KAY v. THE UNITED KINGDOM
Doc ref: 13475/87 • ECHR ID: 001-1073
Document date: May 2, 1989
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AS TO THE ADMISSIBILITY OF
Application No. 13475/87
by James KAY
against the United Kingdom
The European Commission of Human Rights sitting in private on
2 May 1989, the following members being present:
MM. J.A. FROWEIN, Acting President
S. TRECHSEL
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
J. CAMPINOS
H. VANDENBERGHE
Mrs. G.H. THUNE
Sir Basil HALL
M. F. MARTINEZ
Mrs. J. LIDDY
Mr. L. LOUCAIDES
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 14 October 1987
by James KAY against the United Kingdom and registered on 10 December
1987 under file No. 13475/87;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a citizen of the United Kingdom, born in 1930
and resident in Prestwich, Scotland. In his application he is also
representing his wife and two sons, Andrew and David.
The facts of the case, as submitted by the applicant and which
may be deduced from official documents lodged with the application,
may be summarised as follows.
The applicant's son, Andrew, was a fairly normal little boy of
two years of age when he contracted pneumococcal meningitis and had to
be hospitalised in November 1975. The paediatrician treating the boy
instructed a colleague to administer 10,000 units of Penicillin
intrathecally. However instead of injecting the prescribed dose, the
colleague injected a massive overdose of 300,000 units of Penicillin.
The child fell into a coma, followed by toxic seizures. Within
minutes the doctor realised his error and took remedial action. The
child recovered. However three or four days later the applicant and
his wife noticed that he was deaf.
Andrew suffers from profound bilateral deafness and has lost
the ability to speak. He suffers from other abnormalities such as
clumsiness, excessive obesity, and most notably, a failure of normal
sexual maturation evinced by a complete retraction of his testicles
and the appearance of feminine physical traits. He also has learning
difficulties, is excitable and lacks social restraint.
In March 1976, the applicant filed a claim with the Ayrshire
and Arran Health Board, responsible for the hospital in question,
alleging that Andrew's deafness was caused by the admitted Penicillin
overdose. The Health Service Central Legal Office, representing the
Health Board, responded by letter on 17 February 1977, denying that
the deafness was caused by the overdose, attributing it rather to the
pneumococcal meningitis. The applicant filed suit against the Health
Board on 20 November 1978 and at the time had legal representation.
The Health Board admitted negligence in the administration of the
overdose, but contended that the consequences were limited to the
convulsions and hemiparesis suffered immediately following the
overdose. It denied that the overdose resulted in any residual
disability, in particular, that it had caused the deafness.
In December 1980, the Health Board lodged a tender to settle
the case for £6,000. According to the applicant, an offer by tender
is intended to protect a defendant in a civil action against undue
harassment. If the plaintiff rejects the tender and proceeds to
trial he must "beat the tender", i.e. prove damages in excess thereof,
or be held liable for all of the defendants' legal costs incurred
after the tender.
The applicant received discovery of the relevant documents.
He noted that certain vital documents were missing and that the report
of the doctor concerned had been altered by hand concerning a vital
issue in the dispute, giving the impression that the handwritten note
had been added to the report at a later date.
The applicant's solicitors advised him to accept the tender,
but the applicant felt it was an insult and rejected it.
In November 1981, the Health Board moved to have the applicant
declared an adverse influence in his son's case and to appoint a
curator ad litem to act in the best interests of the child. This
motion was granted, but later reversed on appeal in January 1982.
In March 1983 the Health Board applied to the court for a
caution for expenses which would have required the applicant to lodge
a substantial sum of money with the court as an indication of his
earnestness in pursuing the suit. This application was refused.
By spring 1984, the applicant was without legal representation
due to conflicts with his solicitors and their reluctance to pursue
his case to his satisfaction.
The trial was held in October 1984 before Lord Davidson in the
Court of Sessions, Edinburgh. Amongst the 12 witnesses heard, five
were medical experts who generally agreed that deafness is a possible
consequence of pneumococcal meningitis. It was also generally agreed
that a massive intrathecal overdose of Penicillin as administered to
Andrew could be lethal, but that it is possible to survive such an
overdose without residual effects. Penicillin was not known to have
been the cause of loss of hearing, although such results had occurred
with related drugs such as Ampicillin. A neurosurgeon testified on
the applicant's behalf that, due to the Penicillin overdose, it was
difficult to assess to what extent the disabilities were caused by the
meningitis and to what extent by the overdose. He was of the opinion
that Andrew was already showing signs of improvement before the
overdose and that, were it not for the overdose, he would have stood a
good chance of recovery without disabilities and loss of hearing. He
was also of the opinion that the Penicillin overdose could alone have
caused the damage to the auditory nerve that resulted in Andrew's
deafness. Lord Davidson found in the applicant's favour and awarded
£116,000 in damages and interest in his judgment of 1 March 1985.
In consultation with the Medical Protection Society, a private
professional insurance company, which represented the doctor concerned
and had undertaken to meet the final judgment in full, and the Health
Service Central Legal Office, the Ayrshire and Arran Health Board
appealed against Lord Davidson's judgment. On 18 December 1985, the
Inner House of the Court of Sessions allowed the appeal and reduced
the award of damages and interest to £7275. The appeal court held
that Lord Davidson's conclusion had been based on a medical theory
which he had apparently devised after the hearing, which had no basis
in the medical opinions put to him and which the defendant had had no
opportunity to challenge. It concluded that the only possible cause
of Andrew's deafness, on the basis of the whole of the medical
evidence in the case, was the pneumococcal meningitis.
The applicant's appeal to the House of Lords was rejected on
14 May 1987 when the Health Board also announced that it would not be
seeking its legal costs from the applicant. The applicant stated that
he would have to reimburse the legal aid fund for the appeal costs
which he incurred with the £7275 award.
COMPLAINTS
The applicant complains that the Ayrshire and Arran Health
Board violated his son's and his family's Convention rights as regards
missing or misleadingly amended reports, as regards intimidating
procedural tactics such as their attempt to remove the applicant from
the case as an adverse influence on his son, or the threat to the
applicant of financial ruin when they applied for a caution for their
costs, and as regards their secret dealings with the Medical
Protection Society and the Health Board Central Office.
The applicant claims that the combined action of these three
institutions formed "a gigantic attempt to prevent a fair hearing of
the case - a case where one side had all the power and all the
information denied to the victim". In this respect the applicant
invokes Articles 3, 5 para. 1, 6 para. 1, 8, 10, 17 and 50 of the
Convention. The applicant also complains that the appeal court failed
to take the aforementioned alleged abuses into account and thereby
also breached these provisions of the Convention.
THE LAW
The applicant complains of an unfair hearing in his negligence
claim against the Ayrshire and Arran Health Board in respect of his
son's deafness after treatment in one of the Board's hospitals for
pneumococcal meningitis. In particular he alleges that the Health
Board abused its power in the manner in which it defended that claim
and that the appeal courts failed to take this abuse of power into
account. He invokes various provisions of the Convention: Article 3 (Art. 3)
(the prohibition on inhuman or degrading treatment), Article 5 para. 1
(Art. 5-1) (the right to liberty and security of person), Article 6 para. 1
(the right to a fair hearing in the determination of civil rights and
obligations), Article 8 (Art. 8) (the right to respect for family life),
Article 10 (Art. 10) (freedom of expression), Article 17 (Art. 17) (the
prohibition on interpreting the Convention to authorise acts aimed at the
destruction or undue limitation of Convention rights or freedoms) and Article
50 (Art. 50), concerning the powers of the European Court of Human Rights to
award just satisfaction.
The Commission finds that only Article 6 (Art. 6) of the Convention may
be considered relevant to the applicant's complaints.
Article 6 para. 1 (ARt. 6-1) of the Convention guarantees, inter alia,
the right to a fair hearing in the determination of civil rights and
obligations. The Commission observes that the principal guarantors of
this right are the domestic courts. The Commission notes that the
procedural tactics of the Ayrshire and Arran Health Board, as
defendant to the litigation, were unsuccessful, the domestic courts
ultimately refusing to declare the applicant an adverse influence on
his son and refusing to order the applicant to pay a caution as
eventual security for the Board's legal costs. It is clear from the
case-file that, despite the applicant's difficulties as a litigant in
person much of the time, the domestic courts gave full and fair
consideration to his claims and were not unduly influenced by the
weighty battery of legal expertise used by the Health Board. In these
circumstances the Commission concludes that the applicant was afforded
a fair hearing pursuant to Article 6 para. 1 (Art. 6-1) of the Convention.
Accordingly the application is manifestly ill-founded within the
meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Commission Acting President of the Commission
(H.C. KRÜGER) (J.A. FROWEIN)