B. v. THE FEDERAL REPUBLIC OF GERMANY
Doc ref: 11685/85 • ECHR ID: 001-594
Document date: October 10, 1986
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The European Commission of Human Rights sitting in private on
10 October 1986 , the following members being present:
MM. C.A. NØRGAARD, President
J.A. FROWEIN
F. ERMACORA
E. BUSUTTIL
G. JÖRUNDSSON
G. TENEKIDES
S. TRECHSEL
B. KIERNAN
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
J. CAMPINOS
H. VANDENBERGHE
Mrs G.H. THUNE
Sir Basil HALL
Mr. F. MARTINEZ
Mr. J. RAYMOND, Deputy Secretary to the Commission
Having regard to Article 25 (art. 25) of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 19 November 1984 by
D.B. against the Federal Republic of Germany and registered on
7 August 1985 under file No. 11685/85;
Having regard to the report provided for in Rule 40 of the Rules of
Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case, as they have been submitted by the applicant,
may be summarised as follows:
The applicant is a German citizen and resident in Rüsselsheim. He is a
gynaecologist and practises as a panel doctor. In the proceedings
before the Commission, he is represented by Mr. M. Wenger, a lawyer
practising in Frankfurt.
The application concerns the following proceedings.
I.
On 15 September 1977, the Review Board (Prüfungsausschuss) of the
Hesse Panel Doctors' Association (Kassenärztliche Vereinigung)
curtailed by an amount of DM 1566 the reimbursement of the applicant's
fees, which he had charged during the first quarter of 1977 for the
treatment of persons insured with general health insurances. The
Panel Doctors' Association is a body instituted under the German
Insurance Act (Reichsversicherungsordnung) and settles, inter alia,
the panel doctors' accounts with the health insurances. The Board
proceeded from the fact that the applicant had exceeded the average of
fees charged by panel doctors in the local district by 176%. It
concluded that this figure indicated unnecessary medical services
which justified a curtailment according to S. 182 and S. 368(e) of the
German Insurance Act.
On 12 December 1977, the Review Board curtailed the applicant's fees,
which he had charged during the second quarter of 1977, for the same
reasons.
On 23 April 1980, the Appeal Board (Beschwerdeausschuss) of the Hesse
Panel Doctors' Association dismissed the applicant's appeal against
the decision of 15 September 1977 concerning the fees paid during the
first quarter of 1977. It held that the applicant had carried out
certain examinations of mycosis too often. However, it cancelled the
decision of 12 December 1977 concerning the fees paid during the
second quarter of 1977 on the ground that the applicant had already
reduced the number of the respective examinations. During these and
the following proceedings the applicant was represented by a lawyer.
On 25 September 1980, the applicant complained to the Frankfurt Social
Court (Sozialgericht) about the curtailment insofar as it had been
upheld by the Appeal Board on 23 April 1980.
On 4 June 1981, a hearing was fixed for 15 July 1981.
On 22 June 1981, the applicant requested a postponement in order to be
able to attend the hearing personally and to comment upon the medical
issues. On 24 June 1981, the Court refused to grant the postponement
which it considered as being unnecessary.
After the hearing, on 15 July 1981, the Frankfurt Social Court decided
upon the applicant's complaint in the presence of the applicant's
representative. The Court was composed of the presiding judge and two
honorary judges one of whom was a general practitioner. The Court
reduced the curtailment to 683.10 DM. It held that this amount could
have been saved if the applicant had treated his patients more
efficiently.
On 23 November 1983, the Hesse Social Court of Appeal
(Landessozialgericht) dismissed the applicant's appeal as being
inadmissible under the German Social Courts' Act
(Sozialgerichtsgesetz). The Court held that the applicant had not met
the legal conditions of appeal. The Court noted that the previous
instance had not granted leave for appeal. Moreover, the applicant
had failed to prove either a fundamental importance of his case or
fundamental breaches of procedural law. In particular, the Court
observed that the previous instance had been entitled to rely on the
obvious disproportion of 176% between the applicant's fees and the
average of fees charged in the local district, and not to order the
preparation of a special medical expert's opinion. Morever, the
Appeal Court pointed out that the lower court's hearing had not been
unfair in view of the fact that the applicant had been represented by
his lawyer who had been able properly to present the case.
On 7 August 1984, the Federal Social Court (Bundessozialgericht)
dismissed the applicant's request for leave to appeal
(Nichtzulassungsbeschwerde). The Federal Court upheld the Appeal
Court's refusal to order a medical expert's opinion, the use of which
had not been evident.
On 22 October 1984, the Federal Constitutional Court rejected the
applicant's constitutional complaint as offering no prospect of
success.
II.
On 10 January 1978, the Review Board of the Hesse Panel Doctors'
Association also curtailed the applicant's fees, which he had charged
during the first quarter of 1977 for the treatment of persons insured
with special health insurances (Ersatzkassen) by an amount of
801.36 DM. The Board specially objected to the applicant's
prescriptions which exceeded the average of prescriptions issued in
the applicant's local district by 96%. The Board observed that the
applicant had issued prescriptions twice or without any indication as
to the disease concerned. The curtailment was assessed on the basis
of an examination of a sample of 20% of the applicant's cases.
Upon the applicant's appeal (Widerspruch) the Review Board reassessed
the curtailment concerning the first quarter of 1977. On 30 May 1978,
the Board reduced the curtailment to 560.90 DM.
On 17 April 1978, the Review Board also curtailed the applicant's fees
which he had charged during the second quarter of 1977 by 382.20 DM.
The Board noted that the applicant's prescriptions had exceeded the
average of prescriptions issued in the local district by 91%.
On 18 February 1980, the Appeal Board of the Hesse Panel Doctors'
Association dismissed the applicant's appeals against the decisions of
30 May and 17 April 1978. The Board held, inter alia, that the excess
had been caused by improper and expensive prescriptions.
Upon the applicant's complaint, the Frankfurt Social Court, on 4 June
1981, fixed a hearing for 15 July 1981. The applicant's request for a
postponement was not granted.
After the hearing which had been attended by the applicant's lawyer
the Social Court dismissed the applicant's complaint. The Court found
that the applicant when issuing prescriptions in the periods at issue
had lacked the necessary efficiency within the meaning of S. 2 para. 2
and S. 17 para. 1 of the Special Insurance Act
(Ersatzkassenverordnung). The Court proceeded from a general
comparison with the average of prescriptions issued by other doctors
in the applicant's local district. The Court also examined a sample
of the applicant's prescriptions as well as his lower prescriptions
during subsequent accounting periods.
The applicant's appeal was dismissed by the Hesse Social Court of
Appeal on 23 November 1983. The Court held that the disproportion
stated by the previous instances indicated the inefficiency of the
applicant's methods of treatment and justified the curtailments. It
concluded that the applicant had failed to disprove the assumption of
inefficiency as he had not substantiated special features of his
practice or his treatment of mycosis that would justify the full
accounts at issue.
On 8 August 1984, the Federal Social Court dismissed the applicant's
request for leave to appeal as being inadmissible. The Court held
that the request had not been properly substantiated and was out of
time. The applicant's submissions as to the treatment of mycosis did
not explain the respective excessive accounts.
On 2 November 1984, the Federal Constitutional Court declared the
applicant's constitutional complaint inadmissible. The Court found
that the applicant had not properly exhausted the available remedies
and that, in any event, the complaint offered no prospect of success.
COMPLAINTS
The applicant complains under Article 6 para. 1 (art. 6-1) of the
Convention that both sets of proceedings before the German Social
Courts were unfair and improperly conducted. He alleges in particular
that the global curtailments of his fees prevent him from treating his
patients correctly. The general comparison of his prescriptions with
the average of prescriptions of other panel doctors disregards their
antiquated methods of treatment in cases of mycosis which is the
speciality of his practice. Moreover, the applicant complains that
the respective courts relied on the medical opinion of honorary judges
who, although being medical practitioners, had not been aware of the
latest developments in the diagnosis and treatment of mycosis. The
courts failed to take the evidence which he had proposed and did not
enable him to attend the Frankfurt Social Court's hearings.
THE LAW
1. The applicant complains under Article 6 para. 1 (art. 6-1)
of the Convention of the proceedings before the German Social Courts.
The Commission observes that these proceedings concerned the
curtailment of the applicant's fees as a panel doctor for which he
charged the respective general as well as special health insurances.
The first issue to be decided is, therefore, whether or not these
proceedings involved a determination of the applicant's civil rights
and obligations within the meaning of Article 6 para. 1 (art. 6-1)
of the Convention.
The Commission recalls the case-law of the Convention organs according
to which it is by the means of private relationships with patients
that medical practitioners in private practice avail themselves of the
right to continue to practise. It follows that the right to continue
to exercise the medical profession in general is of a civil nature
within the meaning of Article 6 para. 1 (art. 6-1) of the Convention
(see Eur. Court H.R., Le Compte, Van Leuven and De Meyere judgment of
23 June 1981, Series A no. 43 para. 48 and König judgment of
28 June 1978, Series A no. 27 para. 93).
It is true that in the present case the curtailment of the applicant's
fees to be paid under the health insurance schemes did not infringe
his right to practise as a doctor. However, the Commission observes
that the special feature of settling the medical practitioners' fees
under the German health insurance schemes has to be considered in the
light of the basically private character of the contractual
relationship between medical practitioner and patient.
In these circumstances the Commission concludes that the proceedings
at issue concerned the determination of the applicant's civil rights
and obligations within the meaning of Article 6 para. 1 (art. 6-1).
2. The Commission also notes that on 2 November 1984 the Federal
Constitutional Court declared the applicant's constitutional complaint
concerning the second set of proceedings inadmissible. It found that
the applicant had not exhausted the remedies available to him under
German law. An issue arises, therefore, as to whether or not the
applicant has exhausted domestic remedies, within the meaning of
Article 26 (art. 26) of the Convention, with regard to the second set
of proceedings. However, the Commission does not regard it as
necessary to settle this question as the application as a whole is in
any way manifestly ill-founded for the following reasons.
3. The applicant complains under Article 6 para. 1 (art. 6-1)
of the Convention that the respective social courts' proceedings were
unfair and improperly conducted. He alleges in particular an
incorrect application of German law in view of the assumption that his
methods of treatment and prescription had been inefficient. He
complains that the general comparison between his prescriptions and
the average of prescriptions charged by the other panel doctors in his
local district led to incorrect and unjustified results.
The Commission recalls that, in accordance with Article 19 (art. 19)
of the Convention, its only task is to ensure the observance of the
obligations undertaken by the Parties in the Convention. In
particular, it is not competent to deal with an application alleging
that errors of law or fact have been committed by domestic courts,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention (see e.g. No. 458/59, Dec. 29.3.60, Yearbook 3 pp. 222,
236; No. 5258/71, Dec. 8.2.73, Collection 43 pp. 71, 77; No. 7987/77,
Dec. 13.12.79, D.R. 18 pp. 31, 45).
It is true that in the instant case the applicant complains under
Article 6 para. 1 (art. 6-1) of the Convention that he was unable
personally to attend the hearings before the Social Court on
15 July 1981 and that his requests for adjournment were refused.
The right to a fair hearing guaranteed by Article 6 para. 1 (art. 6-1)
of the Convention contemplates that everyone who is a party to civil
proceedings shall have a reasonable opportunity of presenting his case
to the court under conditions which do not place him under a
substantial disadvantage vis-à-vis his opponent (No. 2804/66,
Dec. 16.7.68, Collection 27 p. 61). In the instant case the applicant
was represented at the hearings before the Social Court on
15 July 1981 by his lawyer who was able properly to present the case.
The applicant has failed to show that his personal presence, in
addition to that of his lawyer, would have been relevant to the
formation of the Social Court's opinion and that, therefore, the
Court's refusal of his request to adjourn the hearings was arbitrary
and rendered the proceedings as a whole unfair (cf. No. 434/58,
Dec. 30.6.59, Collection 1 p.1).
The applicant moreover complains under Article 6 para. 1 (art. 6-1)
of the Convention that the Social Courts refused to take the further
evidence proposed by him concerning the treatment of mycosis. However,
the curtailments complained of were not only based on grounds of
inefficient treatment of mycosis and the applicant was granted a
margin by which he was allowed to exceed the average of fees and
prescriptions. In these circumstances the Court's refusal to obtain
further evidence cannot be regarded as unfair.
The applicant's submissions do not, therefore, disclose any appearance
of a violation of the rights and freedoms set out in Article 6 para. 1
(art. 6-1) of the Convention. It follows that the application is
manifestly ill-founded within the meaning of Article 27 para. 2
(art. 27-2) of the Convention.
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE
Deputy Secretary to the Commission President of the Commission
(J. RAYMOND) (C.A. NØRGAARD)
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