I. v. SWITZERLANDDISSENTING OPINION OF MR. L. LOUCAIDES
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Document date: May 14, 1992
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DISSENTING OPINION OF MR. L. LOUCAIDES
I am unable to agree with the opinion of the majority that there
has not been a violation of Article 6 paras. 1 and 3 (c) of the
Convention in this case.
After the arrest of the applicant and while he was in custody he
was interrogated on several occasions by the police in respect of the
accusations laid down against him. In answer, he made statements which
contained also contradictions. These contradictions were relied on in
the subsequent judgment of 26 June 1985 by the Bülach District Court
which concluded that in view thereof, it could not accept the
applicant's claim that he was innocent. The interrogations thus had
a direct bearing on the applicant's conviction.
It should also be mentioned that, according to the legal system
of the Canton of Zurich, the relevant investigation which was carried
out at the material time and which included the interrogations in
question was important for the development of the proceedings as a
whole and in particular as regards the preparation and conduct of the
trial itself.
Thus, the confrontations of the applicant by the investigating
authorities amounted to critical stages of the relevant criminal
proceedings as their results might well settle his fate at the trial
itself.
It is clear that in the circumstances of the case the applicant
was, in respect of the above pre-trial stages of the proceedings,
entitled to legal assistance by virtue of the provisions of para. 1 of
Article 6 - regarding the right of a fair hearing - and para. 3 (c) of
the same article - regarding the right of defence through legal
assistance. (cf. Comm. Report 12.7.84, Eur. Court H.R., Series A
No. 96, p. 15 et seq., para. 49).
The right to the aid of counsel is of fundamental character. In
fact, such right plays a crucial role in securing all other rights
guaranteed to an accused person under Article 6 of the Convention.
Many of these rights would have little meaning to the average criminal
defendant without the aid of counsel to protect the rights. More
generally, without legal assistance the accused person may not be in
a position to protect himself from abuses of the state organs that may
adversely affect his defence and his right to a fair trial.
As aptly observed by the U.S. Supreme Court: "Even the
intelligent and educated layman has no skill in the science of law ...
Left without the aid of counsel he may be put on trial without a proper
charge and be convicted upon incompetent evidence ... He lacks both
the skill and knowledge adequate to prepare his defence even though he
have a perfect one. He requires the guiding hand of counsel at every
step in the proceedings against him. Without it, although he may not
be guilty, he faces the danger of conviction because he does not know
how to establish his innocence" (Powell v. Alambama, 287, US. 45 (1932)
pp. 68-69).
The necessity of legal assistance becomes even more vital for an
accused person interrogated by the prosecuting authorities while in
custody as in the case of the present applicant. A custodial
interrogation of this kind is inherently coercive and should therefore
be accompanied by such procedure safeguards for the accused including,
in particular, the right to the presence of his lawyer, so as to
protect the accused from the risk of compelled self-incrimination and
to secure him equality of arms and fair treatment in a setting in which
the prosecutorial forces have the upper hand. The counsel can then
advise the accused whether "to make use of his right of silence or to
make a confession" and "generally assist the accused who by his
detention is removed from his normal environment (see Can v. Austria,
op. cit., paras. 55-56) and is isolated in police custody.
The inherent coercive element of pre-trial custodial
interrogation, which by itself is a threat to the privilege against
compelled self-incrimination, has led the U.S. Supreme Court to rule
that, before such interrogation, the police "must warn the person to
be interrogated that he has the right to remain silent, that any
statement he does make may be used as evidence against him in Court and
that he has a right to consult with a lawyer, either retained or
appointed, and to have the lawyer with him during interrogation".
(Miranda v. Arizona, 384 US 436 at 444, 467-73 (1966)). The Court
based its decision on the Fifth Amendment of the U.S. Constitution
which expressly provides that "no person shall be compelled in any
criminal case to be witness against himself". Such right is not
expressly mentioned in the Convention but, in my view, it is implicit
in the concept of fair trial and the presumption of innocence
guaranteed under Article 6 of the Convention.
The above-mentioned ruling of the U.S. Supreme Court, and in
particular the right to counsel indicated therein in respect of pre-
trial custodial interrogations, appears pertinent to the complaints of
the applicant supported by the facts of the case.
In the light of the above, I find that the applicant had a right
of legal assistance prior to and during the interrogations which per
se were so vital in the relevant criminal proceedings against the
accused that the absence or denial of such rights could presumptively
be considered harmful to the defence of the accused so as not to
require any evidence of actual prejudice. Such prejudice, however,
seems to have been shown in this case anyway.
In my view, the right to legal assistance in respect of custodial
interrogations, as explained above, in order to be effective and not
merely theoretical (Eur. Court H.R., Artico judgment of 13 May 1980,
Series A no. 37, page 16, para. 33) the following conditions must be
satisfied:
(a) The person to be questioned must be informed in advance of
his right to consult a lawyer and to have his assistance
before and during the questioning.
(b) If the accused wishes to exercise his right in question the
investigating authorities must enable him to have a timely
consultation in private with a lawyer (either retained or
appointed) before the interrogation and enable the lawyer
to be present throughout the interrogation.
I do not think that it is necessary to examine here whether and
to what extent the right under consideration could be subjected to any
particular restriction, as the facts of the present case do not
disclose that any such restriction was considered necessary by the
appropriate authorities of the respondent Government due to any special
circumstances of the case (See Can v. Austria, op. cit., para. 57).
From the facts before the Commission it does not appear that:
(a) the applicant was informed of his right to have legal
assistance in respect of at least five interrogations by
the District Attorney or a police officer while he was in
detention;
(b) the applicant or his lawyers were informed in advance of
the interrogations in question.
Furthermore, it appears that although the applicant at an initial
stage of his arrest (3 February 1985) has expressly requested an
officially appointed lawyer, the authorities failed to meet his request
without justifying such failure and they carried out six interrogations
in the absence of a lawyer of the applicant.
As a result, I find that, in the circumstances of this case the
rights of the applicant for fair trial and legal assistance under
Article 6 of the Convention have been violated. In this respect, I
take into account that no evidence was produced to establish that the
applicant has ever waived his right to counsel.
Therefore, I find that there was a breach of
Article 6 paras. 1 and 3 (c) of the Convention in this case.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
_________________________________________________________________
5 May 1988 Introduction of the application
23 June 1988 Registration of the application
Examination of Admissibility
5 February 1990 Commission's decision to invite the
Government to submit observations on the
admissibility and merits of the
application
20 April 1990 Government's observations
25 June 1990 Applicant's observations in reply
3 December 1990 Commission's decision to hold an oral
hearing
31 May 1991 Oral hearing on admissibility and merits,
Commission's decision to declare the
application in part admissible and in
part inadmissible
Examination of the merits
12 October 1991 ) Commission's consideration of the state
7 December 1991 ) of proceedings
14 May 1992 Commission's deliberations on the merits,
final vote and adoption of the Report