S. v. THE FEDERAL REPUBLIC OF GERMANY
Doc ref: 12959/87 • ECHR ID: 001-634
Document date: May 3, 1988
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AS TO THE ADMISSIBILITY OF
Application No. 12959/87
by S.
against the Federal Republic of Germany
The European Commission of Human Rights sitting in private
on 3 May 1988, the following members being present:
MM. C.A. NØRGAARD, President
J.A. FROWEIN
S. TRECHSEL
F. ERMACORA
G. SPERDUTI
E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs. G.H. THUNE
Sir Basil HALL
MM. F. MARTINEZ
C.L. ROZAKIS
Mrs. J. LIDDY
Mr. H.C. KRÜGER Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 19 May 1987 by
S. against the Federal Republic of Germany and registered on 27 May
1987 under file No. 12959/87;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a German citizen born in 1944 and living in
Bernkastel-Kues.
In 1975 the applicant was admitted to the Bar in the district
of the District Court (Amtsgericht) at Bernkastel-Kues and the Regional
Court (Landgericht) at Trier.
On 10 October 1984 the President of the Koblenz Court of
Appeal (Oberlandesgericht) as an organ of the judicial administration
revoked the applicant's admission to the Bar on the ground of mental
deficiency ( Schwäche der geistigen Kräfte). This decision was taken
in accordance with Section 14 (1) No. 4 which provides:
(1) A lawyer has to be disbarred ...
(No. 4) if due to physical defects or a weakness of
his mental capacity he is definitely unfit to exercise
the profession in a correct manner and if otherwise he
would be a danger to the administration of justice.
The decision was based on a medical expert opinion according
to which the applicant had developed a paranoic syndrome and there
were little chances to cure him. The expert opinion had been submitted
by Prof. G. in criminal proceedings against the applicant who had been
accused of having made insulting and slandering remarks.
The applicant took the matter to the Disciplinary Court for
Lawyers (Ehrengerichtshof) in Rheinland-Pfalz which dismissed his
action on 11 November 1985. The applicant lodged an appeal to the
Federal Court (Bundesgerichtshof). This remedy was rejected on
8 December 1986.
According to the findings of these courts the applicant is
notorious for his verbal aggressiveness and for insulting or defaming
adverse parties, their legal representatives, judges, public
prosecutors etc. In 1978 and 1981 he was convicted of having made
slanderous remarks (üble Nachrede) in relation to a judge and two
police officers. Several further and similar charges were no longer
determined as on 18 January 1984 the District Court at Bernkastel-Kues
acquitted the applicant on the ground that possibly he was not
responsible for the offences on account of psychic disturbances
(seelische Abartigkeit = Querulanz).
The Federal Court noted that the subject matter of the latter
criminal proceedings had been the applicant's submissions between July
1978 and October 1982 in various civil court proceedings. The applicant
had represented two creditors who had previously accepted a settlement
proposed by the debtor, a private company. The applicant argued in
these previous civil court proceedings that the settlement had been
reached by dishonest means. In this context he accused, inter alia,
the director of a bank of "fraudulent manipulations, unequalled
impudence, misuse of his position, complete failure, conspiracy,
deceit, blackmail" etc. The District Court at Bernkastel-Kues found
however that the bank director in question had acted correctly and in
the best interests both of the business firm and of its creditors.
With regard to another adverse party the applicant had inter
alia submitted that his opponent tried to reach unjustified advantages
by "malice, lies, deceit and other shabby means". He qualified the
submissions of his opponent's counsel as "juridical nonsense" which
would not turn into a bright idea just because it was produced by a
renowned law firm.
The applicant had also accused a tax adviser of "fraud, large
scale deceit of creditors committed with unequalled impudence". These
accusations were likewise found to be totally unfounded.
In connection with the last criminal proceedings against him,
the applicant had also written to the President of the Koblenz Court
of Appeal stating, inter alia, that "arbitrariness was covered by the
President, that his (the applicant's) accusation of misuse in office
had been rejected on the basis of mere assumptions and of unjustified
fictions which made it clear that the President did not act in the
interests of justice. Such practice could not be distinguished from
that of fascist or communist systems".
The Federal Court further stated that several disciplinary
proceedings had been instituted against the applicant. He had been
fined on 10 September 1979 for prohibited advertising and on 24
November 1979 for a violation of his professional duty to report to
the Bar Association in a case where he acted as trustee in bankruptcy.
Other disciplinary proceedings on account of statements made by the
applicant which were considered of insulting or defamatory character
were discontinued in view of criminal convictions relating to the same
matter or in view of the applicant's above mentioned acquittal on
account of his assumed lack or responsibility under criminal law.
The Federal Court also pointed out that the applicant
distinguished himself by lodging numerous unfounded hierarchical
complaints. Between June 1980 and February 1985 he had also lodged 18
unsuccessful constitutional complaints. In two cases he was imposed a
fine for having misused the right of petition (Missbrauchsgebühr). In
connection with these complaints he had written numerous letters to
the Federal Constitutional Court challenging judges, or accusing them
of deliberate "perversion of justice, high treason and law breaking".
Inter alia he compared the Federal Constitutional Court justice Prof.
Zeidler to the ill-famed former President Freisler of the Nazi
People's Court (Volksgerichtshof).
In view of the facts established and the further medical
expert opinions submitted in the proceedings the Federal Court agreed
with the Disciplinary Court for Lawyers in Rheinland-Pfalz that the
applicant's removal from the Bar roll was justified under Section 14(1)
No. 4 of the Federal Lawyers' Act (BRAO) because he was unfit to
exercise the profession of a lawyer constituting a danger to the
proper administration of justice on account of mental deficiency
(Schwäche der geistigen Kräfte).
The Federal Court first considered the applicant's complaint
that the administrative decision of 10 October 1984 disbarring him was
signed by the President of the Koblenz Court of Appeal who had also
been a victim of the applicant's verbal aggressions and had therefore
laid criminal charges against the applicant. It was true that from the
applicant's point of view this could raise doubts as to the
President's impartiality. The Federal Court nevertheless considered
that this circumstance was not of such importance as to affect the
validity of the decision disbarring the applicant. The Federal Court
noted in this context that the President did not have any
discretionary power in the applicant's matter as Section 14(1) No. 4
BRAO required cogently the removal of a person from the Bar roll when
the conditions set out in the provision were fulfilled.
The Federal Court pointed out that Section 14(1) No. 4 BRAO does
not require debility or mental illness (Geisteskrankheit, geistige
Schwäche) within the meaning of Section 6(1) No. 1 of the Civil Code
(BGB) or Section 20 of the Criminal Code (StGB). What mattered was
whether or not a lawyer had mental defects (geistige Mängel) of such
nature and importance that he was no longer fit to exercise his
profession in an adequate manner and without being a danger to the
proper administration of justice.
In the Federal Court's opinion the applicant's voluminous
and numerous memorials and other submissions conveyed even to a person
without medical and psychiatric qualifications the impression that his
behaviour did not correspond to the image one has of a normal lawyer.
In view of the manner, the extent and the gravity of his blunders as
compared with the underlying causes the applicant was mentally no
longer capable of exercising the profession of a lawyer in a correct
manner. This impression which could be gained from a mere reading of
the documents in the files was corroborated by the expert opinions of
Prof. G. and Prof. E. It was not refuted by the two counter-opinions
submitted by the applicant. It was true that Prof. F. saw no
indication of a mental deficiency. On the other hand Prof. M. admitted
that there existed symptoms of graphomania and escalating verbal
aggressiveness which however he considered not sufficient for a
diagnosis of a querulous mania (Querulantenwahn).
Considering that the striking off the roll of the Bar is a
very serious interference the Federal Court underligned that despite
the negative evidence already existing it tried to obtain further
expert opinion because the applicant had refused to be examined by the
experts G. and E. Therefore it was decided at the oral hearing of 26
May 1986 to obtain a further expert opinion. However, the applicant
subsequently withdrew his consent to be examined by another expert. He
even lodged a constitutional complaint against the order of 26 May
1986 (this complaint was rejected on 21 July 1986 as being
inadmissible). He also rejected a further proposal to name four
medical experts among whom the court could choose. Rather he informed
the court that he was no longer willing to undergo an examination by a
medical expert. Therefore the Federal Court could do no more than to
invite the four experts who had previously established expert
opinions to explain their opinions at an oral hearing. At the hearing
three of the experts, namely E., M. and G., had agreed that the
applicant's querulous development had to be located at the interface
between normal and abnormal behaviour and constituted a serious
personality disorder. The opinion of the expert Prof. F. did in the
Federal Court's opinion not refute the finding of the existence of a
mental deficiency. The expert did not deny that the applicant was a
querulous person. He only considered that his behaviour was not an
expression of mental illness. However, so the Federal Court
underligned again, Section 14(1) No. 4 BRAO did not require mental
illness.
Contrary to the applicant's arguments the Federal Court
considered that in view of the great number of his blunders one could
no longer consider them to be deliberate provocations caused by the
circumstances of particular situations. Rather they were the
expression of a continuous and deep rooted personality disorder. This
disorder had been caused by the permanent failure in his legal
affairs. However, even assuming that some of the cases decided against
the applicant's clients could have been judged in a different manner
there was no indication of perversion of justice on a large scale as
the applicant submitted which could have justified his behaviour.
The Federal Court consequently concluded that the applicant's
personality disorder rendered him unfit to exercise the profession of
a lawyer. A lawyer had to be able to distinguish between his own
views and the objective requirements of the law in order to evaluate
objectively the chances of success of a remedy. Guidelines for his
behaviour had to be the rule of law and the observance of realistic
objectivity. The applicant's mental disorder was such that he no
longer offered the guarantee of advising clients in an objective and
reasonable manner. This followed from his behaviour in general.
In this context the Federal Court also took into account that
the applicant had lodged numerous constitutional complaints which were
all rejected as being inadmissible.
This proved that he was no longer able to judge a legal issue
from another point of view than his own. His aggressiveness was not
limited to the pending case but led him to attack judges personally
and to insult them as law breakers or traitors. Such attitude could
not further the cause of his clients. His inaptness to exercise the
profession of a lawyer was in the Federal Court's opinion not of a
provisional character. The experts M. and G., so the Court pointed
out, considered that an amelioration of the applicant's condition
could hardly be expected although it could not be excluded. Given
that the applicant's verbal aggressiveness had developed and
intensified during the last eight years with an increasing circle of
persons affected by his defamations, such as adverse parties and their
representatives, colleagues, witnesses, judges of various courts and
the judiciary as such, it could hardly be expected that his
behaviour would improve within a foreseeable future.
Lastly, the Federal Court considered that the principle of
proportionality was not violated by the fact that the applicant was
disbarred instead of being prosecuted first by way of disciplinary
proceedings. The Federal Court considered that the outcome of
disciplinary proceedings would also have been the striking off the
roll of the Bar.
The applicant's constitutional complaint against the Federal
Court's decision of 8 December 1986 was rejected by a group of three
judges of the Federal Constitutional Court (Bunderverfassungsgericht)
on 23 March 1987 partly as being inadmissible and partly as offering
no prospects of success.
The alleged violations of Article 2 para. 2 (personality right)
and Article 103 para. 1 (right to a fair hearing) of the Basic Law
(GG) were considered to be unsubstantiated and therefore
inadmissible. The alleged violations of the right to choose one's
profession (Article 14 para. 1 GG) and of the right to freedom of
opinion and of expression (Article 5 para. 1 and para. 2 GG) were
assumed to be admissible but to be in any event clearly ill-founded.
The Federal Constitutional Court considered that the Federal Court's
interpretation of Section 14 (1) No. 4 BRAO, namely that important
mental defects of a lawyer were sufficient to disbar him, did not
violate any basic rights. The Federal Court's proposal to have the
applicant examined by a medical expert whom the Federal Court intended
to choose among four experts named by the applicant himself was
likewise not considered to be objectionable. The Federal Constitutional
Court also pointed out that the Federal Court in the decision complained
of recognised the right of a lawyer to defend his client's interests
vis-à-vis the authorities, courts, colleagues and adverse parties in a
committed and energetic manner. In these circumstances there was no
indication of a violation of the rights invoked by the applicant.
Insofar as the applicant had complained that no ex officio
counsel had been appointed for his defence the Federal Constitutional
Court stated that the applicant had not alleged that, for financial
reasons only, he had been deprived of the right to choose a defence
counsel to defend his case. Furthermore the application of Section 14
(1) No. 4 BRAO only meant that he was unfit to represent others but
not himself.
COMPLAINTS
The applicant is of the opinion that he was wrongly struck off
the roll of the Bar and that his action contesting the legality of
this measure was not decided in a fair manner. He submits, inter alia,
that the presiding judge of the Disciplinary Court for Lawyers was a
lawyer who had been involved as counsel of creditors in the civil
proceedings in which he, the applicant, was accused of having acted in
violation of his professional duties. Futhermore he submits that he
was invited at the end of September 1985 only to attend three days of
hearing in November before the Disciplinary Court.
His request for an adjournment was rejected, therefore his
counsel was unable to attend and he had to defend his case himself.
However, as he was considered to be unfit to act as a lawyer and as
his case was of a complex and difficult nature his requests for
legal aid should have been granted.
As regards the proceedings before the Federal Court he submits
that this court disregarded that he always defended clear and
unequivocal legal positions of his clients whereas courts and
authorities committed perversion of justice to his own and his clients'
detriment. He considers that contrary to the opinion of the medical
experts and without taking into account his legal arguments the Federal
Court manipulated the facts in order to arrive at a finding that he
was suffering from a personality disorder. He also complains of the
length of the proceedings and invokes Articles 3, 6 para. 1, para. 2,
8 para. 1, 9 para. 1, 10 para. 1 and 17 of the Convention and Article 1
of the First Protocol, all provisions also read in conjunction with
Article 14 of the Convention.
THE LAW
1. The applicant has complained that he was wrongly struck off
the roll of the Bar. He has also complained of the court proceedings
concerned.
With regard to the judicial decisions of which the applicant
complains, the Commission recalls that, in accordance with Article 19
of the Convention, its only task is to ensure the observance of the
obligations undertaken by the Parties in the Convention. In
particular, it is not competent to deal with an application alleging
that errors of law or fact have been committed by domestic courts,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention. The Commission refers, on this point, to its constant
case-law (see e.g. No. 458/59, Dec. 29.3.60, Yearbook 3 pp. 222, 236;
No. 5258/71, Dec. 8.2.73, Collection 43 pp. 71, 77; No. 7987/77,
Dec. 13.12.79, D.R. 18 pp. 31, 45).
It is true that in this case the applicant also complains
that he was not given a fair trial in the proceedings which he
instituted against the administrative decision disbarring him. He
submits, inter alia, that he should have been granted legal aid. He
also submits that the presiding judge of the Disciplinary Court for
lawyers was biased. In this connection he alleges a violation of
Article 6 paras. 1 and 2 (Art. 6-1, 6-2) of the Convention.
However, even assuming that Article 6 para. 2 (Art. 6-2)of the
Convention applies to the proceedings in question and that the
applicant has exhausted domestic remedies in respect of all these
particular complaints, the Commission first notes that the right to
legal aid in civil proceedings is not as such granted by Article 6
(Art. 6) of the Convention. Furthermore, the applicant has not shown
that he made a request to be granted legal aid and that such a request
was rejected in an arbitrary manner. As regards the fairness of the
proceedings in general and the impartiality of the judges, the
Commission notes that the applicant's case was carefully examined by
the Disciplinary Court for Lawyers and, in second instance, by the
Federal Court. The applicant has not substantiated his claim that any
of the judges were biased. The Federal Court heard four medical
experts and proposed to the applicant that a fifth expert opinion be
obtained from an expert who would have the possibility of examining
the applicant personally. The applicant withdrew, however, his
consent to this proposal. The Federal Court also heard the applicant
personally. In these circumstances it cannot be found that the facts
as presented by the applicant disclose any appearance of a violation
of the right to a fair trial as guaranteed by Article 6 (Art. 6) of
the Convention.
The Commission further notes that the proceedings before the
Disciplinary Court for Lawyers in Rheinland-Pfalz and subsequently
before the Federal Court lasted two years. Both courts heard medical
experts and examined the case in a very careful and extensive manner
as is evidenced by the detailed reasons stated in their decisions.
There is nothing to show that the examination of the case was in any
way unreasonably delayed. It follows that in this respect there is
likewise no appearance of a violation of the right to speedy
proceedings as guaranteed by Article 6 (Art. 6) of the Convention.
2. The applicant has also alleged violations of Articles 8, 9 and
10 (Art. 8, 9, 10) of the Convention. However, the exercise of the
rights guaranteed by these provisions may, according to their second
paragraph, be subject to such restrictions as are prescribed by law
and are necessary in a democratic society, inter alia, for the
protection of the reputation or rights of others, and, insofar as the
right to freedom of expression is concerned (Article 10 para. 1
(Art. 10-1) of the Convention), for maintaining the authoritiy and
impartiality of the judiciary.
In the present case the decision to strike the applicant off
the roll of the Bar was based on Section 14 (1) No. 4 of the Federal
Lawyers' Act (BRAO) and was thus prescribed by law.
As to the question of necessity of the interference complained
of, the Commission notes that the applicant is a member of a profession
that exercises important functions in respect of the administration of
justice. The members of this profession can and must therefore be
expected not to suffer from any personality disorder that affects the
exercise of their profession in a negative manner. Such personality
disorder was, however, found to exist in the applicant's case. The
Federal Court stated that it was evident from the files, i.e. the
applicant's submissions in various court proceedings over the years,
that his aggressive and defamatory attitude could no longer be
considered as a deliberate provocation caused by the circumstances of
particular situations. It was more the expression of a continuous and
deep-rooted personality disorder. These findings were also based on
several expert opinions. In this context it has also been noted that
the applicant declined to have himself examined by a further medical
expert.
In these circumstances the decision to strike him off the roll
of the Bar was justified as being necessary in a democratic society,
both for the protection of the rights of others and for maintaining
the authority and impartiality of the judiciary, within the meaning of
paragraph 2 (Art. 8-2, 9-2, 10-2) of the Articles in question.
3. The applicant has also invoked Article 1 of the First Protocol
(P1-1) and Articles 14 and 17 (Art. 14, 17) of the Convention. The
Commission finds, however, that his submissions in this respect
likewise do not disclose any appearance of a violation.
It follows that the application is manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
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