SAUNDERS v. the UNITED KINGDOMDISSENTING OPINION OF Mr. HENRY G. SCHERMERS
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Document date: May 10, 1994
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DISSENTING OPINION OF Mr. HENRY G. SCHERMERS
There are three reasons why I do not agree with the majority of
the Commission that Article 6 para. 1 of the Convention has been
violated in the present case.
First, a somewhat theoretical point concerning legal persons.
Under our legal systems, separate legal personality has been
attributed to companies. Their capital, their operations and their
management are distinguished from those of the shareholders. As a
legal fiction, we create new persons, through the management of others.
When the applicant testified to the DTI he did so, not in his private
capacity, but as an officer or agent of Guinness PLC. At first sight,
this argument may seem too theoretical to carry much weight. One
should take into account, however, that the companies concerned were
separate legal persons with separate interests and that they could not
act nor testify in any other way than through their officers or agents.
Second, the time when the incriminating remarks were made.
The statements made by the applicant during the DTI inspectors'
investigation were made outside and prior to the criminal investigation
against him. As Mr. Justice Henry ruled in the case, the accusatorial
system was born in reaction to the excesses of the Star Chamber, where
the defendants were first charged, and then had to submit to compulsory
interrogation on oath. Evidence should be assembled before a person
is charged. It would be contrary to a fair trial to try and find
evidence by submitting people to compulsory interrogation on oath in
cases where there may exist only a vague suspicion. This does not
mean, however, that observations made by an accused in a different
context may never be used against him. In this respect the present
case resembles tax and customs cases which may also be based on
documents which a person was obliged to deliver.
I think that would have agreed with the majority of the
Commission that Article 6 para. 1 of the Convention was violated, had
not Mr. Justice Henry excluded the evidence from the two post-charge
interviews (para. 41).
Three, the purpose of the prohibitions of self incrimination.
In my opinion, the main reason why a fair process should include
the right not to incriminate oneself is that one should not put a
person in the situation where he must choose between telling the truth
which incriminates himself and lying in order to protect himself. The
human right of protecting oneself would be brought in conflict with the
human duty of telling the truth. In the criminal proceedings of the
present case that situation did not arise. All statements to the DTI
Inspectors had been made before the criminal proceedings started. If
the applicant was put in a situation of conflict between truth and
self-protection, that conflict was in the proceedings before the DTI
Inspectors. Only in those proceedings a conflict of conscience may
have arisen. However, those proceedings are not included in the
present application; they were closed more than six months before the
case was submitted.
The use of data provided for by someone who is subsequently
charged with a criminal offence is often inevitable. Especially in
proceedings under tax law, persons are often obliged to hand over
financial accounts which may subsequently serve to incriminate them.
Appendix I
HISTORY OF THE PROCEEDINGS
Date Item
________________________________________________________________
20.07.88 Introduction of the application
11.12.91 Registration of the application
Examination of admissibility
31.08.92 Commission's decision to invite the parties to
submit observations on the admissibility and
merits
12.01.93 Government's observations
25.02.93 Applicant's reply
07.05.93 Commission's decision to invite the parties to
an oral hearing
29.09.93 Government's further written observations
19.11.93 Applicant's further written observations
07.12.93 Hearing on admissibility and merits
07.12.93 Commission's decision to declare the application
admissible
Examination of the merits
07.12.93 Commission's deliberations
14.02.94 Government's observations on the merits
09.04.94 Consideration of the state of proceedings
10.05.94 Commission's deliberations on the merits, final
votes and adoption of the Report
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