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M.U. v. AUSTRIA

Doc ref: 34371/97 • ECHR ID: 001-3656

Document date: April 17, 1997

  • Inbound citations: 1
  • Cited paragraphs: 0
  • Outbound citations: 4

M.U. v. AUSTRIA

Doc ref: 34371/97 • ECHR ID: 001-3656

Document date: April 17, 1997

Cited paragraphs only



                      AS TO THE ADMISSIBILITY OF

                      Application No. 34371/97

                      by M. U.

                      against Austria

     The European Commission of Human Rights sitting in private on

17 April 1997, the following members being present:

           Mr.   S. TRECHSEL, President

           Mrs.  G.H. THUNE

           Mrs.  J. LIDDY

           MM.   E. BUSUTTIL

                 G. JÖRUNDSSON

                 A.S. GÖZÜBÜYÜK

                 A. WEITZEL

                 J.-C. SOYER

                 H. DANELIUS

                 F. MARTINEZ

                 L. LOUCAIDES

                 J.-C. GEUS

                 M.A. NOWICKI

                 I. CABRAL BARRETO

                 B. CONFORTI

                 I. BÉKÉS

                 J. MUCHA

                 D. SVÁBY

                 G. RESS

                 A. PERENIC

                 C. BÎRSAN

                 P. LORENZEN

                 K. HERNDL

                 E. BIELIUNAS

                 E.A. ALKEMA

                 M. VILA AMIGÓ

           Mrs.  M. HION

           MM.   R. NICOLINI

                 A. ARABADJIEV

           Mr.   H.C. KRÜGER, Secretary to the Commission

     Having regard to Article 25 of the Convention for the Protection

of Human Rights and Fundamental Freedoms;

     Having regard to the application introduced on 6 January 1997 by

M. U. against Austria and registered on 8 January 1997 under file

No. 34371/97;

     Having regard to the report provided for in Rule 47 of the Rules

of Procedure of the Commission;

     Having regard to the observations submitted by the respondent

Government on 30 January 1997 and the observations in reply submitted

by the applicant on 20 February 1997;

     Having deliberated;

     Decides as follows:

THE FACTS

     The applicant, born in 1972, is a Turkish national. At the time

of lodging his application he was detained at the Salzburg Police

Prison. In the proceedings before the Commission, he is represented by

Mr. O. Mory, a lawyer practising in Salzburg.

A.   Particular circumstances of the case

     The facts of the case, as submitted by the parties, may be

summarised as follows.

     In December 1991 the applicant came to Austria, where he applied

for asylum on the ground that he was a draft evader and that he was

persecuted on account of his Kurdish origin.  His asylum request as

well as a request for reopening the asylum proceedings, filed in 1995,

remained unsuccessful. However, the applicant continued to reside in

Austria.

     On 13 March 1996 the applicant was arrested on the suspicion of

being a member of a criminal organisation, namely the Revolutionary

People's Liberation Front (Devrimici Halk Kurtulus-Cephesi -

hereinafter "DHK-C"), a sub-organisation of the extreme leftist

Revolutionary People's Liberation Party Front (Devrimici Halk Kurtulus

Partisi-Cephesi - hereinafter "DHKP-C"), and of having committed

attempted arson by throwing, on 8 January 1996, petrol bombs into a

house in Wels in which the Turkish "Grey Wolves" have an assembly room.

Subsequently, the applicant was taken into detention on remand by the

Wels Regional Court (Landesgericht).

     On 22 March 1996 the applicant filed a new asylum request. He

submitted in particular that the Turkish authorities would almost

certainly be informed about the criminal proceedings pending against

him in Austria. The mere suspicion of being a member of an extreme

leftist organisation and of having participated in attacks directed

against a nationalist Turkish association would expose him to being

arrested and tortured and to being subjected to the death penalty.

     On the same day, the applicant requested the Salzburg Federal

Police Authority (Bundespolizeidirektion) to render a declaratory

decision under S. 54 of the Aliens Act (Fremdengesetz), to the effect

that his expulsion to Turkey would not be permissible. He relied on the

same reasons as in his asylum request.

     On 25 March 1996 the Federal Office for Asylum (Bundesasylamt)

dismissed the applicant's asylum request. It referred to S. 2 paras. 3

and 4 of the Asylum Act (Asylgesetz), according to which asylum is not

to be granted to an asylum seeker whose request has already been

dismissed, unless the person concerned has returned to his or her

country of origin and relies on reasons which occurred after the

return. The Federal Office for Asylum noted that the applicant's

previous asylum requests had been dismissed. As the applicant had not

returned to Turkey after the respective decisions had become final, his

submissions were irrelevant.

     On 15 November 1996 the Wels Regional Court convicted the

applicant of being a member of a criminal organisation, namely the

DHK-C, a sub-organisation of the marxist-leninist DHKP-C which is an

illegal party in Turkey. Further, it convicted him of having committed

attempted arson by throwing, together with two accomplices, petrol

bombs into a house in Wels. The Court sentenced the applicant to two

years' imprisonment of which sixteen months were suspended on

probation. The judgment has not yet become final as appeal proceedings

are still pending.

     Also on 15 November 1996 the Federal Ministry for the Interior

(Bundesministerium für Inneres) dismissed the applicant's appeal as

regards the refusal of his asylum request of 22 March 1996. It found

that the applicant's submissions did not disclose any new facts which

could lead to the granting of asylum. What he allegedly risked in

Turkey was prosecution for criminal offences based on the same facts

for which he was prosecuted in Austria. There was no reason to consider

this as illegitimate persecution on account of his political opinion

or any other motive enumerated in S. 1 of the Asylum Act.

     On 20 November 1996 the Salzburg Federal Police Authority ordered

that the applicant be taken into detention with a view to his expulsion

and the applicant was transferred to the Salzburg Police Prison.

      On 5 December 1996 the Salzburg Federal Police Authority,

referring to S. 18 of the Aliens Act issued a residence ban valid for

ten years against the applicant. It referred to the applicant's

conviction, and to the fact that he was illegally residing in Austria

and had not exercised any gainful profession during his stay in Austria

and was unable to show that he disposed of the necessary means for his

maintenance. For these reasons he had to be considered a danger to

public security. The interests of public order, economic well-being of

the country and prevention of crime demanded that a residence ban be

issued against him. Finally, the Federal Police Authority ordered that

an appeal against its decision would not have suspensive effect. The

applicant lodged an appeal and the proceedings are still pending.

     On 11 December 1996 the Salzburg Independent Administrative Panel

(Unabhängiger Verwaltungssenat) dismissed the applicant's complaint

concerning the alleged unlawfulness of his detention. It noted that an

alien may be detained if it is necessary inter alia for the conduct of

proceedings concerning a residence ban or for carrying out his

expulsion. The Independent Administrative Panel found that the

applicant's detention first served the interests of the proceedings for

issuing a residence ban against him. Subsequently, it was necessary for

ensuring that his expulsion could be carried out, as the applicant had

explicitly stated that he was not willing to return to Turkey. The

Independent Administrative Panel noted the applicant's submissions that

his detention was unlawful on the ground that, upon his return, he

would be exposed to the death penalty or to torture. However, the

question whether an expulsion to a specific State was inadmissible on

such grounds had to be assessed in separate proceedings under S. 54 of

the Aliens Act.

     On 20 December 1996 the applicant filed a complaint with the

Administrative Court (Verwaltungsgerichtshof) concerning the refusal

of his asylum request of 22 March 1996. He recalled his previous

submissions, namely that he would be charged with offences such as

treason (S. 125 of the Turkish Criminal Code - hereinafter "TCC"),

attempt to overthrow the constitution (SS. 140 and 146 TCC), membership

of an illegal association or aiding an armed gang (SS. 168 and 169

TCC). Two of these offences carried the death penalty and the offences

under SS. 168 and 169 TCC constituted terrorist offences. In essence,

this meant that he would be persecuted for his political opinion. The

applicant submitted in particular that the Federal Office for Asylum,

when finding that his submissions were irrelevant as he had not

returned to Turkey after the refusal of his prior request for asylum,

had ignored the Administrative Court's case-law that new facts which

arise during an asylum seeker's stay may found his refugee status. The

Ministry for the Interior, too, had dismissed his appeal on legal

grounds without carrying out any investigations. The authorities had,

thus, both failed to establish the necessary facts, namely whether he

risked persecution in Turkey, and more specifically for which offences

he would be charged and whether or not such criminal proceedings would

basically aim at persecuting him on political grounds. Finally, the

applicant requested the Administrative Court to grant his complaint

suspensive effect.

     On 9 January 1997 the Salzburg Federal Police Authority rendered

a decision under S. 54 of the Aliens Act. It found that there were no

substantial grounds for believing that the applicant, upon return to

Turkey, would be subjected to treatment contrary to S. 37 para. 1 or 2

of the said Act. The Federal Police Authority noted first that the

applicant had not been granted refugee status. Further, it was true

that he had been convicted in Austria of being a member of a criminal

organisation. However, his submissions that he would be subjected to

torture or even the death penalty on account of the facts underlying

this conviction contained a mere allegation unsupported by any

evidence. The applicant had failed to show that, upon return to Turkey

there was any specific danger for him.

     On 22 January 1997 the applicant lodged an appeal against this

decision. He submitted in particular an expert opinion of the Max-

Planck Institute for Foreign and International Criminal Law in

Freiburg/Breisgau, according to which the DHKP-C was a kind of

"renaming" of parts of the DevSol, which had been classified by the

Turkish Supreme Court's case-law as an armed gang within the meaning

of S. 168 TCC and that it was, on the facts of the case, likely that

the applicant would be prosecuted under this provision. The appeal

proceedings are still pending.

     On 28 January 1997 the applicant was released.

     On 3 March 1997 the Administrative Court rendered a decision on

the applicant's request to grant his complaint against the Ministry's

decision of 15 November 1996 suspensive effect. It stated that the

request was granted with the effect that the applicant obtained the

legal status which he had had as an asylum seeker before the contested

decision was issued. The main proceedings before the Administrative

Court are still pending.

B.   Relevant domestic law

     Asylum Act (Asylgesetz 1991)

     S. 1 of the 1991 Asylum Act states that a refugee is a person,

who left his or her home country on account of a well-founded fear of

being persecuted on account of his or her race, religion, nationality,

membership of a particular social group or political opinion.

     S. 2 para. 3 excludes the granting of asylum to an alien whose

asylum request has been dismissed in Austria or in any other country

adhering to the Geneva Convention relating to the Status of Refugees

(paragraph 3). This provision is not applicable to an alien who,

following the final refusal of his asylum request, has returned to his

or her country of origin and relies on facts which have occurred after

the return (paragraph 4).

     Aliens Act (Fremdengesetz 1992)

     S. 18 para. 1 of the Aliens Act provides that a residence ban is

to be issued against an alien if there are reasonable grounds for

believing that his stay will disturb public order or security or that

it will be contrary to public interest as provided for in Article 8

para. 2 of the European Convention on Human Rights. Paragraph 2

illustrates cases in which "reasonable grounds" within the meaning of

para. 1 are given, e.g. if an alien has, by final decision of an

Austrian court, been sentenced to more than three months' imprisonment,

or if he is unable to show that he disposes of the necessary means for

his maintenance.

     S. 37 deals with cases where it is prohibited to expel an alien.

Paragraph 1 states that an alien may not be expelled to a specific

State if there are firm reasons to believe that he would be in danger

of being subjected to inhuman treatment or punishment or to the death

penalty in that State.

     S. 37 para. 2 refers to Article 33 (1) of the Refugee Convention,

and provides that an alien may not be expelled to a State if there are

firm reasons to believe that in that State his life or liberty would

be endangered on account of his race, religion, nationality, membership

of a particular social group or political opinion.

     According to S. 37 para. 6 an alien may not be expelled as long

as this would be contrary to an interim measure taken by the European

Commission of Human Rights or the European Court of Human Rights.

     S. 54 para. 1 states that the Authority, at the alien's request,

has to render a declaratory decision on whether or not there are firm

reasons to believe that the alien, in a State indicated by him, is

endangered within the meaning of S. 37 para. 1 or 2.

     S. 54 para. 2 provides that such a request may only be made

during proceedings concerning the issuing of an expulsion order or of

a residence ban and that the alien has to be informed in time of the

possibility to make the request.

     S. 54 para. 4 states that an expulsion may not be carried out as

long as the decision relating to the request under S. 54 has not become

final.

COMPLAINTS

1.   The applicant complains that his expulsion to Turkey would expose

him to a real risk of being subjected to the death penalty and to

torture. He refers in particular to his conviction of 15 November 1996

by the Wels Regional Court from which it follows that he is a member

of the marxist-leninist DHKP-C and participated in an attack on an

assembly room of the "Grey Wolves" which are a Turkish association of

the extreme right. Further, he submits that the Turkish authorities are

likely to know about the criminal proceedings which were conducted

against him in Austria and that, upon his return to Turkey, he would

be prosecuted for treason or attempt to overthrow the constitution,

i.e. offences which carry the death penalty, or for membership or

support of an illegal association, which are deemed to be terrorist

offences. In this context, he alleges it is likely that he will be

arrested and tortured. The applicant invokes Articles 2 and 3 of the

Convention.

2.   The applicant complains under Article 5 of the Convention as

regards his detention with a view to his expulsion, claiming that he

was not entitled to take proceedings in which a court decides on the

lawfulness of his detention. He appears to argue that his detention

cannot be justified as  the envisaged expulsion to Turkey as such would

not be permissible and that the police authorities which review this

question are not independent.

3.   In his observations of 20 February 1997 the applicant also

complains that the proceedings under S. 54 of the Aliens Act do not

provide an effective remedy against his expulsion. He complains that

the police authorities which are competent to decide lack the necessary

independence and that expulsions are often carried out immediately

after the negative decision has been taken at second instance, even if

a complaint and a request to grant this complaint suspensive effect has

been lodged with the Constitutional Court or the Administrative Court.

Further, he claims that his case is an example of the bad quality of

the proceedings. He submits in particular that the Salzburg Federal

Police Authority did not carry out a proper examination of the

situation in Turkey, disregarded substantive parts of his submissions

and failed to hear him. The applicant invokes Articles 13 and 14 of the

Convention.

PROCEEDINGS BEFORE THE COMMISSION

     The application was introduced on 6 January 1997 and registered

on 8 January 1997.

     On 8 January 1997 the President of the Commission decided to

apply Rule 36 of the Commission's Rules of Procedure and to communicate

to the respondent Government the applicant's complaint that his

expulsion to Turkey would expose him to a real risk of being subjected

to the death penalty or of being tortured.

     The Government's written observations were submitted on

30 January 1997. The applicant replied on 20 February 1997.

     On 6 March 1997 the Commission decided to prolong the application

of Rule 36 of its Rules of Procedure.

THE LAW

     The applicant complains that his expulsion to Turkey would expose

him to a real risk of being subjected to the death penalty and to

torture.  He invokes Articles 2 and 3 (Art. 2, 3) of the Convention.

     Article 2 para. 1 (Art. 2-1) of the Convention reads as follows:

     "Everyone's right to life shall be protected by law.  No one

     shall be deprived of his life intentionally save in the execution

     of a sentence of a court following his conviction of a crime for

     which this penalty is provided by law."

     Article 3 (Art. 3) of the Convention reads as follows:

     "No one shall be subjected to torture or to inhuman or degrading

     treatment or punishment."

     The Government submit that the applicant failed to exhaust

domestic remedies in accordance with Article 26 (Art. 26) of the

Convention. They submit in particular that the proceedings under S. 54

of the Aliens Act with the purpose of establishing whether or not the

applicant's expulsion to Turkey is permissible are still pending and

that the applicant is not at risk of being expelled as long as no final

decision has been taken in these proceedings.

     The applicant contests the Government's view. He submits that the

proceedings under S. 54 of the Aliens Act do not provide an effective

remedy as the decisions are taken by the police authorities which are

bound by instructions from the Ministry for the Interior, i.e. the

authority which refused his asylum request. Moreover, the proceedings

do not offer any procedural guarantees, as they do not even require

that the person concerned be heard. The applicant alleges that, in case

of a negative decision at second instance, the expulsion is often

carried out immediately. Further, he argues that not even a positive

decision in the proceedings under S. 54 offers sufficient protection,

as it does neither confer a right to residence nor a right to take up

employment to the person concerned, who thus has nothing more than the

status of an illegal foreigner who, however, cannot be deported.

     The Commission recalls that the obligation to exhaust domestic

remedies requires the use of remedies which are likely to be effective,

sufficient and accessible (cf. No. 23413/94, Dec. 28.11.95, D.R. 83,

p. 31). Further, the Commission recalls its constant case-law according

to which a remedy which does not suspend execution of a decision to

expel an alien to a specified country where he or she claims to risk

inhuman treatment, is not effective for the purposes of Article 26

(Art. 26) of the Convention (cf. 17550/90 and 17825/91, Dec. 4.6.91,

D.R. 70, p. 298, 315 with further references).

     The Commission notes that the Administrative Court, on

3 March 1997, i.e. after the parties filed their observations, granted

the applicant's complaint against the refusal of his asylum request of

22 March 1996 suspensive effect.

     The Commission recalls that, in a recent decision also concerning

an asylum seeker's imminent expulsion to Turkey, it has found that a

complaint against a negative asylum decision to the Administrative

Court, if granted suspensive effect, provides an effective remedy (cf.

No. 33052/96, Gündogdu v. Austria, Dec. 6.3.97, unpublished). The

reasons, summarised briefly, were that the Administrative Court has to

consider basically the same elements as the Commission has to consider

under Article 3 (Art. 3), namely whether the applicant has a well-

founded fear of persecution or of being subjected to the death penalty

upon return; and that the Administrative Court may quash the negative

asylum decision if it suffers from procedural defects or from errors

of law.

     The Commission therefore finds that the proceedings currently

pending before the Administrative Court provide an effective remedy as

regards the applicant's complaint that his expulsion to Turkey would

expose him to a real risk of being tortured and subjected to the death

penalty. It may be added that, like in the above-mentioned case, there

are no indications that the police authorities would proceed to the

applicant's expulsion while the proceedings before the Administrative

Court are still pending. In this context, the Commission notes in

particular that the applicant has meanwhile been released.

     Having regard to the above findings, the Commission is not

required to decide whether, in the particular circumstances of the

case, the proceedings under S. 54 of the Aliens Act also provide an

effective remedy.

     In conclusion, the Commission finds that, concerning his above

complaint, the applicant has failed to exhaust domestic remedies as

required by Article 26 (Art. 26) of the Convention.

     It follows that this part of the application must be rejected in

accordance with Article 27 para. 3 (Art. 27-3) of the Convention.

2.   The applicant complains under Article 5 (Art. 5) of the

Convention that his detention with a view to his expulsion was unlawful

and that he was not entitled to take proceedings in which a court

decides on the lawfulness of his detention.

     Article 5 (Art. 5) of the Convention, so far as relevant, reads

as follows:

     "1.   Everyone has the right to liberty and security of person.

     No one shall be deprived of his liberty save in the following

     cases and in accordance with a procedure prescribed by law:

           ...

           f.    the lawful arrest or detention of a person to prevent

     his effecting an unauthorised entry into the country or of a

     person against whom action is being taken with a view to

     deportation or extradition.

     4.    Everyone who is deprived of his liberty by arrest or

     detention shall be entitled to take proceedings by which the

     lawfulness of his detention shall be decided speedily by a court

     and his release ordered if the detention is not lawful."

     The Commission finds, on the basis of the material before it,

that the applicant was, from 20 November 1996 to 28 January 1997,

detained with a view to his deportation within the meaning of Article 5

para. 1 (f) (Art. 5-1-f). The applicant has failed to substantiate that

his detention was not in conformity with domestic law.

     The Commission recalls that all that is required under Article 5

para. 1 (f) (Art. 5-1-f), is that "action is being taken with a view

to deportation" and that it is, therefore, immaterial for the purposes

of this provision, whether the underlying decision to expel can be

justified under national or Convention law (Eur. Court HR, Chahal v.

the United Kingdom judgment of 15 November 1996, to be published in

Reports of Judgments and Decisions 1996, para. 112).

     In the present case, the Salzburg Federal Police Authority issued

a residence ban against the applicant on 5 December 1996, i.e. a few

days after he had been taken into detention with a view to his

deportation. Moreover, it ordered that an appeal should not have

suspensive effect. Thus, the residence ban became immediately

enforceable. In these circumstances, the Commission finds that the

applicant's detention was in conformity with Article 5 para. 1 (f)

(Art. 5-1-f).

     Further, the Commission has examined the applicant's complaint

under Article 5 para. 4 (Art. 5-4). It recalls that the judicial review

under this Article should be wide enough to bear on those conditions

which are essential for the "lawful" detention of a person according

to Article 5 para. 1 (Art. 5-1). In cases of detention with a view to

deportation it follows from the requirements of Article 5 para. 1

(Art. 5-1) that Article 5 para. 4 (Art. 5-4) does not demand that the

domestic courts should have the power to review whether the underlying

decision to expel could be justified under national or Convention law

(Chahal v. the United Kingdom judgment, loc. cit., paras. 127-128).

     The Commission notes that the applicant lodged a complaint with

the Independent Administrative Panel, which found that his detention

was lawful as it served, first, the issuing of a residence ban and,

subsequently, was necessary to ensure that this expulsion could be

carried out. It is true that the Independent Administrative Panel could

not examine the question whether the applicant's expulsion to Turkey

was permissible. However, in view of the above case-law, the

applicant's submissions do not disclose any appearance of a violation

of Article 5 para. 4 (Art. 5-4) of the Convention.

     It follows that this part of the application is manifestly ill-

founded within the meaning of Article 27 para. 2 (Art. 27-2) of the

Convention.

3.   The applicant complains that the proceedings under S. 54 of the

Aliens Act do not provide an effective remedy against his expulsion.

He invokes Article 13 and 14 (Art. 13, 14) of the Convention.

     Article 13 (Art. 13) reads as follows:

     "Everyone whose rights and freedoms as set forth in this

     Convention are violated shall have an effective remedy before a

     national authority notwithstanding that the violation has been

     committed by persons acting in an official capacity."

     Article 14 (Art. 14) reads as follows:

     "The enjoyment of the rights and freedoms set forth in this

     Convention shall be secured without discrimination on any ground

     such as sex, race, colour, language, religion, political or other

     opinion, national or social origin, association with a national

     minority, property, birth or other status."

     The Commission refers to its above finding that the complaint to

the Administrative Court, which has been granted suspensive effect,

provides an effective remedy as regards the applicant's complaint that

his expulsion to Turkey would expose him to a real risk of being

tortured or of being subjected to the death penalty. For this reason,

the applicant, in the particular circumstances of the case, cannot

claim to be a victim of a violation of his right to an effective remedy

under Article 13 (Art. 13).

     Further, the Commission finds that the applicant's submissions

do not disclose any appearance of a violation of Article 14 (Art. 14)

of the Convention.

     In conclusion, the Commission finds that this part of the

application is manifestly ill-founded within the meaning of Article 27

para. 2 (Art. 27-2) of the Convention.

     For these reasons, the Commission, unanimously,

     DECLARES THE APPLICATION INADMISSIBLE.

        H.C. KRÜGER                         S. TRECHSEL

         Secretary                           President

     to the Commission                    of the Commission

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