VODENICAROV v. THE SLOVAK REPUBLIC
Doc ref: 24530/94 • ECHR ID: 001-4244
Document date: May 20, 1998
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AS TO THE ADMISSIBILITY OF
Application No. 24530/94
by Stefco VODENICAROV
against the Slovak Republic
The European Commission of Human Rights (Second Chamber) sitting
in private on 20 May 1998, the following members being present:
MM J.-C. GEUS, President
M.A. NOWICKI
G. JÖRUNDSSON
J.-C. SOYER
H. DANELIUS
Mrs G.H. THUNE
MM F. MARTINEZ
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
P. LORENZEN
E. BIELIUNAS
E.A. ALKEMA
A. ARABADJIEV
Ms M.-T. SCHOEPFER, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 27 September 1993
by Stefco VODENICAROV against the Slovak Republic and registered on
4 July 1994 under file No. 24530/94;
Having regard to:
- the reports provided for in Rule 47 of the Rules of Procedure of
the Commission;
- the observations submitted by the respondent Government on
22 March 1996 and the observations in reply submitted by the
applicant on 22 April and 12 August 1996;
- the further observations submitted by the respondent Government
on 7 July 1997 and the observations in reply submitted by the
applicant on 27 August 1997;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a Bulgarian national born in 1946. He is a
driver and resides in Hlohovec (the Slovak Republic).
The facts of the case, as submitted by the parties, may be
summarised as follows.
A. The particular circumstances of the case
The applicant was involved in several conflicts with his
colleagues and neighbours. The police and the local authority refused
to investigate the applicant's complaints, and the co-operative which
owns the block of flats where the applicant lives refused to arrange
for damages to be paid to him. According to the applicant, on
16 February 1994 his wife was assaulted by Mrs D., a neighbour. He
pursued the neighbour but she managed to escape. The applicant and his
wife unsuccessfully tried to have criminal proceedings instituted
against Mrs D.
On 24 May 1994 the Piestany Local Office (Obvodny úrad) found the
applicant guilty of a minor offence against civic propriety in that on
16 February 1994 he had orally insulted Mrs D. in front of the block
of flats. On 14 July 1994 the Trnava District Office (Okresny úrad)
upheld this decision.
In the meantime, in connection with the incident of
16 February 1994 the applicant had been heard, on 30 May 1994, at the
police station where he presented his statement of facts. On
30 June 1994 the applicant read statements of Mrs D., a statement of
Mrs T. according to which on 16 February 1994 he had repeatedly hit
Mrs D., a medical evidence about Mrs D.' injuries, and a petition
signed by eleven neighbours confirming that on 7 April 1993 he had
orally insulted Mrs D.
On 30 September 1994 the Trnava District Prosecutor (Okresny
prokurátor) charged the applicant with assault causing bodily harm on
the ground that on 16 February 1994 he had several times hit Mrs D. at
the door of her flat.
On 12 October 1994 the Trnava District Court (Okresny súd) issued
a sentence order (trestny rozkaz) by which the applicant was
conditionally sentenced to five months' imprisonment. On 31 October
1994 he was ordered to pay damages to Mrs D. He challenged both
orders. Subsequently, the sentence order was cancelled and a hearing
was ordered. Mrs D. joined the proceedings with a claim for damages.
On 5 December 1994 a main hearing was held at the Trnava District
Court. It was adjourned because of the applicant's misbehaviour.
After the adjournment, the applicant had to be removed.
On 12 January 1995 the President of the Trnava District Court
requested the transfer of the case to another court as it was probable
that the applicant would be charged with contempt of court. The
Bratislava Regional Court (Krajsky súd) dismissed the request as the
District Court should have proceeded pursuant to Sections 66 and 204
of the Code of Criminal Procedure.
A further main hearing was held on 21 February 1995 at the Trnava
District Court. Before it began the applicant had refused to enter the
dock, using rude expressions. The report of the hearing reads that:
"The accused has been warned by the judge that he would be
removed from the court room pursuant to Section 204 of the
Code of Criminal Procedure and that the hearing would be
held in his absence if he disturbs by inappropriate
behaviour the course of the hearing.
The accused declares that he will not sit on the bench of
the accused and that he will not respect the warnings of
the court ..."
Since the applicant did not respect the warnings, the judge
ordered his removal from the court room pursuant to Section 204 of the
Code of Civil Procedure. As the applicant continued not to behave
properly, the judge asked a court guard to remove the applicant from
the court building. The hearing was held in the applicant's absence.
The judge read out the applicant's statement from the preliminary
proceedings and heard Mrs D. and two witnesses, Mrs T., according to
which on 16 February 1994 the applicant had repeatedly hit Mrs D., and
Mr H. who accompanied Mrs D. to the hospital. The applicant was
convicted of assault causing bodily harm and was conditionally
sentenced to five months' imprisonment and ordered to pay damages to
Mrs D.
On 2 March 1995 the applicant filed an appeal against this
judgment with the Bratislava Regional Court. He referred to the
documents before the Trnava District Court and claimed that Mrs D.'s
submissions as to when and how the accident had occurred were not
consistent. He pointed out, inter alia, that according to the
prosecution he had attacked Mrs D. at the door of her flat which is
situated above the applicant's first floor flat. However, according
to the Trnava District Court's judgment, the offence was committed at
the main entrance of the house, i.e. on the ground floor. The
applicant argued that the District Court had ignored his request to
hear other neighbours as witnesses.
On 30 March 1995 the Bratislava Regional Court dismissed the
applicant's appeal. The Regional Court considered that the District
Court had assessed all relevant evidence in order to establish the
facts of the case and to clarify all circumstances necessary for giving
the judgment, and had reached the right legal conclusions.
The hearing at the Bratislava Regional Court was held in the
applicant's absence. The Court ordered the applicant's removal
pursuant to Section 204 of the Code of Criminal Procedure as he refused
to enter the dock objecting, without having been given the floor, to
his position of an accused and ignoring the instructions of the
presiding judge (Predseda senátu). The applicant's wife attended the
hearing but was not allowed to address the Court.
On 12 May 1995 the Trnava Investigation District Office (Okresny
úrad vysetrovania) charged the applicant with contempt of court which
he was alleged to have committed on 5 December 1994 during the first
hearing at the Trnava District Court.
On 16 May 1995 the Trnava District Court ordered a psychiatric
examination of the applicant. The applicant submitted a certificate
from a Bulgarian doctor dated 16 June 1995 and refused to be examined
by appointed experts in an out-patient department.
On 5 June and 7 July 1995 the applicant sought redress with the
Constitutional Court (Ústavny súd) alleging that the criminal
proceedings were unfair. On 17 July 1995 he was informed that the
Constitutional Court lacks jurisdiction to change or quash the
decisions of general courts or to interfere with their jurisdiction.
He was further informed that the Constitutional Court cannot examine
whether the counts of the prosecution were lawful.
In the meantime, on 11 July 1995, the Trnava District Court had
ordered the applicant to be detained for observation in a mental
hospital pursuant to Section 116(2) of the Code of Criminal Procedure.
On 12 July 1995 the Trnava Investigation District Office appointed two
experts. The applicant received both decisions on 14 July 1995, and
on 15 July 1995 he challenged them. On 17 July 1995 the mental
hospital summoned him for 20 July 1995.
On 19 July 1995 the applicant was handcuffed and escorted by the
police to the mental hospital. No warrant was presented. The
applicant was confined in the mental hospital until 18 August 1995.
From 11 to 13 August he was granted leave.
On 27 July 1995 the Trnava District Prosecutor rejected the
applicant's complaint against the Trnava Investigation District
Office's decision of 12 July 1995.
On 28 July 1995 the applicant's wife informed the Prosecutor
General (Generálny prokurátor) that on 19 July 1995 the applicant had
been confined in the mental hospital although he had appealed against
the Trnava District Court's order of 11 July 1995 as well as the Trnava
Investigation District Office's order of 12 July 1995. She claimed
that her husband's detention in the mental hospital was illegal.
On 17 August 1995 the Bratislava Regional Court dismissed the
applicant's complaint against the Trnava District Court's order of
11 July 1995. The decision was not served on the applicant.
By letter of 30 August 1995, served on the applicant's wife on
10 September 1995, the Prosecutor General informed her that her
complaint had been referred, for reasons of competence, to the
Bratislava Regional Prosecutor (Krajsky prokurátor).
The same day, the prosecution for contempt of court was stayed
with reference to experts' conclusion that the applicant suffered from
a permanent personality disorder which had prevented him from
controlling his behaviour before the Trnava District Court during the
hearing of 5 December 1994. On 5 September 1995 the applicant lodged
a complaint against the decision to stay the proceedings. He
challenged the experts' conclusion and claimed damages.
By letter of 21 September 1995 the Bratislava Regional Prosecutor
informed the applicant's wife that her complaint had been sent, for
reasons of competence, to the Trnava District Prosecutor.
B. Relevant domestic law
Pursuant to Section 66(1) of the Code of Criminal Procedure ("the
Code") a fine of up to 50,000 crowns can be imposed on persons who
disturb proceedings provided that they have been warned, or who offend
the court or who disobey orders issued under the Code of Criminal
Procedure without having offered a sufficient apology.
According to Section 204 of the Code, the removal from the court
room of persons who disturb order in court can be ordered. The removal
of an accused can be ordered only for such period as is absolutely
necessary and after prior warning. After the accused has been allowed
to re-enter the court room, he shall be informed of the substance of
the proceedings held in his absence so that he can make a comment.
According to Section 33(3) of the Code, any authority involved
in criminal prosecution, that is the police, prosecutor or court, is
required to instruct the accused of his rights and provide for a full
exercise of these rights at any time.
Section 37(1) of the Code provides that "where the right to
choose his counsel is not exercised by the accused, or where his legal
representative fails to choose counsel for his defence, counsel may be
chosen by relatives of the first degree. Where the accused has been
legally incapacitated or where his legal capacity has been lawfully
restricted, such persons can choose a counsel also against his will".
Section 33(2) of the Code provides that "an accused who has not
sufficient means to cover the costs of his defence, shall be entitled
to free counsel or to legal assistance at reduced cost".
Section 116(1) of the Code provides for the appointment, upon a
written order by the court, of two psychiatric experts when there is
a need to examine the mental health of the accused. Pursuant to
Section 116(2) of the Code, if the mental health of the accused cannot
be examined in any other way, the court can order detention for
observation in an institution. Such an order can be issued in
preliminary proceedings by the judge upon the proposal of the public
prosecutor. The order can be challenged by a complaint which has
suspensive effect.
According to Section 90(2) of the Code, the accused can be
brought also without a prior summons, if it is necessary for the
purposes of criminal proceedings, in particular, where the accused is
in hiding or has no permanent address.
Section 36(1)(a) of the Code provides that the accused shall be
represented by a lawyer at the stage of preliminary proceedings if,
inter alia, he is being observed in an institution pursuant to Section
116(2) of the Code.
According to Section 167 of the Code, the accused has a right,
at any time in the course of the investigation, to request the
rectification of defects in the investigator's procedure. Such
request, to which no statute of limitation applies, must be submitted
immediately to the public prosecutor who is required to deal with it
without delay, and to inform the accused about the finding of the
review.
Section 117 of the Code provides that detention for observation
of mental health should not last longer than two months; within that
time a medical report must be submitted. If justified by the finding
of an expert, this period can be extended by the court, or, during pre-
trial proceedings, by the public prosecutor or the investigator with
the prosecutor's consent, for a maximum of one month. Such extension
can be challenged by a complaint.
According to Section 25(2) of the Public Prosecutions Act
No. 60/1965 as amended, a public prosecutor must immediately release
any person in unlawful detention.
By virtue of Article 130 para. 3 of the Constitution, the
Constitutional Court may commence proceedings upon a "podnet" presented
by an individual or a corporation claiming that their rights have been
violated.
Article 17 paras. 1 and 2 of the Constitution provide that
"personal liberty of every individual shall be guaranteed and no one
shall be prosecuted or deprived of liberty unless for reasons and by
methods set by law". According to paragraph 6, "a person may be
committed to or held in a health care institution without his consent
only in cases stipulated by law. Such cases shall be reported to a
court within 24 hours and the court shall decide within five days".
According to paragraph 7, "a psychological examination of the person
charged with an offence is permissible only on a written court order".
According to Section 26 of the Constitutional Court Act
No. 39/1993, the Court is not obliged to deal with "podnets" in the
order in which they were submitted, where the matter involved in the
"podnet" is considered urgent.
COMPLAINTS
The applicant claims that the criminal proceedings leading to his
conviction for assault and his detention for observation in the mental
hospital were unlawful and violated his human rights. In particular,
he claims that he was convicted in his absence. He alleges, in
substance, a violation of Article 6 of the Convention. He further
claims that his detention for observation in the mental hospital was
illegal and arbitrary. In substance, he alleges a violation of
Article 5 paras. 1 and 4 of the Convention.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 27 September 1993 and
registered on 4 July 1994.
On 17 January 1996 the Commission decided to communicate the
application to the respondent Government, pursuant to Rule 48
para. 2(b) of the Rules of Procedure.
On 16 April 1996 the Commission granted the applicant legal aid.
By letter of 30 August 1996 the applicant informed the Secretariat that
he wished to present his case himself.
On 21 May 1997 the Commission decided to adjourn the applicant's
complaints under Article 6 paras. 1 and 3(c) of the Convention in that
he could not defend himself in person in the criminal proceedings in
which he was involved and under Article 5 para. 4 of the Convention in
that his detention for observation in the mental hospital had not been
decided in a correct procedure and that he had not been entitled to
take proceedings by which the lawfulness of his detention in the mental
hospital could be decided speedily by a court. The Commission invited,
therefore, the respondent Government to submit further written
observations on the admissibility and merits of these complaints. It
declared the remainder of the application inadmissible.
The respondent Government's further observations were submitted
on 7 July 1997. The applicant replied on 27 August 1997.
THE LAW
1. The applicant alleges that he was convicted in his absence. In
substance, he alleges a violation of Article 6 (Art. 6) of the
Convention which, insofar as relevant, reads as follows:
"1. In the determination of ... any criminal charge against
him, everyone is entitled to a fair and public hearing ... by an
independent and impartial tribunal established by law. ...
...
3. Everyone charged with a criminal offence has the following
minimum rights:
...
c. to defend himself in person or through legal assistance of
his own choosing ...;
..."
The Government submit that all requirements contained in
Article 6 (Art. 6) of the Convention have been complied with.
They claim that the applicant could have defended his case in the
public hearing before the Trnava District Court as well as before the
Bratislava Regional Court. He deprived himself of this right because
he disturbed the proceedings in an unacceptable manner, as a result of
which he was twice removed from the court room pursuant to Section 204
of the Code of Criminal Procedure (apart from his removal on
5 December 1994, after the first main hearing before the Trnava
District Court had been adjourned), despite previous warnings about
possible consequences given by the judge at the Trnava District Court
and the presiding judge at the Bratislava Regional Court.
Moreover, the applicant, after his first removal from the court
room, had to be removed from the court building as he continued not to
behave properly. The Government also submit that the applicant
deprived himself of his right to re-enter the court room of the Trnava
District Court because after he had been removed from the court
building, he left the court premises of his own will. The applicant
behaved in the same manner before the Bratislava Regional Court: after
his removal from the court room, he left the court building of his own
will. The Government stress that in these circumstances, it was not
possible to call the applicant back before the end of both hearings.
As to whether before his removals the applicant was informed that
he would be removed for "an absolutely necessary period" as provided
for in Section 204 of the Code of Criminal Procedure, and would be
called back before the end of the hearings, the Government submit that
the court reports of both courts dealing with the case indicate that
the applicant's removals were ordered pursuant to this Section. They
emphasise that the mere reference to the relevant provision
sufficiently establishes that the applicant was instructed that he was
removed for an "absolutely necessary" period and that he would re-enter
the court room as soon as he caused no more disturbance. According to
the Government, the fact that the court reports do not contain the
wording of that instruction is due to the technical side of conducting
the proceedings. In criminal proceedings, an accused is informed about
his rights by oral quotation of the relevant provision with the judge's
explanation thereof within the meaning of Section 33(3) of the Code of
Criminal Procedure.
The Government further submit that the right to defend oneself
cannot be absolute or unlimited and can be restricted. Under
Article 13 para. 2 of the Constitution, "limitation of fundamental
rights and freedoms shall be imposed only under conditions set forth
in the Constitution and by law". In the present case, Section 204 of
the Code of Criminal Procedure is the law which can limit the right of
the accused to defend himself by allowing the judge to remove him from
the court room, after a previous warning, if he disturbs the
proceedings.
The Government add that the applicant as one of the persons
defined in Section 37(1) of the Code of Criminal Procedure failed to
exercise the right to choose a counsel. Moreover, he failed to
exercise his right to have free counsel or legal assistance at reduced
cost as provided for in Section 33(2) of the Code of Criminal
Procedure. A mandatory defence counsel was irrelevant in the instant
case because there were no sufficient legal grounds. The Government
stress that the applicant was informed of all rights relating to his
defence.
The Government submit that even though the hearings before the
courts at both levels were partially held in the absence of the
applicant, for which the latter was fully responsible, the criminal
proceedings brought against him otherwise complied with the
requirements of Article 6 para. 1 (Art. 6-1) of the Convention. The
Government emphasise that the Trnava District Court and the Bratislava
Regional Court were bound to consider any circumstances in the
applicant's favour. After the applicant's first removal, however, his
statement of 30 May 1994 was read, all his relevant comments were
presented, and the witnesses and Mrs D. were heard. At the hearing
before the Bratislava Regional Court, all the applicant's allegations
contained in his appeal were dealt with. The Government confirm that
the applicant's wife and a member of the Bulgarian embassy were present
at the hearing before the Bratislava Regional Court, but state that the
identity of the latter could not be proved as he said that he was only
present as a member of the public.
The applicant contests the Government's observations. He first
submits that because he did not trust Slovak lawyers, he decided to
defend himself in person during the proceedings. He also submits that
on 5 December 1994, at the first main hearing before the Trnava
District Court, he refused to accept the indictment. The hearing was
then adjourned and the applicant left the court room. On
21 February 1995, at the second main hearing before this court, he
refused to enter the dock as his request to have the witnesses called
had not been accepted. He says that after an intense discussion with
the judge, the latter called a police officer and ordered him to remove
the applicant from the court building. The applicant claims that he
was not informed that, after the hearing was over, he would be called
back.
The applicant confirms that on 30 March 1995, at the Bratislava
Regional Court hearing, he refused to enter the court room as an
accused. Shortly afterwards he was called again, but the word
"accused" was not used. When asked to enter the dock, he refused and
asked the presiding judge why the witnesses were not present. The
presiding judge, the applicant states, shouted at him and asked him
again to step forward. The applicant said that he was not prepared to
be humiliated and enter the dock as an accused, especially if he did
not have the right to defend himself, and he insisted that the
witnesses be called. The presiding judge ordered police officers to
remove the applicant out of the court building. The applicant submits
that he was not warned about the consequences of his misconduct and was
not told that he would be called back and informed about the content
of the hearing in order to give his comments on the proceedings held
in his absence. He submits that he was waiting outside the court
building until the end of the hearing. When the hearing was over, no
one called him back. When his wife and the Bulgarian consul came out,
they left together. The applicant adds that the Court refused to give
his wife the floor, although she asked for it twice.
The Commission recalls that the guarantees contained in
paragraph 3 of Article 6 (Art. 6-3) of the Convention constitute
elements, amongst others, of the general notion of a fair trial (see
Goddi v. Italy judgment of 9 April 1984, Series A no. 76, p. 11, para.
28). In the circumstances of the present case, the Commission, whilst
also having regard to those guarantees, considers that it should
examine the applicant's complaint under paragraph 1 of Article 6
(Art. 6-1) of the Convention which provides that everyone is entitled
to a fair hearing.
The basic question which arises in the present case is whether
the right thus guaranteed was respected in a case where an accused, who
had attended the proceedings without legal representation, was removed
from the court room because of his misbehaviour and the proceedings
then continued in his absence.
The Commission recalls that the object and purpose of Article 6
para. 1 (Art. 6-1) of the Convention taken as a whole and the concept
of a fair trial make it clear that the accused must be entitled to take
part in the hearing of his case and that the Contracting States must
exercise diligence in order to ensure that the rights guaranteed by
this provision are enjoyed in an effective manner (see Eur. Court HR,
Colozza v. Italy judgment of 12 February 1985, Series A no. 89, p. 14,
paras. 27-28). On the other hand, the accused who lawfully elects to
defend himself in person, having thus deliberately waived his right to
be assisted by a lawyer, is also under a duty to show diligence (see
Eur. Court HR, Melin v. France judgment of 22 June 1993, Series A
no. 261-A, p. 12, para. 25).
In the present case, the applicant attended the first and second
instance proceedings but, as he disturbed them in an unacceptable
manner, he had to be removed from the court building and the court room
(not the court building as the applicant submits) respectively pursuant
to Section 204 of the Code of Criminal Procedure.
The applicant does not contest his misbehaviour, claiming that
he acted against the conduct of the proceedings by the Slovak courts
that he considered unfair. He argues that neither the judge at the
Trnava District Court nor the presiding judge at the Bratislava
Regional Court instructed him that after his removal he would be called
back to the court room.
The Commission notes that the court record of the Trnava District
Court states that the judge warned the applicant that he could be
removed from the court room pursuant to Section 204 of the Code of
Criminal Procedure and that the main hearing could continue in his
absence. The court record of the Bratislava Regional Court does not
contain such a warning, but the Commission considers that the applicant
must have been familiar with the consequences of his misbehaviour as
it was already his second removal under the same provision of the Code
of Criminal Procedure.
The Commission further considers that even though the court
records of the Trnava District Court and the Bratislava Regional Court
do not contain the wording of the instruction that after having been
removed, the applicant would be called back to the court room before
the end of the hearing, the examination of the court records leaves no
doubt that the applicant's removals were ordered on the basis of
Section 204 of the Code of Criminal Procedure which clearly indicates
that the removal of the accused from the court room can be ordered only
for such period as is absolutely necessary and that after the accused
is allowed to re-enter the court room, he shall be informed of the
substance of the proceedings held in his absence in order to make his
comments. The Commission considers that the applicant could,
therefore, foresee that the removals had a temporary character and that
he would be called to return to the court room. However, the
Commission observes that the applicant deprived himself of his right
to re-enter the court room of the Trnava District Court because after
he had been removed from the court building, he left the court premises
of his own will. He behaved in the same manner before the Bratislava
Regional Court when after his removal from the court room he
voluntarily left the court building. The applicant's submission that
he was waiting after his removal from the hearing at the Bratislava
Regional Court before the court building until the end of the hearing,
has not been proved in any way.
The Commission finally notes that notwithstanding the applicant's
absence from the hearings held before the national courts, it cannot
be said that the criminal proceedings brought against him did not
satisfy the requirements of Article 6 para. 1 (Art. 6-1) of the
Convention. The Commission observes that from the judgments of both
courts dealing with the applicant's case it appears that the courts
assessed the evidence produced before them basing their judgments on
the applicant's statement in the preliminary proceedings, on the
evidence of Mrs D., on the statement of Mrs T., according to which on
16 February 1994 the applicant had repeatedly hit Mrs D., on that of
Mr H. who accompanied Mrs D. to the hospital, and on the medical
certificates about Mrs D.'s injuries from 16 February 1994.
In these circumstances, the Commission considers that the fact
that after the applicant's removals from both courts the criminal
proceedings were held in his absence did not make the proceedings
unfair and did not violate the applicant's rights of defence within the
meaning of Article 6 (Art. 6) of the Convention.
It follows that this part of the application must be declared
inadmissible as being manifestly ill-founded within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention.
2. The applicant claims that his detention in the mental hospital
was illegal and arbitrary. In substance, he alleges a violation of
Article 5 paras. 1 and 4 (Art. 5-1, 5-4) of the Convention which read
as follows:
"1. Everyone has the right to liberty and security of person.
No one shall be deprived of his liberty save in the following
cases and in accordance with a procedure prescribed by law:
...
e. the lawful detention of persons for the prevention of the
spreading of infectious diseases, of persons of unsound mind,
alcoholics or drug addicts or vagrants;
...
4. Everyone who is deprived of his liberty by arrest or
detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court
and his release ordered if the detention is not lawful."
The Government object that the applicant did not exhaust all
domestic remedies. He could, under Section 167 of the Code of Criminal
Procedure, have submitted a petition to a public prosecutor immediately
after his detention for observation in the mental hospital, seeking a
remedy for any wrong procedure that may have occurred. The public
prosecutor would have applied the procedure laid down in Section 25(2)
of the Public Prosecutors Act No. 60/1965. In the Government's view,
there is no doubt that the public prosecutor would have ordered the
release of the applicant from the mental hospital as the latter had
been placed there prior to an effective judicial decision. Moreover,
such order would have entitled the applicant to recover damages. The
Government note that the public prosecutor could consider this matter
even now. Accordingly, the applicant still has a chance to lodge such
a petition which may have a significant impact on the recovery of
damages.
The Government add that no order would have been issued for the
applicant's detention for observation, had he not failed to communicate
with the appointed medical experts and undergo an out-patient
examination. Moreover, the medical findings on the applicant's mental
health resulted in the stay of his prosecution and, as soon as the
medical report had been presented, the applicant was released from the
mental hospital where he was allowed to move freely on the premises,
receive visitors, communicate with any agent participating in the
criminal proceedings and obtain a three-day leave to visit his family.
The Government further submit that the applicant could, and still
can, file a "podnet" with the Constitutional Court under Article 130
para. 3 of the Constitution and claim that his constitutional right was
breached as he was deprived of personal liberty guaranteed by Article
17 paras. 1 and 7 of the Constitution and Article 5 para. 1 (Art. 5-1)
of the Convention, and ask for an urgent review of the lawfulness of
his deprivation of liberty invoking Article 5 para. 4 (Art. 5-4) of the
Convention. A decision of the Constitutional Court that the
applicant's personal liberty has been violated would result in his
release from the mental hospital and would give rise to a right to
recover damages. In this regard, the Government refer to the
Constitutional Court's judgment upon the "podnet" filed by a patient
confined in a mental establishment without his consent. He challenged
a violation of Article 17 para. 6 of the Constitution seeking a
decision of the Constitutional Court ordering his release. The
Constitutional Court, having considered the matter in the light of
Article 5 para. 4 (Art. 5-4) of the Convention, ordered the
petitioner's release (cf. No. I ÚS 79/93, judgment of 15 September
1993). The Government consider that this case-law of the
Constitutional Court is mutatis mutandis applicable in the present
case.
The Government submit that in such a situation the Constitutional
Court deals with the "podnet" outside the usual order of cases within
the meaning of Section 26 of Constitutional Court Act No. 39/1993
inviting the parties to submit, within three days, their written
observations. They refer to the above-mentioned judgment of the
Constitutional Court where the Court applied these proceedings and
decided fifteen days after its preliminary discussion on the case.
As regards the merits, the Government claim that the applicant's
detention for observation in the mental hospital was compatible with
Article 5 para. 1 (Art. 5-1) of the Convention. They submit that the
examination of the applicant's mental health was required for the
purposes of the criminal proceedings. On 19 July 1995 the applicant
was brought to the mental hospital by an investigator who, having
received the order of the Trnava District Court of 11 July 1995 which
had not yet become effective, ordered the applicant to be taken to the
mental hospital in view of his previous conduct which made it unlikely
that he would appear voluntarily. In addition, the investigation
office believed that the applicant was insane at the time of the
commission of the offence, a circumstance constituting a ground for the
stay of the prosecution.
The Government state that in bringing the applicant to the mental
hospital, the investigator acted under Section 90(2) of the Code of
Criminal Procedure. The summons was delivered to the applicant on
20 July 1995 by the head of the medical staff of the hospital, who was
in fact one of the two experts appointed to give evidence based on the
results of the examination of the applicant's mental health. The
Government specify that a medical summons is not a decision made in
criminal proceedings, but a routine doctor-patient communication. They
contend therefore that the difference in time between the actual
escorting of the applicant to the hospital, i.e. 19 July 1995, and the
medical summons issued by the head of medical staff, i.e. 20 July 1995,
is irrelevant.
The Government, referring to the case of De Wilde, Ooms and
Versyp v. Belgium (Eur. Court HR, judgment of 10 March 1972, Series A
no. 12), note that the decision on detention for observation of the
applicant in the mental hospital was ordered by the court in conformity
with the requirements under Article 5 para. 4 (Art. 5-4) of the
Convention. They point out that the detention for observation is, in
any event, limited to two months according to Section 117 of the Code
of Criminal Procedure. Moreover, the applicant could, during this
period, have requested the public prosecutor to protect his rights, if
he believed that these rights had not been respected. However, he did
not make such a request.
With regard to the absence of a representative for the applicant
during his detention for observation in the mental hospital, the
Government submit that under Section 36(1)(a) of the Code of Criminal
Procedure, any person who has been detained for observation has the
right to be represented from the moment of his placement in the mental
hospital regardless of whether that person agreed with the legal
representation or not. The Government stress that no mandatory counsel
was appointed, but state that if the applicant had insisted, he could
have been represented by counsel of his choice. With regard to his
assets, he was very likely to obtain free legal aid. They add that the
applicant neither objected to the absence of mandatory counsel nor did
he request one of his choice.
The absence of legal representation by counsel does not, in the
Government's view, constitute a violation of Article 5 para. 1
(Art. 5-1) of the Convention. The Government presume that compliance
with the procedural and material requirements of an order of detention,
i.e. with the condition of "lawful" order of detention "in conformity
with the procedure set by law", refers only to the proceedings or
decision by which an individual will be deprived of his liberty. The
Government consider that this provision refers to the restriction of
personal liberty and not to its enforcement. The Government emphasise
that the duty to appoint counsel for the applicant arose at the moment
of his placement in the mental hospital. Prior to that moment there
were no statutory grounds for a mandatory counsel.
The Government add that the applicant could have had counsel
appointed. He had been informed about his right to legal assistance
on 12 May 1995 when he was charged with contempt of court, but he did
not exercise this right until 19 July 1995 when he was detained for
observation in the mental hospital.
The applicant first contests the Government's submission that his
complaint about the ruling of the Trnava District Court of 11 July 1995
was filed on 18 July 1995 and that he did not complain about his
detention for observation in the mental hospital at the domestic level.
In fact, on 17 July 1995 he lodged three complaints against the ruling:
with the Prosecutor General, the Bratislava Regional Court through the
Trnava District Court and the Trnava Investigation Office.
The applicant also contests the Government's submission that if
the public prosecutor had been informed he would have immediately
arranged his release. In fact, nine days after his abduction his wife
informed the Prosecutor General about the applicant's unlawful
detention for observation in the mental hospital. The Prosecutor
General did not secure his release and on 30 August 1995, long after
the applicant's return home, he answered the applicant's wife that her
complaint had been referred to the Bratislava Regional Prosecutor. On
21 September 1995 the Regional Prosecutor informed the applicant's wife
that her complaint had been handed over to the Trnava District
Prosecutor.
The applicant further submits that the Slovak authorities had no
right whatsoever to order his examination on an out-patient basis or
any other examination and to take him by force from home, to "kidnap
him in handcuffs and to deliberately place him into the mental hospital
with the only objective - to cover up more effectively the genocides
against foreign nationals and minorities". He claims that during his
detention for observation in the mental hospital no one advised him of
his right to have a lawyer, not even when he was taken away from his
home in handcuffs and brought to the hospital. He says that if he had
known about it, he would certainly have agreed in spite of his mistrust
of Slovak lawyers. He denies that he could move about freely and
submits that his wife was not allowed to visit him until the fifth day
of his detention.
(i) As to the applicant's complaints under Article 5 para. 1
(Art. 5-1) of the Convention, the Commission recalls that under Article
26 (Art. 26) of the Convention normal recourse should be had by an
applicant to remedies which are available and sufficient to afford
redress in respect of the breaches alleged. Furthermore, it is
incumbent on the Government claiming non-exhaustion to show that the
remedy was an effective one available in theory and in practice at the
relevant time, that is to say, that it was accessible, was one which
was capable of providing redress in respect of the applicant's
complaints and offered reasonable prospects of success (see Eur. Court
HR, Akdivar and Others v. Turkey judgment of 16 September 1996, Reports
of Judgments and Decisions 1996-IV, p. 1211, paras; 66 and 68).
In so far as the petition under Section 167 of the Code of
Criminal Procedure in compliance with Section 25(2) of Public
Prosecutors Act is concerned, the Commission observes that the
applicant pursued this remedy. On 28 July 1995 his wife informed the
Prosecutor General that on 19 July 1995 her husband had been detained
in the mental hospital although he had appealed against the Trnava
District Court's order of 11 July 1995 to observe him in the mental
hospital. On 30 August 1995 the Prosecutor General informed the
applicant's wife that her petition had been referred, for reasons of
competence, to the Bratislava Regional Prosecutor, who, on 21 September
1995, informed the applicant's wife that her petition had been sent,
again for reasons of competence, to the Trnava District Prosecutor.
In this regard, the Commission finds that the Government's objection
is unfounded in fact. The question of effectiveness of this remedy can
therefore remain open.
As regards the "podnet", the Commission notes that, according to
the Government, this remedy could give rise to a declaration of
unlawfulness of the applicant's detention, could have led to his
release from the mental hospital and could lead to an award of damages
in respect of a violation of Article 17 of the Constitution, which
guarantees the personal liberty, or Article 5 para. 1(e) (Art. 5-1-e)
of the Convention, which is directly applicable in Slovak law. The
Commission further notes that the Constitutional Court's case-law
referred to by the Government (No. I ÚS 79/93, judgment of 15 September
1993) shows that the Constitutional Court has the competence to order
the release of a patient confined in a mental establishment without his
consent.
In the present case, the applicant was detained in the mental
hospital for observation of his mental health. It is true that during
his stay in the hospital, a mandatory counsel was not appointed to him
notwithstanding that this was required by the Code of Criminal
Procedure. However, the Commission observes that the applicant's wife
accompanied him throughout the criminal proceedings and acted on his
behalf after he had been detained in the mental hospital. The
Commission considers that she could have appealed to the Constitutional
Court and that this appeal could have led to the applicant's release.
The Commission notes that the Government did not specify the
period of time within which the Constitutional Court would deal with
the applicant's potential "podnet". However, having regard to the
Government's submission that in urgent situations, as in the above-
mentioned judgment where the Constitutional Court decided fifteen days
after its preliminary discussion of the case, the Court deals with the
"podnet" outside the usual order of cases, and to the fact that the
applicant has not pursued this remedy in order to clarify the position,
the Commission considers that it cannot be considered that the
Constitutional Court would not have provided the applicant with a
decision within a reasonable time.
The Commission concludes, therefore, that the applicant has not
exhausted the remedies available to him under Slovak law in this
regard. Moreover, the examination of the case does not disclose the
existence of any special circumstance which might have absolved the
applicant, according to the generally recognised rules of international
law, from exhausting the domestic remedies at his disposal.
It follows that the applicant has not exhausted the remedies
available to him under Slovak law and that this part of the application
must be rejected under Article 27 para. 3 (Art. 27-3) of the
Convention.
(ii) In so far as Article 5 para. 4 (Art. 5-4) of the Convention is
concerned, the Commission recalls that in matters of deprivation of
liberty this provision requires a control procedure which has "a
judicial character and gives to the individual concerned guarantees
appropriate to the kind of deprivation of liberty in question; in order
to determine whether a proceeding provides adequate guarantees, regard
must be had to the particular nature of the circumstances in which such
proceedings take place" (see Eur. Court HR, Winterwerp v. the
Netherlands judgment of 24 October 1979, Series A no. 33, p. 23, para.
57 with reference to above-mentioned De Wilde, Ooms and Versyp v.
Belgium judgment, pp. 41-42, paras. 76 in fine and 78; Wassink v.
Netherlands judgment of 27 September 1990, Series A no. 185-A, p. 13,
para. 30 with further reference).
In the present case the question arises as to whether the
proceedings before the public prosecutor upon a petition under Section
167 of the Code of Criminal Procedure in compliance with Section 25(2)
of the Public Prosecutors Act No. 60/1965, and the proceedings before
the Constitutional Court upon a "podnet" under Article 130 para. 3 of
the Constitution satisfied the requirements of Article 5 para. 4
(Art. 5-4) of the Convention.
As regards the petition to the public prosecutor, the Commission
considers that this remedy does not constitute a remedy within the
meaning of Article 5 para. 4 (Art. 5-4) of the Convention, because the
public prosecutor is not an authority having "judicial character" (see
above-mentioned Winterwerp v. the Netherlands judgment, p. 40, paras.
63-64).
As regards the "podnet" to the Constitutional Court, the
Commission considers, in the light of the parties' submissions, that
this part of the case raises complex issues of law and facts under the
Convention, the determination of which should depend on an examination
of the merits. The Commission concludes, therefore, that this part of
the application is not manifestly ill-founded, within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention. No other grounds for
declaring it inadmissible have been established.
For these reasons, the Commission,
by a majority,
DECLARES ADMISSIBLE, without prejudging the merits of the case,
the applicant's complaint under Article 5 para. 4 of the
Convention regarding the review of the lawfulness of the
applicant's detention in the mental hospital by the
Constitutional Court;
unanimously,
DECLARES INADMISSIBLE the remainder of the application.
M.-T. SCHOEPFER J.-C. GEUS
Secretary President
to the Second Chamber of the Second Chamber
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