DOWD AND McKENNA v. THE UNITED KINGDOM
Doc ref: 21596/93 • ECHR ID: 001-1672
Document date: September 1, 1993
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FIRST CHAMBER
AS TO THE ADMISSIBILITY OF
Application No. 21596/93
by Elizabeth DOWD and Bridget McKENNA
against the United Kingdom
The European Commission of Human Rights (First Chamber) sitting
in private on 1 September 1993, the following members being present:
MM. A. WEITZEL, President
C.L. ROZAKIS
F. ERMACORA
E. BUSUTTIL
Mrs. J. LIDDY
MM. M.P. PELLONPÄÄ
G.B. REFFI
N. BRATZA
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 5 February 1993
by Elizabeth DOWD and Bridget McKENNA against the United Kingdom and
registered on 29 March 1993 under file No. 21596/93;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The first applicant is an Irish citizen born in 1914 and resident
in Kerry. The second applicant also an Irish citizen was born in 1952
and is resident in Kerry.
The applicants are represented before the Commission by Ms.
Mairin Higgins of the Irish Prisoners' Support Group.
The facts as submitted by the applicants, and as may be deduced
from the documents, may be summarised as follows.
The first applicant is the mother of and the second applicant the
sister of Brendan Dowd who was arrested in 1975 in England and
convicted of republican-associated offences for which he received 3
discretionary life sentences. He is detained as a Category A (High
Risk) prisoner.
By petition dated 19 February 1991, Brendan Dowd, who was born
in Ireland, requested that he serve his prison sentence in Northern
Ireland in order to be near his family and friends who all reside in
Ireland.
This request for transfer was refused by the Secretary of State
on 12 February 1992 on the ground that he fell outside the requisite
criteria for a transfer since he had no links with Northern Ireland and
did not intend to settle there on release.
Further petitions were made on 18 and 19 March 1992. By reply
dated 9 April 1992, the Secretary of State stated that he had fully
considered the appeal against the refusal of transfer but maintained
it considering that no compelling compassionate factors arose.
The first applicant is now 79 years old and suffers, inter alia,
from diabetes, arthritis and a leg ulcer which renders her unable to
walk without difficulty. She has received medical advice that the
journey to England to visit her son would adversely affect her health.
She continued nonetheless to visit until, after a visit in July 1991,
she was forced to accept that it was no longer possible. The first
applicant also received no financial assistance for visits which cost
approximately £500 each.
The second applicant has visited her brother in prison twice
since his arrest. She suffers from a severe form of travel sickness
which leaves her ill for days after an air or sea journey and therefore
renders her unable to visit save in the most compelling circumstances
as for example in 1981 after their father's death.
Problems with regard to visiting are exacerbated by the policy
transferring Republican prisoners regularly and without notice from
prison to prison throughout the British mainland. Brendan Dowd has been
transferred 13 times.
Relevant domestic law and practice
a) Visit entitlement
The Prison Rules 1964 (S.I. 1964/388), made by statutory
instrument under the Prison Act 1952, Sections 47 and 52, contain,
inter alia, the following provisions:
"31.(1) Special attention shall be paid to the maintenance of
such relations between a prisoner and his family as are desirable
in the best interests of both.
(2) A prisoner shall be encouraged and assisted to establish and
maintain such relations with persons and agencies outside prison
as may, in the opinion of the governor, best promote the
interests of his family and his own social rehabilitation."
"34(1) An unconvicted prisoner may ... receive as many visits as
he wishes within such limits and subject to such conditions as
the Secretary of State may direct, either generally or in a
particular case.
(2) A convicted prisoner shall be entitled -
...(b) To receive a visit once in four weeks ..."
From April 1992, the normal visit entitlement was increased to
two visits in every period of four weeks.
Accumulated Visits:
"Subject to the provisions of Orders 5A 12-18 ... convicted
inmates may be allowed to accumulate visits up to a maximum
of 12 and apply ... to be temporarily transferred to any
local prison to take their visits. Category A inmates ...
must petition for temporary transfer ... An inmate must
have accumulated at least 3 visits before he can be
transferred to take accumulated visits."
b) Temporary transfer
The Criminal Justice Act 1961 and Standing Order 5A provide that
a prisoner may apply for temporary transfer to another prison to
receive visits. These may be from a close relative or relatives who
may also be in custody. The material provision is Section 27(1) of the
Criminal Justice Act 1961 which provides that:
"The responsible minister may, on the application of a
person serving a sentence of imprisonment or detention in
any part of the United Kingdom, make an order for his
temporary transfer to another part of the United Kingdom...
and for his removal to an appropriate institution there."
c) Permanent transfer
Section 26 of the Criminal Justice Act 1961 provides inter alia:
"(1) The responsible Minister may, on the application of
a person serving a sentence of imprisonment or detention in
any part of the United Kingdom, make an order for his
transfer to another part of the United Kingdom, there to
serve the remainder of his sentence, and for his removal to
an appropriate institution [there]...
(4) Subject to the following provisions of this section, a
person transferred under this section to any part of the United
Kingdom there to serve his sentence or the remainder of his
sentence shall be treated for purposes of detention, release,
supervision, recall and otherwise as if that sentence (and any
other sentence to which he may be subject) had been an equivalent
sentence passed by a court in the place to which he is
transferred."
Revised criteria governing the transfer of prisoners to another
jurisdiction in the United Kingdom were announced, in reply to a
Parliamentary question on 23 June 1989. These provide that an inmate's
request to be transferred will, normally, be granted provided that all
the following conditions are met:
"(i) the inmate would have at least six months left to
serve in the receiving jurisdiction before his or her date
of release;
(ii) the inmate was ordinarily resident in the receiving
jurisdiction prior to the current sentence or his or her
close family currently reside there and there are
reasonable grounds for believing that it is the inmate's
firm intention to take up residence there on release; and
(iii) both departments concerned are reasonably satisfied
that the inmate will not, if transferred, disrupt or
attempt to disrupt any prison establishment or otherwise
pose an unacceptable risk to security.
It was also stated, however, that even if these criteria
were met, transfer may be refused if it is considered that
the inmate's crimes were so serious as to render him or her
undeserving of any degree of public sympathy or to make it
inappropriate that the inmate should benefit from a
substantial reduction in the time left to serve if that
would be a consequence of transfer.
Similarly, transfers may be refused if there are reasonable
grounds for believing that the inmate's primary intention
in making the application is to secure a reduction in the
time left to serve. On the other hand, an application that
does not meet these conditions may, nevertheless, be
granted where there are strong compassionate or other
compelling grounds for transfer".
d) Categorisation of prisoners
Category A prisoners are defined as those whose escape would be
highly dangerous to the public, or to the police, or to the security
of the state, no matter how unlikely that escape might be. Category
A prisoners are further classified as presenting either a standard,
high, or an exceptional escape risk. Prisoners assessed as Category
A (exceptional risk) are located in Special Security Units within
prisons. In deciding on a prisoner's categorisation, account is taken
of the nature and circumstances of the offence, details of any previous
convictions, where appropriate, the prisoner's mental state, and
reports from police, prison and other sources. The need to continue
to hold a confirmed Category A inmate in the highest security category
is reviewed at least once every 12 months on the basis of up to date
reports.
Category A prisoners are subject to certain restrictions. Their
movements within the prison are escorted and are closely monitored and
recorded. Their visitors have to be approved and their photographs
verified by the police under special arrangements known as the Approved
Visitors Scheme. They are subject to frequent cell changes. They are
not permitted to work in the prison kitchen. In addition, prisoners
in Special Security Units do not have access to prison workshops.
COMPLAINTS
The applicants complain that the refusal of a transfer is in
violation of their right to respect for their private and family life
as guaranteed by Article 8 of the Convention. They submit that
alternative prison accommodation is available in Northern Ireland and
that there is no valid reason for refusing the transfer on security
grounds.
The applicants also complain that they are discriminated against
since they and Brendan Dowd are treated differently on the basis of
political opinion contrary to Article 14 of the Convention. In this
regard, they refer to the automatic categorisation of republican
prisoners as Category A.
The applicants further submit that they have no effective remedy
as required by Article 13 of the Convention.
THE LAW
1. The applicants complain that the refusal to transfer Brendan Dowd
to a prison in Northern Ireland to facilitate visits from his family
is a violation of Article 8 (Art. 8) of the Convention.
Article 8 (Art. 8) of the Convention provides:
"1. Everyone has the right to respect for his private and
family life, his home and his correspondence.
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public
safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and
freedoms of others."
The Commission has considered whether the relationship between
the applicants and Brendan Dowd constitutes family life within the
meaning of Article 8 (Art. 8) of the Convention. It notes that the
first applicant is the mother of Brendan Dowd and that the second
applicant is his sister. The Commission recalls that it has held that
in the context of prisoners or other persons who are detained the
concept of "family life" must be given a wider scope than in other
situations:
"Prisoners generally have limited means of contact with the
outside community and of maintaining relationships with family
members. "Family life" for prisoners is inevitably restricted
to visits, correspondence and possibly other forms of
communication such as telephone calls. Emotional dependency
between, for example, parents and adult children, or siblings is
even enhanced in these circumstances. The Commission recalls in
this context that the European Prison Rules emphasise the need
to encourage these links:
'65. Every effort shall be made to ensure that the regimes of
the institutions are designed and managed so as:
(c) to sustain and strengthen those links with relatives and
the outside community that will promote the best interests of
prisoners and their families.' "
(See Nos. 18632/91, Dec. 9.12.92, and 19085/91, Dec. 9.12.92, to
be published in D.R.)
The Commission has also stated its opinion that Article 8
(Art. 8) requires the State to assist prisoners as far as possible to
create and sustain ties with people outside prison in order to
facilitate prisoners' social rehabilitation (e.g. No. 9054/80, Dec.
8.10.82, D.R. 30 p. 113 and No. 15817/89, Dec. 1.10.90, to be
published).
In light of these factors, the Commission finds that the
applicants' complaints must also be held as falling within the scope
of Article 8 para. 1 (Art. 8-1) of the Convention.
The applicants have submitted that the refusal of transfer
constitutes an interference with their right to respect for their
family life. The Commission considers however that the applicants are
arguing in effect not that the State should refrain from acting but
rather that it should take steps to implement a particular policy.
Although the essential object of Article 8 (Art. 8) is to protect the
individual against arbitrary interference by public authorities, there
may in addition be positive obligations inherent in an effective
"respect" for
family life (see e.g. Eur. Court H.R., Marckx judgment of 13 June 1979,
Series A no. 31, p. 15, para. 31). In this context, the notion of
"respect" is not clear-cut and its requirements will vary considerably
from case to case according to the practices followed and the
situations obtaining in Contracting States. In determining whether or
not such an obligation exists, regard must be had to the fair balance
which has to be struck between the general interest and the interests
of the individual (see e.g. Eur. Court H.R. Abdulaziz, Cabales and
Balkandali judgment of 28 May 1985, Series A no. 94, p. 33-34, para.
67 and the B. v France judgment of 25 March 1992, Series A no. 232-C
p. 47, para 44).
The Commission recalls that in the present case Brendan Dowd who
is from Ireland, is detained in a prison in England and that he has
requested a transfer to Northern Ireland to facilitate visits from his
family, including the first and second applicants. The Commission
notes that Brendan Dowd is serving a long term of imprisonment and that
the considerable distance involved imposes difficulties, which cannot
be said to be negligible, in utilising visit entitlements.
The Commission notes however that Brendan Dowd is lawfully
detained for serious offences committed against the background of a
terrorist campaign. He is detained as a Category A prisoner and there
is no indication that in his case this classification is arbitrary.
Any transfer therefore would arguably be highly dangerous, increasing
the risk of escape (see also Nos. 18632/91 and 19085/91, Dec. 9.12.92).
The Commission also refers to its constant case-law according to
which a prisoner has no right as such under the Convention to choose
the place of his confinement and that a separation of a detained person
from his family and the hardship resulting from it are the inevitable
consequences of detention (see e.g. No. 5229/71, Dec. 5.10.72,
Collection 42 p. 14, and No. 5712/72, Dec. 18.7.74, Collection 46 p.
112). The Commission considers that only in exceptional circumstances
will the detention of a prisoner a long way from his home or family
infringe the requirements of Article 8 (Art. 8) of the Convention (see
e.g. No. 5712/72, Dec. 18.7.74, loc. cit. and No. 7819/77, Dec. 6.5.78,
published in part, D.R. 14 p. 186).
The applicants submit that there are exceptional circumstances
in that secure alternative accommodation exists in Northern Ireland and
that there is no convincing reason which outweighs the humane
considerations in favour of transfer. The Commission finds however
that these arguments are insufficient in themselves to constitute
exceptional circumstances. It notes that Brendan Dowd is detained in
mainland United Kingdom since he was arrested and tried there in
respect of offences committed as part of an alleged terrorist campaign
there. As a prisoner, he is subject to the normal regime applicable
to his category as regards correspondence and visits.
Having regard to these circumstances, the Commission finds that
the failure on the part of the United Kingdom Government to provide
transfer arrangements to Northern Ireland discloses no lack of respect
for the applicants' family life within the meaning of Article 8
(Art. 8) of the Convention.
It follows that the complaint is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
2. The applicants also complain that they are discriminated against
contrary to Article 14 (Art. 14) of the Convention on the ground of
political opinion since Irish Republican prisoners in the United
Kingdom are treated less favourably than other prisoners as regards
transfer.
Article 14 (Art. 14) of the Convention provides:
"The enjoyment of the rights and freedoms set forth in this
Convention shall be secured without discrimination on any ground
such as sex, race, colour, language, religion, political or other
opinion, national or social origin, association with a national
minority, property, birth or other status."
The Commission notes that the applicants do not contend that
there is a blanket prohibition on transfer of Irish Republican
prisoners to Northern Ireland. Insofar as the refusal of transfer in
this case can be said to be motivated by Brendan Dowd's status as an
Irish Republican prisoner, the Commission considers that different
considerations concerning security apply to different prisoners. It
recalls that he is a Category A prisoner convicted in relation to
terrorist offences. In these circumstances, his position cannot be
considered as analogous to that of other prisoners for the purposes of
Article 14 (Art. 14) of the Convention.
It follows that this complaint is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
3. The applicants also complain under Article 13 (Art. 13) of the
Convention that they have no effective remedy before a national
authority in respect of their complaints.
Article 13 (Art. 13), however, does not require a remedy under
domestic law in respect of any alleged violation of the Convention.
It only applies if the individual can be said to have an "arguable
claim" of a violation of the Convention (Eur. Court H.R., Boyle and
Rice judgment of 27 April 1988, Series A no. 131, p. 23, para. 52).
The Commission recalls that it has found the applicants'
complaint under Article 8 (Art. 8) of the Convention manifestly ill-
founded. In these circumstances, the Commission also finds that the
applicants cannot be said to have an "arguable claim" of a violation
of the Convention.
It follows that this part of the application must also be
rejected as manifestly ill-founded within the meaning of Article 27
para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission by a majority
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (A. WEITZEL)