AL-DABBAGH v. SWEDEN
Doc ref: 36765/97 • ECHR ID: 001-3916
Document date: September 18, 1997
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AS TO THE ADMISSIBILITY OF
Application No. 36765/97
by Zewar Akram Qasim AL-DABBAGH
against Sweden
The European Commission of Human Rights sitting in private on
18 September 1997, the following members being present:
Mr. S. TRECHSEL, President
Mrs. G.H. THUNE
Mrs. J. LIDDY
MM. E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H. DANELIUS
F. MARTINEZ
C.L. ROZAKIS
L. LOUCAIDES
J.-C. GEUS
M.P. PELLONPÄÄ
M.A. NOWICKI
I. CABRAL BARRETO
B. CONFORTI
N. BRATZA
I. BÉKÉS
J. MUCHA
D. SVÁBY
G. RESS
A. PERENIC
C. BÎRSAN
P. LORENZEN
K. HERNDL
E. BIELIUNAS
E.A. ALKEMA
Mrs. M. HION
MM. R. NICOLINI
A. ARABADJIEV
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms; Having regard to the
application introduced on 26 June 1997 by Zewar Akram Qasim Al-Dabbagh
against Sweden and registered on 1 July 1997 under file No. 36765/97;
Having regard to the reports provided for in Rule 47 of the Rules
of Procedure of the Commission;
Having regard to the observations submitted by the respondent
Government on 23 July 1997 and the observations in reply submitted by
the applicant on 27 August 1997;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is an Iraqi citizen born in 1956. He resides in
Stockholm. Before the Commission he is represented by Mr Per Stadig,
a lawyer practising in Stockholm.
The facts of the case, as submitted by the parties, may be
summarised as follows.
In September 1986 the applicant arrived in Sweden with his wife
and two children, born in 1983 and 1984. A third child was born in
Sweden in 1991. Until 18 March 1994 the applicant had a permit to
reside in Sweden to pursue undergraduate and postgraduate studies in
orthopaedic surgery. He also worked as an assistant surgeon at the
Karolinska hospital in Stockholm. The applicant's studies were
financed by the Iraqi State. However, in May 1992, the Ministry for
Higher Education in Baghdad informed the Iraqi Embassy in Stockholm
that the Ministry was no longer responsible for the applicant's stay
in Sweden.
In March 1994 the applicant and the other members of his family
lodged applications for asylum with the National Immigration Board
(Statens invandrarverk). The applicant claimed that it was no longer
possible for him to return to Iraq, as he had failed to return as
agreed in September 1991 to resume his work as a surgeon in the city
of Mosul. As a result, he had been suspended from his medical post and
would have to pay back twice the amount he had received from the Iraqi
State during his studies in Sweden. Further, as he had disregarded a
call-up for military service during the Gulf War, he would risk
imprisonment.
In a statement of 12 July 1994, the Swedish Security Police
(Säkerhetspolisen; hereinafter "SÄPO") recommended that the asylum
applications be rejected.
On 13 January 1995 the Immigration Board referred the
applications to the Government with a recommendation that they be
rejected. The Board noted that the applicant's family had lived in
Sweden for many years. However, they had known from the outset that
their stay was of a temporary character. In any event, their
connections to Sweden were of minor importance since security reasons
spoke against granting their applications. In this respect, the Board
had regard to the conclusions made by SÄPO. The Board also called into
question the applicant's credibility in claiming that he risked
punishment by Iraqi authorities as, in November 1992, his passport had
been renewed at the Iraqi Embassy in Stockholm.
In a statement to the Government of 5 June 1997, SÄPO mentioned
some of the applicant's alleged acquaintances and gave an account of
certain activities in which he was supposed to have taken part. From
the point of view of security, SÄPO recommended that his application
be rejected. In the proceedings before the Government, only SÄPO's
conclusion was disclosed to the applicant. However, after the
communication of the present application to the Government, the
statement has been made available in its entirety to the applicant and
the Commission.
The applicant denied the allegations that he was a security risk
and expressed concern about the fact that he had not been informed
about the grounds for this accusation. Allegedly, the applicant had
been slandered by an Iraqi person who had submitted false information
to SÄPO. The applicant claimed that, during his first years in Sweden,
he maintained contact with the Iraqi Embassy since, as a student, he
was dependent on the Iraqi State for their economic support and
approval of his stay in Sweden. Later he had been consulted, in his
capacity as a medical doctor, by the staff of the Embassy. He had also
assisted as an interpreter when Iraqi citizens had sought medical help
in Sweden. However, his contacts with the Embassy had been
substantially reduced after the Iraqi invasion of Kuwait. His
relations with Iraqi authorities had generally deteriorated on account
of his failure to respond to the call-up for military service. The
renewal of his passport was not remarkable; under Iraqi law, the
Embassy had to renew a passport on request. The applicant had not
applied for asylum before, as he feared that his uncle would risk
reprisals.
By decision of 19 June 1997, the Government rejected the
applicant's application and ordered his deportation. Moreover, a ten
year prohibition on return was issued. The Government gave, inter
alia, the following reasons:
(Translation)
"The information in the case shows that [the applicant] for
a long time has enjoyed the confidence of the Iraqi regime
and that, apparently, he has not had any real aversion to
his native country. Among other things the economic
support [the applicant] has received from Iraq, the
acknowledged contacts with the Iraqi Embassy in Stockholm
and the renewal of the passport support this conclusion.
As regards the latter, the Government point out that an
asylum seeker by such an act normally is considered to have
expressed a wish to avail himself of the protection of his
native country. The Government consider that the
applicant's explanation in this respect is unconvincing.
The Government thus conclude that there is reason to call
into question also [the applicant's] subjective fear of
persecution in his native country. In addition, the
Government find it remarkable, notwithstanding the
explanation given, that [the applicant] did not apply for
a permit to settle in Sweden in connection with the war in
Kuwait - and already at this point in time declared to the
Swedish authorities the risks he now claims to face upon
return to Iraq - but chose to wait until 1994. In these
circumstances, the credibility of the reasons given by [the
applicant] for not wanting to return to Iraq is further
reduced.
Moreover, [the applicant's] statements in regard to, inter
alia, the reasons for his contacts with Iraqi
representatives in recent years and for his present
unwillingness to return to Iraq are as such vague and imprecise.
They are neither of such a convincing character that they can be
taken at face value. Considering that neither [the applicant]
nor [his wife] and children appear to have expressed a wish to
surrender their Iraqi passports, it must be considered doubtful,
also for this reason, whether they still do not wish to avail
themselves of the protection of their native country.
Finally, as regards the information given by [SÄPO] concerning the
applicant, the Government consider that it reaches the degree of
certainty and strength which should be required to refuse a residence
permit on grounds of security."
The Government concluded that the applicant was not a refugee or,
for any other reason, in need of protection. Accordingly, he was not
entitled to a residence permit under Chapter 3 of the Aliens Act
(Utlänningslagen, 1989:529). Furthermore, there were no humanitarian
or other reasons to allow him to remain in Sweden. He should thus be
expelled in accordance with Chapter 4, Section 3 of the Aliens Act.
However, by the same decision, the Government granted the
applicant's wife and children permanent residence permits. The
Government found that, as it could not be excluded that the children
would sustain permanent injury if expelled to Iraq, they should be
allowed to stay in Sweden on humanitarian grounds. As a consequence,
also their mother should be allowed to stay.
The applicant later requested the Supreme Administrative Court
(Regeringsrätten) to reopen the case. As there had been no oral
hearing, the proceedings allegedly contravened relevant Swedish law.
Further, the Government's decision had violated Articles 3, 6 and 8 of
the Convention.
On 26 June 1997 the Supreme Administrative Court rejected the
applicant's request.
After the Commission had indicated to the respondent Government
that it was desirable that the applicant should not be deported until
the Commission had had an opportunity to examine the present
application, the National Immigration Board, by decision of
2 July 1997, stayed the enforcement of the expulsion order pending the
Commission's examination.
On 3 August 1997 the applicant was admitted for psychiatric care.
On 20 August the applicant's wife, who was six months pregnant, had a
miscarriage, allegedly caused by the present stressful situation.
COMPLAINTS
1. Invoking Article 3 of the Convention, the applicant claims that
he risks imprisonment and torture upon return to Iraq as he failed to
return to Iraq as agreed in September 1991 and disregarded the call-up
for military service during the Gulf War. Moreover, it has probably
come to the attention of the Iraqi authorities that, during the
applicant's stay in Sweden, he has been in contact with opponents of
the Iraqi regime.
2. Further, the Government's decision to expel the applicant while
allowing the other family members to stay in Sweden will allegedly
result in the disruption of the family, in violation of Article 8 of
the Convention.
3. Finally, the applicant claims that the case in question concerned
his family's right to live together and thus their civil rights within
the meaning of Article 6 of the Convention. As the case has been
decided by the Government, the applicant and his family have not been
given a fair hearing by an independent tribunal as required by that
Article. In this connection, the applicant further refers to the fact
that no hearing was held in the case and that he was not informed of
the evidence used against him before the decision was taken.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 26 June 1997 and registered on
1 July 1997.
On 1 July 1997 the Commission decided, pursuant to Rule 36 of the
Commission's Rules of Procedure, to indicate to the respondent
Government that it was desirable in the interest of the parties and the
proper conduct of the proceedings not to return the applicant to Iraq
until the Commission had had an opportunity to examine the application.
The Commission further decided, pursuant to Rule 48 para. 2 (b),
to bring the application to the notice of the Government and to invite
them to submit written observations on the admissibility and merits.
The Government's observations were submitted on 23 July 1997.
The applicant replied on 27 August 1997.
THE LAW
1. The applicant claims that he risks imprisonment and torture upon
return to Iraq. He invokes Article 3 (Art. 3) of the Convention, which
provides the following:
"No one shall be subjected to torture or to inhuman or
degrading treatment or punishment."
The respondent Government submit that Swedish authorities, for
many years, have refrained from expelling people to Iraq as, due to the
conditions prevailing in that country, it is not possible to predict
measures and attitudes of Iraqi authorities in relation to their own
nationals. Iraqi nationals are normally granted residence permits
unless there are objections from the viewpoint of security. Thus, had
the applicant's case been a "normal asylum case", the applicant
certainly would have been granted a permit to reside in Sweden.
The Government contend, however, that the present complaint is
manifestly ill-founded, as the applicant has not shown substantial
grounds for believing that there exists a real risk of treatment
contrary to Article 3 (Art. 3) of the Convention. The Government
generally refer to the reasoning included in the recommendation of the
National Immigration Board and the Government's decision of 19 June
1997. In addition, the Government, inter alia, submit that the
applicant left Iraq with the Iraqi authorities' approval and financial
support. In May 1992 the Ministry for Higher Education in Baghdad
stated that it was no longer responsible for the applicant's stay in
Sweden. Thus, the Government contend, there is nothing to indicate
that the applicant had been on any but good terms with the Iraqi
authorities until May 1992 by which time the Gulf War had long since
come to an end. The Government further assert that the applicant was
fully aware of the conditions pertaining to the financial support given
by the Iraqi authorities. When he chose not to return as agreed in
September 1991, he knew that he was breaking the agreement and the
consequences of his action. It could therefore be argued that the
applicant knowingly placed himself and his family in their present
position. In regard to the applicant's statement that he has had no
other contacts with the Iraqi Embassy or with persons tied to the Iraqi
regime than those indicated by him in the asylum proceedings, the
Government submit that SÄPO is in possession of information of another
character. In this respect, reference is made to SÄPO's statement of
5 June 1997, which, so the Government submit, contains convincing
evidence in support of the contention that the applicant enjoys the
confidence of the present Iraqi regime.
The applicant submits that, in view of the situation in Iraq and
the Swedish authorities' policy not to return people to that country
save in exceptional cases, there has to be very strong evidence, in
those cases, that the return would not entail any risk of treatment
contrary to Article 3 (Art. 3) of the Convention. No such evidence has
been presented in the applicant's case. On the contrary, the applicant
claims that he risks imprisonment and torture upon return to Iraq as
he failed to return to Iraq as agreed in September 1991 and disregarded
the call-up for military service during the Gulf War. Moreover, it has
probably come to the attention of the Iraqi authorities that, during
the applicant's stay in Sweden, he has been in contact with opponents
of the Iraqi regime and has been openly critical of that regime.
Further, when applying for asylum in Sweden, he violated Iraqi laws.
He also refused to assist Iraqi authorities in finding a place where
Saddam Hussein's son could have surgery. The applicant does not
dispute that, when arriving in Sweden as a student, he was not a
refugee. However, already in 1991 when applying for an extension of
his residence permit he told the police that he and his family wanted
to stay in Sweden until the situation had been normalised. The
situation did not normalise, however, and the applicant realised that
it would be very dangerous for him to return to Iraq. He waited to
apply for asylum as long as possible as he was afraid that this could
harm either his or his wife's relatives in Iraq. As to the statement
of SÄPO, the applicant submits that the information contained therein
is not clear. He denies that he has had contacts or taken part in
activities that would make him a security risk.
The Commission recalls that Contracting States have the right to
control the entry, residence and expulsion of aliens (cf., e.g., Eur.
Court HR, Vilvarajah and Others v. the United Kingdom judgment of
30 October 1991, Series A no. 215, p. 34, para. 102). However, an
expulsion decision may give rise to an issue under Article 3 (Art. 3)
of the Convention, and hence engage the responsibility of the State,
where substantial grounds have been shown for believing that the person
concerned would face a real risk of being subjected to torture or to
inhuman or degrading treatment or punishment in the country to which
he or she is to be expelled (ibid., p. 34, para. 103). A mere
possibility of ill-treatment is not in itself sufficient (ibid., p. 37,
para. 111).
The Commission notes the practice of the Swedish authorities not
to expel people to Iraq due to the conditions prevailing in that
country unless there are objections from the viewpoint of security.
Turning to the circumstances of the present case, the Commission
recalls that the applicant, before the Swedish authorities and the
Commission, has claimed that he risks imprisonment and torture in Iraq
mainly as he failed to report for military service during the Gulf War,
which ended in February 1991, and as he did not return as agreed to
Iraq in September 1991 to resume his work as a surgeon. However, it
appears that, despite this alleged disobedience, the financial support
received by the applicant from Iraqi authorities was not discontinued
until May 1992. Furthermore, his passport was renewed at the Iraqi
Embassy in Stockholm in November 1992.
The applicant claims that his relations with Iraqi authorities
generally deteriorated after the invasion of Kuwait. He has given an
account of his contacts and activities in later years. In this
respect, the Commission notes that, apparently, he has not mentioned
his alleged refusal to assist Saddam Hussein's son to the Swedish
authorities. More importantly, the Commission has regard to SÄPO's
statement of 5 June 1997. Notwithstanding the applicant's comments,
the Commission finds that the information contained therein leads to
the conclusion that, on account of the applicant's relations with Iraqi
authorities, there are not substantial grounds for believing that the
applicant faces a real risk of being subjected to treatment contrary
to Article 3 (Art. 3) of the Convention in Iraq.
It follows that this part of the application is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
2. The applicant also claims that the Government's decision will
result in the disruption of his family. In this respect, he invokes
Article 8 (Art. 8) of the Convention, which reads as follows:
"1. Everyone has the right to respect for his private and
family life, his home and his correspondence.
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public
safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and
freedoms of others."
The Government call into question whether the applicant's
expulsion will entail an interference with his right to respect for his
family life. They argue that the applicant and his family have been
aware that they were allowed to stay in Sweden due to the applicant's
studies and that, therefore, they could not reasonably expect to be
able to settle in Sweden. Furthermore, the Government recall that the
decision to grant residence permits to the applicant's wife and
children was based purely on humanitarian reasons and was intimately
related to the fact that the children had already spent a considerable
part of their lives in Sweden. Allegedly, the decision should be
regarded as a privilege which may be enjoyed or discarded. The
applicant is free to continue his family life in Iraq or in any other
country which is willing to receive him and his family.
Should, however, the Commission find that the intended expulsion
would entail an interference with the applicant's rights under Article
8 (Art. 8) of the Convention, the Government submit that the
interference would be justified under Article 8 para. 2 (Art. 8-2).
They maintain that the expulsion order pursues legitimate aims referred
to in that paragraph, namely the interests of national security, the
prevention of crime and the protection of the rights and freedoms of
others. Allegedly, there are no elements in the present case which
indicate that the Government's margin of appreciation in striking a
fair balance between the general interests of the community and the
individual interest of the applicant will be exceeded when the
expulsion order is carried out.
The applicant submits that the Government's decision to refuse
one member of the family a residence permit while granting the others
such permits is in itself a violation of Article 8 (Art. 8) of the
Convention. The family has lived in Sweden for eleven years and the
youngest child was born in Sweden. They cannot return to Iraq.
Further, the applicant will not be allowed to enter and reside in a
third country after having been expelled from Sweden as a security
risk. The permits given by the Government to the other family members
should not be regarded as a privilege but as something the Government
had to grant in order to comply with Swedish law and international
conventions. Moreover, the applicant's expulsion is not necessary in
the interests of national security as there are no security risks
involved. Further, if the applicant has committed any crimes in Sweden
he should have been brought to trial at a much earlier date.
The Commission recalls that the expulsion of a person from a
country in which close members of his family live may amount to an
unjustified interference with his right to respect for his family life
as guaranteed by Article 8 (Art. 8) of the Convention (cf., e.g., Eur.
Court HR, Moustaquim v. Belgium judgment of 18 February 1991, Series
A no. 193, pp. 19-20, paras. 43-46).
The Commission notes that the Government's decision of
19 June 1997 does not prevent the applicant's wife and children from
following the applicant to Iraq. Having regard to its above
conclusions in regard to the complaint lodged under Article 3 (Art. 3)
of the Convention, the Commission does not find that the wife and the
children would be unable, on grounds of personal security, to move to
Iraq. However, the Commission takes into account that the family has
lived in Sweden since 1986, that the two eldest children arrived in
that country at the age of 3 and 2, respectively, and that the youngest
child was born in Sweden in 1991. Recalling the Government's
conclusion, in the above decision, that it could not be excluded that
the children would sustain permanent injury if expelled to Iraq, the
Commission finds that their removal from Sweden would involve great
hardship. As, consequently, the applicant's expulsion would jeopardise
the continued family life, the expulsion could be considered as an
interference with the applicant's right to respect for his family life
under Article 8 para. 1 (Art. 8-1) of the Convention. It is therefore
necessary to ascertain whether the expulsion would satisfy the
conditions of Article 8 para. 2 (Art. 8-2).
The Commission first finds that the expulsion order has been
issued under the relevant provisions of the Aliens Act and is thus "in
accordance with the law". Further, the Commission considers, in view
of all the information submitted in the case, that the enforcement of
the order would pursue the legitimate aims adduced by the Government.
The necessity criterion implies the existence of a pressing
social need and, in particular, requires that the measure must be
proportionate to the legitimate aims pursued. It has to be determined
whether with regard to the intended expulsion a fair balance is being
struck between the relevant interests, in the present case the
applicant's right to respect for his family life, on the one hand, and
the interest of national security, the prevention of crime and the
protection of the rights and freedoms of others, on the other. Regard
should further be had to the margin of appreciation afforded to the
Contracting States (cf., e.g., Eur. Court HR, Boughanemi v. France
judgment of 24 April 1996, Reports 1996-II, No. 8, pp. 609-610,
paras. 41-42).
The Commission recalls the conclusion made by the Government in
its decision of 19 June 1997 and based on the information provided by
SÄPO that the applicant should be refused a residence permit on grounds
of security. Taking into account that same information and the margin
of appreciation left to the Swedish Government, the Commission is
satisfied that the Government's decision is supported by relevant and
sufficient reasons.
Accordingly, notwithstanding the difficulties faced by the other
family members in the event of the applicant's expulsion from Sweden,
the Commission finds that the Swedish authorities have not failed to
fulfil their obligation to strike a fair balance between the relevant
interests. Thus, the interference with the applicant's right to
respect for his family life is justified under Article 8 para. 2
(Art. 8-2) of the Convention in.
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
3. Finally, the applicant claims that the case in question concerned
his family's right to live together and thus their civil rights within
the meaning of Article 6 (Art. 6) of the Convention. As the case has
been decided by the Government, the applicant and his family have not
been given a fair hearing by an independent tribunal as required by
that Article. In this connection, the applicant further refers to the
fact that no hearing was held in the case and that he was not informed
of the evidence used against him before the decision was taken.
Article 6 (Art. 6) of the Convention reads, in relevant parts,
as follows:
"1. In the determination of his civil rights and
obligations or of any criminal charge against him, everyone
is entitled to a fair and public hearing ... by an
independent and impartial tribunal ..."
The Commission recalls its established case-law according to
which procedures applied by public authorities to determine whether an
alien should be allowed to stay in a country or should be expelled do
not involve the determination of civil rights within the meaning of
Article 6 para. 1 (Art. 6-1) of the Convention (cf., e.g., No.
13162/87, P. v. the United Kingdom, Dec. 9.11.87, D.R. 54, p. 211).
Noting furthermore that the procedures applied in the applicant's
case did not determine any criminal charge against him, the Commission
finds that Article 6 (Art. 6) does not apply to the present complaint.
The Commission has examined this complaint also under Article 1
of Protocol No. 7 (P7-1) to the Convention which states as follows:
"1. An alien lawfully resident in the territory of a State
shall not be expelled therefrom except in pursuance of a
decision reached in accordance with law and shall be
allowed:
a. to submit reasons against his expulsion,
b. to have his case reviewed, and
c. to be represented for these purposes before the competent
authority or a person or persons designated by that authority.
2. An alien may be expelled before the exercise of his
rights under paragraph 1. a, b and c of this Article, when
such expulsion is necessary in the interests of public
order or is grounded on reasons of national security."
The Commission notes that the Government was the only body to
examine the merits of the applicant's case, the Supreme Administrative
Court only deciding whether the case should be reopened. However, the
Commission finds that, even assuming that the applicant had rights
under Article 1 para. 1 (Art. 1-1) that he could not exercise, his
expulsion is justified under para. 2 as being grounded on reasons of
national security.
It follows that this part of the application is also manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
For these reasons, the Commission, unanimously,
DECLARES THE APPLICATION INADMISSIBLE.
H.C. KRÜGER S. TRECHSEL
Secretary President
of the Commission of the Commission
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