A.T. v. THE UNITED KINGDOM
Doc ref: 20448/92 • ECHR ID: 001-2199
Document date: June 28, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 20448/92
by A. T.
against the United Kingdom
The European Commission of Human Rights (First Chamber) sitting
in private on 28 June 1995, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
B. CONFORTI
N. BRATZA
I. BÉKÉS
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 10 October 1991
by A. T. against the United Kingdom and registered on 6 August 1993
under file No. 20448/92;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having regard to:
- the Commission's decision of 7 September 1993 to declare the
application partly inadmissible and to communicate the remainder
to the respondent Government for observations on its
admissibility and merits;
- the Government's observations of 17 November 1993 and the
applicant's observations in reply of 30 December 1993;
- the hearing on the admissibility and merits of the application
held on 2 December 1994;
- the Government's further observations of 30 January 1995 and the
applicant's comments in reply of 30 March 1995;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a United Kingdom citizen born in 1949. He is
represented before the Commission by Mr. S. Creighton, solicitor, of
Prisoners' Advice Service, and Mr. B. Emmerson, counsel. The facts of
the case, as submitted by the parties, may be summarised as follows.
The particular facts of the case
On 3 June 1988 the applicant pleaded guilty to the manslaughter
of his mother on the grounds of diminished responsibility. The plea
was accepted. On 1 July 1988 he was sentenced at the Central Criminal
Court, London, to an indeterminate period of life imprisonment. The
Common Serjeant, sentencing, made the following remarks.
"... All the medical evidence before the Court confirms that you
were suffering from a mental illness called schizophrenia, but
as no bed was available in any suitable hospital, and I did not
have the necessary information to make a hospital order, which
was my declared intention, I accordingly postponed sentence for
twenty-eight days to see whether or not a bed could be made
available.
I am still of the opinion that the proper disposal in your case
would be by means of a hospital order, but because of the lack
of facilities - the lack of a bed - I am unable to make that
order. The only possible alternative order I can make is to
sentence you to an indeterminate period of life imprisonment.
Now that, in your case, I am confident, does not mean life, it
will mean somewhat less. How long you stay in prison depends
upon your improvement and how you behave there, but in order that
your medical condition shall be fully appreciated by staff at
hospital ... I shall invite the prison authorities to consider
whether, in the light of [... medical opinions ...] it would be
possible to transfer you to a hospital where you could receive
proper treatment for your illness."
In 1991 the applicant applied for an extension of time in which
to apply for leave to appeal against sentence. The single judge
refused and, on 29 July 1991, the full Court of Appeal also refused,
finding the approach of the trial judge to be entirely correct.
By letter of 8 June 1992 the applicant was informed that
Section 34 of the Criminal Justice Act 1991 applied to his case, and
that the "tariff" in his case, that is, his period of confinement
necessary to satisfy the requirements of retribution and deterrence,
was to expire on 8 December 1992. Section 34, which entered into force
on 1 October 1992, provides that it shall be the duty of the Secretary
of State to release prisoners to whom the Section applies in cases
where, broadly, the "tariff" has expired and the Board is satisfied
that continued confinement of the prisoner is no longer necessary. The
applicant was also told that he would be informed of the date on which
his case would be referred to the Parole Board under the new
arrangements.
The applicant was informed on 5 August 1993 that his case had
been referred to the Parole Board and would be considered by a
Discretionary Lifer Panel (DLP) on 11 or 12 January 1994. The referral
had in fact taken place on 11 January 1993. The DLP considered the
case on 12 January 1994. The applicant was informed by letter of
17 January 1994 that the DLP was not satisfied that it was no longer
necessary for the protection of the public that he be confined. The
DLP did not, therefore, direct his release. The DLP noted that the
applicant "remain[ed] vulnerable to the pressures of independent living
and [had] not developed sufficient appreciation of [the] need for
assistance from professional agencies including forensic psychological
and psychiatric services. They could not be satisfied that without
some experience of living in open conditions [his] release would not
present a risk to the public."
The DLP recommended that the applicant should be transferred
immediately to a Category D prison and that his case should be further
reviewed in not more than 12 months.
On 28 February 1994 applicant was told that he would be
transferred to a Category D prison when a suitable vacancy arose, and
that his case would be reviewed internally within the Prison Service
nine to twelve months after transfer, in order to determine the date
of his next DLP hearing. The letter continued that the date of his
next review would be decided on the basis of his performance in open
conditions and would be held no later than January 1996.
On 3 March 1995 the applicant was informed by letter that his
case had been referred back to the DLP. His next review will take
place in September 1995.
Relevant domestic law
Section 34 of the Criminal Justice Act 1991 makes provision for
the Parole Board (known, in this context, as the Discretionary Lifer
Panel) to have power to direct the Secretary of State to release
discretionary life prisoners where certain conditions are fulfilled.
The operation was discussed in a letter of 14 November 1994 from the
Prison Service to the applicant's representative:
"... Referral of cases to the Board
Section 34 (5) of the 1991 Act enables a discretionary life
prisoner to require the Secretary of State to refer his case to
the Board after he has served the relevant part of his sentence
and every two years thereafter beginning with the disposal of
that reference.
In practice, it is never necessary for a prisoner to invoke this
provision because, as a matter of policy, the Secretary of State
refers a case to the Board on, or shortly after, expiry of the
relevant part. The DLP hearing then follows some 23 weeks (see
the next paragraph) later. (In certain very exceptional cases
where the prisoner has made rapid and impressive progress and has
already been adequately and successfully tested in open
conditions before expiry of the relevant part, the Secretary of
State may exercise his discretion to refer such cases to the
Board before expiry so that the hearing may be held on or shortly
after the relevant part expires.)
The significance of the 23 week period is that this is the time
generally required for the timetable of events leading up to a
DLP hearing. ...
For any second and subsequent reviews, the case is referred to
the Board some 81 weeks following the previous hearing (ie 104
weeks minus 23 weeks), thus enabling that hearing to take place
on the second anniversary of the disposal of the previous
reference.
Timing of subsequent reviews
In some cases, the DLP may recommend to the Secretary of State
that the next review should be held before the period of two
years has elapsed. The Panel might specify that this should be
an internal review by the Prison Service; a DLP review under
Section 34 of the Act; or simply an early review, leaving the
precise form of the review open. It is for the Secretary of
State to decide whether or not to accept such a recommendation
and the type of review which should take place."
COMPLAINTS
The applicant initially alleged a violation of Articles 3 and 8
of the Convention which the Commission declared inadmissible on
7 September 1993.
The applicant also alleges that, after conviction, he was wrongly
diagnosed schizophrenic and that a life sentence should therefore not
have been imposed. He alleges a violation of Article 5 para. 4 of the
Convention in that there exists no court which will consider the merits
of his appeal against what he calls the baseless medical evidence
presented at trial.
In the application as pursued by his representatives, the
applicant alleges a violation of Article 5 para. 4 of the Convention
in two further respects. First, he alleges that the period of thirteen
months from expiry of his "tariff" to his initial hearing before the
DLP in January 1994 did not comply with the requirement of that
provision that a decision on lawfulness should be taken "speedily".
Secondly, he alleges that the same provision was violated because his
second review will only take place in September 1995. In this
connection, he considers that the period of 24 months between reviews
envisaged by Section 34 of the Criminal Justice Act is itself
excessive. He alleges that the fact that Secretary of State did not
follow the DLP's recommendation for a further review in 12 months is
clear indication of the excessive delay in this review.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 10 October 1991 and registered
on 6 August 1993.
On 7 September 1993 the Commission declared the application
partly inadmissible and communicated the remainder to the respondent
Government for observations on its admissibility and merits.
The Government's written observations were submitted on
17 November 1993 and the applicant's observations in reply on
30 December 1993.
On 31 August 1994, the Commission decided to hold a oral hearing.
At the oral hearing, which was held on 2 December 1994, the
parties were represented as follows:
For the Government:
Ms. S. J. Dickson, Agent of the Government
Mr. N. Garnham, Counsel
Mr. H. Carter, Adviser
Mr. J. Page, Adviser
For the applicant:
Mr. B. Emmerson, Counsel
Mr. S. Creighton, Solicitor
After the hearing, the Commission decided to request the
Government to submit further written observations.
On 7 December 1994 the Commission granted the applicant legal
aid.
The Government's further observations were submitted on
30 January 1995 after an extension of the time-limit fixed for that
purpose. The applicant replied on 31 March 1995, also after an
extension of the time-limit.
THE LAW
The applicant alleges a violation of Article 5 para. 4
(Art. 5-4) of the Convention which provides as follows.
"4. Everyone who is deprived of his liberty by arrest or
detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court
and his release ordered if the detention is not lawful."
The Commission notes, first, that the applicant's initial
complaint was that he was not able to have a review of the decision of
the court which convicted him concerning his mental condition, a
decision which, he alleges, was wrong. However, in the context of
Article 5 para. 4 (Art. 5-4) of the Convention, the proceedings at
issue are those which decide on the lawfulness of the applicant's
continuing detention. The decisions of the trial court may fall to be
considered in the context of Article 6 (Art. 6) of the Convention, or
in the context of Article 5 in connection with the applicant's
detention under Article 5 para. 1 (Art. 5+5-1) of the Convention. The
applicant would, however, be prevented from raising questions
concerning the sentence imposed by virtue of the six months' rule in
Article 26 (Art. 26) of the Convention, and the lawfulness of his
detention under Article 5 para. 1 (Art. 5-1) has not been put in issue
in the present case. The Commission therefore interprets the
application as being limited to questions arising in connection with
the Discretionary Lifer Panel.
The applicant alleges a violation of Article 5 para. 4 (Art. 5-4)
of the Convention in connection with the proceedings before the DLP in
two respects. First, he considers that his initial hearing was not
provided "speedily", and secondly he considers that the second hearing,
which will take place in September 1995, will not have been provided
"speedily".
The Government consider that the applicant has not exhausted
domestic remedies in several respects. In connection with the period
up to his first DLP hearing on 12 January 1994, they note that he did
not "require" the Secretary of State to refer the case to the DLP after
the tariff expired and before the case was referred, and consider that
he could have applied for judicial review of delay in respect of the
listing of the case, or in respect of delay in the hearing of the case
once it had been listed. In connection with the period which will
culminate with his second hearing, in September 1995, they consider
that he could challenge any failure on the part of the Secretary of
State to follow the recommendation of the DLP that the applicant's case
should be reviewed in one year, again by way of judicial review. The
Government refer to the general principles of judicial review (as
summarised, for example, in Eur. Court H.R., Vilvarajah and others
judgment of 30 October 1991, Series A no. 215, pp. 30,31, paras.
90,91), and in particular to the case of Phansopkar (R. v. Secretary
of State for the Home Department ex parte Phansopkar, [1976] 1 Q.B.
606), where the Court of Appeal granted judicial review of a decision
by the Home Secretary not to certify a patrial as such "out of turn".
The Commission notes that the applicant did not, himself,
"require" a review on the expiry of his tariff in December 1992. He
had, however, been informed that his case would be referred to the DLP
under the new arrangements, and so in the context of what is
effectively a system of automatic review, it is not surprising that he
did not take any steps to require a review. In any event, the
applicant's failure to apply for a review can only be relevant in the
period of one month from 8 December 1992 to 11 January 1993, which is
the date when the applicant's case was referred to the DLP, even though
the applicant was only informed of this fact later.
In connection with the remaining arguments as to exhaustion of
domestic remedies, the only case submitted in which judicial review has
been used to challenge delay by the executive is the case of
Phansopkar, and that case concerned the question whether it was proper
to treat persons with a right of abode in the United Kingdom (but who
needed a certificate to exercise the right) in the same way as persons
who had no right of abode and were applying for the same certificate.
The Home Secretary considered that the two classes should be dealt with
together; the Court of Appeal considered that giving persons in the
former class a certificate would not amount to "queue-jumping" as the
position of the two classes was different.
In the present case, an application for judicial review would
have been alleging that the priorities set by the Home Secretary for
putting the cases of discretionary life prisoners were irrational or
otherwise "Wednesbury unreasonable" or (in the case of the failure to
grant a review within 12 months, as recommended by the DLP in
January 1994) that the statutory period of two years between reviews
was itself excessively long or that the Secretary of State had acted
unreasonably in not following the recommendation. The Commission
considers that insuperable barriers were in the way of any such
application: there is no indication that the priorities set up by the
Home Secretary were in any way unreasonable; it is not possible to
challenge the provisions of a statute by way of judicial review; and
as the recommendation by the DLP was not a clear recommendation for
review by it, but could also have been a reference to an internal
review by the Prison Service - as indicated by the letter of
14 November 1994 to the applicant - judicial review could not have
provided the applicant with an effective remedy within the meaning of
Article 26 (Art. 26) of the Convention. Even if the DLP intended to
recommend that it should carry out the review, there is to suggest
that, in a context in which reviews are only statutorily required every
two years, the refusal of the Secretary of State to follow the
recommendation could have been successfully challenged as irrational.
The Commission notes in this respect that the Government have not cited
any case comparable to the present case where such a challenge has
succeeded. The case of Phansopkar, which dealt with the question of
two different classes of applicant is not relevant in the present case,
as here, there was only one category of discretionary life prisoner and
the question was how to establish priorities as between them. The
applicant would indeed have been attempting to "queue-jump" if he had
brought an application.
The Commission therefore finds that the applicant has not failed
to exhaust domestic remedies.
In connection with the merits of the case, the applicant
considers that both the delay in having his first hearing before the
DLP on the introduction of the new system, and the subsequent delay
between his first and his second DLP hearings, are excessive.
As to the first period, the applicant considers it possible that
the period began with his sentence in July 1988, but he puts the
beginning at 8 December 1992, when his tariff expired, at the latest.
He does not agree that the introduction of the DLP system necessarily
involved delay, although he accepts that the priorities which were
applied in dealing with existing life prisoners were reasonable in
themselves. Mere lack of resources does not, in his view, justify a
13 month delay in bringing before a court - for the first time - the
case of a person whose detention may no longer be justified.
As to the second period, the applicant points out that it is now
clear that he will not receive his second review before the DLP before
September 1995, and that there will therefore have been a period of
19 months between his first and his second reviews. He perceives the
problem of delay in this respect as flowing from the statutory period
of 24 months between reviews: recalling that when sentencing the
applicant the Common Serjeant of London would have made a hospital
order for the applicant had a bed been available, he compares the
position with that of a person who is subject to a hospital order with
a restriction order, who would be entitled to review by the Mental
Health Review Tribunal every 12 months.
As to the first period, the Government point to the large amount
of work which had to be done before the DLPs could operate, from
providing the statutory framework to creating procedures and staff for
a body which would, in an initial phase, have to consider the cases of
all 600 discretionary life prisoners. They consider that the backlog
was precisely of the temporary nature referred to by the European Court
of Human Rights in the case of Zimmermann and Steiner (Eur. Court H.R.,
judgment of 13 July 1983, Series A no. 66), in the context of civil
cases. They consider that in ensuring that the first DLP hearings
could be held in early October 1992, and the applicant's case in
January 1994, they acted diligently and speedily.
As to the second period, the Government point out that the
question of risk assessment is a different matter from the assessment
of mental health undertaken by the Mental Health Review Tribunal, in
that risk assessment is a matter requiring prolonged assessment by
professional and non-professional staff in a variety of circumstances.
In any event, they state that the applicant has consistently denied
suffering from mental illness, and there appears now to be general
agreement that he is not now (if he ever was) suffering from
schizophrenia. Accordingly, they see no reason to treat him in the
same way as a person subject to a hospital order with a restriction
order. They consider that the two year interval between reviews is
reasonable as such. They also underline that the Secretary of State
in the majority of cases (78% in 1994) follows recommendations of the
DLP that a subsequent review should take place in less than two years.
The Commission finds that the present complaints involve complex
issues of law under the Convention, the determination of which must be
reserved to an examination of the merits.
The remainder of the application cannot therefore be declared
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention. No other ground for declaring it
inadmissible has been established.
For these reasons, the Commission, unanimously,
DECLARES THE REMAINDER OF THE APPLICATION ADMISSIBLE,
without prejudging the merits of the case.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)