HOFFMANN v. AUSTRIA
Doc ref: 12875/87 • ECHR ID: 001-693
Document date: July 10, 1990
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AS TO THE ADMISSIBILITY OF
Application No. 12875/87
by Ingrid HOFFMANN
against Austria
The European Commission of Human Rights sitting in private
on 10 July 1990, the following members being present:
MM. C.A. NØRGAARD, President
J.A. FROWEIN
S. TRECHSEL
F. ERMACORA
G. SPERDUTI
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
H.G. SCHERMERS
H. DANELIUS
Sir Basil HALL
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
A.V. ALMEIDA RIBEIRO
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 20 February 1987
by Ingrid HOFFMANN against Austria and registered on 15 April 1987
under file No. 12875/87;
Having regard to
- the report provided for in Rule 40 of the Rules of Procedure
of the Commission;
- the Commission's decision of 13 December 1988 to bring
the application to the notice of the respondent Government
and invite them to submit written observations on its
admissibility and merits;
- the observations submitted by the respondent Government on
14 April 1989 and the observations in reply submitted
by the applicant on 19 June 1989;
- the parties' submissions at the oral hearing on 10 July 1990;
Having deliberated;
Decides as follows:
THE FACTS
The facts agreed by the parties may be summarised as
follows:
The applicant is an Austrian citizen born in 1958 who resides
in Innsbruck. She is represented by Rechtsanwalt Dr. Reinhard
Kohlhofer of Vienna.
The applicant married in 1980. The husband was a Roman
Catholic. Two children, a boy and a girl, were born to the couple in
1980 and 1982 respectively. They were baptised as Roman Catholics.
The applicant subsequently joined the Jehovah's Witnesses. The children
did not become Jehovah's Witnesses.
In 1984 the marriage broke down. In August the applicant
left the matrimonial home together with the children. Divorce
proceedings were subsequently instituted. The divorce was finally
pronounced in June 1986.
While the divorce proceedings were still pending, both parents
applied to be granted custody of the children. The applicant claimed
that she was better qualified than her husband to care for the
children to whom she could devote her full time. The husband
allegedly did not fulfil his obligation to pay maintenance for them.
The husband, on the other hand, opposed the grant of custody to
the applicant, mainly on the ground that she was a Jehovah's Witness.
The principles of education applied by this sect were allegedly against
society (gemeinschaftsfeindlich) and intolerant. They forbade
contacts with persons of a different faith, the participation in
school prayers and even harmless festivities such as the celebration
of birthdays. They also forbade patriotic manifestations such as the
singing of the national anthem and, in particular, the son would suffer
from this as he would have to refuse both military and civil service.
Finally, there could be a danger to the life and health of the children
as the Jehovah's Witnesses objected to blood transfusions. By these
principles of education the children would be unjustifiably separated
from society, in particular, in kindergarten and later in school. The
applicant had already refused to send the boy to the kindergarten.
The youth office of the Innsbruck District Authority
(Bezirkshauptmannschaft, Abteilung Jugendfürsorge) pronounced itself
in favour of granting custodial rights to the applicant. This view
was also supported by the report of an expert on child psychology.
On 8 January 1986, the District Court (Bezirksgericht) of
Innsbruck granted the applicant's application and rejected that of
her husband. It noted that the applicant did not work and therefore
could devote much time to the children. The fact that she did not
send the boy to kindergarten was based on the consideration that he
should not leave home too early and that there were enough contacts
with other children in the neighbourhood. She planned to send him to
kindergarten in the following year. The applicant was capable of
looking after the children and caring for their education, and she
actually did so. If custody were to be given the father, who worked,
they would be looked after by his mother with whom they had good
contacts and who was capable of assuming that function and willing to
do so. The children had good relations with their father but the most
important person for them was their mother. According to the
psychological expert opinion a separation from her would be a shock
for the children.
The Court noted that the applicant had joined the Jehovah's
Witnesses some time ago and that she also tried to organise her daily
life in conformity with the principles of this religious group.
Accordingly she would refuse consent to a blood transfusion, but she
would nevertheless comply with a judicial decision ordering it. She
refused to celebrate Christmas or Easter according to the local
customs with the children, but was not opposed to the children doing
so with their father. She went to meetings of the Jehovah's Witnesses
twice a week, once in the evening and once on Sunday morning. During
the evening meetings the children were looked after by a baby-sitter,
but she took them with her for the Sunday meeting. She also made
missionary visits about once a week, without being accompanied by the
children.
While the principles of the Jehovah's Witnesses thus influenced
to a certain degree the education of the children and made their
integration in society more difficult, it had nevertheless not been
proven that they would be completely isolated from their social
environment. Other negative influences on the living circumstances
and the development of the children had not been established. The
parties disagreed on whether or not education of the children
according to the principles of the Jehovah's Witnesses would push them
to the margin of society (in eine gesellschaftliche Aussenseiter-
position gedrängt). However, the psychological expert had thoroughly
dealt with that aspect and had concluded that, despite certain
difficulties which must be expected concerning the children's
integration in kindergarten or school, serious isolation from
society had not occurred so far and was not to be feared in future.
The applicant herself had stated that she wished to prevent
isolation of her children. The children were open-minded and capable
of social contacts; they showed the signs of a harmonious
development. In conclusion the psychologist had recommended that the
mother be granted custody of the children.
The custody decision was to be based exclusively on the
interests of the children, having regard to the living conditions
of the parents and the emotional links of the children to them. In
the present case both parents were capable of caring for and
educating the children, but the father could do so only with the
assistance of his mother. Furthermore, the children had a stronger
emotional link to the applicant who had looked after them for one and
a half years. During this period the children had become accustomed to
the situation and had developed in a good and harmonious manner. A
change of the situation by the separation of the children from their
mother would expose them to a shock and would probably lead to grave
repercussions on their eventual well-being. In the case of awarding
custodial rights to the father, the children would have to be educated
mainly by their grandmother. Thus leaving them with their mother was
justified since education by one of the parents must, in principle,
be given precedence over education by grandparents.
The fact that the applicant belonged to the Jehovah's
Witnesses and thus to a religious minority was not in itself a reason
to withhold custodial rights from her. The religious denomination of
the parents was not a relevant legal criterion for the determination
of parental rights according to Section 177 of the Civil Code. In the
present case it had, nevertheless, to be examined whether the religion
of the applicant could have a negative influence on the education of
the children and on their legitimate interests. However, it had not
been established that the children would be totally isolated from
society because of their mother's religion. The fact that she would
not consent to blood transfusions was not decisive because her consent
could be replaced by a judicial decision under Section 176 of the
Civil Code. The fact that she refused to celebrate festivities such
as Easter or Christmas with the children was not decisive either
because she had expressly declared that she would not oppose the
celebration of such festivities by the children with their father.
The only relevant disadvantage of the applicant's religion for the
children thus was the fact that their education in conformity with the
principles of this religion might, to a certain degree, interfere with
their social integration. However, this was not sufficient to
conclude that the interests of the children would be so gravely
impaired that to separate them from their mother, with whom they had
close emotional links and to whom they were accustomed, was justified.
In all circumstances, it appeared to be in the best interest of the
children to award the custodial rights to the mother and not to the
father.
The appeal (Rekurs) of the applicant's husband against this
decision was rejected by the Innsbruck Regional Court (Landesgericht)
on 14 March 1986, without the applicant having been heard on that
appeal. The Regional Court noted that the appeal was essentially
based on the argument that the education of the children according to
the applicant's religion would lead to wrong social attitudes (soziale
Fehleinstellungen) and damage to the children because of unrealistic
social isolation (soziale und realitätsfremde Isolation). However,
the Jehovah's Witnesses were a religious community not outlawed in
Austria. It must be assumed that their aims were neither unlawful nor
contrary to accepted moral principles. In view of the constitutional
right to freedom of religion (Article 16 of the Basic Law on the
Rights of Citizens and Article 9 of the Convention) the applicant's
membership of this religious group could not therefore in itself
constitute a danger to the children's interests. While it was
probable that the applicant's religion would affect the children's
integration in society, the District Court had conclusively explained
why the father's objections in this respect were ultimately unfounded.
His new arguments did not justify another conclusion. It was not
necessary to obtain an expert opinion on the nature of the Jehovah's
Witnesses, in particular their alleged lack of democratic
understanding and insufficient subordination to the State. They were
a recognised religious community. Nor was a medical expert opinion on
the question of blood transfusions called for. In case of urgency,
where a judicial decision under Section 176 of the Civil Code might
come too late, the medical practitioner concerned could take a
decision based primarily on concern for the protection of life and
only subsidiarily on the religious principles of the Jehovah's
Witnesses. Finally, it was irrelevant whether or not the applicant
had acted unlawfully when taking the children with her. Unlawful
behaviour could only be relevant if it revealed a lack of aptitude for
education. This was not the case here as both children had developed
harmoniously under the care of their mother and had not suffered any
physical or mental damage from the latter's religion.
The applicant's husband lodged a further appeal (außer-
ordentlicher Revisionsrekurs) to the Supreme Court (Oberster
Gerichtshof) and the applicant was again not heard on this appeal. On
3 September 1986 the Supreme Court allowed the appeal on the ground
that the decisions of the courts below had been manifestly unlawful
(offenbare Gesetzwidrigkeit) within the meaning of Section 16 of the
Non-Contentious Proceedings Act (Ausserstreitgesetz).
The Supreme Court noted the father's submission that the
children had earlier been educated in the spirit of the Roman Catholic
Church, and that therefore their education by their mother according
to the principles of the Jehovah's Witnesses violated the provisions
of the Religious Education Act (Gesetz über die religiöse Kinder-
erziehung, Law Gazette of the German Reich, 1921 I p. 939,
re-enacted by Austrian Federal Law Gazette No. 155/1984), and also the
best interest of the children. The courts below had not examined
whether the education of the children, who uncontestably were not
Jehovah's Witnesses, according to the principles of this religious
community violated the provisions of that Act. According to Section 1
of the Act it was for the parents to agree on the religious education
of their children. The agreement could be revoked at any time. If it
no longer existed, Section 2 para. 1 stipulated that the principles of
the Civil Code concerning child care and education were applicable.
It was, however, inadmissible for one parent during the existence of
the marriage to decide without the consent of the other parent that the
child should be educated according to the principles of a different
religion from that to which both parents had belonged at the time of
marriage, or according to which the child had hitherto been educated.
The education of the applicant's children in accordance with the
principles of the Jehovah's Witnesses, a religious group which was not
a State-recognised religious community (anerkannte Religionsgesell-
schaft) and to which they did not belong, manifestly violated this
provision.
Moreover, the courts below had also disregarded the children's
best interest. The applicant's refusal of consent to blood
transfusions violated the children's interests because the invocation
of the court to replace the consent could lead to delays endangering
their life while an operation without the consent of the parent
having custody would be unlawful. The children would also be pushed
to the margin of society. These circumstances could not be disregarded
when deciding for the first time which of the parents should be given
custody. While as a rule award of the custody of small children to
the mother was justified, this was so only if the conditions
concerning both parents were equivalent. The mother had no priority
to be accorded custody. The disadvantages connected with a change of
custody were as a rule only of limited duration and had to be accepted
in the children's best interest. There was no basis in the file for
assuming that a change in the person having custodial rights would
seriously affect the children's state of mind. According to the facts
established by the courts below the father was capable of educating
the children with the assistance of his mother. The children were on
good terms both with him and their grandmother. Therefore it was only
by awarding the custodial rights to the father that the children's
best interest could be preserved.
COMPLAINTS
The applicant originally complained of violations of her
rights under Articles 9 and 14 of the Convention and under Article 2
of Protocol No. 1. In her observations in reply to the Government's
submissions she also invoked Article 8 of the Convention.
At the oral hearing on 10 July 1990 the applicant further
invoked Article 6 of the Convention concerning the unilateral conduct
of the appeal proceedings before the Regional Court and the Supreme
Court in which she was not heard.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 20 February 1987 and
registered on 15 April 1987.
On 13 December 1988, the Commission gave notice of the
application to the respondent Government inviting them, in accordance
with Rule 42 para. 2 (b) of the Rules of Procedure, to submit before
10 March 1989 observations in writing on the admissibility and merits
of the application. In addition to the provisions of the Convention
initially invoked by the applicant, the Commission also referred to
Article 8 of the Convention in this context.
Following an extension of the time limit, the Government
submitted their observations on 14 April 1989. Following an extension
of the time limit set for her reply, the applicant replied on 19
June 1989.
On 12 March 1990 the Commission decided to hold a hearing with
the parties on the admissibility and merits of the case.
On 27 June 1990 the applicant submitted a preparatory note for
the hearing and further material.
The hearing took place on 10 July 1990, the parties being
represented as follows:
- the Government by their Agent, Botschafter Dr. Helmut
Türk, Head of the International Law Department, Federal Ministry of
Foreign Affairs, who was assisted by Univ. Ass. Dr. Stefan Rosenmayr,
of the Constitutional Law Department, Federal Chancellery, and
Staatsanwältin Dr. Ulrike Kathrein, of the Federal Ministry of
Justice, Advisers;
- the applicant, who was also present herself, by
Rechtsanwalt Dr. Reinhard Kohlhofer, Vienna, as counsel, and the
following German advisers: Rechtsanwalt Armin Pikl and Rechtsanwalt
Dr. Klaus-Peter Heym, Neu-Isenburg, Rechtsanwalt Andreas Paul,
Frankfurt/Main, and Mr. Willy K. Pohl, Selters.
THE LAW
1. The applicant complains of the decision of the Austrian
Supreme Court of 3 September 1986 by which the custody of her two
children was transferred to her ex-husband on the ground that she was
a Jehovah's Witness and the education of the children according to the
principles of this belief was unlawful and contrary to the childrens'
best interest. She invokes Articles 8 (Art. 8), 9 (Art. 9) and
14 (Art. 14) of the Convention and Article 2 of Protocol No. 1 (P1-2)
to the Convention. These provisions read as follows:
Article 8 (Art. 8) of the Convention
"1. Everyone has the right to respect for his private
and family life, his home and his correspondence.
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public safety
or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and
freedoms of others."
Article 9 (Art. 9) of the Convention
"1. Everyone has the right to freedom of thought,
conscience and religion; this right includes freedom
to change his religion or belief and freedom, either
alone or in community with others and in public or
private, to manifest his religion or belief, in
worship, teaching, practice and observance.
2. Freedom to manifest one's religion or beliefs shall
be subject only to such limitations as are prescribed
by law and are necessary in a democratic society in the
interests of public safety, for the protection of
public order, health or morals, or for the protection of
the rights and freedoms of others."
Article 2 of Protocol No. 1 (P1-2) to the Convention
"No person shall be denied the right to education. In the
exercise of any functions which it assumes in relation to
education and to teaching, the State shall respect the right
of parents to ensure such education and teaching in conformity
with their own religious and philosophical convictions."
Article 14 (Art. 14) of the Convention
"The enjoyment of the rights and freedoms set forth in
this Convention shall be secured without discrimination
on any ground such as sex, race, colour, language,
religion, political or other opinion, national or social
origin, association with a national minority, property,
birth or other status."
2. The Government submit that the applicant has failed to exhaust
domestic remedies as required by Article 26 (Art. 26) of the
Convention insofar as her complaint under Article 2 of Protocol
No. 1 (P1-2) is concerned. According to the applicable provision of
the Religious Education Act the children were to be educated as Roman
Catholics. If the applicant wished to educate them as Jehovah's
Witnesses she should have made an application to the guardianship
court under Section 2 para. 3 of this Act. As she did not do so,
the domestic remedies were not exhausted in this respect.
The Commission notes, however, that the case does not concern
proceedings aimed at changing the childrens' religious education.
At the relevant time the applicant did not purport to make such a
decision, nor did she educate the children with a view to influencing
them to become Jehovah's Witnesses. Only her own religious convictions
as a Jehovah's Witness had certain repercussions on their education.
The Supreme Court considered this as sufficient to assume a violation
of the Religious Education Act and to deprive the applicant of the
custody of her children. In the custody proceedings, at issue here,
the applicant could not take any further remedies after the Supreme
Court's decision. In the earlier proceedings she had asserted her
claim that the way in which she actually educated the children was not
sufficient to refuse her custody of the children. The Commission
concludes that, with regard to the claim under Article 2 of Protocol
No. 1 (P1-2), insofar as this provision is being invoked in relation
to the custody decision, domestic remedies have been exhausted.
3. The applicant claims that the Supreme Court's decision to
refuse her custody of the children, on the ground that it was
inadmissible to educate them under the influence of religious
convictions which she held as a Jehovah's Witness, violated her right
to respect for her family life (Article 8 of the Convention),
her right to freedom of religion (Article 9 of the Convention) and her
right to ensure her children's education in conformity with her own
religious convictions (Article 2 of Protocol No. 1). The applicant
further complains that the refusal of custody was based on her
religion and therefore discriminatory (Article 14 of the Convention).
The Government deny any interference with the Convention
rights invoked by the applicant.
As regards Article 8 (Art. 8), the Government claim that the
Supreme Court only decided a private law dispute between the applicant
and her husband. Even if this could be seen as a State interference
with family life, it would be justified under Article 8 para. 2
(Art. 8-2). Following the divorce no parent could claim an absolute
right to be granted custody of the children. The decision was based
on the predominant interests of the children, and the applicant's
rights were not restricted more than necessary.
As regards Article 9 (Art. 9) the Government claim that the
Supreme Court's decision did not interfere with the exercise of the
applicant's religious freedom and even if it did, the interference
would be justified under Article 9 para. 2 (Art. 9-2) as being
necessary for the protection of the rights of others and the
protection of health.
As regards Article 2 of Protocol No. 1 (P1-2), the Government
deny an interference because the applicant's children were not in a
school or other institution required to respect the applicant's
religious convictions, and because even after the transfer of custody
the applicant had a limited right to influence the religious education
of her children.
The Government also deny the applicability of Article 14
(Art. 14) of the Convention insofar as there was no interference with
the applicant's rights under Article 8 (Art. 8) or 9 (Art. 9). In any
event they claim that the Supreme Court's decision was not
discriminatory; it was necessary to transfer the custody to only one
of the parents and the husband's rights concerning the religious
education of the children would have been similarly affected if the
custody had been granted to the applicant. The decision was based on
the children's best interest as it aimed at preventing their being
pushed to the margin of society and at protecting their health in case
of the necessity of a blood transfusion.
4. In the light of the parties' submissions, the Commission
considers that the case raises complex issues which require to be
determined as to the merits, in particular as regards the question
whether the applicant has been discriminated against, on the ground of
her religion, in the enjoyment of her right to respect for her family
life (Article 14 read in conjunction with Article 8 of the
Convention). The issues under Article 9 of the Convention and Article
2 of Protocol No. 1 (P1-2) cannot be separated from this main issue.
The application therefore cannot be rejected as being manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
5. At the oral hearing on 10 July 1990 the applicant
stated that due to the unilateral nature of the proceedings on her
husband's appeals before the Regional Court and the Supreme Court, in
which she was not heard at all, there has also been a violation of
Article 6 (Art. 6) of the Convention. She claimed that this issue had
already been raised in her first letter to the Commission of 20
February 1987.
The Commission notes, however, that in that letter the
applicant only stated that she had not been able to combat the views
adopted by the Supreme Court as to their substance, since it had
quashed the opposite decisions of the courts below and had immediately
decided on the merits, without any further proceedings ("Eine
inhaltliche Bekämpfung der vom Obersten Gerichtshof vertretenen
Auffassung war mir nicht möglich, da der Oberste Gerichtshof in der
zitierten Entscheidung die gegenteiligen Entscheidungen der
Unterinstanzen aufgehoben und sofort, ohne weiteres Verfahren,
entschieden hat"). This statement, made in the context of arguments
on exhaustion of domestic remedies, was not a separate complaint.
Therefore the Commission is not seised of an application concerning
that issue.
For these reasons, the Commission
DECLARES THE APPLICATION ADMISSIBLE,
without prejudging the merits of the case.
Secretary to the Commission President of the Commission
(H. C. KRÜGER) (C. A. NØRGAARD)
LEXI - AI Legal Assistant
