J.M. v. SWITZERLAND
Doc ref: 22441/93 • ECHR ID: 001-2154
Document date: May 17, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 22441/93
by J. M.
against Switzerland
The European Commission of Human Rights (Second Chamber) sitting
in private on 17 May 1995, the following members being present:
Mr. H. DANELIUS, President
Mrs. G.H. THUNE
MM. G. JÖRUNDSSON
S. TRECHSEL
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
Ms. M.-T. SCHOEPFER, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 9 June 1993 by
J. M. against Switzerland and registered on 11 August 1993 under file
No. 22441/93;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a Swiss citizen born in 1924. He is a
businessman and resides in Zurich.
The facts of the case, as submitted by the applicant may be
summarised as follows.
The particular circumstances of the case
A. Proceedings concerning the decision of the Canton of Zurich
Government of 23 October 1991 (first proceedings).
On 11 December 1991 the applicant introduced a public law appeal
(staatsrechtliche Beschwerde) with the Federal Court (Bundesgericht).
He appealed against a decision of the Canton of Zurich Government
(Regierungsrat) of 23 October 1991 by which two appeals lodged by him
against municipal zoning plans (Nutzungsplan) had been dismissed.
The applicant requested the exclusion for bias, on different
grounds, of thirty Federal Court judges. The applicant further alleged
that the remaining Federal Court judges were also biased because they
would decide against him through loyalty to their colleagues. He
requested that an extraordinary chamber should be established pursuant
to Section 26 para. 3 of the Federal Judiciary Act (Bundesgesetz über
die Organisation der Bundesrechtspflege).
On 8 January 1992 the applicant was invited to pay, pursuant to
Section 150 of the Federal Judiciary Act, advance court fees of
5,000 SFr by 7 February 1992. He was informed that if he failed to pay
the sum, his appeal would be declared inadmissible (auf Ihre
Rechtsvorkehr wird nicht eingetreten). Upon the applicant's request
the time-limit was extended until 13 March 1992.
On 13 March 1992 the applicant complained of the amount of the
advance court fees. He alleged that an appropriate amount in his case
would be 1,500 SFr. He disagreed with the Federal Court's arguments
that this sum conformed with the law in force. He informed the Federal
Court that if the amount was not reduced, he waived, pursuant to
Section 150 para. 4 of the Federal Judiciary Act, his entitlement to
a formal judgment in the matter. He claimed that his appeal should
then be struck off the list of cases by a simple order
(Abschreibungsbeschluss) implying no or minimum court fees.
By judgment of 3 November 1992 the Federal Court, consisting of
three judges challenged on the ground of having participated in earlier
proceedings involving the applicant (which concerned different subject-
matters), declared the public law appeal inadmissible pursuant to
Section 150 para. 4 of the Federal Judiciary Act. It noted that the
applicant had neither waived his claim nor paid, within the extended
time-limit, the advance court fees.
The Federal Court declared inadmissible the general request for
the exclusion of judges. The applicant was charged court fees of 1,000
SFr. The judgment was served on 10 December 1992.
B. Proceedings concerning the decision of the Administrative
Commission of the Canton of Zurich Court of Appeal of
23 October 1992 (second proceedings)
On 3 December 1992 the applicant introduced, as the chairman of
his limited company (Verwaltungsratspräsident), a public law appeal
with the Federal Court. The appeal concerned the refusal of the
Administrative Commission (Verwaltungskommission) of the Canton of
Zurich Court of Appeal (Obergericht) to exclude for bias a Zurich
District Court (Bezirksgericht) judge in proceedings concerning the
enforcement (Rechtsöffnung) of a sum owed by the limited company.
As in the first proceedings, the applicant requested the
exclusion of thirty Federal Court judges and alleged that the remaining
judges were also biased because of loyalty to their colleagues.
On 17 December 1992 the applicant was invited to pay advance
court fees of 3,000 SFr by 15 January 1993. The order was issued by
a judge who was challenged because of his participation in earlier
proceedings brought by the applicant and on the ground that the
applicant had requested, in 1990, his criminal prosecution. On
14 January 1993 the applicant challenged the order to pay the advance
court fees. He claimed, with reference to a decision of the Zurich
Landlord and Tenant Court (Mietgericht), that the Administrative
Commission was not a judicial body and that its decision challenged
before the Federal Court was null and void. He considered that under
those circumstances his public law appeal was to be approved
(gutheissen) and that it was therefore unnecessary to pay any court
fees in advance.
The applicant further informed the Federal Court that should his
request for the waiver of the advance court fees be rejected, he wished
to exhaust domestic remedies in order to introduce his case before the
European Commission of Human Rights. He expressed the opinion that the
public law appeal should then be struck off the list of cases by an
order. He also reiterated his request for the exclusion of judges.
He alleged that the judge who had issued the advance fees order was not
impartial because of his active participation in the public discussion
on Switzerland's accession to the European Economic Area.
It appears from the documents submitted that the time-limit for
payment of the advance court fees was extended on 26 January 1993.
On 23 March 1993 the Federal Court delivered a judgment by which
it declared the public law appeal inadmissible. The Court consisted
of three judges two of whom were challenged on the ground of their
previous participation in proceedings brought by the applicant which
concerned a different subject-matter. One of the judges was also
challenged on the ground that on 31 May 1990 the applicant had lodged
a request for his criminal prosecution as he had taken wrong decisions
in matters raised by the applicant. The Federal Court imposed court
fees of 1,000 SFr on the limited company of the applicant.
C. Proceedings concerning the decision of the Canton of Zurich Court
of Cassation of 1 December 1992 (third proceedings)
On 19 June 1992 the Canton of Zurich Court of Appeal confirmed
the Zurich District Court's decision not to grant a provisional
attachment of property (Arrest). The property at issue belonged to a
debtor of the limited company owned by the applicant and was valued at
21,543.70 SFr. On 1 December 1992 the Canton of Zurich Court of
Cassation (Kassationsgericht) dismissed the applicant's plea of nullity
(Nichtigkeitsbeschwerede) in respect of the Court of Appeal's decision.
On 25 January 1993 the applicant introduced, as the chairman of his
limited company, a public law appeal with the Federal Court.
The applicant requested, for various reasons, the exclusion of
all Federal Court judges.
On 27 January 1993 the applicant was invited to pay advance court
fees of 10,000 SFr by 19 February 1993. On 19 February 1993 he
requested the exclusion of the President of the Civil Law Chamber II
(Zivilabteilung) who had issued the advance court fees order. The
applicant alleged that this judge had taken wrong decisions in previous
proceedings to which the applicant was a party (which had concerned a
different subject-matter). Furthermore, this judge was allegedly
biased because he had once refused the applicant's request to authorise
the disclosure of the applicant's full name in a Federal Court judgment
published in a newspaper.
The applicant also complained that the advance court fees were
prohibitively high and requested their reduction, by an independent and
impartial judge, to a maximum of 800 SFr.
On 24 February 1993 the Federal Court reduced the advance court
fees to 2,000 SFr and extended the time-limit for their payment until
19 March 1993. The applicant was informed that his additional request
of 19 February 1993 for the President of the Civil Law Chamber II to
be excluded was of no effect (unbeachtlich).
On 18 March 1993 the applicant reiterated his request for the
President of the Civil Law Chamber II to be excluded and asked for a
further reduction of the advance court fees to 800 SFr. On
24 March 1993 the Federal Court declared the public law appeal
inadmissible. The judges who delivered the judgment were subject to
challenge because of their participation in earlier proceedings brought
by the applicant (with a different subject-matter). In addition, one
of them was challenged on the ground that the applicant had lodged a
request for his criminal prosecution in 1988. The limited company of
the applicant was charged court fees of 2,000 SFr.
The Federal Court noted that the general request for the
exclusion of all judges was inadmissible. Furthermore, the Federal
Court did not consider the reasons adduced in the request for the
exclusion of the President of the Civil Law Chamber II as a sufficient
proof of the latter's bias.
D. Proceedings concerning the decision of the Canton of Zurich
Department of the Economy of 25 February 1993 (fourth
proceedings)
On 25 February 1993 the Canton of Zurich Department of the
Economy (Direktion der Volkswirtschaft) refused to enforce an earlier
decision it had made on an official survey (Grundbuchvermessung) and
rejected the applicant's request to prevent the municipality concerned
from requiring payment of 55,509 SFr for the local zoning proceedings
(Quartierplanverfahren). On 19 March 1993 the applicant introduced an
administrative law appeal (Verwaltungsgerichtsbeschwerde) against this
decision with the Federal Court.
The applicant requested the exclusion of all Federal Court judges
elected prior to 31 October 1991 and challenged, for various reasons,
32 particular judges.
On 25 March 1993 the applicant was invited to pay advance court
fees of 2,000 SFr by 30 April 1993. On 29 April 1993 he asked for the
exclusion, on the same grounds as in the third proceedings, of the
President of the Civil Law Chamber II who had issued the advance fees
order. The applicant further requested the revocation, or, as the case
might be, an extension of the time-limit for payment of the advance
court fees. He claimed that his request for the exclusion of judges
should be examined in public proceedings to which he would be a party.
Since the applicant had neither contested the obligation to pay
the fees for the proceedings in advance nor complained of their amount,
the Federal Court considered his request for an extension of the time-
limit abusive. On 5 May 1993 the Federal Court declared the
administrative law appeal inadmissible. The President of the Civil Law
Chamber II and a judge whose criminal prosecution the applicant had
requested in 1988 participated in the delivery of the judgment. The
applicant was charged court fees of 2,000 SFr.
The Federal Court noted that, like in the previous proceedings
brought by the applicant or his limited company, the challenge of
practically all Federal Court judges for bias was abusive and
inadmissible for reasons of which the applicant had earlier been
informed.
The relevant domestic law
Pursuant to Section 150 para. 1 of the Federal Judiciary Act, a
person who calls upon the Federal Court in civil cases must, upon order
of the President, provide a security for the probable court fees.
According to para. 4 of the same Section, if the security is not
provided within the time-limit, the claim shall be declared
inadmissible.
Pursuant to Section 153 para. 2 of the Federal Judiciary Act, the
Federal Court can dispense with the court fees entirely or partially
if a case is settled by waiver (Abstandserklärung) or if it is
terminated by a friendly settlement (Vergleich).
Pursuant to Section 153a para. 1 of the Federal Judiciary Act the
fees for the proceedings are to be determined according to the value,
the volume and the complexity of the subject-matter, the way the
proceedings have been conducted and the financial situation of the
participants. Para. 2 (b) of the same Section provides for fees of
between 200 and 5,000 SFr in case of public or administrative law
appeals which do not involve pecuniary interests.
The scale of fees supplementing Section 153a of the Federal
Judiciary Act provides for the following fees when the Federal Court
does not decide as the only court:
Value of the subject-matter (SFr) Court fees (SFr)
20,000 - 50,000 1,000 - 5,000
50,000 - 100,000 1,500 - 5,000
COMPLAINTS
The applicant complains under Article 6 para. 1 of the Convention
that his right to a fair and public hearing by an impartial tribunal
was violated in the above four proceedings leading to the Federal Court
judgments of 3 November 1992, 23 and 24 March 1993 and 5 May 1993 in
that:
a) the matters were decided by biased judges in spite of the
applicant's requests for their exclusion;
b) the advance court fees were imposed on him by biased judges and
were disproportionately high;
c) the judgments were delivered despite the fact that he had waived
his claims by failure to pay the advance court fees;
d) there was no public hearing in his cases.
The applicant further alleges a violation of Article 13 of the
Convention in that he was deprived, by the above Federal Court
judgments, of an effective remedy against the alleged violations of the
Convention by different Canton of Zurich authorities.
Finally, the applicant alleges a violation of Article 14 of the
Convention in that the Federal Court delivered judgments in his cases
despite the fact that he had not paid the advance court fees. He
considers that the judgments represented a punishment. He alleges that
instead of delivering the judgments the Federal Court could have issued
orders striking off the cases (Abschreibungsverfügungen), as in cases
brought by other applicants, and charged him considerably lower fees.
THE LAW
1. The applicant alleges a violation of Article 6 para. 1
(Art. 6-1) of the Convention, which provides, so far as relevant, as
follows:
"In the determination of his civil rights and obligations ...,
everyone is entitled to a fair and public hearing ... by an
independent and impartial tribunal established by law."
The Commission does not consider it necessary to examine the
applicability of Article 6 (Art. 6) of the Convention to each of the
proceedings at issue as the application is in any event inadmissible
for the following reasons.
a) To the extent that the applicant complains of the imposition of
disproportionately high advance court fees and of participation of
biased judges in the proceedings leading to the four judgments
complained of, the Commission recalls that Article 6 para. 1
(Art. 6-1) of the Convention embodies the right to a court, of which
the right of access, that is the right to institute proceedings before
courts in civil matters, constitutes one aspect (see Eur. Court H.R.,
Philis judgment of 27 August 1991, Series A no. 209, p. 20, para. 59).
However, Article 6 para. 1 (Art. 6-1) of the Convention does not
debar Contracting States from making regulations, in the interests of
the good administration of justice, concerning the access to courts
(No. 6916/75, Dec. 8.10.76, D.R. 6 p. 107).
Furthermore, when the State regulates access to court, it must
not restrict the access to such an extent that the very essence of the
right is impaired and the limitation will not be compatible with
Article 6 para. 1 (Art. 6-1) of the Convention if it does not pursue
a legitimate aim and if there is not a reasonable relationship of
proportionality between the means employed and the aim sought to be
achieved (see, e.g., Eur. Court H.R., Fayed judgment of
21 September 1994, Series A no. 294-B, para. 65).
In the present case the applicant did not claim that he was
indigent, nor did he request legal aid. With the exception of the
second proceedings (where he considered that the payment of fees in
advance was not necessary as the cantonal decision complained of was
null and void) the applicant did not request the waiver of court fees.
Pursuant to Section 153 para 1 of the Federal Judiciary Act the
Federal Court has a margin of appreciation in deciding on court fees.
The advance fees ultimately imposed (between 2,000 and 5,000 SFr) in
no case exceeded the maximum amount (5,000 SFR) on the relevant scale
of fees.
As to the complaint of alleged bias on the part of the judges who
limited the applicant's access to court (by imposing a requirement that
he pay advance court fees and by declaring his appeals inadmissible
when he failed to do so), the Commission considers that clear evidence
of bias on the part of the authority which limits access to court could
well be a relevant consideration in determining whether a limitation
is proportionate to the aim pursued.
In the applicant's case, however, the reasons adduced for alleged
bias of the judges who limited his access to court ((i) participation
and wrong decisions in earlier proceedings with different subject-
matters; (ii) alleged fellowship among judges; (iii) the fact that the
applicant had attempted to have criminal proceedings brought against
some of the judges in the past; (iv) participation in public debate on
Switzerland's accession to the European Economic Area and (v) refusal
to authorise the disclosure of the applicant's full name in an earlier
Federal Court judgment published in a newspaper) were considered
irrelevant by the Federal Court. The Commission does not find this
position arbitrary.
In particular, reasons (i), (ii), (iv) and (v) do not give rise
to doubts as to impartiality of a judge. As to reason (iii),
participation in the proceedings by a judge who had been reasonably
suspected of criminal acts involving a litigant could give rise to
suspicions of lack of impartiality. In the present case, however, the
applicant had requested, in the past, criminal prosecution of several
judges and the request was not pursued. Thus before the domestic
authorities the applicant was not able to substantiate the facts which
lay behind the request for introduction of criminal proceedings. He
has not substantiated the claim before the Commission either, but
merely refers to the proceedings brought.
The Commission has also considered whether a judge could be
regarded as biased in view of the fact that a party to proceedings
before him has attempted to introduce criminal proceedings against that
judge. However, the Commission rejects this hypothesis. In fact, the
possibility to attempt to have criminal proceedings introduced against
a person is available to anyone without limitations. Therefore, a
party could create a reason of his or her own choice in order
tochallenge a judge whom this party would - for any reason - prefer not
to sit on his or her case. Such a situation would not be compatible
with a proper administration of justice.
In these circumstances, the Commission finds that the applicant
has not substantiated his allegation of bias and that the regulation
of his access to court (by imposition of advance court fees) was not
contrary to Article 6 para. 1 (Art. 6-1) of the Convention.
b) To the extent that the applicant complains of the absence of a
public hearing in his cases, the Commission recalls that the Federal
Court did not determine the merits of the appeals because of his
failure to pay the advance court fees.
In this respect the Commission finds that the full substantive
guarantees of Article 6 para. 1 (Art. 6-1) of the Convention -
including the right to a public hearing - do not apply to proceedings
by which, like in the present case, a person is denied access to court
in a way compatible with the provisions of Article 6 para. 1
(Art. 6-1) of the Convention.
c) The applicant also complains that the Federal Court dealt with
his cases after his failure to pay the court fees in advance. He
alleges that the cases should have been struck off the list of cases
and that no judgments should have been delivered. However, the
Commission finds that this complaint does not raise an issue under
Article 6 para. 1 (Art. 6-1) of the Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning or Article 27 para. 2 (Art. 27-2) of the
Convention.
2. The applicant further alleges a violation of Article 13
(Art. 13) of the Convention in that he was deprived, by the above
Federal Court judgments, of an effective remedy against the alleged
violations of the Convention by different Canton of Zurich authorities.
However, the requirements of Article 13 (Art. 13) of the Convention are
less strict than, and are here absorbed by, those of Article 6
(Art. 6) (see Eur. Court H.R., Kamasinski judgment of 19 December 1989,
Series A no. 168, p. 45, para. 110, with further references).
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
3. Finally, the applicant alleges a violation of Article 14
(Art. 14) of the Convention in that the Federal Court delivered
judgments in his cases despite the fact that he had not paid the
advance court fees.
However, the applicant has not shown that the Federal Court
treated his cases differently from other comparable cases. It follows
that this part of the application is also manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission unanimously
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Second Chamber President of the Second Chamber
(M.-T. SCHOEPFER) (H. DANELIUS)
LEXI - AI Legal Assistant
