SLINN v. THE UNITED KINGDOM
Doc ref: 26664/95 • ECHR ID: 001-3222
Document date: June 26, 1996
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AS TO THE ADMISSIBILITY OF
Application No. 26664/95
by Colin SLINN
against United Kingdom
The European Commission of Human Rights (First Chamber) sitting
in private on 26 June 1996, the following members being present:
Mr. C.L. ROZAKIS, President
Mrs. J. LIDDY
MM. A.S. GÖZÜBÜYÜK
A. WEITZEL
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
B. CONFORTI
N. BRATZA
I. BÉKÉS
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 15 November 1994
by Colin SLINN against the United Kingdom and registered on
8 March 1995 under file No. 26664/95;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a British national born in 1943. He presently
resides in County Wexford, Ireland. The facts as submitted by the
applicant may be summarised as follows.
A. Particular circumstances of the case
From 27 January 1986 to 3 July 1988 the applicant was a director
of Seagull Manufacturing Company Limited ("Seagull"), a computer
utility organisation which on 17 March 1983 was incorporated in England
as a private limited company.
On 30 May 1989 the Secretary of State for Trade and Industry
instigated an inquiry under section 447 of the Companies Act 1985 into
Seagull, following which he presented a petition under section 440 of
that Act for the winding-up of Seagull on the grounds that it was
expedient in the public interest. On 4 April 1990 a compulsory winding
-up order was made on the petition which was unopposed.
On 17 July 1990 the official receiver applied ex parte to the
Registrar under section 133 of the Insolvency Act 1986 ("the Act") for
an order for the public examination of the applicant at the Royal
Courts of Justice in London. The Registrar made the order and gave the
official receiver leave to serve the applicant at his address in
Alderney, Guernsey. At an inter partes hearing on 25 September 1990,
the applicant appealed against the order arguing that the English court
had no jurisdiction under section 133 of the Act to order him to attend
a public examination in England since he had been resident outside the
jurisdiction of the United Kingdom from 1979 onwards, first in the Isle
of Man, then from 1986 in Alderney, the Channel Islands. The Registrar
consequently set the order aside.
The official receiver appealed against that decision and the
order was restored by the High Court. The official receiver adduced
affidavit evidence to show that creditors' claims against Seagull
exceeded two million pounds, that the applicant had not cooperated with
the official receiver and that despite being required by the official
receiver to produce a statement of affairs for Seagull, no such
statement had been produced. In the circumstances, the official
receiver said he wanted the applicant examined in public where the
creditors and contributories could question him. The High Court
considered fully the legal arguments of both sides (the applicant was
represented by counsel) and concluded that the scope of Section 133 of
the Act did extend to residents outside the jurisdiction.
The applicant appealed to the Court of Appeal which, having fully
considered the terms and effects of the relevant provisions, concluded
that section 133 must have been intended to cover company officers
outside the jurisdiction; Parliament could not have intended to allow
persons responsible for the state of a company's affairs to escape
liability simply by not being within the jurisdiction. All three
judges of the Court of Appeal agreed with the finding in the High Court
that all officers described in section 133(1) (a)-(d) of the Act,
whether inside or outside the jurisdiction, were within the legislative
grasp and intendment of section 133, which on its proper construction
has no territorial limits. The Court emphasised that it was concerned
with the scope of the Act and was not concerned with whether the order
for public examination could be effectively enforced against a person
out of the jurisdiction.
The Court of Appeal refused leave to petition the House of Lords
and on 23 May 1994 the House of Lords also refused leave to appeal.
B. Relevant domestic law
Section 133 of the Insolvency Act 1986 provides:
"Public examination of Officers
(1) Where a company is being wound up by the court, the
official receiver or, in Scotland, the liquidator may at
any time before the dissolution of the company apply to the
court for the public examination of any person who-
(a) is or has been an officer of the company; or
(b) has acted as liquidator or administrator of the
company or as receiver or manager or, in Scotland,
receiver of its property; or
(c) not being a person falling within the paragraph (a) or
(b), is or has been concerned, or has taken part, in
the promotion, formation or management of the company.
(2) Unless the Court otherwise orders, the official
receiver or, in Scotland, the liquidator shall make an
application under subsection (1) if he is requested in
accordance with the rules to do so by-
(a) one-half, in value, of the company's creditors; or
(b) three-quarters, in value, of the company's
contributories.
(3) On an application under subsection (1), the court
shall direct that public examination of the person to whom
the application relates shall be held on a day appointed by
the court; and that person shall attend on that day and be
publicly examined as to the promotion, formation or
management of the company or as to the conduct of its
business and affairs, or his conduct or dealing in relation
to the company.
(4) The following may take part in the public examination
of a person under this section and may question that person
concerning the matter mentioned in subsection (3), namely-
(a) the official receiver;
(b) the liquidator of the company;
(c) any person who has been appointed as a special manager
of the company's property or business;
(d) any creditor of the company who has tendered proof or,
in Scotland, submitted a claim in the winding up;
(e) any contributory of the company."
COMPLAINTS
The applicant complains that answers given in the course of the
public examination (where he would be deprived of the right to silence)
could later be used in a criminal case against him, and that his rights
under Article 6 are therefore violated.
The applicant further complains that the Court of Appeal was not
an impartial tribunal within the meaning of Article 6 since two of the
Lords Justices who heard his appeal had in 1988 and 1990 heard or tried
cases involving Seagull. He claims that he had been involved in these
cases and that he had come into conflict with one of the judges.
The applicant also complains that the official receiver should
have applied for his public examination in Alderney, where he was
resident, an Order in Council having extended the provisions of the
Insolvency Act 1986 to the Bailiwick of Guernsey (which includes
Alderney). He claims that this was not done because in Alderney he has
a right to silence to which he is not entitled in the United Kingdom.
He further claims that the provisions of the Insolvency Act 1986 cannot
be extended outside the United Kingdom.
THE LAW
The applicant complains that he has been summoned to appear at
a public examination at the Royal Courts of Justice in London. He
invokes Article 6 (Art. 6) of the Convention which provides in its
first paragraph:
"1. In the determination of his civil rights and obligations or
of any criminal charge against him, everyone is entitled to a
fair and public hearing within a reasonable time by an
independent and impartial tribunal established by law..."
The applicant complains that the answers given by him in the
course of the public examination could be used against him in
subsequent criminal proceedings. Further, the Court of Appeal which
rejected his appeal against the order did not constitute an impartial
tribunal since two of the Lords Justices had previously heard cases
involving Seagull.
The Commission notes however that the applicant has not been
charged with any criminal offence nor are the proceedings determinative
of any civil right or obligation. In effect, the applicant is merely
being called as a witness in proceedings relating to the winding-up of
a company of which he was once a director. Article 6 (Art. 6) is
therefore inapplicable and this part of his complaint must be rejected
as incompatible ratione materiae with the provisions of the Convention
within the meaning of Article 27 para. 2 (Art. 27-2).
The applicant also complains that he should have been publicly
examined in Alderney where he had a right to silence and not in London,
where he had no such right. He further complains that the English
courts did not have jurisdiction to require him to attend a hearing in
London.
The Commission recalls that, in accordance with Article 19
(Art. 19) of the Convention, its only task is to ensure the observance
of the obligations undertaken by the parties to the Convention. In
particular, it is not competent to deal with an application alleging
that errors of law or fact have been committed by domestic courts,
except where it considers that such errors might have involved a
possible violation of any of the rights and freedoms set out in the
Convention: (see eg. No. 458/59, X v. Belgium, Dec 29.3.60, yearbook 3
pp. 222, 236; No. 5258/71, X v. Sweden, Dec. 8.2.73, collection 43
p. 71; No.7987/77, X v. Austria, Dec. 13.12.79, D.R 18 pp. 31, 45).
The Commission notes that the applicant's claim that the English
courts had no jurisdiction to order him to appear for examination in
public in London has been considered on appeal by the High Court and
the Court of Appeal. Both courts fully considered the legal arguments
submitted by the parties and concluded that the English courts did have
jurisdiction under section 133 of the Act to order the applicant to
attend examination in public in London in respect of his capacity as
director of an English company in compulsory liquidation.
Insofar as the applicant claims that he had a right to be
examined in Alderney and not to be examined in London, the Commission
recalls that there is no right under the Convention either to be
examined in the jurisdiction where one resides or not to be ordered for
examination in a different jurisdiction. Therefore, even if the
domestic courts had erred in their finding as to the scope of section
133 of the Act, no right protected by the Convention could be said to
have been affected.
The Commission accordingly finds this part of the complaint
incompatible ratione materiae with the provisions of the Convention
within the meaning of Article 27 para. 2 (Art. 27-2).
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First Chamber
(M.F. BUQUICCHIO) (C.L. ROZAKIS)
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