleged that
the investigating judge had played too active a role when questioning
B. and C. The applicant argued that as a consequence of these
irregularities the prosecution should be declared inadmissible. If the
Court of Appeal should reject the request to declare the prosecution
inadmissible, he requested that B. and C. be summoned before the Court
of Appeal.
The Procurator General objected to a new hearing of B. and C. in
view of the mental stress this would cause them. She stated that B. and
C. had been advised by their psychiatrists not to testify again. The
Court of Appeal, however, decided to summon B. and C. and adjourned its
examination until 6 May 1992.
On 6 May 1992, the Court of Appeal adjourned its further
examination of the case until 2 June 1992 as the Procurator General
could not attend the hearing and as it had not been possible for a
colleague to get acquainted with the extensive case-file in time. It
further decided to summon A., in her capacity as a civil party to the
proceedings against the applicant, to appear on 2 June 1992.
On 2 June 1992, the Court of Appeal resumed its examination. The
defence requested the Court of Appeal to add a statement made by A. on
the same day in one of the related proceedings to the applicant's case-
file. The Court of Appeal granted the request, but on the explicit
understanding that this statement was not to be regarded as having been
made in the applicant's case.
The Court of Appeal subsequently informed the parties that it
intended to hear B. and C. in camera and in the applicant's absence.
The Procurator General stated that she had no objections. The
applicant's lawyer stated that the defence would accept the Court of
Appeal's decision on this point. The Court of Appeal then decided to
hear B. and C. in camera in the absence of the applicant, holding,
inter alia:
"... that the hearing of the witness (B. and C.
respectively) ... shall take place in camera, for the
weighty reason that the interest of the investigation and
the finding of the truth so require. After all, the witness
must be enabled to respond as freely and frankly as
possible to the questions that will be put to her about the
charges against the suspect, knowing that her statements
will not immediately come to public notice ... that,
furthermore, the hearing shall take place in the absence of
the suspect, since a direct confrontation between the
witness and the suspect is psychologically and emotionally
too burdensome for the witness...."
B. and C. were heard individually in a separate room, in the
presence of the three judges of the Court of Appeal, the Registrar to
the Court of Appeal, the Procurator General, the applicant's lawyer as
well as the witnesses' lawyer and a social worker. The applicant
remained in the court room, where he could follow the examination on
a TV-monitor. In addition to the applicant, the lawyers of the accused
in the related cases, Mr. P. and a number of court officers
(parketpolitie) were present in the court room. They too could follow
the examinations on the TV-monitor.
The Court of Appeal put a number of questions to B. and C., which
had been submitted beforehand in writing by the defence. The Court of
Appeal gave the applicant's lawyer and the Procurator General the
opportunity to put additional questions to the witnesses directly. The
examinations were interrupted in order to allow the applicant's lawyer
to consult his client to see if he wished to put additional questions
to the witnesses. The applicant availed himself of this opportunity in
respect of C. After the interruption of the examination of B., the
applicant's lawyer informed the Court of Appeal that he had no further
questions. He further stated that he had been able to follow B.'s
examination on the TV-monitor and that he had consulted with his
lawyer.
The three judges, the Registrar, the Procurator General and the
applicant's lawyer subsequently returned to the court room, where the
President of the Court of Appeal gave a summary of the statements of
the witnesses. After this summary, the applicant stated that he had
been able to follow C.'s examination on the TV-monitor and that he had
no additional questions. He further stated that he had been able to
follow B.'s examination on the TV-monitor and that he had consulted
with his lawyer.
On 3 June 1992, the Court of Appeal examined the witnesses Ms.
N.T. and Ms. D.L., both of whom had occasionally gone swimming with A.,
B. and C. between 1986 and 1988 or 1989.
After the hearings of the latter before the Court of Appeal, the
applicant requested that the statements made in the related criminal
proceedings by A., B. and C. and the statements made on 3 June 1992 by
the other witnesses be added to the applicant's case-file. Having
deliberated, the Court of Appeal decided to add the statements by A.,
B. and C. as well as the statements by the other witnesses A.K., W.K.,
S.H., S.-H., N.T., D.L., as made in the other cases, to the applicant's
case-file, but on the explicit understanding that these statements were
not to be considered as having been made in the applicant's case.
The applicant subsequently requested a new hearing of B. and C.
before the Court of Appeal in order to confront them with statements
made by the witnesses on 3 June 1992. He wished to ask B. and C. when
exactly they went swimming and what kind of bathing attire they then
wore.
The Procurator General objected to a further hearing of B. and
C., arguing that the interest of the victims in not being confronted
any longer with traumatic events spoke against such a new hearing and
that such a hearing would be psychologically irresponsible. The request
by the defence to be allowed to react to the objection of the
Procurator General was rejected by the Court of Appeal. Its President
stated that the Court or Appeal was aware of the opinion and arguments
of the defence. After having deliberated, the Court of Appeal rejected
the request for a new hearing of B. and C., considering, inter alia:
"... that the defence has been given ample opportunity to
question the witnesses. The court itself has observed that
the recollection of the events produced very burdensome
negative emotions on the part of the witnesses. The
interest the defence in an additional examination does not,
in the court's opinion, outweigh the detriment to be
experienced by the witnesses as a result of this [an
additional hearing]. The court finds a further hearing of
B. and C. ... neither desirable nor necessary."
The Court of Appeal subsequently heard Mr. P. He stated that he
had seen the examinations of A., B. and C. on 2 June 1992 via a TV-
monitor and that his first impression was that the examinations were
very burdensome, painful and emotional for them, that they had been
repeatedly unable to answer a question because of their emotions, and
that the emotions appeared to be genuine.
In the course of Mr. P.'s examination, the applicant's lawyer,
Mr. D.J.L. Wijnveldt, mentioned that in April 1988, B. and C. had
reported to the police that Mr. W., at that time a friend of their
mother, had raped them. Referring to this event, Mr. Wijnveldt asked
Mr. P. some questions on the behaviour of incest victims in general and
the present victims in particular.
On 5 June 1992, the applicant's lawyer stated to the Court of
Appeal that he had recently been informed by one of the lawyers
representing one of the other accused in the related cases of the
existence of the case-file on the criminal proceedings against Mr. W.
That case-file contained two medical certificates from the
gynaecologist Dr. H.-K., who had examined B. and C. on 27 April 1988.
In the certificates, Dr. H.-K. stated that B.'s hymen was ruptured and
C.'s hymen appeared not to be ruptured. The case-file also contained
a procès-verbal in which B. stated that she did not know much about sex
and that she supposed that her hymen had been ruptured by Mr. W. when
she had intercourse with him for the first time in 1987 or 1988,
because she had lost blood on that occasion. The police officer M. had
been involved in the proceedings against Mr. W.
The Court of Appeal decided to add the case-file of Mr. W. to the
applicant's case-file and to summon Dr. H.-K. as an expert witness. The
Court of Appeal heard Dr. H.-K. later that day.
Dr. H.-K. stated that it is practically impossible to state with
100% certainty whether intercourse has taken place on the basis of an
inspection of the hymen. Dr. H.-K. had had the impression, given the
state of B.'s hymen and the state of B.'s vaginal secretion, that B.
had had frequent sexual intercourse. She further stated that B.'s
behaviour had given her the impression that she had "a complete life
behind her". As regards C. she had had the impression that C. had not
had frequent sexual intercourse.
On 10 June 1992, the applicant's lawyer informed the Court of
Appeal that, in accordance with an agreement concluded between the
lawyers representing the other accused in the related cases
simultaneously pending before the Court of Appeal, the defence wished
to submit a general defence plea. This general plea was subsequently
submitted by one of the lawyers, Mr. L.J.L. Heukels. The defence, inter
alia, drew attention to the apparent discrepancies between the
accusations of B. and C. against the applicant on the one hand and the
contents of Mr. W.'s case-file on the other. The defence requested the
court to appoint one or more experts, such as a psychiatrist, a
clinical psychologist, an incest expert and/or a traumatologist, to
investigate the mental health of the alleged victims.
The Court of Appeal decided to hear the testimony of another
gynaecologist. It rejected the applicant's request to appoint other
experts since it did not consider this necessary. The Court of Appeal
decided to summon Professor H., who had been proposed by both the
Procurator General and the defence.
On 17 June 1992, the Court of Appeal heard Professor H. and
Dr. H.-K. Professor H. stated that, having regard to the inspection
method used by Dr. H.-K. in this medical examination, the latter's
finding that C.'s hymen appeared to have been intact was not
necessarily correct. The applicant was given the opportunity to put
questions to both witnesses.
On 19 June 1992, at the applicant's request, the Court of Appeal
heard another gynaecologist, Professor E., who stated that Dr. H.-K.'s
method of inspection was reliable and that he had no reason to doubt
her conclusions.
Also on 19 June 1992, the Court of Appeal heard the Procurator
General's closing speech, in which she demanded a sentence of fourteen
years' imprisonment, and the applicant's final pleas. The applicant's
final pleas consisted of a general plea concerning all the accused in
the related cases presented by Mr. L.J.L. Heukels, an additional
general plea in all cases presented by Mr. P.R. Wery and a final plea
concerning the applicant's case in particular presented by the
applicant's lawyer Mr. D.J.L. Wijnveldt.
The defence argued, inter alia, that the prosecution should be
declared inadmissible for a number of reasons. It argued, inter alia,
that the charges against the applicant were too vague, that the police,
for whose actions and failures the prosecuting authorities are
responsible, had intentionally withheld Mr. W.'s case-file, including
the medical certificates on B. and C., and that the public prosecutor
had ordered the re-opening of the police investigation during the trial
before the Regional Court without informing the defence or the Regional
Court, and that the results of the re-opened police investigation were
added to his case-file by the Procurator General in November 1991,
after the applicant had lodged his appeal. The defence further
complained that, during a recess of one of the hearings before the
Court of Appeal, the Procurator General had entered the judges'
chambers, where the fully-robed judges were present.
The defence also complained that the rights of the defence, as
regards the examination of the victims, had been restricted to such an
extent that it could not be held that the applicant had received a fair
trial. In particular, the Court of Appeal had refused to summon other
experts as witnesses and had allowed B. and C. not to answer certain
questions. The defence also argued that B.'s and C.'s examination was
not completed, as the defence had not waived its right to examine them.
The defence requested the Court of Appeal, inter alia, to hear B. and
C. again in connection with the information which had appeared from Mr.
W.'s case-file.
In its judgment of 3 July 1992 the Court of Appeal quashed the
Regional Court's judgment of 9 April 1991, convicted the applicant of
the charges in respect of A. and B. and acquitted him of the remaining
charges. It sentenced the applicant to five years' imprisonment. The
Court of Appeal used in evidence statements made by A. and B. to the
police, and the applicant's confessions to the police. It held that
charges against the applicant were in conformity with the requirements
of Section 261 of the Code of Criminal Procedure (Wetboek van
Strafvordering), that the methods used in the police investigations had
not been incorrect and that it had not been made plausible in any way
that the police had acted improperly and without due care.
As regards the alleged withholding of documents, the Court of
Appeal considered, inter alia:
"The argument that the police intentionally failed to add
to the case-file [the reports made by B. and C. against Mr.
W. and the medical certificates on them of 27 April 1988]
lacks foundation, because both in the ... procès-verbal in
the present criminal proceedings nr. M 9932/AB/1991 of
March 1991 ... and in the procès-verbal of the examination
of C. dated 29 January 1991, nr. M 9931/G/1991 ... the
police officers explicitly referred to the case-file of the
criminal case against Mr. W., mentioning both the date of
the criminal complaint and the registration number of the
case-file."
As regards the presence of the Procurator General in the judges'
chambers, the Court of Appeal considered, inter alia:
"The court considers on this point that the Procurator
General entered the judges' chambers during a recess of the
trial only in order to hand a number of letters from the
lawyers in the present and other cases to the members of
the court. This happened while no deliberations were taking
place in the judges' chambers, which, as is correctly
stated in the [defence's] written plea, has been stated by
the President [of the Court of Appeal].
In the opinion of the court there were, under these
circumstances, no reasonable grounds to fear that the
Procurator General was involved in any way in deliberations
in chambers."
As regards the re-opening of the police investigation, the Court
of Appeal considered:
"The court rejects this argument. The re-opened [police]
investigation, which resulted in the second procès-verbal
with annexes, took place because [A., B. and C.] made new
statements, causing suspicions to arise against persons
who, up to that moment, had not been suspected of ...
involvement in the facts at issue. This second [police]
investigation was, therefore, not a further investigation
in respect of the suspects who, at that moment, had already
been summoned, but was directed against new suspects. This
does not alter the fact that during the re-opened police
investigation information came forward concerning the
suspects who had already been summoned at that moment.
It was open to the Procurator General, pursuant to Section
414 of the Code of Criminal Procedure, which gives the
suspect and his lawyer the same competence, to add new
documents to the case-file pending the appeal proceedings."
As regards the applicant's complaint that he had not been given
adequate and proper opportunity to question B. and C., the Court of
Appeal considered:
"The court itself has observed that the examination in
general, and some of the questions put by the defence in
particular, entailed a strong emotional burden for B. and
C. The examination had to be interrupted several times
because the witnesses, as a result of intense emotions,
were not capable to reply to the questions put to them. At
certain moments the witness B. lapsed into fits of crying
and at the end of the examination the witness C. was unable
to utter a single word and had to be led out of the room
with the help of her lawyer and a social worker. This was
apparently the result of the confrontation with, and the
recollection of, the suffering experienced in her youth.
The court finds that with this the limit had been reached
of what could be required of these obviously traumatised
young women - who, in the course of the present criminal
proceedings had already been heard repeatedly about the
experiences in their youth - as regards the interest of the
defence. For that reason it was in the opinion of the court
unacceptable to require these witnesses to stay in the room
after the examination, or after a recess of the hearing to
be present again the next day(s), so that possibly they
could be subjected again to an examination. For the same
reason it was undesirable to comply with the request of the
defence, which was made at a subsequent stage of the trial,
to summon these witness once again.
Insofar as the defence was not allowed to put a question,
or insofar as the witnesses were allowed not to answer a
question, this was done because, in the opinion of the
court, the question at issue implied a confrontation with,
and the recollection of suffering experienced in youth,
which could not be done in view of the emotional state of
the witnesses."
As regards the applicant's argument that he had not been given
adequate time and facilities to prepare his defence, the Court of
Appeal considered, inter alia:
"In the course of the various court hearings, the defence
has been able to submit whatever it considered relevant. As
a result of the addition of documents to the case-file at
the court hearing of 5 June 1992, an expert witness was
heard on the same day and two additional experts were heard
during the court hearings of 17 June and 19 June 1992,
respectively. Those additional hearing dates were
determined in consultation with, and with the approval of
the defence and the Procurator General. The court finds
that the suspect - in view of this procedure - cannot have
been harmed in his defence and that there has been no
violation of the principle of a fair trial."
The Court of Appeal rejected the applicant's request to appoint
experts to investigate the mental health of B. and C. and their faculty
of memory, or to hear further witnesses. The Court found itself
sufficiently informed and considered that the necessity or desirability
of hearing further witnesses had not been made plausible.
The applicant subsequently lodged an appeal in cassation with the
Supreme Court (Hoge Raad). He reiterated his complaints about the re-
opening of the police investigation and the presence of the Procurator
General in the judges' chambers. He further complained of the Court of
Appeal's refusal to hear B. and C. again, and also complained that the
Court of Appeal, contrary to Section 319 in conjunction with Section
415 of the Code of Criminal Procedure, failed to instruct B. and C.
after their examination on 2 June 1992 to be present again at the next
court hearing, as the defence had not yet formally excused them as
witnesses.
The Advocate General (Advocaat-Generaal) to the Supreme Court
submitted his written conclusions on 27 April 1993, which were
transmitted to the applicant on 3 May 1993.
On 22 June 1993, the Supreme Court rejected the applicant's
appeal in cassation. It accepted the grounds on which the Court of
Appeal had rejected the applicant's complaints about the re-opening of
the police investigation and the presence of the Procurator General in
the judges' chambers.
As regards the applicant's complaints in respect of the
examination of B. and C., the Supreme Court noted that the applicant
had been acquitted of the charges in respect of C. It held consequently
that this complaint as regards C. could not lead to cassation. As
regards the complaint in respect of B., the Supreme Court considered,
inter alia, that on 2 June 1992 the applicant had not objected when B.
did not appear in the court room after she had been heard before the
Court of Appeal in a separate room. Moreover, the applicant had not
objected when the President of the Court of Appeal gave the names of
the people who had to be present again on 3 June 1992 without
mentioning B.'s name. The Supreme Court accepted the reasons the Court
of Appeal gave for its decision to refuse to summon B. for a further
examination.
b. Relevant domestic law
Pursuant to Section 24 of the Judicial Organisation Act (Wet op
de Rechterlijke Organisatie) it is prohibited for members of the
judiciary to have private contacts about pending or future proceedings
with the parties to those proceedings. Non-compliance with this
prohibition may result in a disciplinary reprimand (Section 14 of the
Judicial Organisation Act) or, if it concerns a second time, even
dismissal (Section 11 d.3 of the Judicial Organisation Act). Pursuant
to Section 28 of the Judicial Organisation Act members of the judiciary
are obliged to keep deliberations secret.
COMPLAINTS
1. The applicant complains that, during the proceedings before the
Regional Court, the public prosecutor ordered the police to re-open the
police investigation, without informing the Regional Court or the
defence whilst the results of the re-opened investigation were added
to his case-file after he had lodged his appeal with the Court of
Appeal.
2. The applicant complains that the police withheld crucial
information, in particular the medical reports of 27 April 1988 and
B.'s and C.'s statements made to the police in the case against Mr. W.
3. The applicant complains that his defence rights were unduly
restricted in the examination of B. and C. on 2 June 1992, as they were
not required to answer emotionally burdensome questions.
4. The applicant complains that the Court of Appeal examined B. and
C. in camera and in his absence.
5. The applicant complains that, contrary to the Code of Criminal
Procedure, after being heard B. and C. did not remain in the court room
until they were given formal permission to leave with the consent of
the defence and the Procurator General and that they were not notified
that they should be present when the Court of Appeal resumed its
examination the next day.
6. The applicant complains that, on 3 June 1992, his lawyer was not
allowed to reply to remarks of the Procurator General in respect of the
request of the defence to hear B. again.
7. The applicant complains that the Court of Appeal failed to summon
B. and C. a second time, although new relevant facts had come to light,
thereby depriving the defence of the possibility to question these
witnesses about the new facts.
8. The applicant complains that the Court of Appeal added statements
made by the other alleged victims in the related criminal proceedings
to his case-file on the understanding that these statements were not
to be considered as having been made in the applicant's case.
9. The applicant complains that the Court of Appeal used the
statements by B. and C. in evidence although the defence had had
insufficient opportunity to challenge or verify these statements in the
light of the exculpating facts which appeared after their examination.
10. The applicant complains that the Procurator General was present
in the judges' chambers of the Court of Appeal while the judges of that
court were there to deliberate. The Court of Appeal thus gave the
impression of allowing itself to be influenced by the Procurator
General and therefore of not being impartial.
11. The applicant complains that the criminal charges against him
were not determined within a reasonable time.
The applicant invokes Article 6 paras. 1, 2 and 3 of the
Convention.
THE LAW
1. The applicant has lodged a number of complaints under Article 6
(Art. 6) of the Convention. This provision reads, insofar as relevant,
as follows:
"1. In the determination of ... any criminal charge against
him, everyone is entitled to a fair and public hearing ... by an
independent and impartial tribunal ... the press and public may
be excluded from all or part of the trial in the interest of
morals, ..., where the interests of juveniles or the protection
of the private life of the parties so require, or to the extent
strictly necessary in the opinion of the court in special
circumstances where publicity would prejudice the interests of
justice.
2. Everyone charged with a criminal offence shall be presumed
innocent until proved guilty according to law.
3. Everyone charged with a criminal offence has the following
minimum rights:
...
b. to have adequate time and facilities for the
preparation of his defence;
...
d. to examine or have examined witnesses against him and
to obtain the attendance and examination of witnesses on his
behalf under the same conditions as witnesses against him;
..."
2. Insofar as the applicant alleges that the proceedings against him
were not in conformity with Article 6 para. 2 (Art. 6-2) of the
Convention and insofar as this complaint has been raised in the
domestic proceedings, the Commission considers that it has remained
fully unsubstantiated.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
3. The Commission will examine the applicant's complaints under
Article 6 paras. 1 and 3 (Art. 6-1, 6-3) taken together, since the
guarantees in paragraph 3 of Article 6 (Art. 6-3) represent constituent
elements of the general concept of a fair hearing set forth in
paragraph 1 (Art. 6-1) of this provision (cf. Eur. Court H.R., Lala
judgment of 22 September 1994, Series A no. 297-A, p. 12, para. 26).
4. The applicant complains that, during the proceedings before the
Regional Court, the public prosecutor ordered the police to re-open the
police investigation, without informing the Regional Court or the
defence whilst the results of the re-opened investigation were added
to his case-file after he had lodged his appeal with the Court of
Appeal.
The Commission observes that the Regional Court rendered its
judgment in the applicant's case on 9 April 1991. In accordance with
Section 414 of the Code of Criminal Procedure, which allows both the
Procurator General and the defence to add new documents to the case-
file during proceedings on appeal, the results of the re-opened police
investigation were added to the applicant's case-file in November 1991.
The Commission further notes that the Court of Appeal started its
examination of the applicant's case on 10 December 1991. It then
adjourned its examination until 25 February 1992. Between 25 February
and 19 June 1992, the Court of Appeal examined the case in the course
of nine hearings and pronounced its judgment on 3 July 1992.
The Commission finds, as regards the addition of the results of
the re-opened police investigation to the applicant's case-file, that
the defence has been provided with ample time and opportunity to study
and to challenge these additional means of evidence and does not find,
on this point, that the defence was placed at a substantial
disadvantage vis-à-vis the prosecuting authorities.
It follows that this complaint must be rejected as manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
5. The applicant further complains that the police withheld crucial
information, in particular Dr. H.-K.'s medical reports of 27 April 1988
and the statements B. and C. made to the police in the case against
Mr. W.
The Commission recalls that the domestic courts rejected this
complaint for lack of foundation. The Commission notes that, after the
defence had realised the possible relevance of the facts of the case
of Mr. W., it requested the Court of Appeal to add Mr. W.'s case-file
to the applicant's file, a request which was granted. The Commission
further notes that, in the course of the last four hearings before the
Court of Appeal, the contents and relevance of the material contained
in Mr. W.'s case-file formed the subject of an elaborate examination
which included the hearing of three gynaecologists. The Commission
finally notes, on this point, that in its judgment the Court of Appeal
acquitted the applicant of the charges involving C.
The Commission, therefore, finds that on this point there is no
indication that the proceedings were not in conformity with the
requirements of Article 6 (Art. 6) of the Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
6. The applicant complains that, on 2 June 1992, B. and C. were
allowed not to answer emotionally burdensome questions, and that they
were examined in camera and in his absence.
Insofar as the present complaint concerns C., the Commission
observes that the applicant was acquitted of the charges involving her.
As regards this part of the complaint, the applicant cannot, therefore,
claim to be a victim within the meaning of Article 25 (Art. 25) of the
Convention.
Insofar as the present complaint concerns B., the Commission
recalls that, according to the second sentence of Article 6 para. 1
(Art. 6-1) of the Convention, the public may be excluded from part of
the trial on one or more of the grounds mentioned in that sentence. In
view of the nature of the charges against the applicant, the Commission
considers that the decision of the Court of Appeal to hear B. in camera
was in conformity with the exceptions mentioned in Article 6 para. 1
(Art. 6-1) of the Convention.
Insofar as the applicant complains that B. was heard in his
absence and that she was allowed not to answer emotionally burdensome
questions, the Commission recalls that the rights secured by Article 6
paras. 1 and 3 (Art. 6-1, 6-3) of the Convention are those of the
accused and the defence in general. In order to determine whether these
rights were respected, it is not sufficient to consider the situation
in which the accused himself is placed. Consideration must rather be
given to the situation in which the defence as a whole is placed. In
exceptional circumstances there may be reasons for hearing a witness
in the absence of the accused on condition that his lawyer is present
(cf. No. 11219/84, Dec. 10.7.85, D.R. 42, p. 287), or to allow a
witness not to answer certain questions.
The Commission has also regard to the special features of
criminal proceedings concerning rape and other sexual offences. Such
proceedings are often conceived of as an ordeal by the victim, in
particular when the latter is unwillingly confronted with the
defendant. In the assessment of the question whether or not in such
proceedings an accused received a fair trial, account must be taken of
the right to respect for the victim's private life. Therefore, the
Commission accepts that in criminal proceedings concerning sexual abuse
certain measures may be taken for the purpose of protecting the victim,
provided that such measures can be reconciled with an adequate and
effective exercise of the rights of the defence (Baegen v. the
Netherlands, Comm. Report 20.10.94, para. 77).
In the present case, the Court of Appeal heard B. in the absence
of the applicant, but in the presence of the applicant's lawyer, who
could and in fact did question her directly. The applicant could follow
B.'s examination via a TV-monitor. Moreover, the Court of Appeal
interrupted B.'s examination in order to allow the applicant's lawyer
to consult the applicant to see if the latter wished to put additional
questions to the witness. After this interruption, the applicant's
lawyer informed the Court of Appeal that he had no further questions
to B.
In these circumstances the Commission finds that the defence was
provided with sufficient opportunity to hear B. on 2 June 1992. It
further finds that the interests of the defence could be safeguarded
just as well by the applicant's lawyer as by the applicant himself. The
Commission therefore finds that B.'s examination in camera and in the
applicant's absence was not contrary to Article 6 paras. 1 and 3
(Art. 6-1, 6-3) of the Convention.
It follows that this part of the application must be rejected as
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
7. The applicant further complains that, although the defence had
not formally waived its right to question B. and C., they did not
return to the court room after they had been heard before the Court of
Appeal, and that the Court of Appeal, contrary to the Code of Criminal
Procedure, failed to notify them that they should be present when the
Court of Appeal would resume its examination. The applicant also raises
a number of complaints in respect of his unsuccessful request to the
Court of Appeal to hear B. and C. again and to hear other witnesses in
connection with new and allegedly exculpating facts which had appeared
after their respective examinations on 2 June 1992. He complains in
particular that his lawyer was not allowed to reply to the Procurator
General's objections against a new hearing of B. and C., that the Court
of Appeal used B.'s statements in evidence whereas it had rejected the
request by the defence to hear her again and to hear other witnesses,
thereby depriving the defence of the opportunity to challenge these
statements in the light of the facts which had appeared after B.'s
examination before the Court of Appeal.
Insofar as the present complaint concerns C., the Commission
finds that the applicant cannot claim to be a victim within the meaning
of Article 25 (Art. 25) of the Convention (see para. 6).
Insofar as the applicant complains that the Court of Appeal
violated the Code of Criminal Procedure by failing to inform B.,
following her examination on 2 June 1992, that she had to be present
at the next court hearing as the defence had not formally waived its
right to question her, the Commission recalls that, in accordance with
Article 19 (Art. 19) of the Convention, its task is to ensure the
observation of the obligations undertaken by the parties to the
Convention. It is not competent to deal with a complaint alleging that
errors of law or fact have been committed by domestic authorities,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention (cf. No. 21283/93, Dec. 5.4.94, D.R. 77, pp. 81 and 88).
It remains to be examined whether the applicant's rights under
Article 6 paras. 1 and 3 (b) (Art. 6-1, 6-3-b) of the Convention have
been respected as regards the administration of evidence before the
Court of Appeal.
The Commission notes that, immediately after B. had been heard,
the applicant's lawyer informed the Court of Appeal that he had no
further questions for B. Moreover, it was open for the applicant to
request the Court of Appeal to hear B. a second time, which the
applicant did, although unsuccessfully.
In these circumstances the Commission does not find that the fact
that B., after she had been heard, did not return to the court room and
was not told to be present at the next hearing of the Court of Appeal
harmed the applicant in his defence.
As regards the complaint that, before the Court of Appeal, the
defence was not allowed to react to the Procurator General's objections
to the request of the defence to hear B. again, the Commission finds
no indication that this violated the principle of equality of arms or
harmed the applicant in his defence.
As regards the Court of Appeal's rejection of the applicant's
request to hear B. again and to hear other witnesses, the Commission
recalls that Article 6 (Art. 6) does not grant the accused an unlimited
right to secure the appearance of witnesses in court. It is normally
for the national courts to decide whether it is necessary or advisable
to hear a witness (cf. No. 8231/78, Dec. 6.3.82, D.R. 28, p. 5;
No. 10563/83, Dec. 5.7.85, D.R. 44, p. 113; and Eur. Court H.R.,
Bricmont judgment of 7 July 1989, Series A no. 158, p. 31, para. 89).
The Commission, recalling its finding that B. was heard before
the Court of Appeal in accordance with the requirements of Article 6
paras. 1 and 3 (Art. 6-1, 6-3) of the Convention (see para. 6), notes
that Mr. P., a psychiatrist, stated before the Court of Appeal that he
had the impression that the examination before the Court of Appeal had
been extremely burdensome, painful and emotional for B. and her
sisters. Also the Court of Appeal itself had observed that B.'s
examination before it had been emotionally very burdensome for her and
had found that the limit had been reached of what could be required of
her in respect of the interest of the defence.
In these circumstances, and taking into consideration the special
features of criminal proceedings concerning rape and other sexual
offences and, in particular, the situation of victims of such offences,
the Commission cannot consider the Court of Appeal's decision not to
hear B. again as arbitrary or unreasonable.
The Commission further notes that, after the case-file of Mr. W.
had been admitted as evidence, three gynaecologists were extensively
heard before the Court of Appeal in connection with the information
contained in that case-file, and that the Court of Appeal did not find
it necessary to appoint further experts to investigate the mental
health of B. and her faculty of memory, or to hear further witnesses.
The Commission also notes that B.'s statements were not the only
evidence on which the Court of Appeal based the applicant's conviction
as regards the charges involving her. It had in particular regard to
the confessions the applicant had made to the police. It is true that
the applicant withdrew his earlier confessions before the trial courts,
but, where a court is confronted with a contradiction between an
earlier statement and subsequent evidence at the trial, it is the task
of this court to consider the credibility of the various declarations
concerned (cf. No. 8414/78, Dec. 4.7.79, D.R. 17, p. 231).
The Commission, therefore, cannot find that the Court of Appeal's
refusal to hear B. again or to summon further witnesses deprived the
applicant of a fair hearing within the meaning of Article 6 paras. 1
and 3 (Art. 6-1, 6-3) of the Convention.
Furthermore, noting that the applicant was convicted on the basis
of evidence which was debated in the course of adversarial proceedings
in which the applicant was represented by a lawyer, who, in the course
of nine hearings before the Court of Appeal, was provided with ample
opportunity to state the applicant's case and to challenge the evidence
against the applicant, the Commission finds that the proceedings
against the applicant, considered as a whole, were in conformity with
the requirements of Article 6 paras. 1 and 3 (Art. 6-1, 6-3) of the
Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
8. The applicant complains that the Court of Appeal added statements
made by the other alleged victims in the related criminal proceedings
to his case-file on the understanding that these were not to be
considered as having been made in the applicant's case.
The Commission has already examined the administration of
evidence in the criminal proceedings against the applicant and the
fairness of those proceedings as a whole (see paras. 6 and 7 above).
The Commission does not find that the present complaint requires a
separate examination.
It follows that this complaint is also manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
9. The applicant further complains of the Procurator General's
presence in the judges' chambers of the Court of Appeal during an
interruption of the court hearing. He submits that this cast a doubt
on the impartiality of the Court of Appeal.
The Commission recalls that the existence of impartiality for the
purposes of Article 6 para. 1 (Art. 6-1) of the Convention must be
determined according to a subjective test, that is on the basis of the
personal conviction of a particular judge in a given case, and also
according to an objective test, that is ascertaining whether the judge
offered guarantees sufficient to exclude any legitimate doubt in this
respect (Eur. Court H.R., Hauschildt judgment of 24 May 1989, Series A
no. 154, p. 21, para. 46, and Padovani judgment of 26 February 1993,
Series A no. 257-B, p. 20, para. 25).
The Commission notes that the applicant has not expressed doubts
as to the personal impartiality of the members of the Court of Appeal.
As to the objective test, it must be determined whether, quite
apart from the judge's conduct, there are ascertainable facts which may
raise doubts as to his impartiality. In this respect even appearances
may be of a certain importance. What is at stake is the confidence
which the courts in a democratic society must inspire in the public and
above all, as far as criminal proceedings are concerned, in the
accused. It follows that, in deciding whether in a given case there is
a legitimate reason to fear that a particular judge lacks impartiality,
the opinion of the accused is important but not decisive. What is
decisive is whether his fear can be regarded as objectively justified
(Padovani judgment, loc. cit., p. 20, para. 27).
In its judgment of 3 July 1992, the Court of Appeal stated on
this point that during an interruption of the trial, the Procurator
General entered the judges' chambers only in order to hand a number of
letters to the members of the Court of Appeal and that no deliberations
took place at that time. The Commission has no reason to doubt the
accuracy of this statement. Having regard also to Section 24 in
conjunction with Sections 14 and 11 of the Judicial Organisation Act,
the Commission finds no elements that warrant misgivings about the
objective impartiality of the Court of Appeal.
It follows that this complaint must be rejected as manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
10. As regards the applicant's complaint of the length of the
criminal proceedings against him, the Commission notes that this
complaint has not been raised in the domestic proceedings.
The Commission recalls that the mere fact that all remedies have
been tried does not of itself constitute compliance with the exhaustion
of domestic remedies. It is also required that the applicant, either
in form or in substance, has submitted to the competent domestic
authorities the complaint brought before the Commission (cf.
No. 11921/86, Dec. 12.10.88, D.R. 57, p. 81, No. 16810/90, Dec. 9.9.92,
D.R. 73, p. 136).
It follows that in this respect the applicant has not complied
with the requirements of Article 26 (Art. 26) of the Convention and
that this complaint must be rejected under Article 27 para. 3
(Art. 27-3) of the Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Second Chamber President of the Second Chamber
(M.-T. SCHOEPFER) (H. DANELIUS)
LEXI - AI Legal Assistant
