T.H. v. FINLANDDISSENTING OPINION OF MRS. THUNE AND MR. PELLONPÄÄ
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Document date: October 22, 1993
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DISSENTING OPINION OF MRS. THUNE AND MR. PELLONPÄÄ
(regarding Article 8 of the Convention)
We disagree with the majority of the Commission in so far as
concerns the violation of Article 8 of the Convention.
The Convention entered into force with respect to Finland on
10 May 1990. Although the complaint concerns developments which had
started earlier, only the events subsequent to that date can be taken
into account in the assessment of whether there has been lack of
respect for the applicant's rights guaranteed by Article 8. The
Commission must take as its starting point the situation on
10 May 1990. It is not competent ratione temporis to evaluate, from the
point of view of the Convention, the decisions and events which led to
the situation as it existed on the above-mentioned date. Thus, the
Commission should not, as it seems to do in para. 137, have regard to
the non-enforcement of certain decisions between 1985 and 10 May 1990
as an aggravating circumstance against the State, nor regard the fact
that S. had spent that period with her grandparents as a factor
speaking against the applicant.
We note that on 30 May 1990 the National Board for Social
Welfare recommended the local Social Welfare Board to take measures so
as to have custody over S. transferred to R.N. and S.N. This initiative
finally led to the judgment of the Court of Appeal of
25 September 1991, whereby custody of S. was transferred to R.N. and
S.N. This was deemed to be in the interest of S. Taking into account
the margin of appreciation of State authorities, we cannot find that
this decision was in violation of Article 8 of the Convention. In
reaching this conclusion we note that the Court of Appeal confirmed
that the applicant would retain his status as S.'s legal guardian and
granted him visiting rights with respect to S. Visiting rights had been
granted by the District Court's interim decision of 14 November 1990.
These were, however, later revoked as a consequence of the District
Court's final decision of 8 May 1991, whereby the applicant retained
custody of S.
The applicant has not been able to exercise his visiting rights
based on any of these decisions. This state of affairs appears to be
primarily due to the lack of compliance with a number of court
decisions on the part of R.N. and S.N., i.e. private persons for whose
actions and omissions the State is not directly responsible. The
question remains, however, whether the non-enforcement of the visiting
rights by State authorities shows a lack of respect for the applicant's
rights guaranteed by Article 8.
As stated by the Commission, the "notion of 'respect' enshrined
in Article 8 is not clear-cut. This is the case especially where the
positive obligations implicit in that concept are concerned. Its
requirements will vary considerably from case to case according to the
practices followed and the situations obtaining in the Contracting
States. When determining whether or not such an obligation exists
regard must be had to the fair balance that has to be struck between
the general interest and the interests of the individual as well as to
the margin of appreciation afforded to the Contracting States"
(para. 131 and the case mentioned therein).
We accept that it is appropriate in this context to seek
guidance from the case of Olsson v. Sweden (no. 2) (Eur. Court H.R.,
judgment of 27 November 1992, Series A no. 250), referred to in
para. 133 of the Report. As stated in that case, "what will be decisive
is whether the national authorities have made such efforts to arrange
the necessary preparations for reunion as can reasonably be demanded
under the special circumstances of each case" (pp. 35-36, para. 90).
The question in the present case is whether the Finnish
authorities have made such efforts as can reasonably be demanded of
them with a view to enforcing the applicant's rights. In deciding this
question all the circumstances of the case must be taken into account,
including the fact that the applicant has never lost his status as S.'s
legal guardian.
We note that on two occasions, once before and once after the
transfer of custody of S., the County Administrative Board has
threatened R.N. and S.N. with administrative fines of 5.000 FIM each.
In addition, the social authorities have offered their services with
a view to conciliation between the parties. The authorities, however,
have neither ordered the physical transfer of S. as a means of
enforcement, nor ordered the payment of the administrative fines.
The fact that after the transfer of custody domestic law
excludes the possibility of a physical transfer of S. for the purpose
of the enforcement of the applicant's visiting rights is not decisive
in the assessment whether the Convention has been complied with. Even
so, we cannot conclude that the failure to use force, whether it
results from the legal situation or from reluctance of the authorities
to resort to such a measure, amounts to a breach of Article 8. In the
delicate situation in question, where the interests of the child must
be an overriding consideration, the use of physical coercion cannot be
regarded as required by the Convention.
There remains the question whether, in order to comply with the
Convention, the authorities should have resorted to additional measures
short of physical transfer. While domestic law may have afforded
certain possibilities, we doubt whether they would have provided
appropriate means of protecting the applicant's rights. In any case,
we find it understandable that, pending the proceedings concerning the
transfer of custody, no drastic measures were resorted to.
We accept that one may question whether enough has been done by
the authorities after the transfer of custody on 25 September 1991. In
particular, the length of the appeal proceedings concerning the
administrative fines with which R.N. and S.N. were threatened on
31 December 1992 is disturbing. Nevertheless, we do not think this
suffices to constitute a violation of Article 8. In the light of all
the circumstances of the case we conclude, on balance, that the
behaviour of the State authorities in the period following 10 May 1990
does not show a lack of respect for the applicant's rights as
guaranteed by Article 8.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
_________________________________________________________________
10 April 1992 Introduction of the application
13 April 1993 Registration of the application
Examination of Admissibility
29 June 1992 Commission's decision to invite the
Government to submit observations on
the admissibility and merits of the
application
10 October 1992 Government's observations
10 November 1992 Applicants' observations in reply
9 February 1993 Commission's deliberations and
decision to declare the application
in part admissible, in part
inadmissible and to request further
written observations on the merits
Examination of the merits
19 February 1993 Decision on admissibility transmitted
to the parties
18 March 1993 Applicant's further observations on
the merits
19 March 1993 Government's further observations on
the merits
22 April 1993 Applicant's supplementary observations
on the merits
8 May 1993 Commission's consideration of the
state of proceedings
28 September 1993 Government's supplementary
observations on the merits
11 October 1993 Applicant's supplementary observations
on the merits
15 October 1993 Commission's deliberations on the
merits and final vote
22 October 1993 Adoption of the Report
APPENDIX III
CALENDAR OF MEASURES TAKEN DURING THE SECOND SET OF CUSTODY
PROCEEDINGS
Date Item
_________________________________________________________________
13 August 1990 Request by the Social Welfare
Board of Tuusula to the District
Court of Tuusula for a transfer of
custody of S. to R.N. and S.N.
16 August 1990 The District Court's first
consideration of the request. Fixing
of hearing.
19 September 1990 Hearing before the District Court.
Decision to obtain an opinion from
the Guardianship Board of Tuusula.
31 October 1990 The Guardianship Board's opinion
arrives to the District Court.
14 November 1990 Second hearing before the District
Court. Decision to obtain an opinion
from the Child Guidance Centre of
Central Uusimaa. Interim decision
ordering that S. stay with R.N. and
S.N. and the applicant enjoy visiting
rights.
20 December 1990 The applicant's request to the County
Administrative Board for enforcement
of the District Court's interim
decision.
1 January 1991 The Child Guidance Centre of Uusimaa
ceases to exist. Its functions are
taken over by the Child and Family
Guidance Centre of Tuusula.
2 January 1991 Interim decision by the County
Administrative Board. Communication
to the applicant.
31 January 1991 The applicant's renewed request to the
County Administrative Board for
enforcement of the District Court's
interim decision.
5 February 1991 R.N.'s and S.N.'s observations on the
applicant's enforcement request
arrive to the County Administrative
Board.
27 February 1991 The County Administrative Board
transmits the documents to the
conciliator of Järvenpää.
15 March 1991 The conciliator returns the documents
to the County Administrative Board.
28 March 1991 The County Administrative Board's
decision ordering R.N. and S.N. to
comply with the District Court's
interim decision under a threat of
administrative fines of 5.000 FIM
each.
7 May 1991 The opinion by the Child and Family
Guidance Centre of Tuusula arrives to
the District Court.
8 May 1991 The District Court's decision
rejecting the Social Welfare Board's
request for a transfer of custody.
6 June 1991 The Social Welfare Board's appeal
arrives to the District Court.
7 June 1991 R.N.'s and S.N.'s appeal arrives to
the District Court.
19 June 1991 The applicant's request to the County
Administrative Board of enforcement
of the District Court's decision of
8 May 1991.
24 June 1991 The applicant's observations on the
appeals arrive to the District Court.
24 June 1991 R.N.'s and S.N.'s observations on the
applicant's enforcement request
arrive to the County Administrative
Board.
25 June 1991 The County Administrative Board's
interim decision. Communication to
the applicant.
27 June 1991 The appeals are transmitted by the
District Court to the Court of Appeal
of Helsinki.
5 July 1991 The case is assigned to a Rapporteur
Judge.
24 July 1991 The Court of Appeal's interim decision
ordering stay of execution of the
District Court's decision of 8 May
1991.
31 July 1991 R.N's and S.N.'s observations on the
applicant's enforcement request of
19 June 1991 arrive to the County
Administrative Board.
2 August 1991 The Court of Appeal's request to the
County Administrative Board to obtain
the applicant's observations in reply
to R.N.'s and S.N.'s appeal.
25 September 1991 The Court of Appeal's decision
transferring S.'s custody to R.N. and
S.N. and granting the applicant
visiting rights.
26 November 1991 The applicant's as well as R.N.'s and
S.N.'s requests for leave to appeal
arrive to the Supreme Court.
2 December 1991 The case is assigned to a Rapporteur
Judge.
14 January 1992 The Supreme Court's deliberations.
21 January 1991 The Supreme Court's decision.