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LIEBESKIND v. GERMANY

Doc ref: 29760/96 • ECHR ID: 001-3468

Document date: January 17, 1997

  • Inbound citations: 0
  • Cited paragraphs: 0
  • Outbound citations: 1

LIEBESKIND v. GERMANY

Doc ref: 29760/96 • ECHR ID: 001-3468

Document date: January 17, 1997

Cited paragraphs only



                      AS TO THE ADMISSIBILITY OF

                      Application No. 29760/96

                      by Kurt LIEBESKIND

                      against Germany

     The European Commission of Human Rights (First Chamber) sitting

in private on 17 January 1997, the following members being present:

           Mrs.  J. LIDDY, President

           MM.   M.P. PELLONPÄÄ

                 E. BUSUTTIL

                 A. WEITZEL

                 L. LOUCAIDES

                 B. MARXER

                 B. CONFORTI

                 N. BRATZA

                 I. BÉKÉS

                 G. RESS

                 A. PERENIC

                 C. BÎRSAN

                 K. HERNDL

                 M. VILA AMIGÓ

           Mrs.  M. HION

           Mrs.  M.F. BUQUICCHIO, Secretary to the Chamber

     Having regard to Article 25 of the Convention for the Protection

of Human Rights and Fundamental Freedoms;

     Having regard to the application introduced on 6 December 1995

by Kurt LIEBESKIND against Germany and registered on 8 January 1996

under file No. 29760/96;

     Having regard to the report provided for in Rule 47 of the Rules

of Procedure of the Commission;

     Having deliberated;

     Decides as follows:

THE FACTS

     The applicant, born in 1946, is a German national and resident

in Erfurt.  He is an engineer by profession.  In the proceedings before

the Commission, he is represented by Mr. G. Rixe, a lawyer practising

in Bielefeld.

     The facts of the case, as submitted by the applicant, may be

summarised as follows.

     In 1990 the divorce of the applicant's marriage was pronounced

by the Erfurt District Court (Bezirksgericht) and the right to custody

over the spouses' daughter Daniela, born in wedlock in November 1978,

was awarded to her mother.  No decision was taken as to the applicant's

right to have access to Daniela.  On 12 September 1990 the Erfurt Court

of Appeal (Bezirksgericht, now: Oberlandesgericht) dismissed the

applicant's appeal (Berufung).

     On 14 March 1991 the applicant, represented by counsel, applied

for a judicial decision on his right of access to Daniela.  His request

was received by the Erfurt District Court on 20 March 1991.

     On 22 August 1991 the District Court held a hearing in camera in

the presence of the parties.  The Court informed the parties that it

intended to render a decision at the end of the day, but that they were

not required to be present at the pronouncement. The District Court

than dismissed the applicant's request for access to Daniela, pursuant

to S. 1634 of the Civil Code (Bürgerliches Gesetzbuch).  According to

this provision, the parent not holding the right to custody is entitled

to have access to the child; however, this right may be suspended if

such a measure is necessary in the best interest of the child.  The

Court relied on submissions of the competent Youth Office (Jugendamt)

as well as the hearing of both Daniela's mother and the applicant on

the question of implementing contacts between him and Daniela.

Moreover, the Court took into account Daniela's own statements on the

occasion of a hearing by the Court.  The District Court concluded that

contacts between the applicant and Daniela were not in the child's

interests as Daniela seriously objected to seeing the applicant.

According to the records, the District Court pronounced the decision

in a public hearing at the end of the day in the absence of the

parties.

     On 14 May 1992 the applicant instituted new proceedings before

the Erfurt District Court, requesting that the right to custody over

Daniela be transferred to him.

     On 26 May 1992 the Erfurt Court of Appeal granted the applicant

leave to appeal out of time and dismissed his appeal on the merits.

The Court confirmed the findings of the first instance court.  The

Court considered in particular that there was no room for a court

decision ordering a right of access in a situation as in the

applicant's case where Daniela seriously refused such an access and the

applicant had himself stated that he did not wish forcibly to implement

a right of access.  The Court set out in detail that Daniela's

reasoning as to her refusal to see the applicant for the time being was

conclusive and serious.  As regards the applicant's subsidiary request

that family therapy should be ordered the Court found that, in the

context of custody and access proceedings, parents and children could

not be forced to undergo such a therapy.  His further subsidiary

request to appoint a supplementary guardian to determine Daniela's

place of residence (Anordnung einer Pflegschaft zur Aufenthalts-

bestimmung) was rejected for lack of competence as a second instance

court.  The Court also observed that there were no reasons for

suggesting measures regarding the right of custody.  The decision was

served upon the applicant on 16 June 1992.

     The applicant lodged a further appeal (weitere Beschwerde) with

the Federal Court of Justice (Bundesgerichtshof).

     In the second set of proceedings pending before the Erfurt

District Court, the applicant eventually amended his request, claiming

again a determination of his right of access.  The proceedings were

thereupon suspended on 31 March 1993 in order to await the outcome of

the proceedings before the Federal Court of Justice.

     On 27 October 1993 the Federal Court of Justice, upon the

applicant's further appeal, quashed the Court of Appeal's decision and

sent the case back to it.  The Court of Justice considered that the

Court of Appeal had erroneously assumed that the applicant had

abandoned his request for a judicial decision on his right of access

to Daniela.  Moreover, Daniela's refusal to have contacts with the

applicant did not dispense the Court from taking a decision on the

applicant's right of access, even if it were to limit or temporarily

suspend the applicant's right.  The failure to render a court decision

and thus leaving the matter unsettled, was unreasonable.  The Federal

Court of Justice also set legal guidelines as to the further

proceedings.  It confirmed in particular the refusal of family therapy.

     On 9 February 1994, in the second set of proceedings instituted

in May 1992, the Erfurt District Court held a hearing in camera in the

presence of the parties.  The Court fixed the hearing date for the

pronouncement of its decision for 2 March 1994.  In its decision of

2 March 1994 the Erfurt District Court dismissed the applicant's

respective requests for access to Daniela, for the appointment of a

supplementary guardian to determine her place of residence as well as

his subsidiary requests for a transfer of the right of custody.  As

regards the applicant's right of access, the Court noted that following

the decision of the Federal Court of Justice of 27 October 1993 the

proceedings on this matter were again pending before the Court of

Appeal.  Accordingly, it had no competence to decide on the applicant's

renewed requests.  Moreover, any decision on the appointment of a

supplementary guardian presupposed a decision to withdraw the right of

custody exercised by Daniela's mother as far as the right to determine

Daniela's place of residence.  However, the applicant had failed to

show any reasons which could justify such a measure.  Furthermore,

there was nothing to show that a transfer of the right of custody to

the applicant would be in Daniela's interest.  According to the

records, the District Court pronounced the decision in a public hearing

in the absence of the parties.

     On 10 November 1994 the Jena (Thüringen) Court of Appeal,

examining  the resumed proceedings as well as the applicant's appeal

against the decision of 2 March 1994, held a hearing in camera.  In

accordance with S. 170 of the Court Organisation Act, proceedings

concerning family and child care matters are conducted in camera.

Daniela was heard prior to the hearing by two of the three judges.

Both the applicant and Daniela's mother appeared in person, assisted

by their respective counsel.  According to the trial record, the

relevant factual and legal issues were discussed in detail.  The

parties were given the possibility to file further submissions before

1 December 1994.  The Court further indicated that it would serve its

decision on the parties.

     On 21 March 1995 the Jena (Thüringen) Court of Appeal quashed the

decisions of 22 August 1991 and 2 March 1994 and decided to exclude the

applicant's right of access to Daniela. It dismissed the remainder of

the applicant's requests.  Having regard to all circumstances, the

Court of Appeal found that any access as requested by the applicant

would endanger Daniela's mental development.  The Court of Appeal

considered that, for several years, Daniela had seriously refused

contacts with the applicant.  In this respect, the Court of Appeal had

regard to the results of a hearing of Daniela, by two of the three

judges, on 10 November 1994.  Considering the explanations of the then

16-year-old Daniela as to her reasons for disapproving of the applicant

and her self-assertive and independent personality, her position had

to be respected in order to avoid serious repercussions on her further

development.  Enforcing the applicant's right to access would also run

counter Daniela's constitutional right to respect for her personality.

No other, more lenient measure could be envisaged in the circumstances.

Finally, a limitation in time was not appropriate, having regard to

Daniela's majority in two years.  As regards the applicant's further

request to order the measures with a view to preparing for contacts

with Daniela, the Court of Appeal confirmed that no measures of family

therapy could be enforced.

     The decision was served on the applicant on 18 April 1995.

     On 13 June 1995 the Federal Constitutional Court (Bundes-

verfassungsgericht) refused to entertain the applicant's constitutional

complaint (Verfassungsbeschwerde).

     The Federal Constitutional Court found that the applicant's

submissions did not raise any constitutional questions of fundamental

importance.  The constitutional questions regarding decisions on a

parent's right of access to his or her child were settled in the

jurisprudence of the Federal Constitutional Court.  As regards the

applicant's complaint about the lack of public pronouncement of the

decisions taken in the access and custody proceedings, the Federal

Constitutional Court observed that, assuming that the principle of the

rule of law (Rechtsstaatsprinzip) included a right to public hearing

and pronouncement of decisions, limitations were possible in the

interests of the parties to the proceedings.  Moreover, the applicant's

complaint about the length of the proceedings did not raise any new

questions.

     Moreover, the acceptance of the applicant's constitutional

complaint for adjudication was not required for the purpose of

implementing his constitutional rights.  In particular, there was no

indication that the competent civil courts had disregarded the

applicant's right to respect for his family life and the principles

established in the jurisprudence of the Federal Constitutional Court.

The Court of Appeal's reasoning that Daniela's express wishes had to

be taken into account and that a decision granting the applicant access

against her will would violate her personality rights, was conclusive

and could not be objected to from a constitutional point of view.  The

principle that access and custody proceedings were held in camera and

that decisions were not pronounced publicly served the protection of

the parties to such proceedings against a publication of mostly very

personal matters.  Finally, the length of the proceedings had not

violated the principle of the rule of law.  The Federal Constitutional

Court, bearing in mind that in access and custody proceedings, the

lapse of time considerably limited the legal protection afforded, found

that the length of the proceedings in the present case had been due to

the problems following the German unification and the applicant's own

conduct.  The Court did not accept the applicant's argument that the

competent courts had caused the length by rendering wrong decisions.

     The decision was received on 22 June 1995.

COMPLAINTS

1.   The applicant complains about the German court decisions to

suspend his right of access to Daniela.  He invokes Article 8, taken

individually and in conjunction with Article 14, of the Convention.

He considers in particular that S. 1634 of the Civil Code is not

sufficiently precise to serve as a legal basis for the interference in

question.  Moreover, according to the applicant, there were no

sufficient reasons to justify the suspension of his right of access.

He also submits that the courts did not duly take his arguments into

account and failed to balance the competing interests at stake.

Moreover, they should not have decided on his requests without having

taken expert advice.  The Court of Appeal, when hearing Daniela, also

failed duly to discuss her opinions and attitude with a view to

influencing her position.  In any event, only two of the three judges

had participated in hearing Daniela.

2.   The applicant also complains under Article 8 that the German

authorities failed to take the necessary steps to ensure his right of

access to Daniela on the occasion of his divorce and the award of the

right to custody over Daniela to her mother.

3.   The applicant further complains under Article 6 of the Convention

that the German court decisions in the access and custody proceedings

at issue were not pronounced publicly.

4.   The applicant further complains under Articles 6 and 8 of the

Convention about the length of the above proceedings.

5.   The applicant raises the above complaints in his own name and on

behalf of Daniela.

THE LAW

1.   The applicant has filed the application in his own as well as in

his daughter's name.

     In principle only a parent who has the custody over his or her

child is able to introduce an application under Article 25 (Art. 25)

of the Convention on behalf of the child (No. 12246/86, Dec. 13.7.87,

D.R. 53, p. 225).  In the present case, the right to custody over the

applicant's daughter was awarded to his former wife.  The Commission

also observes that Daniela has meanwhile attained her majority.  In any

event, the Commission is not required to decide whether or not the

applicant, when lodging his application, was able to bring his

complaints also on behalf of his daughter, as the application is

inadmissible for the following reasons.

2.   The Commission has first examined the applicant's complaints, in

respect of the court decisions on his right of access to Daniela,

under Article 8 (Art. 8) of the Convention.

     Article 8 (Art. 8), so far as relevant, provides as follows:

     "1.   Everyone has the right to respect for his private and

     family life, ...

     2.    There shall be no interference by a public authority with

     the exercise of this right except such as is in accordance with

     the law and is necessary in a democratic society ... for the

     protection of health or morals, or for the protection of the

     rights and freedoms of others."

     The Commission recalls that the family life of the parents with

their children does not cease following the divorce of a married couple

(cf. Eur. Court HR, Berrehab v. the Netherlands judgment of

21 June 1988, Series A no. 138, p. 14, para. 21).

     The Commission finds that the decision to suspend the applicant's

right of access to his daughter Daniela interfered with his right to

family life under Article 8 para. 1 (Art. 8-1) of the Convention.  The

Commission therefore has to examine whether this interference was

justified under the terms of Article 8 para. 2 (Art. 8-2).

     The Commission finds that the decision in question was taken in

accordance with S. 1634 of the German Civil Code.  The applicant's

submissions do not show that this legal basis was not adequately

accessible or that it was not formulated with sufficient clarity.  The

interference at issue was, therefore, in accordance with the law within

the meaning of Article 8 para. 2 (Art. 8-2).

     The Commission further considers that the impugned custody

decisions had a legitimate purpose under paragraph 2 of Article 8,

(Art. 8-2) namely the protection of the rights of the child concerned.

     As regards the question whether the interference complained of

was "necessary in a democratic society", the Commission recalls that

the Contracting States enjoy a certain margin of appreciation in

assessing whether such a need for an interference exists, but it goes

hand in hand with European supervision (cf. Eur. Court HR, Berrehab

judgment, loc. cit., p. 15, para. 28; Funke v. France judgment of

25 February 1993, Series A no. 256-A, p. 24, para. 55).

     The Commission observes at the outset that the impugned decision

was taken in court proceedings brought by the applicant following the

spouses' divorce and award of the right of custody to Daniela's mother

in 1990.

     The Commission notes that the competent courts initially

considered that no judicial determination of the applicant's right of

access was called for in the circumstances of the present case.  In

this respect, they considered that Daniela had refused to see the

applicant, who had stated that he did not intend forcibly to implement

his right of access.  These decisions were quashed by the Federal Court

of Justice on the ground that the applicant's requests for a

determination of his right of access could not merely be dismissed

without taking any express decision whether or not he was entitled to

have access to his daughter.  The Jena Court of Appeal, having due

regard to the guidelines given by the Federal Court of Justice in the

preceding appeal proceedings, decided that the suspension of the

applicant's right of access was in the best interest of Daniela,

sixteen years old at the relevant time.  In this respect, the Court of

Appeal had in particular regard to the explanations given by Daniela

at a hearing by two of the three judges.  In this respect, the

Commission considers that the absence of one of the judges at the

questioning concerned does not call into question the diligence of the

Court in establishing the relevant facts.  The Court of Appeal, in its

decision, carefully analysed her statements and her personality.

Weighing all circumstances, it concluded that it was her serious

intention to refuse any contacts with the applicant.  As regards the

applicant's argument that no expert opinion was ordered on these

matters, the Commission notes that, while he requested the appointment

of an expert in the context of his application for a family therapy,

the applicant failed to show that he requested the taking of expert

evidence to establish the wishes of his daughter Daniela, the

seriousness thereof or any other related issue.  Moreover, his

submissions do not disclose any reasons to conclude that the Court of

Appeal was not in a position to evaluate the statements of the then

sixteen-year-old girl.

     Against this background, the reasons for the impugned decision

were both relevant and sufficient.

     As to the procedural requirements implicit in Article 8 (Art. 8)

(cf. Eur. Court HR, Olsson v. Sweden judgment of 24 March 1988, Series

A no. 130, p. 33, para. 71), the Commission finds that the applicant,

assisted by counsel, was involved in the decision-making process, seen

as a whole, to a degree sufficient to provide him with the requisite

protection of his interests.

     In these circumstances, the German authorities did not exceed

their margin of appreciation when deciding to suspend the applicant's

right of access to Daniela.  Consequently, there is no appearance of

a breach of Article 8 (Art. 8).

     It follows that this part of the application is manifestly

ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the

Convention.

2.   With regard to the above issue, the applicant also invokes

Article 14, taken in conjunction with Article 8 (Art. 8).

     The Commission, referring to its above findings under Article 8

(Art. 8) of the Convention, considers that the impugned court decisions

were based on a careful examination of the particular circumstances of

the instant case.  There is nothing in the case-file to disclose any

difference of treatment on the ground of sex or of any other status.

     It follows that this part of the application is likewise

manifestly ill-founded within the meaning of Article 27 para. 2

(Art. 27-2).

3.   The applicant further complains under Article 8 (Art. 8) that

following his divorce and the transfer of the right to custody over

Daniela to her mother, the German authorities failed to take the

appropriate steps to ensure his future access to Daniela.

     The Commission notes that, in the context of the divorce

proceedings, the applicant did not request a decision determining his

right of access to Daniela, but only did so in March 1991.  Even

assuming compliance with Article 26 (Art. 26) of the Convention, the

applicant's submissions on this point do not disclose any lack of

respect for his family life on the part of the German authorities.

     It follows that this aspect of the application is likewise

manifestly ill-founded within the meaning of Article 27 para. 2

(Art. 27-2).

4.   The applicant further complains under Article 6 para. 1

(Art. 6-1) that the competent civil courts, except for the Federal

Court of Justice, did not deliver their decisions in public hearings.

     According to Article 6 para. 1 (Art. 6-1), second sentence,

judgment shall be pronounced publicly but the press and public may be

excluded from all or part of the trial in the interest of morals,

public order or national security in a democratic society, where the

interests of juveniles or the protection of the private life of the

parties so require, or to the extent strictly necessary in the opinion

of the court in special circumstances where publicity would prejudice

the interests of justice.

     The Commission observes that both the decisions of the Erfurt

District Court of 22 August 1991 and 2 March 1994, respectively, were,

according to the records, pronounced at a public hearing, the parties

having been informed in advance.  The Court of Appeal's decision of

26 May 1992 was served upon the parties.  The applicant did not raise

the complaint about the absence of public pronouncement of this

decision in his appeal to the Federal Court of Justice.  In any event,

following the Federal Court's decision to set aside - for other reasons

- the appellate court's decision and to send the case back to the Court

of Appeal, the applicant can no longer complain to be the victim,

within the meaning of Article 25 (Art. 25), of a violation of this

procedural right under Article 6 para. 1 (Art. 6-1).

     As regards the Court of Appeal's decision in the resumed

proceedings, dated 21 March 1994, the Commission notes that the

applicant did not lodge a further appeal with the Federal Court of

Justice, complaining about the absence of a public pronouncement.

However, he addressed the matter in his constitutional complaint.  The

Federal Constitutional Court considered that the principle that access

and custody proceedings were held in camera and that decisions were not

pronounced publicly served the protection of the parties to such

proceedings against the publicity of usually very personal matters.

     Assuming compliance with Article 26 (Art. 26), the Commission

recalls that the public character of proceedings is a principle of

fundamental importance to these proceedings (Eur. Court HR, Pretto and

others v. Italy judgment of 8 December 1983, Series A no. 71, p. 11,

paras. 21-22; Axen v. Germany judgment of 8 December 1983; Series A no.

72, p. 12, paras. 25-26).  However, Article 6 para. 1 (Art. 6-1),

second sentence allows for derogations from this principle, inter alia

if justified by the need to protect the private lives of the parties.

In the present case, the proceedings were, as they concerned a child

care matter, conducted in camera in accordance with S. 170 of the Court

Organisation Act.  The Commission considers that the proceedings in

question related to private matters regarding the family relations and

the personality of the then sixteen-year-old Daniela.  The Court of

Appeal's decision set out in detail the statements made by Daniela and

its considerations regarding her personal development.  In these

circumstances, the absence of publicity served the purposes of

protecting the interests of the parties in the family dispute and in

particular the interests of the child.

     The Commission finds that the applicant, being aware of the non-

public character of the proceedings and also informed, at the hearing

before the Court of Appeal, that its decision would be merely served

upon the parties, failed to request its public pronouncement.

Accordingly, the absence of a public pronouncement of the decision in

question does not infringe the applicant's rights under Article 6

para. 1 (Art. 6-1).

     This part of the application is, therefore, also manifestly ill-

founded within the meaning of Article 27 para. 2 (Art. 27-2).

5.   The applicant finally complains under Article 6 (Art. 6) about

the length of the proceedings in question.

     The Commission finds that the proceedings in question started in

March 1991 when the applicant applied for a judicial determination of

his right of access to Daniela.  They terminated on 22 June 1995 when

the Federal Constitutional Court's decision of 13 June was served upon

the applicant.  The proceedings thus lasted about four years and three

months.

      The reasonableness of the length of proceedings must be

assessed in the light of the particular circumstances of the case and

with reference to the following criteria: the complexity of the case,

the conduct of the parties and of the authorities concerned and what

is at stake in the litigation.  In this instance, the circumstances

call for a global assessment (cf. Eur. Court HR, Bock v. Germany

judgment of 29 March 1989, Series A no. 150, p. 18, para. 38; Vernillo

v. Italy judgment of 20 February 1991, Series A no. 198, p. 12,

para. 30; Salerno v. Italy judgment of 12 October 1992, Series A

no. 245-D, p. 55, para. 19).

     The Commission observes that, at the first stage of the

proceedings, the Erfurt District Court rendered its decision on the

applicant's request on 22 August 1991, i.e. within five months.  The

Erfurt Court of Appeal decided upon the applicant's appeal, having

granted him leave to appeal out of time, within nine months.

Meanwhile, the applicant had also instituted new proceedings at first

instance regarding custody and access. The proceedings before the

Federal Court of Justice lasted one year and five months.  In the

resumed appeal proceedings, which extended to the applicant's appeal

against the first instance decision taken in his second set of

proceedings, the Court of Appeal decided within one year.  The Federal

Constitutional Court proceedings lasted less than two months.

     In these circumstances, the Commission, finds that, taking into

account the factual and legal questions at issue, no important delays

are imputable to the German courts at the various stages of the

proceedings.

     As regards the applicant's argument as to the allegedly erroneous

court decisions, the Commission recalls that an error by a court

leading to a delay in the proceedings brought about by the need for

appeal proceedings to correct the error may, in combination with other

factors, be taken into account in the determination of the

reasonableness of the relevant period pursuant to Article 6 para. 1

(Art. 6-1) (cf. Bock judgment, loc. cit., p. 21, para. 44).  However,

in the present case, the applicant's appeals were decided within due

time.

     In sum, the Commission, regard being had to the diligence

required in cases concerning child matters, finds no indication that,

in the applicant's case, the German court proceedings exceeded a

"reasonable time" within the meaning of Article 6 para. 1 (Art. 6-1)

of the Convention.

     It follows that the applicant's complaint about the length of the

proceedings is manifestly ill-founded within the meaning of Article 27

para. 2 (Art. 27-2).

     For these reasons, the Commission, unanimously,

     DECLARES THE APPLICATION INADMISSIBLE.

  M.F. BUQUICCHIO                                 J. LIDDY

     Secretary                                    President

to the First Chamber                         of the First Chamber

© European Union, https://eur-lex.europa.eu, 1998 - 2026

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