FRANK v. GERMANY
Doc ref: 29554/95 • ECHR ID: 001-3694
Document date: May 21, 1997
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AS TO THE ADMISSIBILITY OF
Application No. 29554/95
by Hannelore FRANK
against Germany
The European Commission of Human Rights (First Chamber) sitting
in private on 21 May 1997, the following members being present:
Mrs. J. LIDDY, President
MM. E. BUSUTTIL
A. WEITZEL
C.L. ROZAKIS
L. LOUCAIDES
B. MARXER
B. CONFORTI
N. BRATZA
I. BÉKÉS
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
M. VILA AMIGÓ
Mrs. M. HION
Mr. R. NICOLINI
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 24 October 1995
by Hannelore FRANK against Germany and registered on 18 December 1995
under file No. 29554/95;
Having regard to the report provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, born in 1945, is a German national, residing in
Wesenberg. In the proceedings before the Commission, she is represented
by Mr. P. Kloer, a lawyer practising in Munich.
The facts, as submitted by the applicant, may be summarised as
follows.
In March 1946 a plot of land situated in Zartwitz in the former
German Democratic Republic, was assigned to the applicant's father as
land reform property (Bodenreformeigentum). The entry into the land
register together with several restrictions was made on 20 May 1946.
After the death of her father in 1963 the applicant and her
mother moved to Wesenberg. Subsequently, in 1967, one part of her
father's land reform property was nationalised and transferred to the
state-owned farming estate "Walter Ulbricht" and the other part was
transferred to the state-owned enterprise "Inland Fishery". The
applicant's mother died in 1987. The applicant is the heir of her
parents.
On 10 October 1990 the applicant filed a request with the
Mecklenburg-Vorpommern Office for the Settlement of Unresolved Property
Questions (Landesamt zur Regelung offener Vermögensfragen - hereinafter
the "Mecklenburg-Vorpommern Office") for restitution of her father's
land reform property.
The applicant submitted in particular that she and her mother had
been put under pressure and had been forced to move to Wesenberg after
her father's death. Moreover, she claimed that her mother and herself
would have fulfilled the requirements for taking over the land reform
property. Finally, she pointed out that the house situated on the plot
in question had been reconstructed by her parents, and that she and her
mother had not received any compensation. On 7 June 1993 the applicant
made further submissions, relating in particular to the legal
qualification of land reform property and the question whether or not
it was inheritable. In these and the following proceedings, the
applicant was represented by counsel.
On 4 October 1993 the Mecklenburg-Vorpommern Office rejected the
applicant's request. It found that the loss of land reform property due
to a waiver, return or withdrawal of the right in accordance with the
legal provisions relating to such property did not fall within the
scope of S. 1 of the Act Regulating Unresolved Property Questions
(Gesetz zur Regelung offener Vermögensfragen). In particular, such
measures following from the special limitations attached to land reform
property, did not constitute an expropriation without compensation
within the meaning of the said Act.
The Mecklenburg-Vorpommern Office stated that the land reform
property assigned to the applicant's father was subject to various
restrictions in relation to its transfer. According to the 1951
Regulation on the Transfer of Property (Besitzwechselverordnung) it was
not automatically devolved on the heir, but required an assignment by
the County Council (Rat des Kreises). The County Council had the right
to seize the land, a right of which it had made use when nationalising
the land reform property at issue. Since the land had not been assigned
to the applicant, the applicant had never become its owner. As regards
the applicant's argument that the division of the land in 1967 had been
unlawful, the Mecklenburg Vorpommern Office noted that quite apart from
the fact that she had already lost any right to the land reform
property at the relevant time, the division was lawful as any
restrictions had only been imposed on the owner of land reform
property, but not on the authorities. Further, the applicant could not
rely on the 1990 Act on the Rights of Owners of Land Reform Property
(Gesetz über die Rechte von Eigentümern von Grundstücken aus der
Bodenreform) which placed land reform property on an equal footing with
"full property" within the meaning of the German Civil Code
(Bürgerliches Gesetzbuch), because the applicant was at that time not
the owner of the land reform property.
Further, the Mecklenburg-Vorpommern Office examined whether the
nationalisation constituted a deprivation of the applicant's right to
succeed. However, according to the Regulations on the Transfer of
Property in force at the material time, the heir did not have a right
to the assignment of land reform property. Thus, an assignment was in
the absolute discretion of the authorities.
The Mecklenburg Vorpommern Office found that the fact that the
applicant and her mother had not received any compensation for the
house which her father had reconstructed did not lead to the conclusion
that they had been expropriated. The Regulations on the Transfer of
Ownership only provided for compensation under certain conditions and
it was not for the proceedings under the Act Regulating Unresolved
Property Questions to establish whether these conditions had been
fulfilled. Finally, in respect of the forced moving away, there was no
causal link between the loss of the property and the alleged threats,
because neither the applicant nor her mother had a right to the
assignment of the land reform property.
On 20 October 1993 the applicant filed an administrative action
against this decision with the Greifswald Administrative Court
(Verwaltungsgericht). She requested that a number of witnesses be heard
in order to prove, inter alia, that she and her mother had fulfilled
the requirements for assignment of land reform property and had
intended to continue farming the land, which they had only left under
pressure of the authorities. Further, she requested that the files
concerning her father's land reform property be taken as documentary
evidence to show, in particular, that she and her mother had not
received any compensation for the reconstruction of the house and that
the division and nationalisation of the property had violated the laws
of the German Democratic Republic.
On 10 January 1995 the Greifswald Administrative Court, after
having held an oral hearing, dismissed the action, finding that the
applicant did not have a right to the restitution of her father's
property under the Act Regulating Unresolved Property Questions.
The Court stated that land reform property did not constitute
"full property", but was a right in rem (dingliches Recht) which,
according to the 1945 Regulation on the Land Reform of Mecklenburg-
Vorpommern (Verordnung über die Bodenreform), was subject to massive
restrictions. In particular, it could not be sold, leased or divided
and was only assigned to the assignee for agricultural exploitation.
Subsequent Regulations on the Transfer of Ownership explicitly provided
that the property be withdrawn if it was not used in accordance with
its special purpose. Moreover, according to the practice of the
authorities of the German Democratic Republic, land reform property was
not inheritable. The 1951 Regulation on the Transfer of Ownership
already provided that the death of the assignee was a reason for the
retransfer of land reform property to the State. Though subsequent
Regulations did not state explicitly that land reform property was not
inheritable, they usually required that the said property be
transferred to the heirs by the competent authority. In conclusion, the
Court found that the withdrawal of land reform property in accordance
with the relevant legal provisions was an inherent part of that
particular right and did not constitute a deprivation of property
within the meaning of the Act Regulating Unresolved Property Questions.
However, land reform property constituted an asset within the
meaning of the Act Regulating Unresolved Property Questions. However,
assets could only be restored to the former owner but not to the heirs.
As in 1963, when the applicant's father died, the land reform property
was not inheritable, the applicant did not become his successor and was
thus, neither entitled to restitution nor to compensation.
The Court also found that there was no indication that the
applicant or her mother had been prevented by unfair machinations
(unlautere Machenschaften) within the meaning of the Act Regulating
Unresolved Property Questions from filing a request for compensation
as regards her father's investments in the house.
Finally, the Court stated that due to the legal situation it was
not necessary to take the evidence proposed by the applicant.
On 21 August 1995 the Federal Administrative Court (Bundes-
verwaltungsgericht) refused to grant the applicant leave to appeal.
The Court stated that the question as to whether the heir of the owner
of land reform property had acquired a legal position constituting an
asset which could have been expropriated within the meaning of the Act
Regulating Unresolved Property Questions, had already been answered to
the negative in its decision of 25 February 1994. According to that
decision, it followed from the inherent limitations of land reform
property that this was true even if the heir fulfilled the requirements
for a transfer of the land. Consequently, the legal position of the
applicant was not one which could be subject to unfair machinations
within the meaning of the Act Regulating Unresolved Property Questions.
Given this legal situation the first instance court had rightly refused
to take the evidence proposed by the applicant.
On 4 October 1995 the Federal Constitutional Court
(Bundesverfassungsgericht) refused to entertain the applicant's
complaint.
COMPLAINTS
1. The applicant complains under Article 1 of Protocol No. 1 that
she had, in violation of the respective laws of the German Democratic
Republic, been forced to give up her father's land reform property in
the German Democratic Republic in 1963. She further complains that the
courts of the Federal Republic of Germany, in the proceedings under the
Act Regulating Unresolved Property Questions, interfered with her claim
to the restitution of her father's property and her claim for
compensation as regards the reconstruction of the house situated on the
property, which in her view have to be considered as "possessions"
within the meaning of this Article. She submits in particular that the
courts wrongly interpreted the laws of the German Democratic Republic
as regards the legal qualification of land reform property and the
question whether or not it was inheritable as well as the question of
compensation for the reconstruction of the house.
2. The applicant further complains under Article 14 of the
Convention that she was discriminated against in relation to other
owners of land reform parcels, whose property has been acknowledged as
"full property" within the meaning of the German Civil Code by the 1990
Act on the Rights of Owners of Land Reform Property, and had been
restituted to them.
3. The applicant complains under Article 6 of the Convention that
the Greifswald Administrative Court, in the proceedings under the Act
Regulating Unresolved Property Questions, failed to take the evidence
adduced by her and, therefore, wrongly assessed the relevant facts.
THE LAW
1. The applicant alleges a violation of Article 1 of Protocol No. 1,
(P1-1) which reads as follows:
"Every natural or legal person is entitled to the peaceful
enjoyment of his possessions. No one shall be deprived of his
possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way impair
the right of a State to enforce such laws as it deems necessary
to control the use of property in accordance with the general
interest or to secure the payment of taxes or other contributions
or penalties."
The Commission observes that the applicant is the heir of her
father, to whom a plot of land situated in the German Democratic
Republic had been assigned as so-called land reform property. After
his death in 1963 this land reform property was partly transferred to
a state-owned farming estate and partly to another state-owned
enterprise. According to the opinion of the German courts dealing with
the applicant's request for restitution of this property, land reform
property was not inheritable under the law of the German Democratic
Republic, consequently the applicant had never acquired the position
of an owner and the land had not been expropriated.
The Commission notes that the present case differs from previous
German cases, in which it was uncontested that an expropriation had
taken place between 1945 and 1949 by the Soviet occupational powers,
and the question arose whether the expropriation resulted in a
continuous situation and whether the responsibility of the Federal
Republic of Germany could be engaged by the fact that the Unification
Treaty excluded restitution as well as full compensation in respect of
such properties (cf. Nos. 18890/91, 19048/91, 19049/91, 19342/92 and
19549/92 Mayer and Others v. Germany, Dec. 4.3.96, D.R. 85, p. 5;
No. 25043/94, Krug von Nidda und von Falkenstein v. Germany,
Dec. 24.2.97, unpublished).
a. The applicant complains that the nationalisation of her father's
land reform property was contrary to the laws of the German Democratic
Republic and amounted to an expropriation for which she was not
compensated.
The Commission notes that the alleged expropriation occurred in
1963 in the German Democratic Republic, that is before the entry into
force of the Unification Treaty in October 1990 and before the
territory of the German Democratic Republic, where the land in question
was situated, became part of the Federal Republic of Germany to which
the Convention and its Protocols are applicable. The German authorities
can, thus, not be held responsible for the alleged expropriation as
such.
In this respect, therefore, the Commission lacks competence
ratione personae and ratione temporis to examine the circumstances in
which the alleged expropriation took place.
b. The applicant further complains that the courts of the Federal
Republic of Germany, in the proceedings under the Act Regulating
Unresolved Property Questions, interfered with her claim to the
restitution of her father's property and her claim for compensation as
regards the reconstruction of the house situated on the property, which
in her view have to be considered as "possessions" within the meaning
of Article 1 of Protocol No. 1 (P1-1).
The Commission recalls that "possessions" within the meaning of
Article 1 of Protocol No. 1 (P1-1) may be either "existing possessions"
(Eur. Court HR, Van der Mussele v. Belgium judgment of 23 November
1983, Series A no. 70, p. 23, para. 48) or valuable assets, including
claims, in respect of which the applicant can argue that he had at
least a "legitimate expectation" that they will realise (Eur. Court HR,
Pine Valley Developments Ltd and Others v. Ireland judgment of 29
November 1991, Series A no. 222, p. 23, para. 51; Pressos Compania
Naviera S.A. and Others v. Belgium judgment of 20 November 1995, Series
A no. 332, p. 20, para. 31).
The present case does not concern any "existing possessions" of
the applicant, since the alleged expropriation took place in 1963,
following her father's death.
As regards the applicant's hopes to realise claims relating to
her father's property, the Commission recalls that the Convention does
not guarantee a right to become the owner of property (cf.
No. 11628/85, Dec. 9.5.86, D.R. 47, p. 270).
The Commission finds that it follows from the carefully reasoned
decisions of the German courts that land reform property was not
inheritable at the material time and that the heir of the owner of land
reform property was not entitled to the land even if he or she
fulfilled the requirements for an assignment. The applicant, thus,
never had any "legitimate expectation" to acquire her father's land
reform property.
It follows that this part of the application is incompatible
ratione materiae with the provisions of the Convention and must be
rejected under Article 27 para. 2 (Art. 27-2) of the Convention.
2. The applicant complains under Article 14 (Art. 14) of the
Convention that she is a victim of discrimination compared with other
owners of land reform property, to whom the property was restituted.
The Commission recalls that Article 14 (Art. 14) complements the
other substantive provisions of the Convention and its Protocols. It
has no independent existence, since it has effect solely in relation
to the "rights and freedoms" safeguarded by those provisions. Although
the application of Article 14 (Art. 14) does not presuppose a breach
of one or more of those provisions - and to this extent it is
autonomous - there can be no room for its application unless the facts
at issue fall within the ambit of one or more of the latter (Eur. Court
HR, Inze v. Austria judgment of 28 October 1987, Series A no. 126, p.
17, para. 36).
As the Commission has found above that Article 1 of the First
Protocol (P1-1) is not applicable to the facts of which the applicant
complains, she cannot claim to have been discriminated against in the
enjoyment of her property rights within the meaning of this provision
(Eur. Court HR, Marckx v. Belgium judgment of 13 June 1979, Series A
no. 31, p. 23, para. 50).
This part of the application must therefore also be rejected under
Article 27 para. 2 (Art. 27-2), as being incompatible with the
provisions of the Convention.
3. Finally, the applicant complains under Article 6 (Art. 6) of the
Convention that the Greifswald Administrative Court, in the proceedings
under the Act Regulating Unresolved Property Questions, failed to take
the evidence adduced by her and, therefore, wrongly assessed the
relevant facts.
Article 6 para. 1 (Art. 6-1) of the Convention, as far as
relevant, provides as follows:
"In the determination of his civil rights and obligations ...,
everyone is entitled to a fair ... hearing ... by [a] ...
tribunal ..."
The Commission, assuming that Article 6 (Art. 6) is applicable
to the proceedings at issue, recalls that the admissibility of evidence
is primarily a matter for regulation by national law and as a general
rule, it is for the national courts to assess the evidence before them,
whereas it is for the Convention organs to ascertain, whether the
proceedings as a whole were fair (Eur. Court HR, Doorson v. the
Netherlands judgment of 26 March 1996, to be published in Reports of
Judgments and Decisions 1996, para. 67).
In the present case, the Greifswald Administrative Court refused
to hear the evidence proposed by the applicant on the basis of its
legal evaluation that land reform property was not inheritable and that
the heirs of the owner of such property did not have a right to have
it transferred to them even if they fulfilled the requirements for
assignment. The Commission finds that the Court could reasonably
consider that the proposed evidence was irrelevant. There is no
indication in the file that the applicant, represented by counsel,
could not duly forward her arguments or that the proceedings were
otherwise unfair.
In these circumstances, the Commission finds that there is no
appearance that the proceedings did not comply with Article 6 para. 1
(Art. 6-1) of the Convention.
It follows that this part of the application is manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
M.F. BUQUICCHIO J. LIDDY
Secretary President
to the First Chamber of the First Chamber