THOMANN v. SWITZERLANDDISSENTING OPINION OF Mr. H. DANELIUS, Mrs. G.H. THUNE
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Document date: March 2, 1995
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DISSENTING OPINION OF Mr. H. DANELIUS, Mrs. G.H. THUNE
and Mr. L. LOUCAIDES
In our opinion, Article 6 para. 1 of the Convention has been
violated in the present case for the following reasons.
The impartiality required by Article 6 para. 1 of the Convention
implies that judges who decide in a criminal case must not have a
preconceived view on the guilt of the accused. A further requirement
must be that the judges have not had such previous impressions or
information about the matters in regard to which they are to adjudicate
as to create a risk that they will be influenced, in the determination
of the charges against the accused, by elements which should be
irrelevant to that determination. Moreover, since the condition of
impartiality also has an objective side, Article 6 para. 1 must be
considered to require that the circumstances should not be such as to
give the accused a legitimate fear of such elements affecting the
judgment in his case.
In the present case, it appears that the three judges who
convicted the applicant on 3 October 1990 of professional, completed
and attempted fraud, simple bankruptcy and breach of book-keeping
obligations had already found him guilty of the same offences in a
previous judgment of 17 May 1989. This latter conviction had been
preceded by a trial which had been held in the applicant's absence,
whereas the second trial was held in his presence and with his
participation.
We accept that the applicant's presence at the second trial
changed the procedural situation considerably and that, after rehearing
the case, the judges could well have been prepared to change their
original opinions. Nevertheless, it cannot be disregarded that the
three judges had already evaluated the charges against the applicant
in previous proceedings and had then found him guilty of certain
offences and had sentenced him to a term of imprisonment. We consider
that, when the same judges again had to consider the same case against
the applicant, there must have been at least a risk that they would be
to some extent influenced by their impressions from the previous
proceedings or by the deliberations which had taken place on that
occasion. The fear that the applicant had in this regard would thus
seem to have been objectively justified.
Our opinion that in this respect there was a lack of impartiality
within the meaning of Article 6 para. 1 of the Convention is supported
by the position taken by the Court in the Hauschildt case where a judge
who had taken pretrial decisions on detention on remand, based on the
finding that there was a "particularly confirmed suspicion" against the
accused person, was found not to be impartial when, subsequently, he
conducted the trial against the accused (Eur. Court H.R., Hauschildt
judgment of 24 May 1989, Series A no. 154). Here too, the decision
which the judge had taken was based on a much less complete material
than that which was made available at the trial, but the Court
nevertheless considered that the position taken by the judge in regard
to the existence of the particular ground of detention was sufficient
to create a legitimate doubt about his impartiality.
The further question arises whether the lack of impartiality at
first instance was remedied by the fact that there was a full review
of the applicant's conviction and sentence in the subsequent appeal
proceedings.
We consider, however, that where criminal justice, as is often
the case, is administered at two levels - at first instance and on
appeal - it is not sufficient that the requirement of impartiality is
satisfied at the appeal stage. While various minor procedural
deficiencies may well be remedied in appeal proceedings, the
requirement of an impartial tribunal is of such a fundamental character
that it should be satisfied already during the trial at first instance,
this being in general an essential - and perhaps even the most
important - part of the criminal proceedings against an accused person,
in particular where - as would seem to have been the situation in the
present case - the evidence in the case was not heard again by the
court of appeal. We also refer in this regard to the Court's finding
in the De Cubber case (Eur. Court H.R., De Cubber judgment of
26 October 1984, Series A no. 86, p. 19, para. 33).
It follows that, in our view, the applicant did not have a
hearing by an impartial tribunal.
(Or. English)
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