HONSIK v. AUSTRIADISSENTING OPINION OF Mr K. HERNDL
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Document date: October 28, 1997
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DISSENTING OPINION OF Mr K. HERNDL
JOINED BY MM A. WEITZEL, L. LOUCAIDES, I. BÉKÉS, A. PERENI?,
Mrs M. HION
I do not share the majority's view that in the present case the criminal
proceedings instituted against the applicant were concluded within a reasonable
time and that consequently there has been no violation of Article 6 para. 1 of
the Convention.
My reasons for disagreeing with that view are the following.
Objectively speaking the length of the incriminated proceedings is
certainly above the threshold established for the element of "reasonable time"
under Article 6 para. 1. A duration of seven years and two months for criminal
proceedings conducted in two instances is certainly too long and ought to have
been declared a breach of Article 6 para. 1, taking into account the
jurisprudence of the Commission in similar cases. The only mitigating
circumstance I can see is the simple fact that the applicant was not taken into
custody and remained in liberty throughout the proceedings (until he absconded,
being currently "of unknown abode"). It might therefore be argued that there was
no apparent necessity for a particular acceleration of the court proceedings in
this case, including the taking of evidence, and that accordingly it was
preferable to obtain additional elements of evidence on certain historic facts.
I can see no other reason why one waited so long for the opinion of the expert
historian. It is, however, legitimate to raise the question whether it was
indeed necessary and advisable to request such an expert opinion, given the
Supreme Court's existing case law according to which "the existence of gas
chambers in concentration camps and the systematic mass extermination which had
occurred there were facts of common knowledge in regard to which evidence need
not be taken".
It is uncontested (see para. 40) that the main reason for the principal
delay which occurred in the present case, was the fact that it took the expert
historian who had been appointed by the court on 28 January 1987 (i.e. shortly
after preliminary investigations against the applicant had been opened) until 29
April 1992 - more than five years -to present his opinion to the court, and then
only orally.
As the majority rightly point out, delays caused by a court appointed
expert are normally attributable to the State party (see para. 40 and the
jurisprudence of the Court quoted there). Accordingly the State party has to be
held responsible for any breach of the Convention resulting from such delays. In
the present case however, the majority introduce the element of "shared
responsibility" and emphasize that "the responsibility for ensuing avoidable
delays may be shared by the applicant, and is so shared by the applicant in the
present case" (see para. 41 in fine).
This would indeed seem to be a new approach. To throw, within the
framework of criminal proceedings, on the applicant the responsibility for the
consequences of procedural requests made by the defence, or to make the
applicant share such responsibility, would in my view run counter to basic
assumptions underlying Article 6. As the Court has stated in the Eckle case, in
criminal matters Article 6 does not require applicants to actively co-operate
with the judicial authorities. No reproach can be levelled against such
applicants for having made full use of the remedies available under the domestic
law (Eur. Court HR, Eckle v. Germany judgment of 15 July 1982, Series A no. 51,
p. 36, para. 82).
Inasmuch as the conduct of the applicant has to be taken into account, it
is difficult to see by what means he did contribute to extending the length of
the actual proceedings. It does not appear from the file that it was the
applicant or the defence which are at the origin of the Investigating Judge's
decision of 28 January 1997 to appoint Mr G.J., an expert on contemporary
history, to prepare a report "on the existence of gas chambers in concentration
camps under the National Socialist regime and their use for mass extermination".
The applicant made no such request, and in fact the defence rested until one
week before the trial when on 22 April 1992 it came forward with new and rather
exaggerated requests for the taking of additional evidence relating to the same
issue.
The unavoidable conclusion is therefore that the responsibility for the
delay in the submission of the expert's opinion lies with the expert himself and
hence with the State party, as the expert had been appointed by the court. It is
true that the Investigating Judge repeatedly took steps with a view to
extracting the opinion from the expert, and that apparently it was the expert
who stalled although his terms of reference had meanwhile been limited to one
concentration camp only (Auschwitz).
In November 1989, almost three years after his appointment, the expert
even informed the court that he could no longer state when his report would be
ready. At that stage, at the latest, it would have been the duty of the
competent organs of the State party to take some decisive action. Again, all
this has to be seen against the background of the Supreme Court's jurisprudence,
that the contested facts were facts of common knowledge. To attempt, in this
context, to justify the expert's five year delay by pointing to the complexity
of his task and the fact that "he had to examine numerous documents on this
question which in the course of time had been dispersed over various archives
throughout the world, and in particular documents in archives which had only
recently become accessible", would seem, in fact, rather incongruous.
To sum up: the length of the proceedings in the present case is excessive
in objective terms. The responsibility for the delays rests with the State
party. It is not shared, and as a matter of principle cannot be shared (except
marginally) by the applicant whose defence was entitled to put forward requests
for the taking of evidence, but in fact did so only on 22 April 1992 and not
earlier.
Finally, if one so wishes, one could contrast the conclusion at which the
majority arrived in the present case with the conclusion of the Commission in
the case of E.L. against Austria (application No. 23019/93). There the
Commission unanimously considered that the length of the proceedings (which
started in September 1988 and which had not been terminated by the end of 1996)
did indeed violate Article 6 para. 1. In the latter case however the applicant
E.L. had submitted, in his defence, about 300 expert opinions and about 12.500
pages of requests for the taking of evidence (including motions that
necessitated the dispatch of letters rogatory to judicial authorities in foreign
countries such as the U.S.A and the then U.S.S.R.), had continuously challenged
for bias judges and prosecutors and had appealed against almost every procedural
decision of the court. Nevertheless the Commission - and rightly so - gave less
weight to the applicant's conduct than to the duty of the State authorities to
respect Article 6, and consequently held that the "reasonable time" had been
exceeded. Should the Commission not have come to a similar conclusion in the
present case?
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