L. v. NORWAY
Doc ref: 13564/88 • ECHR ID: 001-718
Document date: June 8, 1990
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AS TO THE ADMISSIBILITY OF
Application No. 13564/88
by P.L.
against Norway
The European Commission of Human Rights sitting in private
on 8 June 1990, the following members being present:
MM. C.A. NØRGAARD, President
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H. DANELIUS
Sir Basil HALL
MM. F. MARTINEZ
C.L. ROZAKIS
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 12 November 1987
by P.L. against Norway and registered on 28 January 1988 under file
No. 13564/88;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission;
Having regard to the observations submitted by the respondent
Government on 8 December 1989 and the observations submitted in reply
by the applicant on 23 February 1990;
Having deliberated;
Decides as follows:
THE FACTS
The facts of the case, as submitted by the parties, may be
summarised as follows.
The applicant is a Norwegian citizen, born in 1942. He resides
at Trondheim, Norway. Before the Commission the applicant is
represented by Mr. Geir Hovland, a lawyer practising in Oslo, Norway.
A. The particular facts of the case
At the end of 1979 the applicant experienced problems with his
telephone and a friend of his, employed by the National Telecommunications
Company (Televerket), examined the matter and noticed that wires attached
to the applicant's telephone line at the telephone exchange centre were
leading directly to the local police station.
Due to this the applicant assumed that his telephone was being
tapped and as he could see no legal basis upon which such telephone
tapping could be carried out he submitted, on 13 December 1979, a
complaint to the Control Committee for Security and Intelligence
Service (Kontrollutvalget for overvåkings- og sikkerhetstjenesten).
On 14 January 1980 the applicant and his representative met with
the Control Committee and presented the case orally. On 16 January 1980
the Control Committee informed the applicant as follows:
(Translation)
"The Control Committee has in a subsequent meeting of the 14th
of this month examined your complaint. The Committee should
inform you as follows:
Generally speaking the Control Committee's examination of a
case as the present one includes the following:
1. The Committee should examine whether the complainant's
telephone has actually been tapped by the Police Security
Service.
2. If this is the case the Committee should examine
whether the tapping has the required basis in a decision of
the court and whether the tapping has taken place within the
limits of the decision, first and foremost as regards its
duration.
3. The court's decision cannot be challenged by the Control
Committee. But the Committee should consider whether the
surveillance of which the tapping in question is a part, falls
within the tasks of the Police Security Service according to
their instructions and ensure that it does not have its basis
in membership of a legal political organisation or a legal
political activity.
The Control Committee has examined (the applicant's) complaint
in accordance with these guidelines. The Control Committee
cannot explain the concrete circumstances regarding its
investigation in public. The Control Committee has not found
anything which can give rise to criticism of the Police Security
Service."
Not satisfied with this information the applicant instituted
proceedings against the Ministry of Justice in the Oslo City Court
(Oslo Byrett) where he requested the Court to find that the telephone
tapping was illegal. He furthermore claimed compensation amounting to a
maximum of 100,000 Norwegian crowns. By judgment of 3 April 1984 the
Oslo City Court found in favour of the Ministry of Justice and
accordingly rejected the applicant's claim for compensation. This
judgment was upheld by the Eidsivating Court of Appeal (Eidsivating
Lagmannsrett) on 1 February 1985.
The applicant appealed against the latter's judgment to the
Supreme Court (Høyesterett). In its judgment of 15 May 1987 the Supreme
Court also found in favour of the Ministry of Justice.
In its judgment judge Hellesylt, joined by the other judges,
stated inter alia:
(Translation)
"First I note that (the applicant) has tried in vain to obtain
the court transcripts, if any, of the Trondheim City Court
where the decision concerning telephone tapping should have
been taken and he has also tried in vain to call certain other
witnesses than those who were actually heard. As regards the
court transcripts and the witness who is employed by the
National Telecommunications Company the production of such
evidence is prohibited according to Section 204 of the Code of
Civil Procedure (tvistemålsloven) - the interest of national
security. The hearing of five other witnesses was rejected in
accordance with Section 189 nos. 1, 2 and 3 of the Code of
Civil Procedure since their statements either did not concern
the case or concerned circumstances which were known or
obviously had no value as evidence. ...
What makes this case special as it stands before the courts is
the fact that the material which might be available in case
(the applicant) has been the subject of telephone tapping by
the Police Security Service, cannot be made known to the
courts. Thus the courts cannot be informed whether or not
(the applicant) actually has been the subject of telephone
tapping. In case telephone tapping did take place the
circumstances which were the cause of this are not revealed,
such as the court decision. Nor is there information about
what material or what considerations were otherwise the basis
for the statement of the Control Committee that the case does
not give rise to criticism of the Police Security Service.
...
On the basis of the Act of 1915 a Royal Decree of 19 August 1960
sets out regulations concerning postal, telegram and telephone
control. According to Section 1, first paragraph a decision by
a court is required for the police to effect telephone tapping.
The decision concerning telephone tapping can only be taken when
the interest of national security requires that such surveillance
is carried out. The decision must indicate the basis for the
surveillance, its object, its purpose and its duration.
...
As regards the subsequent court control the fact is, as
already mentioned, that the material which could constitute
the basis for an independent court control is withheld from
the courts in accordance with Section 204 no. 1 of the Code of
Civil Procedure. A real examination of the lawfulness of a
possible telephone tapping is in these circumstances not
possible. Even if no law expressly prevents or limits the
courts' right to examine a case in connection with the control
of the activities of the Security Service, there will only
remain very little of the right to examine these matters. I
add that the fact that the State in the interest of national
security has the right to withhold information which
constitutes the basis for a possible decision on telephone
tapping, cannot lead to the conclusion that the court must
find for a plaintiff as regards his allegations that the
decision of surveillance is illegal unless the State proves
the opposite.
The control mechanism in regard to the individual's legal
security has accordingly been set up with regard to the
special needs for secrecy, which is considered necessary for
the Security Service to be able to function according to its
purpose. I recall in this respect: the Act of 1915 and the
supplementary regulations from 1960 have detailed and strict
requirements as regards the situations in which telephone
tapping can be carried out. Furthermore it is necessary to
obtain a decision from the court before telephone tapping can
take place. Here it will be considered whether the legal
requirements are fulfilled and the decision must indicate the
basis for the control, its object, its purpose and its duration.
Thirdly one can complain to the Control Committee for Security
and Intelligence Service which must in particular consider the
individual's rights. The Committee must report every year to
the Government about its activity. In reports to Parliament
the Government inform Parliament about the activities of the
Control Committee.
I add that similar systems are not unknown in other countries
which could naturally be compared with Norway. I mention for
example the system which is established in the Federal Republic
of Germany and which the European Court of Human Rights found
not to be in conflict with the Convention on Human Rights. I
refer in this respect to the case of Klass and others which
was decided on 6 September 1978.
(The applicant) could use and did use the possibility of
complaining which is available. In a meeting with the Control
Committee he submitted together with his lawyer his arguments
as regards illegal telephone tapping. The Control Committee
has, as appears from the Committee's answer to (the applicant),
examined the case in accordance with its mandate and the right
it has to obtain all available information. It has submitted
a statement, not accompanied by reasons, as the Committee must
do. After this I must conclude that (the applicant) has
received the examination of his complaint which he may claim
according to the rules in force. The courts have no basis
upon which they can examine the case further."
B. Domestic law and practice
The legal basis for telephone tapping is Act No. 5 of 24 June 1915
relating to control of postal and telegraphic communications and telephone
conversations. According to this Act the King in Council may issue
regulations inter alia relating to control of telephone conversations
when considered necessary in the interests of national security.
Section 1 second paragraph of the Act contains an exhaustive list of
the penal provisions which may in peacetime - subject to further
conditions - give a legal basis for implementing telephone tapping.
These provisions concern offences against the independence or security
of the State, against the Constitution or the Head of State, against a
public authority, against public order or peace, or offences which
cause public danger.
In pursuance of the Act a Royal Decree of 19 August 1960 has
been enacted which contains regulations concerning postal, telegram and
telephone control. According to Section 1 first paragraph it is for the
court to authorise telephone tapping by the police. Such a decision
can be taken when there is reasoned suspicion that the person concerned
will commit one of the offences listed in the Act, and only when interests
of national security require that such surveillance be carried out.
The decision must indicate the basis for the surveillance, its object,
its purpose and its duration.
According to a Royal Decree of 25 November 1977, Section 2,
the task of the Police Security Service is to prevent and counteract
all offences insofar as they may involve a threat to national security.
For this purpose the Police Security Service shall according to Section 4
obtain information about persons, groups and organisations which may be
suspected of planning or committing such offences. However, membership
in a legal political organisation or legal political activity cannot
in itself form a basis for obtaining and recording information.
The Control Committee for Security and Intelligence Service was
established by Royal Decree of 6 October 1972.
The Royal Decree contained the Committee's terms of reference
and appointed its three members. The instructions of the Committee are
now found in the Royal Decree of 22 January 1982. The substance of the
Committee's terms of reference was the same when the Control Committee
dealt with the applicant's complaint.
According to Section 2 of the instructions, the task of the
Control Committee is exclusively that of exercising control, especially
with regard to securing the legal safeguards for the individual. It
shall see to it that the activities of the Police Security Service and
the Military Security Service are carried out in conformity with
statutes and instructions (Section 3).
The Control Committee is composed of three members, of whom at
least one member shall have qualifications equivalent to those of a
Supreme Court Judge (Section 1). Since the establishment of the
Committee the first two chairmen (in the periods of 1972-1984 and
1984-1988, respectively) were in fact Supreme Court judges, and the
present chairman (since 1988) is a former President of the Norwegian
Bar Association. The other two members have mostly been former
parliamentarians. One member was a professor of law at the University
of Oslo. Since 15 November 1989 the Committee has been enlarged to
five members.
Under Section 4 of its instructions the Control Committee is
obliged to examine any complaint submitted by an individual or
organisation. It shall of its own motion take up any case or matter
which it deems appropriate to deal with, particularly matters which
have been the subject of public criticism.
The Committee may according to Section 3 inspect inter alia the
Police Security Service's premises, archives, registers and technical
installations which are of significance for the control. Such
inspections may take place at the central or the local level of the
Police Security Service, cf. Section 6 first paragraph. Moreover, the
Committee may demand to be provided with all information necessary to
carry out its controlling functions, and any member of the Police
Security Service may be summoned for interrogation. In practice, the
Control Committee has regularly exercised its powers in pursuance of
these provisions.
After having examined a case instituted by a complainant, the
Committee shall, according to Section 4 second paragraph, inform him as
to the outcome of the proceedings in the form of a conclusion which
does not state its reasons but which shall indicate that the complaint
either does or does not give reason for criticism of the Police Security
Service, as the case may be. When there is reason for criticism, a report
concerning the matter that has given rise to the complaint shall at the
same time be submitted to the Ministry of Justice.
The Control Committee may, according to Section 5 first
paragraph, at any time submit special reports to the Minister of Justice
as regards cases concerning the Police Security Service.
The Committee shall, according to Section 5, every year submit a
report on its activities to the Government. The annual reports have in
practice been published and included in the Government's reports to
Parliament, which at regular intervals form the basis for Parliament's
discussion of the activities of the Police Security Service. The
Governmental reports to Parliament have also included reports from the
Control Committee in pursuance of Section 4 of its instructions which
have concluded that there was reason for criticism of the Police
Security Service.
The fact that a complainant is not given the reasons for the
Control Committee's conclusion is based on an established principle
according to which the Police Security Service does not give information
as to whether a person is or has been subject to surveillance measures.
There are very few exceptions to this firmly established principle.
COMPLAINTS
The applicant has complained that the telephone tapping, which
he alleges has taken place, is a violation of Article 8 of the Convention.
He maintains that the authorities have offered no evidence to prove
that the interference with his right to respect for private and family
life, his home and his correspondence was justified for any of the
reasons set out in Article 8 para. 2 of the Convention.
Furthermore the applicant alleges a violation of Article 13 of
the Convention in that the Supreme Court declared that the courts had
no competence to look further into the matter than already done by the
Control Committee. However, the Control Committee would represent no
effective remedy as guaranteed by Article 13 of the Convention as this
Committee offered no opportunity for him to know the facts or the legal
basis for its examination.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 12 November 1987 and registered
on 28 January 1988.
The Commission decided on 2 October 1989 to bring the
application to the notice of the respondent Government and to invite
them to submit written observations on the admissibility and merits of
the application.
The Government submitted their observations on admissibility
and merits on 8 December 1989 and the applicant's observations in reply
were submitted on 23 February 1990.
THE LAW
1. The applicant has complained that his telephone has been
tapped by the police without any justification. He invokes Article 8
(Art. 8) of the Convention which reads:
"1. Everyone has the right to respect for his private
and family life, his home and his correspondence.
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public safety
or the economic well-being of the country, for the prevention
of disorder or crime, for the protection of health or morals,
or for the protection of the rights and freedoms of others."
The Commission first notes that it has never been publicly
established that the applicant's telephone was actually tapped.
However, it is not necessary for the Commission to examine this
specific question as the existence of laws and practices in Norway
which permit and establish a system for effecting secret surveillance
of his communications amounts in itself to an interference with the
exercise of the applicant's rights under Article 8 (Art. 8) of the
Convention, irrespective of any measure actually taken against him
(cf. Eur. Court H.R., Klass and others judgment of 6 September 1978,
Series A no. 28, p. 21, para. 41, and Malone judgment of 2 August
1984, Series A no. 82, p. 31, para. 64).
The issue of the present case is accordingly whether this
interference was justified under the terms of Article 8 para. 2
(Art. 8-2), i.e. whether it was in accordance with the law, had a
legitimate aim and was necessary in a democratic society for one or
more of the aims enumerated in that paragraph.
As regards the question whether the interference was in
accordance with the law the applicant has submitted that he could not
be suspected of having contravened any of the relevant provisions of
the Penal Code or other laws allowing the implementation of secret
surveillance against him. Nor were national interests at stake. In
addition the applicant maintains that the Norwegian legislation cannot
be considered to be sufficiently clear.
The Government contend that any measure of secret surveillance
fulfils the condition of being in accordance with the law since such
measure follows from an Act which is adequately accessible and has been
passed by Parliament. Furthermore they contend that the law is
sufficiently clear in its terms to give citizens an adequate indication
as to the circumstances in which, and the conditions on which, the
public authorities are empowered to resort to secret surveillance.
As regards the above issue the Commission finds the measure of
secret surveillance in Norway to be in accordance with the law within
the meaning of Article 8 para. 2 (Art. 8-2) of the Convention. The
interference results from an Act passed by Parliament, i.e. Act No. 5
of 24 June 1915 relating to control of postal and telegraphic
communications and of telephone conversations. Further regulations
are contained in the Royal Decree of 19 August 1960 and are readily
available to the public. In addition the Commission recalls that any
individual measure of surveillance has to comply with the strict
conditions and procedures laid down in the said legislation.
As regards the legitimate aim the Commission is satisfied that
the aim of the above legislation is to safeguard national security and/or
to prevent disorder or crime in pursuance of Article 8 para. 2
(Art. 8-2) of the Convention and it thus remains to consider whether
the means provided for under this legislation for the achievement of
these aims remain in all respects within the bounds of what is
necessary in a democratic society.
In this regard the applicant has pointed out that although the
decision to authorise surveillance measures must be taken by a court
this cannot be considered as being a sufficient legal safeguard. It is
the requesting authority alone which presents the facts upon which the
decision should be taken and in such circumstances a control would be
very limited. Furthermore the applicant submits that there is no duty
to notify the person concerned, even after the surveillance has taken
place. Such notification would enable a person subjected to an
interference to take legal action in order to verify whether the
measures are or were in accordance with national law and Article 8
(Art. 8) of the Convention. Such information would also give the
public the opportunity of a democratic discussion and control of the
political aspects. In view of these defects the Norwegian system of
secret surveillances cannot, in the applicant's opinion, be accepted
as being necessary in a democratic society.
The Government have submitted that the main point as regards a
system of surveillance adopted by the national authorities is whether
there exist adequate and effective guarantees against abuse. They
maintain that the initial court control and the subsequent control by
the Control Committee on the basis of the applicable legislation uphold
a proper balance between the rights of the individual and those of the
State. The Norwegian system of secret surveillance cannot therefore be
considered to go beyond what is necessary in a democratic society
within the meaning of Article 8 para. 2 (Art. 8-2) of the Convention.
The Commission recalls that according to the case-law of the
European Court of Human Rights the existence of some legislation
granting powers of secret surveillance over mail and telecommunications
must be accepted as being necessary in a democratic society and as to
the conditions under which the system of surveillance is to be operated
the domestic legislature enjoys a certain discretion (cf. notably Eur.
Court H.R., Klass and others judgment, p. 23, paras. 48-49).
The Commission must be satisfied, however, that, whatever
system of surveillance is adopted, there exist adequate and effective
guarantees against abuse. In assessing this the Commission must
examine the functioning of the system of secret surveillance established
by Norway.
In this respect the Commission notes that in Norway secret
telephone surveillance may only be ordered when this is considered to
be necessary in the interest of national security. In time of peace it
is a further condition that the person against whom the measure is
directed is suspected of having committed an offence against the
independence or security of the State, against the Constitution or the
Head of State, against a public authority, against public order or
peace, or an offence which causes public danger (cf. Section 1 of the
Act No. 5 of 24 June 1915).
As regards the implementation of the measure the initial
control is carried out by a court which decides whether the police
should be allowed to proceed to telephone surveillance. The court
examines whether all requirements have been fulfilled and its decision
shall indicate the reasons, the object, the purpose and the duration of
the surveillance (cf. the Royal Decree of 19 August 1960).
The Commission further recalls that the Government, after
consultations with Parliament, have set up an independent Control
Committee composed of three members to which complaints can be lodged,
as indeed was done by the applicant. According to its instructions
contained in the Royal Decree of 22 January 1982, which corresponds to
the rules applicable in the present case, the Control Committee shall
inform the complainant of the result of its examination in the form of
a conclusion without any grounds, but indicating that the complaint
either gives reason, or does not give reason for criticism of the
Police Security Service. In doing this the Control Committee has at
its disposal all available information concerning the concrete case.
Moreover, the Control Committee shall report annually to the Government
and may at any time inform the Government of specific cases. The
Government also inform Parliament of the activities of the Control
Committee.
When considering a system of secret telephone surveillance in
relation to the Convention, the Commission finds that a balance must be
sought between the individual's right to respect for his private life
under Article 8 para. 1 (Art. 8-1) of the Convention and the necessity
under paragraph 2 (Art. 8-2) to protect the democratic society as a
whole. The very nature and logic of secret surveillance dictate that
not only the surveillance itself but also the accompanying review
must often be effected without the individual's knowledge.
Furthermore the Commission notes that the individual is not
informed, even once surveillance has ceased, but it does not find this
to be incompatible with Article 8 (Art. 8) of the Convention
provided that the system otherwise includes satisfactory guarantees
against abuse.
As regards guarantees against abuse, the Commission recalls
that Norwegian law requires that the interference by the executive
authorities with an individual's rights in this regard must be
authorised in advance by a court which determines the conditions for
the measure, including its duration. Furthermore there is a control by
the Control Committee which may request all information to be put
before it in order to consider individual complaints. Finally the
legislation in question contains various provisions designed to reduce
the surveillance measures to an unavoidable minimum and to ensure that
the surveillance is carried out in accordance with the law.
In these circumstances and having regard to its previous
case-law in regard to similar legislation in other countries (see,
in particular, Nos. 10439/83 etc., Dec. 10.5.85, D.R. 43 p. 34,
No. 10628/83, Dec. 14.10.85, D.R. 44 p. 175 and No. 11811/85,
Dec. 8.3.88, to be published in D.R.), the Commission finds that there
are in the Norwegian system such adequate and effective guarantees
against abuse as the European Court of Human Rights has found to be
essential in any system of this kind (Klass and others judgment, p. 23,
para. 50). Consequently, there exists a proper balance between the
different interests involved and the Norwegian legislature was
justified to consider the interference resulting from its legislation
with the exercise of the right guaranteed by Article 8 para. 1
(Art. 8-1) of the Convention as being necessary in a democratic
society in the interest of national security and for the prevention of
disorder or crime.
It follows that this part of the application is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2)
of the Convention.
2. The applicant has also alleged a breach of Article 13
(Art. 13) of the Convention which reads:
"Everyone whose rights and freedoms as set forth in this
Convention are violated shall have an effective remedy before
a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.
He maintains that the ordinary courts of law have no competence
to examine a complaint concerning secret surveillance as shown by the
judgment of the Supreme Court of 15 May 1987. Furthermore he considers
that the Control Committee cannot be considered an effective remedy
within the meaning of Article 13 (Art. 13) of the Convention.
The Commission finds that, in view of the particular subject-
matter of the present case, the question of "effective remedies"
constitutes an issue to be examined in relation to Article 8
(Art. 8) of the Convention in order to assess and evaluate the
functioning of the system of secret surveillance established by
Norway. Article 13 (Art. 13) requires a remedy in domestic law only
in respect of a claim of a violation which can be regarded as
"arguable" (cf. Eur. Court H.R., Boyle and Rice judgment of 27 April
1988, Series A no. 131, p. 23, para. 52). Having found above that the
complaint under Article 8 (Art. 8) of the Convention is manifestly
ill-founded, the Commission similarly considers that the applicant's
claim of a violation of that Article cannot be regarded as "arguable"
for the purpose of Article 13 (Art. 13) of the Convention (cf. Eur.
Court H.R., Powell and Rayner judgment of 21 February 1990, Series A
no. 172, para. 33). Consequently, Article 13 (Art. 13) of the
Convention does not entitle the applicant to a remedy in domestic law
in regard to his present complaint.
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of
the Convention.
For these reasons, the Commission
DECLARES THE APPLICATION INADMISSIBLE
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)