HOLS v. THE NETHERLANDS
Doc ref: 25206/94 • ECHR ID: 001-2367
Document date: October 19, 1995
- Inbound citations: 0
- •
- Cited paragraphs: 0
- •
- Outbound citations: 5
AS TO THE ADMISSIBILITY OF
Application No. 25206/94
by Evert HOLS
against the Netherlands
The European Commission of Human Rights (Second Chamber) sitting
in private on 19 October 1995, the following members being present:
MM. H. DANELIUS, President
G. JÖRUNDSSON
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
P. LORENZEN
Ms. M.-T. SCHOEPFER, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 16 December 1993
by Evert HOLS against the Netherlands and registered on
20 September 1994 under file No. 25206/94;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a Dutch citizen, born in 1939, and residing in
Velp, the Netherlands. Before the Commission he is represented by
Mr. L.J.L. Heukels, a lawyer practising in Haarlem, the Netherlands.
The facts, as submitted by the applicant, may be summarised as
follows.
a. Particular circumstances of the case
In or around August 1990, the police started investigating
accusations of rape and sexual abuse, lodged by three sisters: A. (born
in 1968), B. (born in 1972), and C. (born in 1974). The sisters alleged
that they had been raped and sexually abused over a long period of time
by several relatives.
The police investigation was initially not directed against the
applicant. However, at the end of 1990 or in the beginning of 1991, the
three sisters also lodged accusations against the applicant, who is
their uncle by marriage. Subsequently, the police started investigating
these allegations as well.
It appears that, as a result of the complaints by the three
sisters, criminal proceedings were brought against at least seven
persons, amongst whom the applicant, Mrs. B.K., the mother of A., B.
and C., four of Mrs. B.K.'s brothers and Mr. H.W. who is married to a
sister of A., B. and C.
The applicant was arrested on 15 January 1991 and subsequently
detained on remand. Requests for his release were rejected on
21 May 1991 and 14 August 1991. He was released on 26 February 1992.
During interrogations by the police on 16 and 17 January 1991,
he confessed that he had raped B. When he was interrogated by the
investigating judge (rechter-commissaris) on 18 January 1991, he
withdrew his confessions. The next day, however, he again confessed to
the police that he had raped B.
In January and February 1991, the investigating judge heard A.,
B. and C., two of their sisters and their mother. The applicant and his
lawyer were given the opportunity to submit written questions to the
investigating judge, who then would put these questions to the
witnesses. They were not allowed to question the witnesses directly.
The applicant and the public prosecutor could follow the examinations
on a TV-monitor in a separate room. The investigating judge also heard
the police officers who had interrogated the applicant. They denied
that they had exerted unacceptable pressure on the applicant and stated
that a doctor had checked the applicant's health.
On 22 March 1991, the applicant was summoned to appear before the
Regional Court (Arrondissementsrechtbank) of Arnhem on 9 April 1991.
He was charged with the multiple rape of B. between 1979 and 1986.
On 9 April 1991, the Regional Court adjourned its examination of
the case until 21 May 1991. On 21 May 1991 the Regional Court examined
a social worker, who had been in contact with the applicant and his
wife, and adjourned its further examination until 13 August 1991.
On 13 and 14 August 1991, the Regional Court examined the case.
The applicant, referring to his bad state of health and his limited
intellectual capacities, stated that his confessions were incorrect and
that they were the result of pressure exerted by the police during his
interrogations by the police.
On 27 August 1991, the Regional Court convicted the applicant of
multiple rape of B. and sentenced him to two years and six months'
imprisonment. The Regional Court used in evidence statements made by
B. to the police and before the investigating judge and the confessions
of the applicant to the police. It considered that it had not been
established that the applicant's confessions were the result of
pressure exerted on him by the police. The applicant filed an appeal
with the Court of Appeal (Gerechtshof) of Arnhem.
On 13 and 14 January 1992, the investigating judge heard a number
of witnesses, including B., in the related criminal proceedings against
some of the other accused. A video recording was made of the
examination of these witnesses. B. was not heard in connection with the
proceedings against the applicant.
The Court of Appeal began its examination of the applicant's case
on 25 February 1992. At that time, the separate cases of all accused,
except Mr. H.W. who had not filed an appeal against his conviction by
the Regional Court, were all pending before the Court of Appeal. The
Court of Appeal dealt with the cases on 25 and 26 February, 6 May and
2, 3, 5, 10, 17 and 19 June 1992. Although all cases were dealt with
simultaneously, they remained formally separated. In the proceedings
on appeal, the applicant again denied the accusations against him.
On 25 February 1992, the Court of Appeal heard police officers
K., M. and S. These police officers had been involved in the
examinations of B. and/or the interrogations of the applicant. The
Court of Appeal questioned them, inter alia, on the interrogation
tactics used, on how the applicant's confessions had come about and
whether they had exerted pressure on the applicant.
On 26 February 1992, at the applicant's request, the Court of
Appeal heard Mr. P., a psychologist having a certain expertise as
regards the particular problems surrounding incest.
Also on 26 February 1992, the Court of Appeal viewed the video
recording that had been made of the examination of B. by the
investigating judge the previous month. Subsequently, the applicant
requested that B. be summoned before the Court of Appeal.
The Procurator General (Procureur-generaal) objected to an
examination of B. in view of the mental stress this would cause her.
She stated that B. had been advised by her psychiatrist not to testify
again. The Court of Appeal, however, decided to summon B. and adjourned
its further examination of the case until 6 May 1992.
On 6 May 1992, the Court of Appeal adjourned its further
examination of the case until 2 June 1992 as the Procurator General
could not attend the hearing and as it had not been possible for a
colleague to get acquainted with the extensive case-file in time.
On 2 June 1992, the Court of Appeal resumed its examination of
the case. Despite objections by the defence, the Court of Appeal
decided to hear B. in camera and in the absence of the applicant. It
considered, inter alia:
"... that the hearing of the witness B. ... shall take
place behind closed doors, for the weighty reason that the
interest of the investigation and the finding of the truth
so require. After all, the witness must be enabled to
respond as freely and frankly as possible to the questions
that will be put to her about the charges against the
suspect, knowing that her statements will not directly come
to public notice ... that, furthermore, the hearing shall
take place in the absence of the suspect, since a direct
confrontation between the witness and the suspect is
psychologically and emotionally too burdensome for the
witness...."
B. was heard in a separate room, in the presence of the three
judges of the Court of Appeal, the Registrar to the Court of Appeal,
the Procurator General, the applicant's lawyer, as well as B.'s lawyer
and a social worker. The applicant remained in the court room, where
he could follow the examination on a TV-monitor. In addition to the
applicant, the lawyers of the other accused, Mr. P. and a number of
court officers (parketpolitie) were present in the court room. They too
could follow the examination on the TV-monitor.
Before the examination started, the President of the Court of
Appeal informed B. that she was not obliged to retrieve from her memory
different kinds of details from repressed events from the past, in view
of the considerable emotional strain these questions had caused in
previous examinations in the other related criminal cases.
The Court of Appeal put the questions that had been submitted
beforehand in writing by the applicant to B. The Court of Appeal gave
the applicant's lawyer and the Procurator General the opportunity to
put questions to the witness directly. The examination of the witness
was interrupted to give the applicant's lawyer the opportunity to
consult his client to see if he wished to put additional questions to
the witness.
After B. had been heard, the three judges, the Registrar, the
Procurator General and the applicant's lawyer returned to the court
room, where the President of the Court of Appeal gave a summary of the
statements of the witness. The applicant stated that he had been able
to follow the hearing on the TV-monitor and that he did not have any
additional questions.
Also on 2 June 1992, the Court of Appeal heard A. and C. in the
cases of some of the other accused. At the applicant's request, the
transcripts of their examinations were added to his case-file.
On 3 June 1992, the Court of Appeal heard a number of witnesses
in the cases of some of the other accused. At the applicant's request
the statements of these witnesses were added to his case-file. These
witnesses had occasionally gone swimming with A., B. and C. between
1986 and 1988 or 1989.
On 3 June 1992, the applicant requested the Court of Appeal to
hear B. again. He wished to confront her with statements made by the
witnesses on the same day. He wished to ask B. when exactly she went
swimming and what kind of bathing attire she then wore.
The Procurator General objected to a new hearing of B. The
request by the defence to be allowed to react to the objection of the
Procurator General was rejected by the Court of Appeal. Its President
stated that the Court of Appeal was aware of the opinion and arguments
of the defence. After having deliberated, the Court of Appeal rejected
the request to hear B., considering, inter alia:
"... that the defence has been given ample opportunity to
question the witness. The court itself has observed that
the recollection of the events produced very burdensome
negative emotions on the part of the witness. The interest
of the defence in an additional examination does not, in
the court's opinion, outweigh the detriment to be
experienced by the witness as a result of this [an
additional hearing]. The court finds a further hearing of
B. ... neither desirable nor necessary."
The Court of Appeal subsequently heard Mr. P. He said that he had
seen the examinations of A., B. and C. on 2 June 1992 via a TV-monitor.
He stated that his first impression was that the examinations had been
very burdensome, painful and emotional for them, that they had
repeatedly been unable to answer a question because of their emotions,
and that these emotions appeared to be genuine.
In the course of Mr. P.'s examination, the applicant's lawyer
mentioned that in April 1988, B. and C. had reported to the police that
Mr. W., at that time a friend of their mother, had raped them. Police
officer M. had been involved in the case against Mr. W.
On 5 June 1992, as his own lawyer Mr. P.R. Wery was not present,
the applicant was represented by Mr. L.J.L. Heukels, who informed the
Court of Appeal that he had recently been informed, by one of the
lawyers representing one of the other accused in the related cases, of
the case-file on the criminal proceedings against Mr. W., whom C. and
B. had accused of rape in 1988. That case-file contained two medical
certificates from the gynaecologist Dr. H.-K., who had examined B. and
C. on 27 April 1988. In the certificates, Dr. H.-K. stated that B.'s
hymen was ruptured and C.'s hymen appeared not to be ruptured. Mr. W.'s
case-file also contained a procès-verbal in which B. stated that she
did not know much about sex and that she supposed that her hymen had
been ruptured by Mr. W. when she had intercourse with him for the first
time in 1987 or 1988, because she had lost blood on that occasion.
The Court of Appeal decided to add the case-file of Mr. W. to the
applicant's case-file and to summon Dr. H.-K. as an expert witness.
That same afternoon, the testimony of Dr. H.-K. was heard.
Dr. H.-K. stated that it is practically impossible to state with
100% certainty whether intercourse has taken place on the basis of an
inspection of the hymen. Dr. H.-K. had had the impression, given the
state of B.'s hymen and the state of B.'s vaginal secretion, that B.
had had frequent sexual intercourse. She further stated that B.'s
behaviour had given her the impression that she had "a complete life
behind her". As regards C. she had had the impression that C. had not
had frequent sexual intercourse.
On 10 June 1992, the applicant's lawyer informed the Court of
Appeal that, in accordance with an agreement concluded between the
lawyers representing the other accused in the related cases
simultaneously pending before the Court of Appeal, the defence wished
to submit a general defence plea. This general plea was subsequently
submitted by one of the lawyers, Mr. L.J.L. Heukels. The defence, inter
alia, drew attention to the apparent discrepancies between B.'s
accusations against the applicant and the contents of Mr. W.'s case-
file. The defence requested the Court of Appeal to appoint one or more
experts, such as a psychiatrist, a clinical psychologist, an incest
expert and/or a traumatologist, to investigate the mental health of the
alleged victims.
The Court of Appeal decided to hear the testimony of another
gynaecologist. It rejected the request by the defence to appoint other
experts since it did not consider this necessary. The Court of Appeal
decided to summon the gynaecologist Professor H., who had been proposed
by both the Procurator General and the defence.
On 17 June 1992, the Court of Appeal heard Professor H. and
Dr. H.-K. The applicant was given the opportunity to put questions to
both witnesses.
On 19 June 1992, the Court of Appeal, at the applicant's request,
heard another gynaecologist, Professor E., as an expert witness. He
stated that Dr. H.-K.'s method of inspection was reliable and that he
had no reason to doubt her conclusions.
Also on 19 June 1992, the Court of Appeal heard the Procurator
General's closing speech, in which she demanded a sentence of three
years' imprisonment, and the applicant's final pleas. The applicant's
final pleas consisted of a general plea concerning all the accused in
the related cases, presented by Mr. L.J.L. Heukels, an additional final
plea in all cases and a final plea concerning the applicant's case in
particular. The latter two pleas were presented by the applicant's
lawyer Mr. P.R. Wery.
The defence argued, inter alia, that the prosecution should be
declared inadmissible for a number of reasons. It alleged that the
police, for whose actions and failures the prosecuting authorities are
responsible, had intentionally withheld Mr. W.'s case-file, including
the medical certificates on B. The defence further complained that,
during a recess of one of the hearings before the Court of Appeal, the
Procurator General had entered the judges' chambers, where the fully-
robed judges were present. The defence also complained that the rights
of the defence, as regards the examination of the victims had been
restricted to such an extent that it could not be held that the
applicant had received a fair trial. In particular, the Court of Appeal
had refused to summon other experts as witnesses, the Court of Appeal
had told B. before she was heard that she was not obliged to go into
details, the applicant had had inadequate opportunity to interrogate
B. directly. He had had no opportunity to question her after the case-
file of Mr. W. had been added to his case-file. The applicant also
complained that on 2 June 1992, contrary to (Section 415 in conjunction
with Section 290 of) the Code of Criminal Procedure, the Court of
Appeal had excused B. from further examination without the consent of
the defence. The defence requested the Court of Appeal to hear B.
again.
In its judgment of 3 July 1992, the Court of Appeal quashed the
Regional Court's judgment of 27 August 1991, convicted the applicant
of multiple rape of B. and sentenced him to one year and eight months'
imprisonment. It used in evidence the statements of B. to the police
and before the Court of Appeal, and the confessions of the applicant
made to the police. It held that the methods used in the police
investigations had not been incorrect and that it had not been made
plausible in any way that the police had acted improperly and without
due care.
As regards the alleged withholding of documents, the Court of
Appeal considered, inter alia:
"The argument that the police intentionally failed to add
to the case-file [the reports made by B. and C. against Mr.
W. and the medical certificates on them of 27 April 1988]
lacks foundation, because both in the ... procès-verbal in
the present criminal proceedings nr. M 9932/AB/1991 of
March 1991 ... and in the procès-verbal of the examination
of C. dated 29 January 1991, nr. M 9931/G/1991 ... the
police officers explicitly referred to the case-file of the
criminal case against Mr. W., mentioning both the date of
the criminal complaint and the registration number of the
case-file."
As regards the presence of the Procurator General in the judges'
chambers, the Court of Appeal held:
"The court considers on this point that the Procurator
General entered the judges' chambers during a recess of the
trial only in order to hand a number of letters from the
lawyers in the present and other cases to the members of
the court. This happened while no deliberations were taking
place in the judges' chambers, which, as is correctly
stated in the [defence's] written plea, has been stated by
the President [of the Court of Appeal].
In the opinion of the court there were, under these
circumstances, no reasonable grounds to fear that the
Procurator General was involved in any way in deliberations
in chambers."
Regarding the applicant's complaint that he was not given an
adequate and proper opportunity to question B., the Court of Appeal
considered, inter alia:
"The court itself has observed that the examination in
general, and some of the questions put by the defence in
particular, entailed a strong emotional burden for B. The
examination had to be interrupted several times because the
witness, as a result of intense emotions, was not capable
to reply to the questions put to her. At certain moments
the witness B. lapsed into fits of crying. This was
apparently the result of the confrontation with, and the
recollection of, the suffering experienced in her youth.
The court finds that with this the limit had been reached
of what could be required of this obviously traumatised
young woman - who, in the course of the present criminal
proceedings had already been heard repeatedly about the
experiences in her youth - as regards the interest of the
defence. For that reason it was in the opinion of the court
unacceptable to require this witness to stay in the court
room after the examination, or after a recess of the
hearing to be present again the next day(s), so that
possibly she could be subjected again to an examination.
For the same reason it was undesirable to comply with the
request of the defence, which was made at a subsequent
stage of the trial, to summon this witness once again.
Insofar as the defence was not allowed to put a question,
or insofar as the witness was allowed not to answer a
question, this was done because, in the opinion of the
court, the question at issue implied a confrontation with,
and the recollection of suffering experienced in [her]
youth, which could not be done in view of the emotional
state of the witness."
Regarding the applicant's argument that he had not been given
adequate time and facilities to prepare his defence, the Court of
Appeal considered, inter alia:
"In the course of the various court hearings, the defence
has been able to submit whatever it considered relevant. As
a result of the addition of documents to the case-file at
the court hearing of 5 June 1992, an expert witness was
heard on the same day and two additional experts were heard
during the court hearings of 17 June and 19 June 1992,
respectively. Those additional hearing dates were
determined in consultation with, and with the approval of
the defence and the Procurator General. The court finds
that the suspect - in view of this procedure - cannot have
been harmed in his defence and that there has been no
violation of the principle of a fair trial."
The Court of Appeal rejected the applicant's request to appoint
experts to investigate the mental health of B. and her faculty of
memory, or to hear further witnesses, considering that it did not find
it necessary to do so. It also rejected the request to hear B. again,
considering that it did not find it necessary or desirable to do so.
The applicant subsequently lodged an appeal in cassation with the
Supreme Court (Hoge Raad). In the proceedings in cassation he was
represented by Mr. L.J.L. Heukels, who submitted nine complaints:
- that the decision to hear B. in camera had not been taken in
accordance with the law;
- that on 2 June 1992 the President of the Court of Appeal informed B.
before she was heard that she was not obliged to retrieve from her
memory different kinds of details from repressed events from the past,
whereas such questions were essential for the defence;
- that on 3 June 1993 the defence was not allowed to react to the
Procurator General's objection to the defence's request to hear B.
again;
- that the Court of Appeal rejected the request of the defence to hear
B. again;
- that, contrary to Section 290 of the Code of Criminal Procedure, B.
did not remain in the court room until she was given formal permission
to leave with the consent of the defence and the Procurator General;
- that after being heard B. was not notified that she should be present
when the Court of Appeal resumed its examination the next day;
- that the Court of Appeal did not reply to the complaint that the
charges against the applicant were not in conformity with Section 261
of the Code of Criminal Procedure in that they were too vague;
- that the Court of Appeal did not reply to the complaint that the
prosecution should have been declared inadmissible because the public
prosecutor had instituted an additional investigation without having
informed the applicant and the Regional Court; and
- that at some point in time the Procurator General had been present
in the judges' chambers, where at that moment fully-robed judges were
present.
On 27 April 1993, the Advocate General (Advocaat-Generaal) to the
Supreme Court submitted his written conclusions, which were transmitted
to the applicant.
On 22 June 1993, the Supreme Court rejected the applicant's
appeal in cassation. It upheld the reasoning of the Court of Appeal.
It considered, inter alia, that on 2 June 1992 the applicant had not
objected when B. did not appear in the court room after her she had
been heard. Moreover, the applicant had not objected when the President
of the Court of Appeal gave the names of the persons who had to be
present again on 3 June 1992 and did not mention B.'s name.
Insofar as the applicant complained that the Court of Appeal had
failed to reply to the complaint of the re-opening of the police
investigation, the Supreme Court held that this omission did not have
to result in a cassation of the Court of Appeal's judgment. The Supreme
Court stated that it was, ex officio, aware of the fact that Mr. L.J.L.
Heukels had raised this same complaint before the Court of Appeal in
the six other related cases and that the Court of Appeal in all cases
had rejected it on identical grounds. The Supreme Court noted that,
apparently due to an error - which according to the Supreme Court
should have been clear to Mr. Heukels - the Court of Appeal overlooked
this complaint in its judgment in the present and one other case. The
Supreme Court accepted the Court of Appeal's grounds, as stated in its
respective judgments in the other cases, for rejecting this complaint.
The Supreme Court further found that the Court of Appeal had not
acted contrary to the applicable sections of the Code of Criminal
Procedure, and that the proceedings at issue were in conformity with
the requirements of Article 6 para. 1 of the Convention.
b. Relevant domestic law
Pursuant to Section 24 of the Judicial Organisation Act (Wet op
de Rechterlijke Organisatie) it is prohibited for members of the
judiciary to have private contacts about pending or future proceedings
with the parties to those proceedings. Non-compliance with this
prohibition may result in a disciplinary reprimand (Section 14 of the
Judicial Organisation Act) or, if it concerns a second time, even
dismissal (Section 11 d.3 of the Judicial Organisation Act). Pursuant
to Section 28 of the Judicial Organisation Act members of the judiciary
are obliged to keep deliberations secret.
COMPLAINTS
1. The applicant complains that, during the proceedings before the
Regional Court, the public prosecutor ordered the police to re-open the
police investigation, without informing the Regional Court or the
defence whilst the results of the re-opened investigation were added
to his case-file after he had lodged his appeal with the Court of
Appeal.
2. The applicant complains that the Court of Appeal failed to reply
to the previous complaint. After having acknowledged that this
constituted a failure, the Supreme Court corrected this omission
without giving the defence the opportunity to react to this point.
3. The applicant complains that the Court of Appeal heard B. in
camera and in his absence.
4. The applicant complains that his defence rights were unduly
restricted in the examination of B., as the President of the Court of
Appeal told her before her examination on 2 June 1992 that she was not
required to answer questions that were emotionally burdensome.
5. The applicant complains that, contrary to the Code of Criminal
Procedure, after being heard B. did not remain in the court room until
she was given formal permission to leave with the consent of the
defence and the Procurator General and that she was not notified that
she should be present when the Court of Appeal resumed its examination
the next day.
6. The applicant complains that, on 3 June 1992, his lawyer was not
allowed to reply to remarks of the Procurator General in respect of the
request of the defence to hear B. again.
7. The applicant complains that the Court of Appeal rejected his
request to hear B. again after new - exculpating - facts had become
known whereas it does not appear from the procès-verbal or the Court
of Appeal's judgment that a further examination was unacceptable from
a medical or psychological point of view.
8. The applicant complains that the Court of Appeal unjustly failed
to summon witnesses in respect of whom new facts had appeared in the
course of the proceedings on appeal.
9. The applicant complains that the Court of Appeal used B.'s
statements in evidence although the defence had had insufficient
opportunity to challenge or verify these statements in the light of the
exculpating facts which appeared after her examination.
10. The applicant complains that the Court of Appeal added statements
made by the other alleged victims in the related criminal proceedings
to his case-file on the understanding that these were not to be
considered as having been made in the applicant's case.
11. The applicant complains that the Procurator General was present
in the judges' chambers of the Court of Appeal while the judges of that
court were there to deliberate. The Court of Appeal thus gave the
impression of allowing itself to be influenced by the Procurator
General and therefore of not being impartial.
12. The applicant complains that the Supreme Court unjustly rejected
his complaint of the vagueness of the charges against him.
The applicant invokes Article 6 paras. 1, 2 and 3 of the
Convention.
THE LAW
1. The applicant has lodged a number of complaints under Article 6
(Art. 6) of the Convention. This provision, insofar as relevant, reads:
"1. In the determination of ... any criminal charge against
him, everyone is entitled to a fair and public hearing ... by an
independent and impartial tribunal ... the press and public may
be excluded from all or part of the trial in the interest of
morals, ..., where the interests of juveniles or the protection
of the private life of the parties so require, or to the extent
strictly necessary in the opinion of the court in special
circumstances where publicity would prejudice the interests of
justice.
2. Everyone charged with a criminal offence shall be presumed
innocent until proved guilty according to law.
3. Everyone charged with a criminal offence has the following
minimum rights:
a. to be informed promptly, in a language which he
understands and in detail, of the nature and cause of the
accusation against him;
b. to have adequate time and facilities for the
preparation of his defence;
...
d. to examine or have examined witnesses against him and
to obtain the attendance and examination of witnesses on his
behalf under the same conditions as witnesses against him;
..."
2. Insofar as the applicant alleges that the proceedings against him
were not in conformity with Article 6 para. 2 (Art. 6-2) of the
Convention and insofar as this complaint has been raised in the
domestic proceedings, the Commission considers that it has remained
fully unsubstantiated.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
3. The Commission will examine the applicant's complaints under
Article 6 paras. 1 and 3 (Art. 6-1, 6-3) taken together, since the
guarantees in paragraph 3 of Article 6 (Art. 6-3) represent constituent
elements of the general concept of a fair hearing set forth in
paragraph 1 (Art. 6-1) of this provision (cf. Eur. Court H.R., Lala
judgment of 22 September 1994, Series A no. 297-A, p. 12, para. 26).
4. The applicant complains that, during the proceedings before the
Regional Court, the public prosecutor ordered the police to re-open the
police investigation, without informing the Regional Court or the
defence whilst the results of the re-opened investigation were added
to his case-file after he had lodged his appeal with the Court of
Appeal.
The Commission notes that it does not appear from the facts
submitted by the applicant that, pending the proceedings against him
before the Regional Court, the public prosecutor ordered the police to
re-open its investigation. This complaint, therefore, lacks foundation.
It follows that this complaint is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
5. The applicant complains that the Court of Appeal failed to reply
to the previous complaint. After having acknowledged that this
constituted a failure, the Supreme Court corrected this omission
without giving the defence the opportunity to react to this point.
The Commission notes that the Supreme Court dealt with this point
in reply to the applicant's own complaint and cannot find that the way
this was done violated the applicant's rights under Article 6 (Art. 6)
of the Convention.
It follows that this complaint is also manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
6. The applicant complains that, on 2 June 1992, B. was allowed not
to answer emotionally burdensome questions, and that she was heard in
camera and in his absence.
The Commission recalls that, according to the second sentence of
Article 6 para. 1 (Art. 6-1) of the Convention, the public may be
excluded from part of the trial on one or more of the grounds mentioned
in that sentence. In view of the nature of the charges against the
applicant, the Commission considers that the decision of the Court of
Appeal to hear B. in camera was in conformity with the exceptions
mentioned in Article 6 para. 1 (Art. 6-1) of the Convention.
Insofar as the applicant complains that B. was heard in his
absence and that she was allowed not to answer emotionally burdensome
questions, the Commission recalls that the rights secured by Article
6 paras. 1 and 3 (Art. 6-1, 6-3) of the Convention are those of the
accused and the defence in general. In order to determine whether these
rights were respected, it is not sufficient to consider the situation
in which the accused himself is placed. Consideration must rather be
given to the situation in which the defence as a whole is placed. In
exceptional circumstances there may be reasons for hearing a witness
in the absence of the accused on condition that his lawyer is present
(cf. No. 11219/84, Dec. 10.7.85, D.R. 42, p. 287), or to allow a
witness not to answer certain questions.
The Commission has also regard to the special features of
criminal proceedings concerning rape and other sexual offences. Such
proceedings are often conceived of as an ordeal by the victim, in
particular when the latter is unwillingly confronted with the
defendant. In the assessment of the question whether or not in such
proceedings an accused received a fair trial, account must be taken of
the right to respect for the victim's private life. Therefore, the
Commission accepts that in criminal proceedings concerning sexual abuse
certain measures may be taken for the purpose of protecting the victim,
provided that such measures can be reconciled with an adequate and
effective exercise of the rights of the defence (Baegen v. the
Netherlands, Comm. Report 20.10.94, para. 77).
In the present case, the Court of Appeal heard B. in the absence
of the applicant, but in the presence of the applicant's lawyer, who
could and in fact did question her directly. The applicant could follow
B.'s examination via a TV-monitor. The Court of Appeal interrupted B.'s
examination in order to allow the applicant's lawyer to consult the
applicant to see if the latter wished to put additional questions to
the witness. After B.'s examination the applicant informed the Court
of Appeal that he had no further questions to B.
In these circumstances the Commission finds that the defence was
provided with sufficient opportunity to hear B. on 2 June 1992. It
further finds that the interests of the defence could be safeguarded
just as well by the applicant's lawyer as by the applicant himself. The
Commission therefore finds that B.'s examination in camera and in the
applicant's absence was not contrary to Article 6 paras. 1 and 3
(Art. 6-1, 6-3) of the Convention.
It follows that this part of the application must be rejected as
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
7. The applicant further complains that, although the defence had
not formally waived its right to question B., she did not return to the
court room after she had been heard before the Court of Appeal, and
that the Court of Appeal, contrary to the Code of Criminal Procedure,
failed to notify her that she should be present when the Court of
Appeal would resume its examination. The applicant also raises a number
of complaints in respect of his unsuccessful request to the Court of
Appeal to hear B. again and to hear other witnesses in connection with
new and allegedly exculpating facts which had appeared after her
examination on 2 June 1992. He complains in particular that his lawyer
was not allowed to reply to the Procurator General's objections against
a new hearing of B., that the Court of Appeal used B.'s statements in
evidence whereas it had rejected the request by the defence to hear her
again and to hear other witnesses, thereby depriving the defence of the
opportunity to challenge these statements in the light of the facts
which had appeared after B.'s examination before the Court of Appeal.
Insofar as the applicant complains that the Court of Appeal
violated the Code of Criminal Procedure by failing to tell B.,
following her examination on 2 June 1992, that she had to be present
at the next court hearing as the defence had not formally waived its
right to question her, the Commission recalls that, in accordance with
Article 19 (Art. 19) of the Convention, its task is to ensure the
observation of the obligations undertaken by the parties to the
Convention. It is not competent to deal with a complaint alleging that
errors of law or fact have been committed by domestic authorities,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention (cf. No. 12013/86, Dec. 10.3.89, D.R. 59, p. 100).
It remains to be examined whether the applicant's rights under
Article 6 paras. 1 and 3 (b) (Art. 6-1, 6-3-b) of the Convention have
been respected as regards the administration of evidence in his case.
The Commission notes that, immediately after B.'s had been heard,
the applicant informed the Court of Appeal that he had no further
questions to B. Moreover, it was open for the applicant to request the
Court of Appeal to hear B. a second time, which the applicant did,
although unsuccessfully.
In these circumstances the Commission does not find that the fact
that B., after she had been heard, did not return to the court room and
was not told to be present at the next session of the Court of Appeal
harmed the applicant in his defence.
As regards the complaint that, before the Court of Appeal, the
defence was not allowed to react to the Procurator General's objections
to the request of the defence to hear B. again, the Commission finds
no indication that this violated the principle of equality of arms or
harmed the applicant in his defence.
As regards the Court of Appeal's rejection of the applicant's
request to hear B. again and to hear other witnesses, the Commission
recalls that Article 6 (Art. 6) does not grant the accused an unlimited
right to secure the appearance of witnesses in court. It is normally
for the national courts to decide whether it is necessary or advisable
to hear a witness (cf. No. 8231/78, Dec. 6.3.82, D.R. 28, p. 5,
No. 10563/83, Dec. 5.7.85, D.R. 44, p. 113; and Eur. Court H.R.,
Bricmont judgment of 7 July 1989, Series A no. 158, p. 31, para. 89).
The Commission, recalling its finding that B. was heard before
the Court of Appeal in accordance with the requirements of Article 6
paras. 1 and 3 (Art. 6-1, 6-3) of the Convention (see para. 6 above),
notes that Mr. P., a psychiatrist, stated before the Court of Appeal
that he had the impression that the examination before the Court of
Appeal had been extremely burdensome, painful and emotional for B. and
her sisters. Also the Court of Appeal itself had observed that B.'s
examination before it had been emotionally very burdensome for her and
had found that the limit had been reached of what could be required of
her in respect of the interest of the defence.
In these circumstances, and taking into consideration the special
features of criminal proceedings concerning rape and other sexual
offences and, in particular, the situation of victims of such offences,
the Commission cannot consider the Court of Appeal's decision not to
hear B. again as arbitrary or unreasonable.
The Commission further notes that, after the case-file of Mr. W.
had been admitted as evidence, three gynaecologists were extensively
heard before the Court of Appeal in connection with the information
contained in that case-file, and that the Court of Appeal did not find
it necessary to appoint further experts to investigate the mental
health of B. and her faculty of memory, or to hear further witnesses.
The Commission also notes that B.'s statements were not the only
evidence on which the Court of Appeal based the applicant's conviction
as regards the charges involving her. It had regard in particular to
the confessions the applicant had made to the police. It is true that
the applicant withdrew his earlier confessions before the trial courts,
but, where a court is confronted with a contradiction between an
earlier statement and subsequent evidence at the trial, it is the task
of this court to consider the credibility of the various declarations
concerned (cf. No. 8414/78, Dec. 4.7.79, D.R. 17, p. 231).
The Commission, therefore, cannot find that the Court of Appeal's
refusal to hear B. again or to summon further witnesses deprived the
applicant of a fair hearing within the meaning of Article 6 paras. 1
and 3 (Art. 6-1, 6-3) of the Convention.
Furthermore, noting that the applicant was convicted on the basis
of evidence which was debated in the course of adversarial proceedings
in which the applicant was represented by a lawyer, who, in the course
of nine hearings before the Court of Appeal, was provided with ample
opportunity to state the applicant's case and to challenge the evidence
against the applicant, the Commission finds that the proceedings
against the applicant, considered as a whole, were in conformity with
the requirements of Article 6 paras. 1 and 3 (Art. 6-1, 6-3) of the
Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
8. The applicant complains that the Court of Appeal added statements
made by the other alleged victims in the related criminal proceedings
to his case-file on the understanding that these were not to be
considered as having been made in the applicant's case.
The Commission has already examined the administration of
evidence in the criminal proceedings against the applicant and the
fairness of those proceedings as a whole (see paras. 6 and 7 above).
The Commission does not find that the present complaint requires a
separate examination.
It follows that this complaint is also manifestly ill-founded
within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
9. The applicant further complains of the Procurator General's
presence in the judges' chambers of the Court of Appeal during an
interruption of the court hearing. He submits that this cast a doubt
on the impartiality of the Court of Appeal.
The Commission recalls that the existence of impartiality for the
purposes of Article 6 para. 1 (Art. 6-1) of the Convention must be
determined according to a subjective test, that is on the basis of the
personal conviction of a particular judge in a given case, and also
according to an objective test, that is ascertaining whether the judge
offered guarantees sufficient to exclude any legitimate doubt in this
respect (Eur. Court H.R., Hauschildt judgment of 24 May 1989, Series A
no. 154, p. 21, para. 46, and Padovani judgment of 26 February 1993,
Series A no. 257-B, p. 20, para. 25).
The Commission notes that the applicant has not expressed doubts
as to the personal impartiality of the members of the Court of Appeal.
As to the objective test, it must be determined whether, quite
apart from the judge's conduct, there are ascertainable facts which may
raise doubts as to his impartiality. In this respect even appearances
may be of a certain importance. What is at stake is the confidence
which the courts in a democratic society must inspire in the public and
above all, as far as criminal proceedings are concerned, in the
accused. It follows that, in deciding whether in a given case there is
a legitimate reason to fear that a particular judge lacks impartiality,
the opinion of the accused is important but not decisive. What is
decisive is whether his fear can be regarded as objectively justified
(Padovani judgment, loc. cit., p. 20, para. 27).
In its judgment of 3 July 1992, the Court of Appeal stated on
this point that during an interruption of the trial, the Procurator
General entered the judges' chambers only in order to hand a number of
letters to the members of the Court of Appeal and that no deliberations
took place at that time. The Commission has no reason to doubt the
accuracy of this statement. Having regard also to Section 24 in
conjunction with Sections 14 and 11 of the Judicial Organisation Act,
the Commission finds no elements that warrant misgivings about the
objective impartiality of the Court of Appeal.
It follows that this complaint must be rejected as manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
10. As regards the applicant's complaint that the charges against him
were not in conformity with Section 261 of the Code of Criminal
Procedure in that they were too vague, the Commission recalls that it
is not competent to review whether domestic courts have correctly
applied national law. It can only examine complaints under the
Convention (see para. 6 above). The Commission finds that the charges
against the applicant, as stated in the summons of 22 March 1991, were
sufficiently clear for the purposes of Article 6 para. 3 (Art. 6-3) of
the Convention (cf. Chichlian and Ekindjian v. France, Comm. Report
16.3.89, paras. 49-50, Eur. Court H.R., Chichlian and Ekindjian
judgment of 28 November 1989, Series A no. 162-B, p. 49).
It follows that this complaint is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the Second Chamber President of the Second Chamber
(M.-T. SCHOEPFER) (H. DANELIUS)
LEXI - AI Legal Assistant
