R.C. v. AUSTRIA
Doc ref: 28502/95 • ECHR ID: 001-2943
Document date: May 15, 1996
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AS TO THE ADMISSIBILITY OF
Application No. 28502/95
by R. C.
against Austria
The European Commission of Human Rights (First Chamber) sitting
in private on 15 May 1996, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 25 July 1995 by
R. C. against Austria and registered on 11 September 1995 under file
No. 28502/95;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, born in 1945, is an Austrian national and resident
at Mattsee. He is a dentist by profession. In the proceedings before
the Commission, he is represented by Mr. R. Galler, a lawyer practising
in Salzburg.
A. Particular circumstances of the case
The facts of the case, as they have been submitted by the
applicant, may be summarised as follows.
On 24 April 1987 the Mattsee Municipality (Marktgemeinde),
represented by its Mayor, issued an enforcement notice against the
applicant and his wife requiring them to demolish, before 31 May 1987,
a week-end house on real estate owned by them.
In its decision, the Municipality, having regard to the
inspection of the house on 10 March 1987 and the applicant's objections
to the enforcement notice on the occasion of the inspection and in his
submissions of 19 August 1986 and 26 March 1987, as well as the results
of its investigations, found that the house in question had been
constructed without a building permit. Such a building which did not
comply with the Area Zoning Plan (Flächenwidmungsplan) had to be
demolished in accordance with S. 16 para. 3 of the Salzburg Building
(Control) Regulations (Baupolizeigesetz 1973).
The Municipality noted in particular that in 1952 Mr. D., the
leaseholder of the real estate in question, at that time owned by Mr.
B., had constructed the house concerned without the necessary building
permit. At that time the area of the estate in question was qualified
in the Area Zoning Plan as "green land" ("Grünland"), and this
qualification had not changed since. The real estate was situated in
a nature reserve. On 15 December 1952 the Salzburg Provincial
Government (Amt der Landesregierung) had granted Mr. D. an exemption
from the prohibition on building in a nature reserve. In proceedings
in 1959 regarding a wall next to the house concerned, the then mayor
of Mattsee had stated that the area was qualified as "green land" with
the consequence that construction was prohibited; that no building
permit had been granted regarding the house; that an enforcement notice
requiring the demolition of the house had been issued and that the file
had been transferred to the Salzburg Regional Government in 1953,
without any further decision having been taken.
The Municipality considered that the exemption from the
prohibition on building in a nature reserve could not replace the
building permit. Moreover, the applicant's arguments that the house
concerned had a number and that real estate tax had been paid could not
prove the existence of a building permit.
On 2 June 1987 the Municipal Council (Gemeindevertretung) of the
Mattsee Municipality dismissed the applicant's appeal (Berufung).
On 26 June 1991 the Salzburg Provincial Government dismissed the
applicant's administrative complaint (Vorstellung) against the
enforcement notice.
As regards the relevant facts, the Government noted the contents
of the impugned decisions as well as the applicant's submissions.
Moreover, it observed that the factual findings were based on
circumstantial evidence as the administrative files which had been
submitted by the Mattsee Municipality in 1953 could no longer be
traced. The Government noted that the financial authorities had fixed
a value for tax purposes (Einheitswert) in respect of the house
concerned. Moreover, in April 1953 the then mayor of the Mattsee
Municipality had convened a meeting (Bauverhandlung) on the subject of
Mr. D.'s request for a building permit for the house concerned,
following the exemption granted by the Provincial Government in
December 1952. According to his letter of 14 August 1953 the then
mayor of Mattsee had forwarded the complete files regarding the house,
including Mr. D.'s request for a building permit, the decision of
December 1952 and an enforcement notice issued by the Mattsee
Municipality. No further action had been taken upon receipt of these
documents. According to a letter of 5 September 1957, the Provincial
Government had sent the files back to the Mattsee Municipality but the
said documents could later not be found.
The Provincial Government regarded as decisive Mr. D.'s request
of 24 October 1952 for the exemption from the prohibition on
construction in a nature reserve. In this request, Mr. D. had stated
that the envisaged building was destined to replace an old boat-house,
and also gave indications regarding the colour, the roof and the
terrace, but not as to the size of the house. According to documents
of 1959 relating to the construction of a wall on the estate concerned,
the conditions of the exemption in question, in particular as to the
roof of the building, were not met. The building and its annex had at
that time a base measuring 3.54m x 2m and 1.3m x 1.7m, respectively.
Moreover, the then mayor had stated that no building permit had been
issued for the house, but rather an enforcement notice requiring its
demolition. According to the recorded statement of Mr. D., he had not
known about the relevant legislation when constructing the house and
had only been informed six months after the termination of works that
he had not complied with the building regulations. The house and the
annexing "covered area" ("überdachter Freiplatz") had meanwhile a base
measuring 3.5m x 5.3m and 2m x 4m, respectively.
In these circumstances, the Provincial Government considered that
the house as it existed in 1987 was not identical with the earlier
building on the estate and that the conditions of the exemption of
December 1952 had not been or were no longer met. The house concerned
did not have, therefore, any building permission and as it was situated
in a area zoned as "green land", the Mattsee Municipality had correctly
issued the enforcement notice, pursuant to S. 16 para. 3 of the
Building (Control) Regulations.
On 20 October 1994 the Austrian Administrative Court
(Verwaltungsgerichtshof) dismissed the applicant's complaint.
In its judgment, the Administrative Court noted in detail the
contents of the administrative decisions, as well as the applicant's
submissions that S. 16 para. 3 of the Building (Control) Regulations
and the administrative discretion in the matter had not been correctly
applied, that the relevant facts had not been completely established,
that the reasoning in the impugned decisions was unlawful and that
procedural rules had been violated.
The Administrative Court's judgment further contained the
following reasons:
"...
1. In the applicant's case, S. 16 para. 3 of the Salzburg
Building (Control) Regulations [...], as amended [...] is
applicable.
...
Furthermore, S. 19 [...] of the Salzburg Town and Country
Planning Act (Raumordnungsgesetz) of 1977 [...], as amended
[...], has to be applied.
2.1. The applicant first alleges that the impugned decision
cannot be implemented for factual reasons: the decision refers
to parcel No. 476/5 ... [owned by Ms. B.], but there is no house
on parcel No. 476/5. It is true that initially in 1952 a
building permit for a bathing hut or a week-end house, was
requested with regard to parcel No. 476/5. However, ... [in
1982] parcel No. 476/5 was divided ... [and part] was
incorporated into parcel No. 476/1, ... There is a bathing hut
on parcel No. 476/1, owned by the applicant and his wife. ...
2.2. If the applicant's reasoning were correct, his complaint
would have to be declared inadmissible ... for lack of any
indication of a violation of his rights.
However, his reasoning is not correct. An enforcement
notice under S. 16 para. 3 of the Salzburg Building (Control)
Regulations had to be issued against the "owner" of the
"building". The applicant does not deny that the enforcement
notice applies to a building which is clearly specified by a
house number, namely Mattsee 218, and that he himself is the
owner of this building. The fact that an outdated definition of
the real estate was used is irrelevant; taking into account that,
as the applicant admits, there is no building on parcel
No. 476/5, and also the historical events, there are no doubts
as to its identity. In this situation, there is no risk of
confusion and the mistake has to be regarded as a clerical error
which can be corrected ..., and has to be read in its "correct"
meaning ...
3.1. The applicant also claims that the decision is unlawful on
the ground that, according to the investigations conducted by the
Mattsee Municipality, there has already been an application for
a building permit, and an exemption from prohibition on
construction in a nature reserve exists. ... The inquiries by
the Mattsee Municipality show ... that [Mr.] D. applied for a
building permit. According to the legal provisions in force at
the relevant time, the exemption from the prohibition on
construction in a nature reserve constituted a condition for the
building permit. On the edge of the Obertrumersee and also of
the nearby Mattsee, there are numerous partly similar or even
bigger bathing huts or week-end houses. Building permits for
most of these bathing huts have been granted at about the same
time. As the exemption from the prohibition on construction in
a nature reserve was granted, there could not possibly have been
any reason not to grant the building permit. According to the
files, the building file concerned was forwarded by the Mattsee
Municipality to the Salzburg Provincial Government. No
enforcement notice was ever executed. For 39 years the Mattsee
Municipality levied the so-called land tax B. Furthermore, the
seasonal taxes (Saisontaxen) were levied; and the house
number 218 was assigned. ... The applicant cannot be placed at
a disadvantage on account of the fact that this building permit
can no longer be found ... When the applicant bought the estate
together with his wife, he assumed that a valid building permit
existed. The files do not contain any indication that the
building permit was withdrawn. ...
3.2. The applicant's complaints are unfounded. In its
observations, the respondent authority correctly argues that the
conclusive elements - which are not in dispute - in the files of
the Archives of the Provincial Government as well as of the
Mattsee Municipality are sufficient to conclude, in all
probability, that so far no building permit has been granted for
the applicant's building. Taking into account the Administrative
Court's limited powers to review the assessment of evidence ...,
there are no objections in law to the opinion of the respondent
authority that this circumstance can be deduced from the letter
of the Mattsee Municipality of 14 August 1953. This letter not
only mentions the exemption ... of 15 December 1952 and the
request by the predecessor in title for a building permit, but
also an enforcement notice issued by the Mattsee Municipality.
The applicant's submissions are mere assumptions. Even assuming
that ... building permits for numerous partly similar or even
bigger bathing huts or week-end houses on the edge of the
Obertrumersee and also of the nearby Mattsee were granted at
about the same time, this cannot prove that a building permit was
granted in the applicant's case. The same considerations apply
to the applicant's allegation that the land tax B and seasonal
taxes were levied: the levying of such taxes does not depend on
the existence of a building permit and such tax assessments
cannot replace a building permit. The same applies to the
assignment of the house number 218.
The assumption that no building permit was granted is
further justified on the ground that the applicant, as successor
in title to the previous owner, is not in a position to produce
a copy of any building permit, as a building permit is only
issued when a copy of such decision has been served upon the
party having requested it. A person having been granted a
building permit is thus generally in a position to prove the
existence of such a permit irrespective of whether the
administrative files contain any proof that a building permit has
been granted. In the applicant's case, it flies in the face of
common sense to conclude ... from the absence in the
administrative files or elsewhere of any trace of a building
permit that a building permit exists, in particular where there
is an enforcement notice. There is, therefore, nothing to
suggest that the absence of the respective file of the Mattsee
Municipality was detrimental to him.
In sum, having regard to all documents, there can be no
objection to the conclusion of the respondent authority that
there was no building permit regarding the applicant's house. The
applicant's good faith when he bought the house cannot replace
the building permit.
4.1. The applicant also challenges the reasoning of the impugned
decision according to which the actual construction of the house
on parcel 476/5 does not correspond to the dimensions of the
previously existing house ... or to the conditions of the
exemption from prohibition on construction in a nature reserve.
This reasoning is incorrect as it cannot be verified whether or
not ... changes were imposed by the authority or requested by his
predecessor. ... The negligible discrepancy between the house and
the exemption granted in 1952 cannot result in regarding the
actual house as not permitted. Furthermore, the first instance
decision refers to an enforcement notice issued by the Mattsee
Municipality and to the fact that the Municipality forwarded the
file concerned to the Salzburg Provincial Government on 14 August
1953. It can be concluded from the reasoning of the
Municipality's decision that no decision has been taken yet. ...
Taking into account the principle "ne bis in idem", the
institution of new proceedings or the taking of a first instance
decision in further proceedings, respectively, are unlawful as
long as the 1953 proceedings have not terminated. ...
4.2. The above questions raised by the applicant need not be
resolved, on the ground - which the respondent authority already
explained in the impugned decision in a conclusive and reasonable
manner - that anyway the relevant circumstances have changed.
Comparing the size of the week-end house which was probably
affected by the enforcement notice issued by the Mattsee
Municipality in 1953 and can be proved on the basis of material
in the archives, i.e. indications of the then expert G., and the
size of the week-end house to which the enforcement notice issued
by the Mayor on 24 April 1987 relates, it follows that the two
constructions are not identical; the lateral length of the layout
had changed from "2m" to "5.3m", thus more than doubling its
length, and the "annex" ("1.30m x 1.70m x 2m") was clearly not
the same as the "covered area" ("2m x 4m"). The applicant has
not denied such changes; however, contrary to his view, these
changes cannot be regarded as negligible.
His arguments regarding possible conditions are irrelevant
on the ground that they only concern the question of whether a
building permit existed and not the question of the difference
in size of the respective buildings of 1952 and 1987.
The Administrative Court has no legal objections to the
view of the respondent authority that the two houses are not
identical. Following the change of the relevant circumstances,
the possible binding force of an earlier enforcement notice in
the instant case does not prevent it from issuing a new
enforcement notice.
5.1. According to the applicant, S. 16 para. 3 of the Building
(Control) Regulations requires the authority concerned to order
the person responsible or the owner concerned to file, within an
appropriate period, a subsequent request for a building permit
... He claims that all the conditions ... were duly met in his
case ...
5.2. The applicant's arguments are not correct. S. 16 para. 3
clearly provides that, in case of non-compliance with the area
zoning plan, only an order to demolish the building is issued.
A so-called alternative order can only be issued if there is no
contradiction to the area zoning plan. In the instant case, it
is indisputable that the land with the building in question is,
according to the area zoning plan, green land. Pursuant to S. 19
... of the Salzburg Town and Country Planning Act 1977, a
building permit such as requested by the applicant or his
predecessor, respectively, could not be granted. The
administrative files and the applicant's submissions do not
contain any indication that the building permit for the
applicant's house could be granted in compliance with the area
zoning plan. In any event, the applicant's attention must be
drawn to the fact that S. 16 para. 3 of the Salzburg Building
(Control) Regulations does not leave any discretion to the
building authority. ... in case of non-compliance of the building
with the area zoning plan - it has to require the demolition.
In this context the question of a possible disturbance of the
landscape is irrelevant, as this question does not have to be
examined in the proceedings under S. 16 para. 3 of the Salzburg
Building (Control) Regulations.
The impugned decision cannot, therefore, be objected to
from this point of view, either.
..."
B. Relevant domestic law
a. Building (Control) Regulations
S. 16 para. 3 of the Salzburg Building (Control) Regulations
(Baupolizeigesetz) of 1973, as amended, provides, so far as relevant,
as follows:
"Where a building has been constructed without the necessary
building permit or where the building permit has subsequently
been quashed, the competent building authorities have to order
the person responsible (Veranlasser) or the owner concerned to
file, within an appropriate period, a (subsequent) request for
a permit or to demolish the building in question. If the
building does not comply with the area zoning plan or the
building plan (Bebauungsplan), only an order to demolish the
building can be issued."
According to S. 19 para. 1 of the Salzburg Town and Country
Planning Act (Raumordnungsgesetz) of 1977, as amended, any measures
affecting the area and necessitating a permit or similar by the
municipalities may, as from the entry into force of the zoning area
plan only be granted if they comply with the zoning area plan.
b. Administrative Court
By virtue of Article 130 of the Federal Constitution, the
Administrative Court has jurisdiction to hear, inter alia, applications
alleging that an administrative decision is unlawful.
S. 41 (1) of the Administrative Court Act (Verwaltungs-
gerichtshofgesetz) reads as follows:
"In so far as the Administrative Court does not find any
unlawfulness deriving from the respondent authority's lack of
jurisdiction or from breaches of procedural rules (S. 42 (2),
paragraphs 2 and 3) ..., it must examine the contested decision
on the basis of the facts found by the respondent authority and
with reference to the complaints put forward ...
If it considers that reasons which have not yet been notified to
one of the parties might be decisive for ruling on [one of these
complaints] ..., it must hear the parties on this point and
adjourn the proceedings if necessary."
S. 42 (1) states that, save as otherwise provided, decisions of
the Administrative Court shall either dismiss a complaint as
ill-founded or quash the contested decision.
By virtue of S. 42 (2),
"The Administrative Court shall quash the impugned decision if
it is unlawful
1. by reason of its content, [or]
2. because the respondent authority lacked jurisdiction, [or]
3. on account of a breach of procedural rules, in that
(a) the respondent authority has made findings of fact which are,
in an important respect, contradicted by the case file, or
(b) the facts require further investigation on an important
point, or
(c) procedural rules have been disregarded, compliance with which
could have led to a different decision by the respondent
authority."
Under S. 63 (1) of the Administrative Court Act, if the court
quashes the challenged decision, "the administrative authorities are
under a duty ... to take immediate steps, using the legal means
available to them, to bring about in the specific case the legal
situation which corresponds to the Administrative Court's view of the
law (Rechtsanschauung)".
COMPLAINTS
The applicant complains under Article 6 of the Convention that
he had not been able to have the question of the enforcement notice
requiring the demolition of his secondary residence determined by a
"tribunal" which complied with this provision. He considers in
particular that the Administrative Court, having regard to its limited
powers of review and the matters at issue in the instant case, could
not be regarded as such a "tribunal".
THE LAW
The applicant complains that his case was not heard by a tribunal
within the meaning of Article 6 para. 1 (Art. 6-1) of the Convention.
Article 6 para. 1 (Art. 6-1), so far as relevant, provides:
"In the determination of his civil rights and obligations ...,
everyone is entitled to a fair and public hearing ... by [a] ...
tribunal ..."
The proceedings regarding the enforcement notice issued against
the applicant, requiring him to demolish a house on real estate owned
by him, related in particular to the question of whether a building
permit existed for the said house. The Commission considers that these
proceedings involved a determination of his "civil rights". Article 6
para. 1 (Art. 6-1) is accordingly applicable to the facts of the
present case (cf. Eur. Court H.R., Bryan judgment of 22 November 1995,
para. 31, Series A no. 335-A).
The Commission recalls that under Article 6 para. 1 (Art. 6-1)
of the Convention it is necessary that, in the determination of "civil
rights and obligations", decisions taken by administrative authorities
which do not themselves satisfy the requirements of that Article be
subject to subsequent control by a "judicial body that has full
jurisdiction" (cf. Eur. Court H.R., Albert and Le Compte judgment of
10 February 1983, Series A no. 58, p. 16, para. 29, Ortenberg judgment
of 25 November 1994, Series A no. 295-B, pp. 49-50, para. 31; Fischer
judgment of 26 April 1995, Series A no. 312, p. 17, para. 28; Bryan
judgment, loc. cit., para. 40). In assessing the sufficiency of the
review, it is necessary to have regard to matters such as the subject-
matter of the decision appealed against, the manner in which that
decision was arrived at, and the content of the dispute, including the
desired and actual grounds of appeal (Bryan judgment, loc. cit.,
para. 47).
In the present case the proceedings related to the enforcement
notice issued against the applicant under the relevant provision of the
Salzburg Building (Control) Regulations, as confirmed by the Salzburg
Provincial Government. This decision was not "exclusively within the
discretion of the administrative authorities", (cf. Zumtobel judgment,
loc. cit., p. 13, para. 13; Ortenberg judgment, loc. cit., para. 33;
Fischer judgment, loc. cit.). Thus, it was for the Administrative
Court to satisfy itself whether the relevant provision had been
complied with which, according to the findings of the Administrative
Court itself, did not leave any discretion to the competent authority
as to whether an enforcement order is issued.
As to the Administrative Court's powers to examine factual
issues, the Commission finds that the Administrative Court's extensive
reasoning in its judgment shows that the Court considered all the
applicant's submissions on their merits, point by point, without ever
having to decline jurisdiction in replying to them or in ascertaining
the relevant facts (cf. also Eur. Court H.R., Zumtobel judgment of
21 September 1993, Series A no. 268-A, pp. 13-14, paras. 31-32;
Ortenberg judgment, loc. cit., p. 50, paras. 33-34; Fischer judgment,
loc. cit., p. 18, para. 34)..
In these circumstances, the Commission finds that, having regard
to the nature of the applicant's complaints as well as to the scope of
review necessitated by such complaints, the Administrative Court's
review of the decision being challenged fulfilled the requirements of
Article 6 para. 1 (Art. 6-1).
It follows that the application is manifestly ill-founded within
the meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)
LEXI - AI Legal Assistant
