FISCHER v. AUSTRIAPARTLY CONCURRING, PARTLY DISSENTING OPINION
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Document date: September 9, 1993
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PARTLY CONCURRING, PARTLY DISSENTING OPINION
of Mrs. J. LIDDY
As to the applicability of Article 6 para. 1 to the Convention.
1. I agree that Article 6 para. 1 was applicable to the proceedings
before the Administrative Court, for the reasons given in the Report.
2. I consider also that Article 6 was applicable to the proceedings
before the Constitutional Court. My understanding is that if the
applicant had been successful in his allegations before that Court that
Article 1 of Protocol No. 1 to the Convention and Article 6 para. 1 of
the Convention had been violated, the Constitutional Court would have
had the power to quash the decision of the administrative authorities.
There was therefore a direct link between the subject-matter of the
proceedings before the Constitutional Court and the subject-matter of
the proceedings before the Administrative Court.
3. In the case of Ruiz-Mateos v. Spain (judgment of 23 June 1993),
where there was a close link between the subject-matter of proceedings
before the Spanish Constitutional Court and the civil courts, the Court
found that Article 6 para. 1 applied to the constitutional proceedings.
Likewise, here, I consider that Article 6 para. 1 applied to the
proceedings before the Austrian Constitutional Court.
As to whether there has been a violation of the applicant's right to
have his case determined by a tribunal within the meaning of
Article 6 para. 1.
4. The effect of Section 41 of the Administrative Court Act,
providing that the Administrative Court must examine the contested
decision on the basis of the facts as accepted by the authority against
which the appeal is directed, is ameliorated but not nullified by
Section 42 of the Act, which enables the Administrative Court to quash
the contested decision as being unlawful due to procedural defects.
The Administrative Court does not have the full jurisdiction required
by Article 6 para. 1. To find otherwise, notwithstanding the
limitation in Section 41, might have the effect in practice of limiting
an individual's right to a judicial assessment of the facts of a case
not only in civil proceedings, but also in the administrative criminal
proceedings known to Austrian law which can carry deprivation of
liberty as a sanction (cf. the Commission's decisions on admissibility
dated 10 May 1993 in Applications Nos. 15523/89, 15527/89, 15963/90,
16713/90, 16718/90 and 16841/90). I consider that there has been a
violation of the applicant's right to have his case determined by a
tribunal within the meaning of Article 6 para. 1.
As to whether the absence of an oral hearing before the Administrative
Court violated Article 6 para. 1.
5. The Court has held that the public character of court hearings
constitutes a fundamental principle enshrined in Article 6 para. 1.
A person may waive the entitlement to have his case heard in public.
"However, a waiver must be made in an unequivocal manner and must not
run counter to any important public interest" (HÃ¥kansson and Sturesson
judgment of 21 February 1990, Series A no. 171, para. 66).
6. In the present case there was no unequivocal waiver. On the
contrary the applicant's request for a hearing was refused by the
Administrative Court. Accordingly, unless the Austrian reservation to
Article 6 is valid and applicable, there has been a violation of
Article 6 para. 1.
7. The Convention does not permit reservations of a general
character (Article 64 para.1). The Court has held that by reservation
of a general character is meant in particular "a reservation couched
in terms that are too vague or broad for it to be possible to determine
their exact meaning and scope" (Belilos Case, judgment of
29 April 1988, Series A no. 132, para. 55).
8, To seek to understand the scope of the Austrian reservation it
is necessary to consult Article 90 of the Federal Constitutional Law,
which is referred to in the reservation. Article 90 provides that
"Exceptions [to the principle of oral and public hearings] may be
prescribed by law". To determine the exact scope of the reservation
other Contracting Parties and the organs of the Convention would need
the advice of a person qualified in Austrian law, who could ascertain
and advise as to all the exceptions prescribed by Austrian law at any
given time. It is at the least highly questionable as to whether a
reservation which can only be understood after obtaining such advice
meets the requirement that it not be of a general character.
9. What is beyond doubt, however, is that the exceptions prescribed
by Austrian law are not specified in the reservation.
Article 64 para. 2 of the Convention provides that any reservation
shall contain "a brief statement of the law concerned". The Court has
held in the Belilos Case that this is not a purely formal requirement
but a condition of substance. The reference to Article 90 of the
Federal Constitutional Law is insufficient because it does not enable
the other Contracting Parties and the Convention institutions to
identify "the law concerned", that is, in the instant case, the laws
which provide that in certain circumstances (at present unspecified),
hearings in civil and criminal proceedings need not be oral and in
public. This reservation is quite different from the reservation to
Article 5 considered by the Court in the case of Chorherr (judgment of
25 August 1993). There, the Court pointed out that a reference in that
reservation to the Federal Official Gazette made it possible for
everyone to identify the precise laws concerned and to obtain any
information about them, and provided a safeguard against any
interpretation which would unduly extend the field of application of
the reservation.
10. I conclude that the reservation does not satisfy the requirements
of Article 64 para. 2 with the result that it is invalid.
11. It follows that the absence of an oral hearing before the
Administrative Court violated Article 6 para. 1 of the Convention.
As to whether the absence of an oral hearing before the Constitutional
Court violated Article 6 para. 1.
12. For the reasons given at paras. 2 and 3 I consider that Article
6 para. 1 was applicable to the proceedings before the Constitutional
Court. Despite the applicant's request for a hearing before that
Court, no hearing was held. There was no unequivocal waiver of the
right to a hearing.
13. For the reasons given at paragraphs 7 to 10 above I consider that
the Austrian reservation to Article 6 is invalid and cannot therefore
be invoked in support of the contention that Austria was not bound to
observe the obligation in Article 6 para. 1 to provide a hearing.
14. It follows that the absence of an oral hearing before the
Constitutional Court violated Article 6 para. 1 of the Convention.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
_________________________________________________________________
11 May 1990 Introduction of the application
24 July 1990 Registration of the application
Examination of Admissibility
9 January 1991 Commission's deliberations, decision to invite
the Government to submit observations on the
admissibility and merits of the application and
decision to declare the application partially
inadmissible
15 April 1991 Government's observations
13 June 1991, Applicant's observations in reply
21 August 1991
4 September 1991 Government's further observations
10 October 1991 Applicant's further observations in reply
15 May 1992 Commission's decision to invite the parties to
an oral hearing on the admissibility and merits
of the application
8 September 1992 Commission's hearing of the parties and decision
to declare the application admissible
Examination of the merits
26 October 1992 Decision on admissibility communicated to the
parties
9 January 1993 Commission's consideration of the state of
proceedings
8 May 1993 Commission's consideration of the state of the
proceedings
31 August 1993 Commission's deliberations on the merits and
final vote.
9 September 1993 Adoption of the Report
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