SMITH v. THE UNITED KINGDOM
Doc ref: 15186/89 • ECHR ID: 001-1148
Document date: December 4, 1989
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AS TO THE ADMISSIBILITY OF
Application No. 15186/89
by Matthew SMITH
against the United Kingdom
The European Commission of Human Rights sitting in private on
4 December 1989, the following members being present:
MM. C.A. NØRGAARD, President
J.A. FROWEIN
S. TRECHSEL
G. SPERDUTI
E. BUSUTTIL
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
Sir Basil HALL
MM. F. MARTINEZ
C.L. ROZAKIS
Mrs. J. LIDDY
Mr. L. LOUCAIDES
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 5 May 1989 by
Matthew SMITH against the United Kingdom and registered on 30 June
1989 under file No. 15186/89;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, Matthew Smith, is a British citizen, born on
29 December 1973 and resident in Redditch, Hereford and Worcester. He
is represented before the Commission by his father and Mr. J. Friel,
barrister.
The facts of the present case, as submitted by the applicant,
may be summarised as follows:
A. The particular facts of the case
The applicant suffers from severe dyslexia causing him serious
emotional and behavioural problems. He started school at the age of
5, but was miserable and worked poorly. Severe problems surfaced when
he was 6 1/2 and he was moved to a smaller State primary school. His
problems were identified as dyslexia in 1983 by a child psychologist
specialised in dyslexia, when the applicant was 10 years old. The
psychologist recommended that the applicant receive two separate
tutorials with him a week. However the Hereford and Worcester local
education authority (LEA) did not immediately respond to a request
that this special provision be made for the applicant. The
applicant's father arranged a place for the child in a special
private, fee-paying school for dyslexic children, beginning in
September 1984. The LEA offered the applicant one hour a week special
education by which time the applicant was already having his two
sessions per week with the aforementioned expert and even these
sessions were proving insufficient.
Initially the LEA refused to issue a statement of the
applicant's special educational needs. Eventually, and allegedly
under the threat of High Court litigation for breach of statutory duty
and judicial review, they issued a provisional statement on 12 June
1986, pursuant to section 7 of the Education Act 1981.
The final statement was made on 14 October 1986 as follows:
"II - Special educational needs
Matthew is of good average underlying ability. However,
his literacy skills are delayed, his reading speed being
particularly poor. Matthew's expressive language has
clearly improved but still tends to deteriorate under
pressure. General numeracy is average, but arithmetical
operations and number tables are weak. Matthew's
short-term memory is limited.
III - Special educational provision
Matthew requires a substantial degree of small group
provision, within which techniques of over-learning
and repetition should be used to combat his specific
learning difficulties. He has made progress with
social skills and contact with larger groups will be
necessary in order to build on this.
IV - Appropriate school or other arrangements
It is proposed that a place be made available at
Stourport High School from September 1986. Matthew
would take part, on five full mornings per week, in
very intensive work of the kind described in section
III, in a small unit catering for children with
specific learning difficulties such as his. For the
rest of the week he would take part in, and have the
social stimulus of, the activities of the wider school,
with the added advantage that staff there will know
of his particular difficulties and be sympathetic to
them."
The applicant's parents successfully appealed against this
statement to an appeal committee. On 7 April 1987 the appeal
committee unanimously decided that the school proposed by the LEA was
too large (1100 pupils) for the applicant's present needs and it
remitted the case to the LEA to reconsider the applicant's case and,
in particular, to obtain expert advice on the emotional aspects of the
applicant's problems. The applicant's parents obtained expert child
psychiatric opinions which found no evidence of mental illness, but
recommended that he remain in the special school where his parents had
placed him. This was confirmed by the child psychologist acting for
the LEA in July 1987. In the meantime the applicant's parents had
commenced further High Court proceedings against the LEA for breach of
statutory duty in an attempt to speed up the procedure. The LEA
decided on 11 November 1987 to maintain its proposal concerning the
appropriate school, i.e. the Stourpourt High School with its special
learning unit. As was revealed in the High Court preliminary
litigation, this decision was based on the fact that no evidence of
psychiatric illness had been found and that in view of the great
improvement in the applicant's abilities over the years it was felt
that he needed to be placed into a larger unit in preparation for
adult life. The applicant's needs had also to be seen in the light of
the interests of the community as a whole in using available resources
efficiently, and the LEA considered it had a duty to its rate-payers
to reduce educational spending on private school fees, which spending
was already high (£ 1.5 m. in 1987), when appropriate education was
available in an ordinary State school.
The applicant's parents appealed against the LEA's decision
to the Secretary of State for Education under Section 8 (6) of the
Education Act 1988. The appeal was rejected by letter of 8 December
1988 to the applicant's solicitors in the following terms:
"In considering Matthew's case, the Secretary of State
has had to establish whether the provision specified
in the statement would meet Matthew's special educational
needs. In reaching his decision he has taken account of
the advice, representations and evidence available to the
Hereford and Worcester Authority and the local appeal
committee. In particular the Secretary of State has
given careful consideration to all the professional
assessments of Matthew provided by the Authority and the
independent reports submitted on his behalf and to the
representations submitted by yourselves.
After examining the various reports and submissions
placed before him, the Secretary of State is satisfied
that Matthew's special educational needs can be met by
the special education provision specified in part III
of his statement and that the provision can be made
available at Stourport High School.
Where a local education authority are willing to make a
suitable place available for a child in one of their
own schools, the Secretary of State does not consider
it unreasonable for that authority to be unwilling to
pay the fees incurred by that child's attendance at
an independent school, subject to proper consideration
having been given to any special circumstances in individual
cases. On the evidence before him, the Secretary of State
has reached the opinion that Matthew does not now suffer
from any psychiatric, emotional or behavioural disorder
such as might justify placement outside the maintained
sector. Whilst the Secretary of State appreciates that if
Matthew were to transfer back to the maintained sector he
might have some initial difficulties in adjusting to the
change of environment, the Secretary of State considers that
any such difficulties could be overcome.
Accordingly, the Secretary of State, in the exercise of his
power under section 8(7) of the Education Act 1981 has
confirmed the special educational provision as set out in
part III of the statement made by the Hereford and Worcester
Authority in respect of Matthew dated 14 October 1986."
This appeal was final. The applicant's parents could not seek
judicial review of the Secretary of State's decision because they do
not qualify for legal aid and could not afford to litigate in person
as well as pay for the applicant's school fees.
B. The relevant domestic law
Section 8 of the Education Act 1944 (the 1944 Act) creates a
statutory duty on local authorities to provide suitable primary and
secondary full-time education "to afford for all pupils opportunities
for education offering such variety of instruction and training as
may be desirable in view of their different ages, abilities, and
aptitudes ...". In particular local authorities must provide
appropriate special education for disabled children. This duty was
reinforced by the Education Act 1981. The LEA's duties are
enforceable, pursuant to a parent's complaint or otherwise under
sections 68 and 99 of the 1944 Act, by the Secretary of State for
Education. He may seek an order of mandamus against a recalcitrant
LEA. A subsidiary obligation is placed upon parents to secure
suitable education for their children in accordance with their age,
aptitude and ability. This latter obligation is ultimately
enforceable through criminal proceedings (sections 36, 37 and 39 of
the 1944 Act). Section 76 of the 1944 Act requires education
authorities to have regard to parents' wishes so far as is compatible
with the provision of efficient instruction, and the avoidance of
unreasonable public expenditure.
By virtue of the Education Act 1981 (the 1981 Act) LEAs are
required to meet the special educational needs of handicapped children
in their area but, if possible, not to segregate them from other
children, provided that parents' wishes have been taken into account
and provided that this is compatible with the making of the special
educational provision required, the provision of efficient education
for the other children and the efficient use of resources (section 2
of the 1981 Act). Section 5 of the 1981 Act enables the LEA to assess
the special educational needs of disabled children, in respect of
which assessment the parents may make representations and submit
written evidence. If the LEA decides that a child's special
educational provision is called for, they must make a statement of the
child's special educational needs and make suitable arrangements to
meet them (section 7), even if it means placing the child in a school
outside the LEA's jurisdiction (section 6 of the Education
(Miscellaneous Provisions) Act 1953). Special educational assessments
are subject to periodic review. Parents may appeal against the LEA's
statement to an appeal committee which may confirm the special
educational provision contained in the statement in the light of the
circumstances of the case at the time of the hearing of the appeal, or
remit the case to the LEA for reconsideration in the light of the
committee's observations (section 8 (1), (2) and (4)). Appeal
committees comprise three, five or seven members, drawn from the local
education authority and people who have experience in education and
are acquainted with educational conditions in the area (Schedule 2
Part I of the Education Act 1980).
Following the confirmation or remit of a case, the parents may
finally appeal to the Secretary of State for Education who may
confirm, amend or annul the LEA's statement (section 8 (6) and (7) of
the 1981 Act). These appeals are normally dealt with by Ministry of
Education civil servants, not the Minister himself. There is no right
to an oral or adversary hearing with this form of appeal.
Judicial review of the Secretary of State's decisions, or any
binding decision of an appeal committee, will lie if they are tainted
by irrationality, illegality or procedural impropriety. An action for
a declaration or damages for breach of statutory duty may also be
available.
In general LEA's must respect parental choice of schools
(section 6 of the Education Act 1980). Section 7 (1) of the 1980 Act
provides for an appeal by parents against an LEA's decision concerning
school admissions or a school's refusal to accept a pupil. This
appeal is to the appeal committee, but section 7 (5) of the 1980 Act
renders the appeal committee's decision fully binding on the LEA or
school concerned. A similar binding appeal to an appeal committee is
available under section 26 of the Education (No. 2) Act 1986 on the
question of a child's expulsion from a school.
COMPLAINTS
The applicant complains that the procedures determining his
special educational needs and provision were in breach of Article 6
para. 1 of the Convention, being a biased, unlawful determination of
his civil rights by partial bodies, who created unreasonable delays.
He alleges that the local education officers were biased throughout
his case, which they allegedly deliberately failed to understand; that
there are no speedy statutory time limits for issuing a statement of
special educational needs under section 7 of the Education Act 1981;
that appeal committees have no decision making power if they agree
with the appellant - they can only recommend reconsideration of the
case by the LEA; that there is no reason why these committees could
not have powers in compliance with Article 6; that there is no fair,
oral or public hearing before the Secretary of State for Education,
who himself, or rather whose civil servants, cannot constitute an
independent and impartial tribunal; that he allegedly cannot decide
past issues even if an LEA has acted dilatorily or unlawfully and he
also takes secret expert advice which he does not show to the parties
(cf. Eur. Court H.R., Benthem judgment of 23 October 1985, Series A
no. 97).
The applicant submits that his parents do not have sufficient
means to challenge the Secretary of State's decision by way of
judicial review; but they are not so poor as to be able to qualify for
legal aid to pursue such a challenge.
The applicant next complains that he is denied the right to a
proper education in accordance with his educational needs. He alleges
that the education proposed by the LEA would be positively harmful to
him and that his parents are entitled to have him educated in
accordance with their firm philosophical convictions on the subject.
Expert evidence and the appeal committee decision support these
claims. He contends that the Secretary of State's decision is in
breach of Article 2 of Protocol No. 1 to the Convention.
The applicant also complains of discrimination in that the
Education Act 1980 allows appeals against decisions on school
admissions to the same kind of appeal committee as in the applicant's
case, but in the former cases the appeal committee has binding powers
of decision. A similar binding appeal is available under section 26
of the Education (No. 2) Act 1986 on the question of a child's
expulsion from school. In this respect he invokes Article 14 of the
Convention read in conjunction with Article 2 of Protocol No. 1 (cf.
Eur. Court H.R., Belgian Linguistic judgment of 9 February 1967,
Series A no. 5, and Marckx judgment of 13 June 1979, Series A no. 31).
Finally, the applicant invokes Article 8 of the Convention
(family life) for, he submits, to place him in the comprehensive
school would lead to the deterioration in his mental condition and his
ability to be educated.
In conclusion he submits that United Kingdom law is seriously
in breach of the Convention in relation to children who have special
educational needs.
THE LAW
1. The applicant has first complained that the procedures
determining his special educational needs and provision were in breach
of Article 6 para. 1 (Art. 6-1) of the Convention, the relevant part
of which provides as follows:
"In the determination of his civil rights and obligations
... everyone is entitled to a fair and public hearing
within a reasonable time by an independent and impartial
tribunal established by law ..."
In analysing complaints of this kind the Convention organs
must deal with three questions:
- whether the case gives rise to a "contestation" (dispute)
concerning a right;
- if so, whether the right at issue is civil in character;
- if so, whether there has been compliance with Article 6 para.
1 (Art. 6-1) of the Convention (cf. Eur. Court H.R., Benthem judgment of
23 October 1985, Series A no. 97).
As to the first question the Commission considers that the
case does give rise to a "contestation" or dispute over a right. The
various Education Acts have created obligations on local education
authorities to provide suitable education for all children in their
areas. Parents dissatisfied with the education proposed for their
children may complain to the Secretary of State and, ultimately, they
may seek judicial review of the decisions of the local authority or
Minister. Thereby the relevant legislation has created a right which
reflects the guarantees of Article 2 of Protocol No. 1 (P1-2) to the
Convention - a right for children not to be denied an education
appropriate to their needs and aptitudes.
However, the Commission does not consider that this right
under English domestic law or under Article 2 of Protocol No. 1 (P1-2)
is of a civil nature for the purposes of Article 6 para. 1 (Art. 6-1)
of the Convention. Although the notion of a civil right under
this provision is autonomous of any domestic law definitions, the
Commission considers that for the purposes of the domestic law in
question and the Convention, the right not to be denied elementary
education falls, in the circumstances of the present case, squarely
within the domain of public law, having no private law analogy and no
repercussions on private rights or obligations (cf. Eur. Court HR,
Deumeland judgment of 29 May 1986, Series A no. 100 pp. 24-25 paras.
71-74). The Commission concludes, therefore, that there is no civil
right at issue in the instant case and, accordingly, Article 6 para.
1 (Art. 6-1) of the Convention is not applicable to the
administrative procedures before the domestic education authorities.
It follows that this aspect of the applicant's case must be rejected
as being incompatible ratione materiae with the provisions of the
Convention, pursuant to Article 27 para. 2 (Art. 27-2) of the
Convention.
2. The applicant also complains that he is denied the right to
education in accordance with his educational needs, contrary to
Article 2 of Protocol No. 1 (P1-2) to the Convention, the first sentence of
which provides that no one shall be denied the right to education.
The applicant has also raised a complaint on his parents' behalf
concerning an alleged failure by the LEA to respect their
philosophical convictions about his education, contrary to the right
ensured by the second sentence of Article 2 of Protocol No. 1 (P1-2).
However, according to Article 25 (Art. 25) of the Convention, the
Commission may only deal with complaints from the purported victim of
a breach of the Convention. In the circumstances of this case it is
not clear why the applicant's parents could not have lodged an
application on their own behalf as well. Nor has the applicant shown
that he is an indirect victim of his parents' alleged grievance. This
latter aspect of the complaint under Article 2 of Protocol No. 1
(P1-2) is accordingly incompatible ratione personae with the
provisions of the Convention, pursuant to Article 27 para. 2 (Art. 27-2).
As regards the applicant's personal complaint of a denial of
his right to education under Article 2 of Protocol No. 1 (P1-2), the
Commission observes that Article 2 of Protocol No. 1 (P1-2) is not an
absolute right which requires Contracting Parties to subsidise private
education of a particular type or level. In principle, it guarantees
access to public educational facilities which have been created at a
given time and the possibility of drawing benefit from the education
received. This right "by its very nature calls for regulation by the
State, regulation which may vary in time and place according to the
needs and resources of the community and of individuals", as long as
the substance of the right to education is preserved (Eur. Court H.R.
Belgian Linguistic judgment of 23 July 1968, Series A no. 6 pp. 30-32
paras. 3-5).
The Commission notes that the United Kingdom Government
provides special education for disabled children either in normal
mainstream schools with special departments, or in specialised
segregated institutions. In keeping with current educational trends,
section 2 of the Education Act 1981 provides that children with
special educational needs should be educated in an ordinary school
with normal children of their own age if that is compatible with the
special education which the former require, the provision of efficient
education for other children at the school and the efficient use of
resources. The Commission recognises that there must be a wide
measure of discretion left to the appropriate authorities as to how to
make the best use possible of the resources available to them in the
interests of disabled children generally. While these authorities
must place weight on parents' and pupils' views, it cannot be said
that the first sentence of Article 2 of Protocol No. 1 (P1-2) requires the
placing of a dyslexic child in a private specialised school, with the
fees paid by the State, when a place is available in an ordinary State
school which has special teaching facilities for disabled children.
As regards the facts of the present case, the Commission notes
that the applicant's emotional and behavioural problems in a State
school arose at a time when his disabilities had not been diagnosed or
treated. His dyslexia has now been identified and treated and would
continue to be treated in the specialist department of the school
proposed by the education authorities. It is not the Commission's
task to assess the standard of the special facilities provided by this
State school. It is clear, however, that the applicant's progress at
the school would be monitored and his needs kept under review by the
education authorities. In these circumstances, the Commission
concludes that the applicant is not denied his right to education and
that the present case does not disclose any appearance of a violation
of Article 2, first sentence, of Protocol No. 1 (P1-2). It follows
that this aspect of the application is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
3. The applicant also complains of discrimination contrary to
Article 14 of the Convention read in conjunction with Article 2 of
Protocol No. 1 (Art. 14+P1-2). His complaint is based on the fact
that appeal committees do not have full and final decision making
powers in appeals against an LEA's statement of a disabled child's
special educational needs, whereas such committees can take binding
decisions on appeals against school admission or expulsion.
However, the Commission finds that these procedures before the
appeal committee do not impinge on the substance of the right to
education ensured by the first sentence of Article 2 of Protocol No. 1
(P1-2). Whether the final administrative decision on the type of
school or the particular school to which a child should be sent is
taken by the Secretary of State for Education or an appeal committee,
the decisions of both of which being subject to judicial review before
the civil courts, is not a matter, which, in the Commission's view,
raises a significant difference in treatment. In these circumstances
the Commission concludes that the applicant's claim of discrimination
contrary to Article 14 (Art. 14) of the Convention is unsubstantiated
and, therefore, manifestly ill-founded within the meaning of Article
27 para. 2 (Art. 27-2) of the Convention.
4. Finally, the applicant has complained that the proposal to
place him in the State school is in breach of his right to respect for
family life, ensured by Article 8 (Art. 8) of the Convention, as it
would lead to the deterioration of his mental condition and his
ability to be educated. However, the Commission finds that this
complaint is hypothetical at the present stage because it is by no
means certain that the applicant's attendance at the school in
question, which has certain special educational facilities, will lead
to the deterioration he fears. In these circumstances the Commission
concludes that the complaint is unsubstantiated. Accordingly this
aspect of the case is also manifestly ill-founded within the meaning
of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
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