MAXWELL v. the UNITED KINGDOMDISSENTING OPINION OF MR. HENRY G. SCHERMERS AND SIR BASIL HALL
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Document date: May 4, 1993
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DISSENTING OPINION OF MR. HENRY G. SCHERMERS AND SIR BASIL HALL
We do not share the view of the majority of the Commission that
there has been a violation of Article 6 para. 3(c) in this case.
"The manner of application of Article 6 to proceedings before
courts of appeal depends on the special features of the proceedings
involved; account must be taken of the entirety of the proceedings in
the domestic legal order and of the role of the appellate Court
therein." (Jan-Ake Andersson v. Sweden judgment of 29.10.91, Series A
no. 212 B, p. 43, para. 22.)
This principle applies not only in relation to para. 1 of that
Article but also in relation to para. 3(c) which states a specific
aspect of the basic entitlement to a fair hearing conferred by para. 1
(Granger judgment of 28.3.90, Series A no. 174, p. 17, paras. 43 and
44.)
Under the Scottish system everyone convicted of a crime at first
instance has a right to appeal to the High Court of Justiciary. An
appeal will however only succeed if a miscarriage of justice is
established. The function of the Court is then to examine whether
there is ground for finding that there has been a miscarriage of
justice and not to re-hear the case. The Court examines whether at
first instance there has been an error of law or a procedural error.
The appellant is required to state the grounds in his notice of appeal
and may not, in general, found his appeal on a ground not stated in the
notice (see Granger judgment loc.cit., pp. 12 and 13, paras. 26 and
27).
Like Mr. Granger the applicant was sentenced to five years
imprisonment. In other respects his case was very different from that
of Mr. Granger. Unlike Mr. Granger he understood the grounds of his
appeal - indeed he formulated them himself. There was no difficult
legal issue such as the issue over 'precognitions' in the Granger case.
The applicant was advised by his Counsel that there was no ground
for an appeal against his conviction. The Legal Aid Board, too,
concluded that there was no substantial ground for an appeal.
Notwithstanding the advice which the applicant had received he pressed
on with his appeal with no objective likelihood of success. In these
circumstances we do not consider that the interests of justice required
that he should have been given legal aid at the appeal stage (see the
Monnell and Morris judgment of 2.3.87, Series A No. 115, p. 25,
para. 67).
The majority of the Commission place weight on the fact that the
prosecutor was legally represented while the applicant was not. If the
prosecutor is to be present on an appeal (what he obviously must be -
to assist the court if necessary) he can only be present through the
presence of a counsel. If the prosecutor has played an active part in
arguing that the appeal should have been dismissed, question of
equality of arms might have arisen. There is no indication that that
was so in this case, which distinguishes the case from Granger where
the Solicitor-General addressed the court at length (Granger judgment
of 20 March 1990, Series A no. 174, p. 11 para. 18 and p. 18 para. 47.
Furthermore there is an obvious difficulty in counsel putting forward
an argument on a point which he believes to be without foundation, so
that the purpose served by representation in the circumstances is not
obvious.
Accordingly there was, in our opinion, no breach of
Article 6 para. 3(c) in this case either taken alone or as an element
in the right to a fair hearing conferred by Article 6 para. 1.
Appendix I
HISTORY OF THE PROCEEDINGS
Date Item
________________________________________________________________
25.03.91 Introduction of the application
15.10.91 Registration of the application
Examination of admissibility
02.04.92 Commission's decision to invite the parties to submit
observations on the admissibility and merits of the
complaint under Article 6(3)(c).
Commission's decision to declare the other complaints
inadmissible
01.07.92 Government's observations
14.08.92 Applicant's observations
02.12.92 Transfer of the case from the First Chamber to the
Plenary
09.12.92 Commission's decision to declare the remainder of the
application admissible.
Examination of the merits
09.12.92 Commission's deliberations on the merits
09.02.93 Government's observations
25.02.93 Applicant's observations
03.04.93 Commission's consideration of the state of proceedings
04.05.93 Commission's deliberations on the merits, final votes
and adoption of the Report
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