HOLM v. SWEDEN
Doc ref: 14944/89 • ECHR ID: 001-1166
Document date: October 17, 1991
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AS TO THE ADMISSIBILITY OF
Application No. 14944/89
by Bertil and Ingeborg HOLM
against Sweden
The European Commission of Human Rights sitting in private
on 17 October 1991, the following members being present:
MM. C.A. NØRGAARD, President
S. TRECHSEL
E. BUSUTTIL
G. JÖRUNDSSON
A. WEITZEL
H.G. SCHERMERS
H. DANELIUS
MM. F. MARTINEZ RUIZ
C.L. ROZAKIS
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
A.V. ALMEIDA RIBEIRO
M.P. PELLONPÄÄ
B. MARXER
Mr. H.C. KRÜGER, Secretary to the Commission
Mr. J. RAYMOND, Deputy Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 6 November 1988
by Bertil and Ingeborg HOLM against Sweden and registered on
26 April 1989;
Having regard to the report provided for in Rule 47 of the
Rules of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The first applicant is a Swedish citizen born in 1932. The
second applicant is a German citizen born in 1931. They are husband
and wife and resident at Västra Frölunda.
The facts of the case, as submitted by the applicants, may be
summarised as follows.
Particular circumstances of the case
The first applicant owns a property named Viken 6:18 and the
second applicant owns the neighbouring property Viken 6:22. Both
properties are situated in the municipality of Kungsbacka (until 1974
Onsala).
From 1964 a building plan has been in force in the area, to
the effect that the maximum building surface allowed on a property is
100 m2, 60 m2 of which may be used for the main building. Only
one-storey buildings are allowed.
On 16 August 1974 the County Administrative Board (läns-
styrelsen) of Halland issued a building prohibition under Section 110
of the 1947 Building Act (byggnadslagen, hereinafter "the 1947 Act")
pending the development of the water and sewage systems.
a. The first applicant's property Viken 6:18
The first applicant purchased the property Viken 6:18 in 1965.
In 1967 he erected a leisure house of 49 m2 and in 1971 a garage of 18
m2 on the property.
In 1973 he requested permission by the Building Committee
(byggnadsnämnden) of Onsala to construct an annex to the leisure
house. On 17 December 1973 the Building Committee asked the applicant
to complement his request with a situation plan and a sketch of the
annex, as well as an approval of the Health Care Board (hälsovårds-
nämnden). The Building Committee made no remark as to the total
building surface requested.
On 24 June 1975 the Building Committee of Kungsbacka rejected
the request, noting that it did not comply with the building plan and
having regard to Section 110 para. 2 of the 1947 Act. It noted that
the existing leisure house had a surface of 62 m2, the outhouse a
surface of 18 m2 and the proposed annex a surface of 34 m2, the total
building surface thus amounting to 114 m2.
On 3 June 1976 the first applicant's appeal was dismissed by
the County Administrative Board, noting that no appeal lay against a
Building Committee's refusal of an exemption from a building plan. Upon
a further appeal by the applicant the Administrative Court of Appeal
(kammarrätten) of Gothenburg on 21 October 1977 referred the matter to
the Government. On 17 November 1977 the Government (Ministry of
Housing) rejected the appeal.
The applicants have submitted a copy of the sketches of the
leisure house as approved by the Building Committee in 1967. According
to this document the building surface is 49 m2.
b. The neighbouring property Viken 6:16
On 18 June 1973 the owner of the property Viken 6:16, a
neighbouring property to Viken 6:22, was granted an exemption from
the building plan permitting him to extend his leisure house of
74,8 m2 by 31,2 m2 on two floors, the total building surface
amounting to 106 m2. The leisure house had been erected in 1965.
The second applicant appealed against this decision to the
County Administrative Board, alleging inter alia that the building
surface and the number of floors permitted were not compatible with
the building plan.
In its opinion to the County Administrative Board the Building
Committee of Kungsbacka objected to the appeal, stating that according
to the decision of the Building Committee of Onsala the building
surface permitted by means of the exemption amounted to only 100 m2,
the surface of the main building being 60 m2 and the surface of the
outhouse 40 m2.
On 2 September 1976 the appeal was rejected following an
inspection on the spot. The County Administrative Board found that
the building surface of the main building on the property was a
reasonably acceptable derogation from the building plan. It noted,
however, that the Building Committee should have heard the second
applicant before granting the exemption. It further found that,
although a certain justification could be found for the appeal, these
reasons were not sufficient for quashing the Building Committee's
decision. It further noted that it was for the Building Committee to
decide whether any measures should be taken because of the alleged
derogations from the building plan.
Following the second applicant's appeal the Administrative
Court of Appeal referred the matter to the Government. On
1 December 1977 the appeal was rejected.
A further appeal against the Building Committee's decision of
18 June 1973 lodged by the first applicant was rejected by the County
Administrative Board on 23 November 1977. His subsequent appeal to
the Administrative Court of Appeal was referred to the Government. On
8 February 1979 the Government rejected the appeal.
In February 1983 the applicants requested that the Building
Committee take measures to make the construction on Viken 6:16 comply
with the sketches of the house as approved in the building permit.
They submitted inter alia that the actual total building surface
amounted to 138 m2 instead of the allowed 106 m2 and that a basement
floor had been constructed, this not being in accordance with the
building permit. They further alleged that after eight years from
their first similar request the Building Committee had still not taken
any measures.
On 1 July 1983 the Building Committee approved new sketches
for the house, finding inter alia that the basement floor could be
considered a storage room. In September 1983 the second applicant
lodged an appeal against this decision and requested that she be
allowed to present the grounds for her appeal after the outcome of her
request for an exemption from the building plan, this request being
similar to the one submitted by the owner of Viken 6:16 in regard to
the building surface and the number of floors.
On 8 August 1985 the County Administrative Board rejected the
appeal, as the second applicant had not submitted any claims in the
matter. She appealed against this decision to the Administrative
Court of Appeal. She further alleged that no notice of appeal had
been enclosed with the decision.
The second applicant subsequently reported the County
Administrative Board to the Parliamentary Ombudsman (justitie-
ombudsmannen). In his decision of 4 September 1987 the Ombudsman
noted inter alia that the Building Committee in its opinion of January
1985 to the County Administrative Board had stated that the file
pertaining to the second applicant's appeal had disappeared from the
office of the Town Architect (stadsarkitekten), following which
the County Administrative Board had reconstructed the matter. The
Ombudsman strongly criticised the reconstruction, as the County
Administrative Board, before concluding that the second applicant had
no claims in the matter, had not asked her to submit a copy of her
submissions to the Board or to make new submissions.
In November 1985 the file in the case was found and sent back
to the County Administrative Board.
On 5 April 1988 the Administrative Court of Appeal dismissed
the second applicant's appeal againt the decision of 8 August 1985 as
being out of time.
On 2 December 1988 the Supreme Administrative Court
(regeringsrätten) restored the time-limit for appeal.
On 24 April 1989 the Administrative Court of Appeal, following
an inspection on the spot, rejected the second applicant's appeal
against the decision of 8 August 1985, noting inter alia that, even
assuming that derogations from the sketches and the building permit
had taken place, any further measures were statute-barred, as the work
had been carried out more than ten years ago. It further referred to
the County Administrative Board's decisions of 2 September 1976 and 23
November 1977 rejecting the applicants' respective appeals against the
exemption from the building plan.
On 16 October 1989 the Supreme Administrative Court refused
leave to appeal.
c. The second applicant's property Viken 6:22
On 30 April 1974 the second applicant purchased the neighbouring
property Viken 6:22.
On 6 May 1976 the Building Committee under Section 110 para. 2
of the 1947 Act rejected her request for an exemption from the
building prohibition for the construction of a main building of 60 m2
and a guest house of 40 m2. Her subsequent appeal to the County
Administrative Board was rejected on 15 July 1976.
On 8 February 1979 the Government quashed previous decisions
in the matter, finding that the building prohibition should not
prevent the examination of the second applicant's request for a
building permit. The Government referred to provisional guidelines
for the consideration of requests for building permits approved by the
Building Committee in May 1978 according to which the normal practice
of the Building Committee had been to grant an exemption, provided
that the proposed installations in the buildings had been approved by
the Health Care Board (hälsovårdsnämnden). The Government noted that
the second applicant had obtained such an approval already in 1975.
On 27 March 1979 the Building Committee by way of exemption
from the building prohibition granted the second applicant a permit to
erect a one-storey leisure house of 60 m2 and an outhouse of maximum
40 m2.
In April 1984 the second applicant lodged a request for a
permit for the erection of a leisure house including a ground floor of
104 m2 and a basement floor of 31 m2, referring to the building permit
granted to the owner of Viken 6:16 and claiming that the building
surface that she requested to be approved was smaller than that
approved in regard to Viken 6:16.
On 10 May 1984 the Building Committee informed the second
applicant that a building permit for the construction of a leisure
house and an outhouse with a building surface of 100 m2 in all could
be granted, provided that the sewage system on the property was
approved by the Office for Environmental and Health Protection (miljö-
och hälsoskyddskontoret).
In March 1988 the second applicant requested a decision in
advance (förhandsbesked) from the Building Committee on a new request,
including sketches similar to the ones approved for Viken 6:16, and
referring to the approval of the Office for Environmental and Health
Protection.
In its comments of 15 April 1988 the Office of the Town
Architect stated that her request did not comply with the building
plan in respect of the maximum building surface and that it should
therefore not be granted.
In her subsequent submissions to the Building Committee the
second applicant referred to the exemption granted in 1973 to the
owner of Viken 6:16, the building surface in that case amounting to
106 m2. She further referred to the revised sketches for the main
building on Viken 6:16 approved by the Building Committee in 1983,
considering the basement floor as a storage room which had been
constructed in accordance with the building plan.
On 24 May 1988 the Building Committee stated that, in view of
existing plans, it could not support the second applicant's request
for an exemption concerning construction on a total building surface
of 106 m2, thus exceeding the surface allowed in the building plan.
Relevant domestic law
A property owner's right to erect buildings on his property
was up to 1 July 1987 regulated in the 1947 Act and the 1959 Building
Ordinance (byggnadsstadgan, hereinafter "the 1959 Ordinance").
Section 1 of the 1947 Act provided that construction on a property
required a building permit, insofar as this followed from rules laid
down by the Government. Such rules were to be found in Section 54 of
the 1959 Ordinance. A permit was required for all new constructions,
except certain buildings for public use, or smaller additions to
existing residences and farms or smaller houses on such estates.
Under Section 71 para. 1 of the 1947 Act no appeal lay against
the Building Committee's refusal of an exemption from inter alia a
building plan. Under Section 110 para. 2, a County Administrative
Board could prescribe that new constructions in an area covered by a
building plan should not take place without its permission before
adequate roads, water supplies and sewage systems had been provided.
On 1 July 1987 the above legislation was replaced by the 1987
Plan and Building Act (plan- och bygglagen, hereinafter "the 1987 Act").
Under Chapter 8, Sections 1 and 19 construction of inter alia
a new building or an extension to an already existing building
requires, with certain exceptions, a permit from the Building
Committee. Under Section 11 para. 1 a permit shall be granted
provided the construction is not contrary to a detailed plan. Under
para. 5 a building permit may be granted for construction which is
only in minor contravention of a detailed plan or a property unit plan
(fastighetsplan), provided that the construction is compatible with
the purpose of the plan.
Under Chapter 13, Section 2, para. 1 and Section 4 para. 2 of
the 1987 Act a refusal to grant a building permit may be appealed
against to the County Administrative Board and henceforth to the
Administrative Court of Appeal. Section 2, para. 2 provides for an
exception as regards questions which have already been decided by way
of certain plans or a decision in advance.
COMPLAINTS
1. The applicants complain that they had no right to a review by
an independent and impartial tribunal of the lawfulness of the
Building Committee's decisions of 18 June 1973, 24 June 1975, 1 July 1983
and 24 May 1988. They allege violations of Article 6 para. 1 of the
Convention.
2. The applicants further complain that they have been
discriminated against in comparison with the owner of Viken 6:16, as
they have been refused building permits for construction, in the
second applicant's case for construction which was similar to the
one permitted on Viken 6:16; that the Building Committee has not taken
any measures against the construction on the property Viken 6:16,
although this construction contravenes the conditions set out in the
building permit and the approved sketches; and that the Building
Committee and the County Administrative Board "made documents
disappear" in order to prevent such measures from being taken. They
allege violations of Article 14 of the Convention.
3. The applicants finally complain that their right to the
peaceful enjoyment of their possessions has been violated by the
construction permitted on Viken 6:16. They complain that they have
been prevented from building on their properties and, in the second
applicant's case, even from construction similar to the one
permitted on Viken 6:16. They allege violations of Article 1 of
Protocol No. 1 to the Convention.
THE LAW
1. The applicants complain that they had no right to a review by
an independent and impartial tribunal of the lawfulness of the
Building Committee's decisions of 18 June 1973 and 1 July 1983
allowing construction on Viken 6:16, as well as of its refusals of
24 June 1975 and 24 May 1988 of an exemption from the building plan
for construction on their respective properties. They allege
violations of Article 6 para. 1 (Art. 6-1) of the Convention, which reads,
insofar as it is relevant:
"In the determination of his civil rights and obligations...,
everyone is entitled to a ... hearing ... by an independent
and impartial tribunal established by law..."
(a) Insofar as the complaint refers to the Building Committee's
decisions of 18 June 1973 and 24 June 1975 the Commission is not
required to decide whether or not the facts alleged by the applicants
disclose any appearance of a violation of the Convention, as Article
26 (Art. 26) of the Convention provides that the Commission "may only
deal with the matter ... within a period of six months from the date
on which the final decision was taken".
In the present case, the final decisions concerning the
exemption from the building plan granted to the owner of Viken 6:16
on 18 June 1973 were given by the Government on 1 December 1977 (on
the second applicant's appeal) and on 8 February 1979 (on the first
applicant's appeal). The final decision relating to the refusal of
24 June 1975 of an exemption from the building plan for construction
on Viken 6:18 was given by the Government on 17 November 1977. The
application was introduced on 6 November 1988, that is more than six
months after the above decisions. Furthermore, an examination of the
complaint does not disclose the existence of any special circumstances
which might have interrupted or suspended the running of that period.
It follows that the complaint in this respect has been
introduced out of time and must be rejected under Article 27 para. 3
(Art. 27-3) of the Convention.
(b) Insofar as the complaint refers to the Building Committee's
decision of 1 July 1983 approving new sketches for the house on Viken
6:16 the Commission observes that the second applicant had access to
the Administrative Court of Appeal of Gothenburg. The Commission
further notes that the first applicant's property was not adjacent to
Viken 6:16. He has not shown that he had a legal interest in
appealing against the Building Committee's decisions. Consequently,
he has not shown that he is a "victim" of a violation of Article 6
para. 1 (Art. 6-1) of the Convention within the meaning of Article 25
para. 1 (Art. 25-1).
It follows that the complaint in this respect is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
(c) Insofar as the complaint refers to the Building Committee's
decision of 24 May 1988, the Commission observes that that decision
could be appealed against to the County Administrative Board and then
to the Administrative Court of Appeal. Consequently, the applicants
had access to judicial review in accordance with Article 6 para. 1
(Art. 6-1) of the Convention also in this regard.
It follows that also in this respect the complaint is
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
2. The applicants allege that they have been discriminated
against in comparison with the owner of Viken 6:16, as they have been
refused building permits for construction, in the second applicant's
case for construction similar to the one permitted on Viken 6:16.
They also complain of the Building Committee not having taken any
measures against the construction on the property Viken 6:16, although
this construction contravenes the conditions set out in the building
permit and the approved sketches. They finally allege that the
Building Committee and the County Administrative Board "made documents
disappear" in order to prevent such measures from being taken. They
allege violations of Article 14 (Art. 14) of the Convention, which
reads as follows:
"The enjoyment of the rights and freedoms set forth in
this Convention shall be secured without discrimination
on any ground such as sex, race, colour, language,
religion, political or other opinion, national or social
origin, association with a national minority, property,
birth or other status."
(a) Insofar as the complaint relates to the Building Committee's
decision of 24 June 1975 refusing a building permit for further
construction on the first applicant's property Viken 6:18 as well as
to the alleged disappearance of the file pertaining to the second
applicant's appeal against the Building Committee's decision of 1 July
1983 it has been introduced out of time and must be rejected under
Article 27 para. 3 (Art. 27-3) of the Convention.
(b) Insofar as the complaint relates to the Building Committee's
decision of 24 May 1988 refusing a building permit for construction on
the second applicant's property Viken 6:22, the Commission recalls that
Article 14 (Art. 14) complements the other substantive provisions of the
Convention and the Protocols. It has no independent existence, since
it has effect solely in relation to "the enjoyment of the rights and
freedoms" safeguarded by those provisions. Although the application
of Article 14 (Art. 14) does not necessarily presuppose a breach of those
provisions - and to this extent it is autonomous -, there can be no
room for its application unless the facts at issue fall within the
ambit of one or more of the latter (see e.g. Eur. Court H.R., Inze
judgment of 28 October 1987, Series A no. 126, p. 17, para. 14, with
further references).
The Commission has examined the complaint in this respect
under Article 14 (Art. 14) of the Convention in conjunction with
Article 1 of Protocol No. 1 (P1-1) to the Convention.
For the purposes of Article 14 (Art. 14), a difference of
treatment is discriminatory if it "has no objective and reasonable
justification", that is, if it does not pursue a "legitimate aim" or
if there is not a "reasonable relationship of proportionality between
the means employed and the aim sought to be realised". The
Contracting States enjoy a certain margin of appreciation in assessing
whether and to what extent differences in otherwise similar situations
justify a different treatment in law, but it is for the Convention
organs to give the final ruling in this respect (see the
above-mentioned Inze judgment, p. 18, para. 41, with further
references).
The Commission considers that the purpose of the refusal of
the building permit - to make the construction comply with the
requirements in the building plan - was lawful and in the general
interest. Furthermore, the refusal was not disproportionate to that
purpose.
Having regard to the margin of appreciation enjoyed by the
domestic authorities and to the subject-matter, the Commission finds
no appearance of discrimination contrary to Article 14 (Art. 14) of the
Convention in conjunction with Article 1 of Protocol No. 1 (P1-1) to the
Convention.
It follows that the complaint in this respect is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
(c) The complaint concerning the Building Committee's refusal
to take measures against the construction on Viken 6:16 will be
examined below under 3 (b).
3. The applicants finally complain that their right to the
peaceful enjoyment of their possessions has been violated by the
construction permitted on Viken 6:16. They complain that they have
been prevented from building on their properties and, in the second
applicant's case, even from construction similar to the one
permitted on Viken 6:16. They allege violations of Article 1 of
Protocol No. 1 (P1-1) to the Convention which reads:
"Every natural or legal person is entitled to the peaceful
enjoyment of his possessions. No one shall be deprived of his
possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties."
(a) The Commission has first examined the applicants' complaint
relating to the Building Committee's refusals to grant them building
permits, in the first applicant's case by refusing an exemption from
the building plan as well as from the building prohibition and, in the
second applicant's case, by refusing an exemption from the building
plan. It recalls that Article 1 of Protocol No. 1 (P1-1) comprises three
distinct rules. The first rule, set out in the first sentence of the
first paragraph, is of a general nature and enunciates the principle
of peaceful enjoyment of property; the second rule, contained in the
second sentence of the same paragraph, covers deprivation of
possessions and makes it subject to certain conditions; and the third
rule, stated in the second paragraph, recognises that Contracting
States are entitled, amongst other things, to control the use of
property in accordance with the general interest. The three rules are
not "distinct" in the sense of being unconnected: the second and third
rules are concerned with particular instances of interference with the
right to peaceful enjoyment of property and should therefore be
construed in the light of the general principle enunciated in the
first rule (Eur. Court H.R., Allan Jacobsson judgment of 25 October
1989, Series A no. 163, p. 16, para. 53).
The Commission considers that the refusal to grant the
applicants building permits may be regarded as an interference with
the applicants' right to the peaceful enjoyment of their possessions
as guaranteed by Article 1 of Protocol No. 1 (P1-1). This
interference falls to be considered under the second paragraph of
Article 1 (Art. 1) as being a measure of control of the use of the
applicants' properties.
Under the second paragraph of Article 1 of Protocol No. 1
(P1-1) the Contracting States are entitled to control the use of
property in accordance with the general interest by enforcing such
laws as they deem necessary for the purpose. However, there must
exist a reasonable relationship of proportionality between the means
employed and the aim sought to be realised. In striking a fair
balance between the general interest of the community and the
requirements of the protection of the individual's fundamental rights,
the authorities enjoy a wide margin of appreciation (above Allan
Jacobsson judgment, p. 17, para. 55).
The Commission observes that the refusals of building permits
were made under the 1947 Act and the 1987 Act, respectively, and thus
had a basis in Swedish law. The Commission is therefore satisfied
that the interference was lawful.
As regards the "general interest" served by the refusals, the
Commission recalls that, in the increasingly complex and ever
developing society of today, it is indispensable that the use of land
be regulated by detailed and careful planning. It follows that States
must have instruments at hand in order to plan or regulate building
activities (Sporrong and Lönnroth v. Sweden, Comm. Report 8.10.80,
para. 111, Eur. Court H.R., Series B No. 46, p. 50). The 1947 Act and
the 1987 Act and the procedure under them are in principle measures
serving the general interest. The Commission therefore concludes that
the refusals served the general interest.
As regards the proportionality between the interference with
the applicants' property rights and the aim pursued, the Commission
notes that under Section 1 of the 1947 Act and Section 54 of the 1959
Ordinance as well as under Chapter 8, Sections 1 and 19 of the 1987
Act, respectively, anyone wishing to construct a building, with
certain exceptions, had to apply for a permit from the Building
Committee. It has not been shown that the Building Committee would
have been obliged to grant the applicants building permits. The
Commission does not find it established that the Building Committee's
refusals deprived the applicants of any unconditional right to further
construction which they had previously enjoyed (cf. above-mentioned
Allan Jacobsson judgment, p. 18, para. 60). Moreover, in 1979 the
Building Committee granted the second applicant an exemption from the
building prohibition for a building surface of 100 m2, this being the
maximum building surface which could be permitted under the building
plan. It appears that in 1984 the Building Committee again favoured
construction of such an extent by means of a renewed exemption from
the building prohibition.
In view of the wide margin of appreciation enjoyed by the
Contracting State in this area the Commission considers that, in the
circumstances of the case, the refusals of building permits were not
disproportionate to their legitimate purpose.
It follows that the complaint in this respect is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
(b) Insofar as the complaint relates to the construction permitted
on Viken 6:16 as well as to the Building Committee's failure to
take measures in order to make the owner of that property comply with
the building permit and the approved sketchings the Commission finds
no appearance of a violation of Article 1 of Protocol 1 (P1-1).
It follows that the complaint in this respect is also
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)