K.L. v. FINLAND
Doc ref: 21581/93 • ECHR ID: 001-2260
Document date: September 6, 1995
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AS TO THE ADMISSIBILITY OF
Application No. 21581/93
by K.L.
against Finland
The European Commission of Human Rights (First Chamber) sitting
in private on 6 September 1995, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
G. RESS
A. PERENIC
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 24 November 1991
by K.L. against Finland and registered on 25 March 1993 under file
No. 21581/93;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a Finnish citizen, born in 1948 and resident at
Lahti. He is a salesman by profession.
Particular circumstances of the case
Between 1963 and 1989 the applicant was convicted on 28 occasions
of, inter alia, illegal possession of firearms. On 27 February 1991 he
was arrested on suspicion of attempted manslaughter. Upon his arrest
he admitted to having fired shots with a serial firearm near two other
persons, K.L. and R.L. Some of these shots had hit K.L.
On 2 March 1991 the applicant was detained on remand pending
trial. After a hearing, where the applicant was assisted by counsel,
the City Court (raastuvanoikeus, rådstuvurätten) of Lahti noted that
the applicant had previously been convicted a number of times of
illegal possession of firearms and that one witness had not yet been
heard in the pre-trial investigation. Having regard to his previous
behaviour, the City Court therefore considered that there was a risk
that the applicant might influence the witnesses.
The applicant was charged with, inter alia, attempted
manslaughter, suspected of having shot at K.L. from behind in
connection with a fight between the victim and R.L. He was also charged
with having unlawfully threatened P.B. at gunpoint after this person
had begun to follow him when he had been leaving the scene of the
crime.
At a hearing before the City Court on 19 March 1991 the applicant
disputed, inter alia, the charges for attempted manslaughter. He
admitted, however, to having caused K.L. bodily injury by negligence,
since he had fired shots during the fight. These shots had allegedly
not been fired directly at K.L., since the applicant's intention by the
firing had been to stop the fight.
Before the City Court the victim K.L. stated that, "had the
applicant wished to kill him, he would have succeeded". In these
circumstances K.L. personally pressed charges only for aggravated
assault.
Also certain other witnesses were heard before the City Court.
The applicant, assisted by counsel, disputed the credibility of certain
witness statements, alleging that they were inconsistent with one
another.
The City Court ordered the suspension of the hearing until
2 April 1991 in order to hear further witnesses. It also prolonged the
applicant's detention on remand. A prolongation had been requested by
the prosecution, referring, inter alia, to further charges against the
applicant which were under preparation and which concerned the same
type of offence committed with firearms. The prosecution had also
referred to the risk that the applicant might, if released, influence
the future witnesses. The applicant had objected to his further
detention, since the pre-trial investigation had been completed, since
there was no risk that he would flee, as he was permanently resident
in Lahti. Nor was there any risk that he would commit any further
offence, since all his firearms had been seized.
Having heard certain further witnesses the City Court, on
2 April 1991, convicted the applicant of, inter alia, attempted
manslaughter. The City Court in essence relied on the prosecution's
description of the shooting incident and the unlawful threat against
P.B. The City Court considered, inter alia, that "since P.B. had only
moments earlier seen the applicant fire shots", he had had a legitimate
reason to fear for his own life. The applicant was sentenced to three
years and eight months' imprisonment.
The applicant, represented by counsel, appealed against his
conviction and sentence to the Court of Appeal (hovioikeus, hovrätten)
of Kouvola. He did not withdraw his confession to having caused bodily
harm by negligence. He nevertheless requested an oral hearing "for the
purpose of obtaining a re-evaluation of the evidence". Annexed to the
appeal were copies of several letters which the applicant had written
to his counsel after his conviction and placement in a prison. In one
of these letters the applicant stated that he had "surprisingly found
an eye witness, who [was] willing to testify in the case". This
purported witness was said to have seen at least from where and in
which direction the first shots had been fired. In the applicant's case
the Court of Appeal also received a statement written by the purported
witness himself, A.L., according to which he would be willing to
testify in the applicant's case, if need be.
On 11 July 1991 the Court of Appeal rejected the applicant's
request for a re-hearing, considering that the facts had already been
established.
The applicant, represented by counsel, requested leave to appeal
to the Supreme Court (korkein oikeus, högsta domstolen), arguing in
essence that he should have been convicted merely of having caused
bodily injury by negligence and not of attempted manslaughter. In the
request, as lodged by counsel, no request for a re-hearing was made.
Annexed to counsel's submission was the applicant's own "request for
leave to appeal" in which he, in addition to what had been stated by
counsel, requested that the case be referred back to the City Court "or
otherwise heard orally". He referred to the new purported eye witness
A.L.
On 12 November 1991 the Supreme Court refused leave to appeal.
As a result the applicant's sentence acquired legal force and he
started serving his sentence.
On 17 June 1992 the Court of Appeal rejected the applicant's
request to obtain a copy of the memorandum of the Referendary in so far
as it concerned the Court's deliberations in camera. His appeal in this
respect was rejected by the Supreme Court on 5 October 1992.
On 5 April 1993 the Supreme Court rejected the applicant's
request for a re-opening of the criminal proceedings for the purpose
of, inter alia, hearing the purported witness A.L.
Relevant domestic law
1. Remedy against detention on remand
According to the 1987 Coercive Criminal Investigation Means Act
appeal against a decision in a detention matter. It is nevertheless
possible to challenge the detention by lodging a special appeal
(kantelu, klagan) with the competent court. This appeal is provided for
by section 27 of the 1987 Act.
2. Right to a re-hearing before a court of appeal
A court of appeal may, if it considers it necessary, hold an oral
hearing in a case in which an appeal against the judgment of the court
of the first instance has been lodged. Such a judgment cannot, as
regards the charges brought against an accused, be amended by a court
of appeal following a re-evaluation of the evidence without a re-
hearing having been held, unless the sentence imposed by a court of
appeal amounts only to fines or unless a re-hearing would clearly be
unnecessary. In the last-mentioned assessment special regard shall be
had to the interests of the accused (chapter 26, sections 7 and 8 of
the Code of Judicial Procedure (Oikeudenkäymiskaari, Rättegångs Balk).
Also the Supreme Court may, if necessary, hold an oral hearing in a
case in which an appeal against the judgment of a court of appeal has
been lodged (chapter 30, section 20).
A court of the first instance may only exceptionally rely on a
statement of a private character which has been written for the purpose
of being invoked as evidence in pending or future court proceedings.
If such a statement is invoked before an appellate court and this court
finds that it should be taken into account, it shall order that the
author of the statement be heard as witness in the case either before
itself or before a lower court (chapter 17, section 11, subsection 2
of the Code of Judicial Procedure).
3. The confidential nature of records of court deliberations
According to the 1951 Act on the Publicity of Official Documents
(laki 83/51 yleisten asiakirjain julkisuudesta; lag 83/51 om allmänna
handlingars offentlighet; "the 1951 Act") official documents are, in
principle, public (section 1). Such documents include, inter alia,
documents drawn up and issued by an authority. A party to court
proceedings may, however, be refused access to a record of a court's
deliberations in camera (section 19, subsection 4; cf. chapter 1,
section 7 of the Code of Judicial Procedure).
COMPLAINTS
1. The applicant complains that no sufficient grounds existed for
his detention on remand. He submits that there was no reasonable
suspicion that he committed the offences under examination in the
relevant pre-trial investigation. Nor could his detention reasonably
have been considered necessary for the purpose of preventing him from
committing an offence. Moreover, when prolonging his detention on
remand on 19 March 1991, the City Court allegedly had regard to a
further indictment concerning him which was under preparation. The
applicant submits that no charges were ever brought in that case. He
invokes Article 5 para. 1 (a) and (c) of the Convention.
2. The applicant furthermore complains that the criminal proceedings
were unfair and amounted to inhuman treatment. He claims to be innocent
and alleges that the main reason for his conviction was his background
of previous criminality. In any case, he should have been convicted of
a lesser offence than that of attempted manslaughter.
The applicant alleges, in particular, that the pre-trial
investigation was conducted in a partial manner. He also complains that
he was not allowed to hear witness A.L. before the higher courts. He
submits that the Finnish reservation to Article 6 as regards the right
to a re-hearing on appeal does not answer this aspect of his complaint,
since the Court of Appeal or the Supreme Court could, instead of
holding a hearing itself, have referred his case back to the City Court
for the purpose of hearing A.L.
In respect of the above complaint as a whole the applicant
invokes Article 3 and Article 6 para. 3 (b), (c) and (d) and Articles
13 and 14 of the Convention as well as Article 4 of Protocol No. 7 of
the Convention.
3. The applicant finally complains that he was not allowed access
to that part of the memorandum of the Referendary of the Court of
Appeal which concerned the Court's deliberations in camera. He invokes
no particular provision of the Convention in this respect.
THE LAW
1. The applicant complains that no sufficient grounds existed for
his detention on remand. He invokes Article 5 para. 1 (a) and (c)
(Art. 5-1-a, 5-1-c) of the Convention.
The Commission has examined this complaint under Article 5
para. 1 (c) (Art. 5-1-c) which, in so far as it is relevant, reads as
follows:
"Everyone has the right to liberty and security of person.
No one shall be deprived of his liberty save in the
following cases and in accordance with a procedure
prescribed by law:
...
c. the lawful arrest or detention of a person effected
for the purpose of bringing him before the competent legal
authority on reasonable suspicion of having committed an
offence or when it is reasonably considered necessary to
prevent his committing an offence or fleeing after having
done so; ..."
The Commission recalls that under Article 26 (Art. 26) of the
Convention it may only deal with an application, inter alia, after all
domestic remedies have been exhausted, according to the generally
recognised rules of international law. It finds no indication that the
applicant challenged his detention on remand by lodging an appeal
pursuant to section 27 of the 1987 Coercive Criminal Investigation
Means Act. For the reasons below, however, the Commission need not
determine whether such an appeal constitutes a remedy which the
applicant should have used in order to comply with the requirements of
Article 26 (Art. 26) of the Convention.
The Commission is satisfied that the applicant's detention on
remand was "lawful", "in accordance with a procedure prescribed by law"
and effected in order to bring him before a "competent legal
authority". It remains to be considered whether his detention was based
on one of the grounds prescribed by Article 5 para. 1 (c) (Art. 5-1-c).
The Commission has first examined whether it was grounded on a
"reasonable suspicion" that the applicant had committed an offence. It
recalls that having a "reasonable suspicion" presupposes the existence
of facts and information which would satisfy an objective observer that
the person concerned may have committed the offence. What may be
regarded as "reasonable" will, however, depend upon all the
circumstances (e.g., Eur. Court H.R., Fox, Campbell and Hartley
judgment of 30 August 1990, Series A no. 182, pp. 16-17, para. 32).
The Commission observes that on his arrest the applicant
confessed to having fired shots near the victim K.L. In view of this
confession and the other evidence obtained at the time when his
detention on remand was ordered and subsequently prolonged, the
Commission finds that his detention on remand was based on a
"reasonable suspicion" that he had committed an offence. In these
circumstances the Commission need not determine whether the applicant's
detention on remand was also based on one or both of the other grounds
prescribed in Article 5 para. 1 (c) (Art. 5-1-c). Accordingly, there
is no appearance of a violation of that provision.
It follows that this complaint must be rejected as being
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
2. The applicant furthermore complains that the criminal proceedings
were unfair and amounted to inhuman treatment. He claims to be innocent
and alleges that the main reason for his conviction was his background
of previous criminality. In any case, he should have been convicted of
a lesser offence than that of attempted manslaughter.
The applicant alleges, in particular, that the pre-trial
investigation was conducted in a partial manner. He also complains that
he was not allowed to hear witness A.L. before the higher courts. His
submits that the Finnish reservation to Article 6 (Art. 6) as regards
the right to a re-hearing on appeal does not answer this aspect of his
complaint, since the Court of Appeal or the Supreme Court could,
instead of holding a hearing itself, have referred his case back to the
City Court for the purpose of hearing A.L.
In respect of the above complaint as a whole the applicant
invokes Article 3 (Art. 3) and Article 6 para. 3 (b), (c) and (d) and
Articles 13 and 14 (Art. 6-3-b, 6-3-c, 6-3-d, 13, 14) of the Convention
as well as Article 4 of Protocol No. 7 (P7-4) of the Convention.
The Commission has primarily examined this complaint under
Article 6 paras. 1 and 3 (Art. 6-1, 6-3) of the Convention which, in
so far as they are relevant, read as follows:
"1. In the determination of ... any criminal charge
against him, everyone is entitled to a fair and public
hearing ... by [a] tribunal ...
3. Everyone charged with a criminal offence has the
following minimum rights:
...
b. to have adequate time and facilities for the
preparation of his defence;
c. to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when
the interests of justice so require;
d. to examine or have examined witnesses against
him and to obtain the attendance and examination of
witnesses on his behalf under the same conditions as
witnesses against him; ..."
As the requirements of Article 6 para. 3 (Art. 6-3) represent
particular aspects of the right to a fair trial guaranteed in Article
6 para. 1 (Art. 6-1), the Commission has examined the application from
the point of view of these two provisions taken together (e.g., Eur.
Court H.R., Lüdi judgment of 15 June 1992, Series A no. 238, p. 20,
para. 43).
The Commission has first examined whether the fact that the
applicant was unable to have the purported witness A.L. examined before
a court discloses an appearance of a violation of his right to a fair
trial within the meaning of Article 6 paras. 1 and 3 (d)
(Art. 6-1, 6-3-d). It notes Finland's reservation to Article 6
(Art. 6) which reads, in so far as relevant, as follows:
"For the time being, Finland cannot guarantee a right to an
oral hearing in so far as the current Finnish laws do not
provide such a right. This applies to:
1. proceedings before the Courts of Appeal [and] the
Supreme Court ... in accordance with chapter 26, sections
7 and 8 as well as chapter 30, section 20 of the Code of
Judicial Procedure ..."
The Commission observes that under chapter 26, section 8 of the
Code of Judicial Procedure a judgment of a court of a lower instance
as regards the charges brought against an accused cannot be amended
following a re-evaluation of the evidence without a re-hearing having
been held, unless the sentence imposed by a court of appeal amounts
only to fines or unless a re-hearing would clearly be unnecessary. In
the applicant's case his conviction was not amended on appeal and his
sentence was reduced. Under Finnish law he was thus not entitled to a
hearing before the Court of Appeal.
The Commission observes, however, that the Court of Appeal could,
in principle, have referred the applicant's case back to the City Court
for the purpose of hearing witness A.L. The question arises whether,
even if, as in the applicant's case, the conditions for refusing a
re-hearing on appeal were met, this fact and the Finnish reservation
in themselves answer the applicant's complaint that the proceedings
were unfair in that he was unable to have witness A.L. examined before
any court. For the reasons below, these questions, including the
relevance of the Finnish reservation in the circumstances of the
present case, need not be answered.
The Commission recalls that the manner of application of
Article 6 (Art. 6) to proceedings before appellate courts depends on
the special features of the proceedings involved. Account must be taken
of the entirety of the proceedings in the domestic legal order and of
the role of the appellate court therein (cf., e.g., Eur. Court H.R.,
Jan-Ã…ke Andersson and Fejde judgments of 29 October 1991, Series A
nos. 212-B and 212-C, pp. 43-44, para. 22, and p. 67, para. 26,
respectively). Even where a higher court has jurisdiction to review a
case both as to its facts and as to law, Article 6 (Art. 6) does not
always require a right to a "re-hearing" irrespective of the nature of
the issue to be decided (cf., e.g., the above-mentioned Fejde judgment,
pp. 68-69, para. 31). In the Commission's view similar considerations
apply in respect of the "right" of an accused to have his case referred
back to the court of the first instance for the purpose of having a
fresh witness examined at an oral hearing.
The Commission furthermore recalls that Article 6 (Art. 6) of the
Convention does not apply to the leave to appeal proceedings as such
before the Finnish Supreme Court (e.g., No. 19823/92, Dec. 9.2.93,
unpublished). For the purposes of the present complaint the Commission
will nevertheless consider the proceedings as a whole, thereby
including those which took place before the Supreme Court.
The Commission notes that the Finnish courts of appeal are, in
principle, competent to review a case both as regards its facts and the
applicable law. The same is true as regards the Supreme Court, provided
it has granted leave to appeal in a case. The Commission observes,
however, that in the proceedings before these courts the applicant did
not dispute that he had fired shots during the fight between K.L. and
R.L. His appeal and subsequent request for leave to appeal thus appear
to have been based, in essence, on a disagreement as to the legal
classification of his offence.
In these circumstances the Commission therefore considers that
his appeal raised no question of fact or law which could not be
adequately resolved on the basis of the case-file. Considering also the
circumstances surrounding the appearance of the purported witness A.L.,
the Commission finds that the Court of Appeal could, as a matter of
fair trial, properly decide not to refer the case back to the City
Court and that the Supreme Court likewise had no obligation emanating
from Article 6 (Art. 6) to grant leave to appeal with a view to having
A.L. examined (cf., mutatis mutandis, the above-mentioned Fejde
judgment, pp. 69-70, para. 33).
The Commission finds no substantiation of the remainder of the
applicant's complaint concerning the fairness of the overall
proceedings, including the pre-trial investigation. In this connection
the Commission recalls that it is normally not competent to deal with
a complaint alleging that errors of law and fact have been committed
by domestic courts. An exception could only be made where the
Commission considers that such errors might have involved a possible
violation of any of the rights and freedoms set out in the Convention
or one of its Protocols, for instance in that a judgment has no legal
justification and thereby violates a party's right to receive a fair
trial (cf. Eur. Court H.R., De Moor judgment of 23 June 1994, Series A
no. 292-A, p. 18, para. 55; No. 7987/77, Dec. 13.12.79, D.R. 18 pp. 31,
45). As a general rule, however, it is for the domestic courts to
assess the evidence before them, in particular since they have the
benefit of hearing witnesses and assessing their credibility (e.g.,
Eur. Court H.R., Klaas judgment of 22 September 1993, Series A
no. 269-A, pp. 17-18, paras. 29-30). The Commission's task is to
ascertain whether the proceedings, considered as a whole, including the
way in which evidence was taken and submitted, were fair (e.g., the
above-mentioned Lüdi judgment, loc.cit.). It follows that the
Commission cannot examine whether or not the applicant was guilty or
innocent of the offences of which he was convicted nor whether or not
he should have been convicted of a lesser offence than that which the
courts had found him to have committed.
Accordingly, there is no appearance of any violation of Article 6
(Art. 6) of the Convention as regards the fairness of the proceedings
as a whole. Nor can the Commission find any appearance of a violation
of Article 3, 13 or 14 (Art. 3, 13, 14) of the Convention nor of
Article 4 of Protocol No. 7 (P7-4) of the Convention.
It follows that this complaint must also be rejected as being
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
3. The applicant finally complains that he was not allowed access
to that part of the memorandum of the Referendary of the Court of
Appeal which concerned the Court's deliberations in camera. The
Commission has examined this complaint primarily under the above-cited
Article 6 paras. 1 and 3 (Art. 6-1, 6-3) of the Convention. It finds
no indication, however, that the refusal to disclose the notes from the
Court of Appeal's deliberations to the applicant violated his rights
under those provisions.
The Commission has also examined the complaint in the light of
Article 10 (Art. 10) of the Convention which, in so far as it is
relevant, reads as follows:
"1. Everyone has the right to freedom of expression. This
right shall include freedom ... to receive ... information
... without interference by public authority ...
2. The exercise of these freedoms, since it carries with
it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are
prescribed by law and are necessary in a democratic
society, ... for ... maintaining the authority and
impartiality of the judiciary."
Even assuming that Article 10 para. 1 (Art. 10-1) applies in the
instant case, the Commission considers that the interference with the
applicant's right to receive information was "prescribed by law"
(section 19 of the 1951 Act). It can furthermore be regarded
as "necessary in a democratic society ... for maintaining the authority
and impartiality of the judiciary" (cf., mutatis mutandis,
No. 10039/82, Dec. 11.5.84, D.R. 38 p. 74). Accordingly, there is no
appearance of a violation of Article 10 (Art. 10) either.
It follows that this complaint must also be rejected as being
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
For these reasons, the Commission, by a majority,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)
LEXI - AI Legal Assistant
