MURDOCH v. THE UNITED KINGDOM
Doc ref: 25523/94 • ECHR ID: 001-2847
Document date: April 12, 1996
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AS TO THE ADMISSIBILITY OF
Application No. 25523/94
by George MURDOCH
against the United Kingdom
The European Commission of Human Rights (First Chamber) sitting in
private on 12 April 1996, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection of
Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 21 October 1993 by
George MURDOCH against the United Kingdom and registered on
3 November 1994 under file No. 25523/94;
Having regard to:
- the reports provided for in Rule 47 of the Rules of Procedure of the
Commission;
- the Commission's decision of 6 September 1995 to communicate the
application;
- the observations submitted by the respondent Government on
20 November 1995 and the observations of the applicant in reply
submitted on 19 January 1996;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a citizen of the United Kingdom, born in 1951 in
Scotland. He is a student and is currently residing in Kirriemuir in
Scotland. In the proceedings before the Commission the applicant is
represented by Mr. J. Justice, a solicitor practising in Kirriemuir.
The facts of the case, as they have been submitted by the parties,
may be summarised as follows:
A. Particular circumstances of the case
On 10 August 1991 the applicant was arrested in connection with
drug-related offences.
On 28 September 1992 the applicant appeared before the High Court
of Justiciary in Perth to be tried on four charges relating to the
possession and supply of a controlled drug, namely cannabis resin, under
the Misuse of Drugs Act 1971. He was represented by Senior and Junior
Counsel, having been granted legal aid from the Scottish Legal Aid Board.
In the course of the trial, which lasted until 2 October 1992, the court
heard, among others, two police officers who from behind some bushes had
observed the applicant visit a clearing in a wood where cannabis had been
buried.
In a judgment pronounced on 2 October 1992, the court found the
applicant guilty of having been involved in the supply of cannabis,
contrary to section 4 par. 3 (b) of the Misuse of Drugs Act 1971, and not
guilty of two other charges. The court considered the fourth charge not
proven. It sentenced the applicant to two years imprisonment.
On 8 October 1992 the applicant gave to the High Court of Justiciary
notice of his intention to appeal against his conviction and sentence.
On 16 October 1992, however, the applicant abandoned his appeal against
sentence.
On 28 October 1992 the applicant lodged with the High Court the note
of his appeal against conviction on the grounds, first, that the trial
judge had misdirected the jury on the law of corroboration and, secondly,
that before giving evidence one of the prosecution witnesses, police
officer F, had discussed his testimony with H, a private investigator
acting for the applicant who had been cited as a witness for the defence.
On 30 October 1992 the applicant was conditionally released pending the
outcome of his appeal.
On 6 November 1992 the applicant applied to the Legal Aid Board for
a further grant of legal aid to cover legal representation for his
appeal. On 3 December 1992 the solicitors who had until then been
representing the applicant informed the Legal Aid Board that they could
no longer act for him, because of a conflict of interest. On
8 December the Legal Aid Board was informed that another firm of
solicitors had taken up the applicant's case.
On 22 February 1993 the applicant's new solicitors advised him not
to instruct new counsel for his appeal because his was "the type of case
in which it (was) virtually impossible to fully comprehend the whole
evidence and the various nuances arising from it without having been
involved throughout." They also requested a written opinion from one of
the two counsel who had represented the applicant before the first
instance court on the prospects of success of the applicant's appeal. A
hearing fixed for 4 March 1993 before the High Court of Justiciary was
adjourned at the applicant's request.
In an opinion delivered on 14 April 1993, the applicant's counsel
considered that the applicant's appeal did not have any prospects of
success. By letter dated 15 April 1993, the applicant's solicitors
informed him that, given the negative opinion delivered by counsel, it
was inevitable that legal aid would be refused. Considering, moreover,
that, even if he were to find private funding, it would be impossible for
the applicant to persuade another lawyer to argue his case, they advised
him either to abandon the appeal or to represent himself. The applicant
claims to have received this letter on 19 April 1993.
On 18 April 1993 the applicant applied for a second adjournment. On
23 April 1993 he was informed that his request would be examined by the
court in the course of the hearing of 30 April 1993. On the same day the
Legal Aid Board refused the applicant's application for legal aid and
orally informed the applicant's solicitors.
On 26 April 1993 the applicant wrote to the police asking them to
provide him with a copy of a video recording which contained an interview
taken by a police officer from a person immediately after the applicant's
arrest, in which the police officer in question allegedly affirmed that
2 1/2 kilos of cannabis had been discovered in the course of the
operation which led to the applicant's arrest. On the same date the
applicant also contacted the Royal Scottish Forestry Society with a view
to finding an expert on woods.
On 27 April 1993 the applicant's solicitors informed him of the
decision of the Legal Aid Board. By letter of 28 April 1993 the Legal Aid
Board formally informed the applicant's solicitors that his application
for legal aid had been refused, because "the Board was not satisfied that
the applicant had substantial grounds for making the appeal nor was it
reasonable in the particular circumstances of the case that legal aid
should be made available."
On 30 April 1993 the High Court of Justiciary held a hearing on the
applicant's appeal. The applicant, who represented himself, informed the
court that he did not pursue his first ground of appeal that there was
a misdirection on the law of corroboration. He also applied for an
adjournment, so as to be able to prepare the remaining ground of appeal,
and for the court's permission to lodge three additional grounds. The
applicant wished to argue the following: first, due to certain changes
made by the jury in the charge of which he had been convicted, the
quality, character and strength of the evidence as a whole was
insufficient and his conviction had been, as a result, perverse and
unreasonable; secondly, in his summing-up to the jury the trial judge had
not given fair weight to the special defence of incrimination the
applicant had lodged; thirdly, his counsel had erred in not informing the
trial judge about the conversation between F and H.
Considering that the applicant had had ample time to obtain the
information he needed to prepare his appeal, the court rejected his
request for an adjournment. It also considered that the additional
grounds of appeal were plainly without substance. The principal evidence
on which the prosecution had relied related to the part of the charge of
which the applicant had been found guilty. The judge had reminded the
jury of the applicant's special defence of incrimination and explained
their significance. As regards the third additional ground, the court
considered that, if there was a miscarriage of justice, this would lie
in the fact that the conversation had taken place and in the effect of
that conversation on the evidence. This ground, however, already existed
in the applicant's note of appeal.
The court further held that, even assuming that the applicant's
version of facts regarding the conversation between F and H had been
true, the conversation could not have had any material effect on the
decision of the jury to convict the applicant. The incident had not
influenced the defence in their decision not to use the evidence
discussed between F and H. This consisted of a video recording of the
undergrowth by the clearing in the wood where the cannabis had been
found, which had been made by H one year after the applicant's arrest.
The applicant's lawyers had considered that showing the video to the jury
might be prejudicial to the applicant's defence. There was no indication
that F's evidence had been tainted by what had occurred. Furthermore, the
point that the applicant wished to establish on the basis of the video,
namely that by reason of the undergrowth the police officers could not
have a proper view of the clearing, would not undermine the prosecution's
case. Finally, the court considered that the applicant should not be
given permission to call expert evidence which the defence had had the
opportunity to call at the trial hearing, but chose not to.
In the light of all the above, the court considered that there had
been no miscarriage of justice. It rejected the applicant's appeal.
On 28 May 1993 the applicant wrote to the Lord Advocate to complain
about the manner in which his defence had been conducted before the first
instance court.
On 3 June 1993 the Procurator Fiscal's Office informed the applicant
that the video recording he had requested on 26 April 1993 did not form
part of the evidence against him and, as a result, he could not have
access to it. In any event, the tape probably had been destroyed.
On 1 July 1993 the applicant was advised by the Crown Office that
he should raise his complaints regarding the conduct of his counsel and
solicitors with the Dean of the Faculty of Advocates and the Secretary
of the Law Society of Scotland.
B. Relevant domestic law and practice
(i) Prior to the Criminal Justice (Scotland) Act 1995 ("the 1995 Act")
Criminal Appeals - Solemn proceedings: In solemn proceedings in
Scotland, where the trial proceeds upon an indictment before a judge
sitting with a jury, a person convicted of a criminal charge has an
automatic right of appeal granted by statute (section 228 of the Criminal
Procedure (Scotland) Act 1975 - "the 1975 Act"). No leave to appeal is
therefore required.
In an appeal, the appellant may ask the court to review an alleged
miscarriage of justice in the proceedings in which he was convicted
(section 228(2) of the 1975 Act). A miscarriage of justice is not defined
by statute but the term includes such matters as misdirections by the
trial judge, wrong decisions on the admissibility of evidence and
breaches of natural justice. The nature of the alleged miscarriage of
justice must be specified in the grounds of appeal which must be lodged
within eight weeks of the date when sentence is imposed upon the
appellant (section 233(1) and (2) of the 1975 Act). An appellant may not,
at the appeal hearing, found any aspect of his appeal on a ground which
is not contained in the notice of appeal unless, exceptionally and on
showing cause, he obtains the leave of the court to do so (section 233(3)
of the 1975 Act.
Pursuant to section 236A of the 1975 Act the trial judge must, as
soon as is reasonably practicable after receiving a copy of the notice
of appeal, furnish a report in writing giving the trial judge's opinion
on the case generally and on the grounds contained in the notice of
appeal.
Section 234 of the 1975 Act provides that the appellant can opt to
present his case in writing instead of orally. However, in practice
appellants present their case orally.
While there is no statutory provision relating to the conduct of the
appeal hearing (other than defining the quorum of judges as being three),
the practice is that an appellant is afforded an opportunity to make oral
submissions at such a hearing in support of his appeal and it is also
permitted to lodge other documents in support of the appeal. It is also
open to the judges at that hearing to ask questions, or to put points to,
the appellant. In addition, where an appellant refers to a pre-prepared
statement, the practice is for the court to ask the appellant to present
that statement orally or to copy same to the judges to read for
themselves.
The Crown is always represented by counsel (the Advocate Deputy) at
the hearing of criminal appeals. The duty of such counsel is to act
solely in the public interest and not to seek to uphold a wrongful
decision. Accordingly, they will only address the court if requested to
do so or if it is necessary to bring to the attention of the court some
matter relevant to the appeal, whether favourable or not to the
prosecution.
The court may dismiss the appeal and affirm the verdict of the trial
court. In addition, the trial court verdict can be set aside either by
the appeal court quashing the conviction, substituting an amended verdict
of guilty or by authorising a new prosecution (section 254 of the 1975
Act).
Legal Aid for Criminal Appeals - Solemn proceedings: Responsibility
for the administration of legal aid in Scotland is vested in the Scottish
Legal Aid Board which is an independent body whose members are appointed
by the Secretary of State.
Legal aid, which has been available for the trial, extends normally
to include consideration and advice (by a lawyer and by counsel
previously involved in the case) on the question of an appeal. Where
appropriate legal aid is also available to enable a solicitor to prepare
and lodge the statutory intimation of intention to appeal and for the
drafting and lodging of the notice of appeal setting out the grounds of
appeal.
To extend legal aid beyond this point a further application to the
Legal Aid Board is required. This application will be granted on
fulfilling two conditions. In the first place, the appellant must be
financially eligible for legal aid. Secondly, the appellant must have
substantial grounds for making the appeal and it must be reasonable that
legal aid should be made available in the circumstances. In deciding on
these issues the Legal Aid Board will take into account, inter alia, any
opinion completed by counsel as to the appeal's prospects of success.
If legal aid has been refused and the appellate court is of the view
that, prima facie, the appellant may have substantial grounds for taking
the appeal and that it is in the interests of justice that the appellant
should have assistance with the costs of legal representation to argue
these grounds, that court can adjourn the hearing and recommend that the
Legal Aid Board review their decision. This practice was formalised by
the circulation of a Practice Note to this effect in 1990 following the
judgment of the Court in the Granger application (Eur. Court H. R.,
Granger judgment of 28 March 1990, Series A no. 174). Where such a
recommendation is made, legal aid is automatically granted (paragraph
6.12 of the Manual of Procedure of the Scottish legal Aid Board).
(ii) The 1995 Act
The 1995 Act, which applies to appeals from convictions handed down
on or after 26 September 1995, provides that an appellant must apply for
leave to appeal and such leave will be granted when the appellant shows
arguable grounds for appeal. In line with that new appeals system, the
1995 Act also provides that legal aid will be granted for an appeal where
the applicant is financially eligible for legal aid and where leave to
appeal has been granted.
COMPLAINTS
The applicant complains that he was not granted legal aid and, as
a result, he had to defend himself before the court of appeal.
The applicant further complains that, as a result of the decision
of the appeal court to refuse his request for an adjournment of the
hearing of 30 April 1993, he did not have adequate time for the
preparation of his defence.
The applicant also complains that the police had fabricated the
evidence against him. He relies, in this connection, on a series of
phrases which, although being rather uncommon, invariably figured in all
the statements and testimony of certain prosecution witnesses. He submits
that this constitutes proof of the existence of a "master statement" used
by the police. The applicant further submits that the prosecution did not
call three witnesses whom it had originally cited and who could have
established that the police had fabricated the evidence against him.
Moreover, the Procurator Fiscal refused to allow him access to a video-
recording on the basis of which he could establish certain discrepancies
between the evidence given by the police in court and the allegations
they had made against him immediately after his arrest. The applicant
claims that the video in question contained an interview taken by a
police officer from a person immediately after the applicant's arrest,
in which the police officer in question affirms that 2 1/2 kilos of
cannabis had been discovered in the course of the operation which led to
the applicant's arrest, whereas the applicant was only charged with
supplying 1 1/4 kilos.
Finally, the applicant complains that his legal representatives and
the private investigator acted against his interests.
The applicant invokes, in general, Article 6 paras. 1 and 3 (b), (c)
and (d) of the Convention.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 21 October 1993 and was registered
on 3 November 1994.
On 6 September 1995 the Commission decided to communicate the
application to the respondent Government and to request them to submit
observations on admissibility and merits.
The Government's observations were received on 20 November 1995. The
applicant's observations were received on 19 January 1996.
THE LAW
1. The applicant complains that he was not granted legal aid for his
appeal.
The Government request the Commission to strike the application out
of its list of cases, insofar as it relates to the particular complaint.
They argue that it is no longer justified for the Commission to continue
the examination of this complaint given the changes made by the 1995 Act
to the criminal appeals and criminal legal aid systems in Scotland,
pursuant to the judgments of the European Court of Human Rights in
Maxwell and Boner (Eur. Court H.R., Maxwell judgment of 28 October 1994
and Boner judgment of the same date, Series A no. 300). The applicant
considers that the examination of his complaint should continue, in order
for him to receive sufficient financial compensation.
The Commission notes that the provisions of the 1995 Act apply to
appeals from convictions handed down on or after 26 September 1995. They
cannot benefit the applicant in any way as regards his complaint under
Article 6 para. 3 (c) (Art. 6-3-c) of the Convention, since his
conviction was handed down on 2 October 1992 and his legal aid
application and appeal were determined pursuant to the 1975 Act. In
addition, the applicant has raised a claim for just satisfaction and
continuing the examination of his complaint may be of relevance in this
connection (see, mutatis mutandis, Eur. Court H.R., Guzzardi judgment of
6 November 1980, Series A no. 39, p. 31, para. 85; Silver judgment of
23 March 1983, Series A no. 61, pp. 31-32, para. 81; Axen judgment of
8 December 1983, Series A no. 72, p. 11, para. 24).
In the light of the above, the Commission considers that it cannot
accede to the Government's request to strike the application out of its
list of cases, insofar as it relates to this particular complaint.
2. The Commission further considers that the applicant's complaint
concerning the refusal of the authorities to grant him legal aid for his
appeal should be examined under Article 6 para. 3 (c) (Art. 6-3-c) of the
Convention which provides the following:
"Everyone charged with a criminal offence has the following minimum
rights:
...
to defend himself in person or through legal assistance of his
own choosing or, if he has not sufficient means to pay for legal
assistance, to be given it free when the interests of justice so
require;
..."
The Government submit that, in the light of the Maxwell and Boner
judgments of the Court, they have no observations to make. The applicant
submits that this amounts to acknowledging that his rights have been
violated.
In the light of the parties' observations, the Commission considers
that this part of the application raises serious questions of fact and
law which are of such complexity that their determination should depend
on an examination of the merits. It cannot, therefore, be regarded as
being manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention, and no other ground for declaring it
inadmissible has been established.
3. The applicant complains of the decision of the appeal court to
refuse his request for an adjournment of the hearing of 30 April 1993.
The Commission considers that the complaint should be examined under
Article 6 para. 3 (b) (Art. 6-3-b) of the Convention which provides the
following:
"Everyone charged with a criminal offence has the following minimum
rights:
...
to have adequate time and facilities for the preparation of his
defence;
..."
The Government submit that the applicant had adequate time for the
preparation of his appeal. His note of appeal was lodged on
28 October 1992. A first adjournment was ordered on 4 March 1993. The
applicant's solicitors delayed asking for counsel's advice on the
prospects of the applicant's appeal. The applicant was informed that
legal aid would be refused on 19 April 1993. The applicant, who took an
active part in the preparation of his appeal, was in a position to
present himself his arguments before the appeal court. The Commission
should be reluctant to disturb the finding of the appeal court that the
applicant had sufficient time to prepare for his appeal.
The applicant submits that the time he had at his disposal was not
adequate given his lack of legal training and the extreme complexity of
the case. In this connection with the latter he refers to his
solicitors' letter of 22 February 1993.
In the light of the parties' observations, the Commission considers
that this part of the application raises serious questions of fact and
law which are of such complexity that their determination should depend
on an examination of the merits. It cannot, therefore, be regarded as
being manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention, and no other ground for declaring it
inadmissible has been established.
4. The applicant also complains that the police had fabricated the
evidence against him, that the prosecution did not call three witnesses
whom it had originally cited and that the Procurator Fiscal refused to
allow him access to a video-recording.
The Commission considers that an issue could arise under Article 26
of the Convention, which provides that the Commission may only deal with
a matter after all domestic remedies have been exhausted, in that the
applicant did not raise his complaints before the courts of first and
second instance. It is not necessary, however, for the Commission to
pronounce on this issue, because the applicant's complaints are in any
event manifestly ill-founded.
The Commission has taken note of the applicant's submissions
concerning the standard phrases allegedly used by the prosecution
witnesses and the alleged content of the video-recording complained of.
It does not find, however, any indication that the police fabricated the
evidence against the applicant. As regards, moreover, the applicant's
complaint concerning the three witnesses whom the prosecution had
initially cited but eventually decided not to call, the Commission
recalls that Article 6 (Art. 6) of the Convention does not guarantee a
right for the accused to have examined as witnesses for the prosecution
persons on whose statements the prosecution no longer wishes to rely.
Moreover, the applicant does not deny that he had been made fully aware
of the content of the statements of these witnesses. In the light of all
the above, the Commission considers that no appearance of a violation of
Article 6 (Art. 6) of the Convention is disclosed.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
5. Finally, the applicant complains that his legal representatives and
the private investigator acted against his interests.
The Commission considers, however, that the actions of these persons
do not incur the liability of the United Kingdom under the Convention.
It follows that this part of the application is incompatible ratione
personae and must be rejected as incompatible within the meaning of
Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission, unanimously,
DECLARES ADMISSIBLE, without prejudging the merits, the applicant's
complaints concerning the refusal for legal aid for his appeal and
the decision of the appeal court not to adjourn the hearing of
30 April 1993;
DECLARES INADMISSIBLE the remainder of the application.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)
LEXI - AI Legal Assistant
