V. v. THE UNITED KINGDOM
Doc ref: 24888/94 • ECHR ID: 001-4136
Document date: March 6, 1998
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AS TO THE ADMISSIBILITY OF
Application No. 24888/94
by V.
against the United Kingdom
The European Commission of Human Rights sitting in private on
6 March 1998, the following members being present:
MM S. TRECHSEL, President
M.P. PELLONPÄÄ
E. BUSUTTIL
G. JÖRUNDSSON
A. WEITZEL
Mrs G.H. THUNE
Mrs J. LIDDY
MM L. LOUCAIDES
I. CABRAL BARRETO
B. CONFORTI
N. BRATZA
I. BÉKÉS
D. SVÁBY
A. PERENIC
K. HERNDL
E. BIELIUNAS
E.A. ALKEMA
M. VILA AMIGÓ
Mrs M. HION
Mr A. ARABADJIEV
Mr M. de SALVIA, Secretary to the Commission
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 20 May 1994 by V.
against the United Kingdom and registered on 11 August 1994 under file
No. 24888/94;
Having regard to :
- the reports provided for in Rule 47 of the Rules of Procedure of
the Commission;
- the Commission's decision of 28 November 1994 to communicate the
application;
- the observations submitted by the respondent Government on
29 March 1995 and the observations in reply submitted by the
applicant on 2 August 1995;
- the observations submitted by the Government on 16 February 1998
and the observations submitted by the applicant on
27 February 1998;
- the oral observations made by the parties at the hearing held in
Strasbourg on 6 March 1998;
Having deliberated;
Decides as follows:
THE FACTS
The applicant is a British citizen born in 1982 and currently
serving a sentence of detention during Her Majesty's pleasure at a
secure unit run by a local authority. He is represented before the
Commission by John Howell & Co., solicitors practising in Sheffield.
The facts as submitted by the parties may be summarised as follows.
a. Particular circumstances of the case
The applicant's childhood was somewhat troubled as a result of
his parents' separation and the mild retardation suffered by his two
other siblings. There was a history of some health problems and of "a
moderate attention deficit disorder". Dr. Bentovim, who examined him
at the time of trial and subsequently, noted that "he showed evidence
of immaturity, behaving in many ways like a younger child emotionally".
On 24 November 1993, the applicant, aged 11, was convicted of
murder and sentenced to detention during Her Majesty's pleasure.
The conviction related to an offence of murder committed by the
applicant when he was ten years old in the company of another ten year
old boy R.T.. The offence involved the killing of a two year old boy
whom the two offenders had abducted from a shopping precinct and who
was then battered to death and left on a railway line to be run over.
The trial of the applicant and R.T. took place in public in an
adult Crown Court, preceded by massive national publicity. The names
of the two boys were ordered not to be disclosed during the proceedings
but the judge ordered that the names be made public at the end of the
trial. Pictures of the boys were shown on television and in the press.
On 1 November 1993, at the beginning of the trial, the
applicant's lawyer objected that the trial was unfair due to the nature
and extent of the media coverage. After hearing argument, the trial
judge found that it was not established that the defendants would
suffer serious prejudice to the extent that no fair trial could be
held. He referred to the warning that had been given to the jury to put
out of their minds anything which they might have heard or seen about
the case outside the courtroom.
After conviction, the trial judge recommended that a period of
eight years be served by the boys to satisfy the requirements of
retribution and deterrence (the "tariff"). The Lord Chief Justice
recommended a period of ten years. The applicant's representatives made
written representations to the Secretary of State, who was to fix the
tariff period.
The applicant made no appeal to the Court of Appeal against his
conviction.
By letter dated 16 June 1994, the Secretary of State informed the
applicant that the family of the deceased child had submitted a
petition signed by 278,300 people urging him to take account of their
belief that the boys should never be released, accompanied by 4,400
letters of support from the public; that a Member of Parliament had
submitted a petition signed by 5,900 people calling for a minimum of
25 years to be served; that 21,281 coupons from the Sun newspaper
supporting a whole life tariff and a further 1,357 letters and small
petitions had been received of which 1,113 wanted a higher tariff than
the judicial recommendations. His solicitors were given an opportunity
to submit further representations to the Secretary of State.
By letter dated 22 July 1994, the Secretary of State informed the
applicant that he should serve a period of fifteen years in respect of
retribution and deterrence. The letter stated inter alia:
"In making his decision, the Secretary of State had regard to the
circumstances of the offence, the recommendations received from
the judiciary, the representations made on your behalf and the
extent to which this case could be compared with other cases. He
also has regard to the public concern about this case, which was
evidenced by the petitions and other correspondence the substance
of which were disclosed to your solicitors by our letter of
16 June 1994, and to the need to maintain public confidence in
the system of criminal justice.
The Secretary of State takes fully into account the fact that you
were only 10 years old when the offence was committed. He further
acknowledges that a much lesser tariff should apply than in the
case of an adult.
The Secretary of State notes the representations which were made
on your behalf regarding the relative culpability of yourself and
your co-defendant. The Secretary of State notes that the trial
judge was unable to determine this. The Secretary of State has
reached the same conclusion.
The recommendations made by the trial judge and the Lord Chief
Justice were that the appropriate tariff should be 8 years, and
10 years respectively. The trial judge added that if the
defendants had been adults then the appropriate tariff would have
been 18 years. The Secretary of State has had regard to these
views. He takes the view that this was an exceptionally cruel and
sadistic offence against a very young and defenceless victim
committed over a period of several hours. The Secretary of State
believes that if the offence had been committed by an adult then
the appropriate tariff would have been in the region of 25 years
and not 18 years as suggested by the trial judge.
For these reasons, and bearing in mind your age when the offence
was committed, the Secretary of State has decided to fix a tariff
of 15 years in your case. The Secretary of State is satisfied
that such a tariff is consistent with the tariffs fixed in other
cases.
The Secretary of State is prepared to consider any fresh
representations which you or your representatives might wish to
make about the length of the tariff and, in the light of such
fresh representations, to reduce the tariff if appropriate."
The applicant instituted judicial review proceedings challenging,
inter alia, the tariff which has been set by the Secretary of State as
being disproportionately long and fixed without due regard to the needs
of rehabilitation. Leave was granted on 7 November 1994.
On 2 May 1996, the Divisional Court upheld part of the
applicants' claims. On 30 July 1996, the Court of Appeal dismissed the
appeal of the Secretary of State. On 12 June 1997, the House of Lords
by a majority dismissed the Secretary of State's appeal and allowed the
applicants' cross-appeal. A majority of the House of Lords found that
it was unlawful for the Secretary of State to adopt a policy, in the
context of applying the tariff system, which, even in exceptional
circumstances, treated as irrelevant the progress and development of
a child who was detained during Her Majesty's pleasure. A majority of
the House of Lords also held that in fixing a tariff the Secretary of
State was exercising a power equivalent to a judge's sentencing power
and, like a sentencing judge, he was required to remain detached from
the pressure of public opinion. Since the Secretary of State had
misdirected himself in giving weight to the public protests about the
level of the applicant's tariff and had acted in a procedurally unfair
way, his reasons had been rendered unlawful. The tariff set by the
Secretary of State was accordingly quashed.
On 10 November 1997, the Secretary of State informed Parliament
that, in light of the House of Lords' judgment, he had adopted a new
policy in relation to young offenders convicted of murder and sentenced
to detention during Her Majesty's pleasure pursuant to which, inter
alia, the tariff initially set would be kept under review by the
Secretary of State in light of the progress and development of the
offender. The Secretary of State has invited the applicant's
representatives to make representations to him with regard to the
fixing of a fresh tariff.
b. Relevant domestic law and practice
1. Age of criminal responsibility
Pursuant to section 50 of the Children and Young Persons Act 1933
(as amended in 1963), the age of criminal responsibility in England and
Wales is ten years, below which no child can be found guilty of an
offence. A child between the age of ten and fourteen is subject to a
presumption that he or she is doli incapax: this presumption may be
rebutted by the prosecution proving beyond a reasonable doubt that the
child knew that the act was wrong as distinct from merely naughty or
childish mischief (In Re C. (a minor) (A.P.) 16 March 1995 House of
Lords).
2. Mode of trial
Pursuant to section 24 of the Magistrates' Courts Act 1980,
children and young persons under 18 years must be tried summarily in
the magistrates' court unless charged with homicide, manslaughter or
other offence punishable if committed by an adult with fourteen or more
years' imprisonment.
3. Detention during Her Majesty's pleasure
Background
The notion of detention during Her Majesty's pleasure had its
origins in an Act of 1800 for "the safe custody of insane persons
charged with offences". Section 1 provided that defendants acquitted
of a charge of murder, treason or felony on the grounds of insanity at
the time of the offence were to be detained in "strict custody until
His Majesty's pleasure shall be known" and described their custody as
being "during His pleasure".
In 1908, detention during His Majesty's pleasure was introduced
in respect of offenders aged ten to sixteen and then extended to cover
those under eighteen in 1933. The provision in force at present is
Section 53 (1) of the Children and Young Persons Act 1933 (as amended)
which provides:
"A person convicted of an offence who appears to the Court to
have been under the age of eighteen years at the time the offence
was committed shall not, if he is convicted of murder, be
sentenced to imprisonment for life nor shall sentence of death
be pronounced on or recorded against any such person but in lieu
thereof the court shall ... sentence him to be detained during
Her Majesty's pleasure and, if so sentenced he shall be liable
to be detained in such a place and under such conditions as the
Secretary of State may direct."
At the age of 18, the child sentenced to detention during Her
Majesty's pleasure becomes liable to be transferred to a Young
Offender's Institution and thereafter, at the age of 21, to detention
on the same basis and in the same institution as an adult sentenced to
life imprisonment for murder.
Categorisation of detention "during Her Majesty's pleasure"
Mandatory life sentences are imposed in respect of the offence
of murder committed by adults (Murder (Abolition of Death Penalty) Act
1967). Persons convicted of certain violent or sexual offences, eg.
manslaughter, rape, or robbery, may be sentenced to life imprisonment
at the discretion of the trial judge. The principles underlying the
passing of a discretionary life sentence are:
i. that the offence is grave and
ii. that there are exceptional circumstances which demonstrate
that the offender is a danger to the public and that it is not
possible to say when that danger will subside.
The sentence of "custody for life" is imposed where the offence
of murder is committed by an individual between the ages of 18 and 21
(section 8 (1) of the Criminal Justice Act 1982).
In the case of ex parte Prem Singh on 20 April 1993, Evans LJ in
the Divisional Court held as follows in respect of detention "during
Her Majesty's pleasure":
"At the time of sentencing, the detention orders under section
53 were mandatory. It is indeed the statutory equivalent for
young persons of the mandatory life sentence for murder. But the
sentence itself is closer in substance to the discretionary
sentence of which part is punitive (retribution and deterrence)
and the balance justified only by the interests of public safety
when the test of dangerousness is satisfied. The fact that the
mandatory life prisoner may be given similar rights as regards
release on licence does not alter the fact that the mandatory
life sentence is justifiable as punishment for the whole of its
period: see R. v. Secretary of State, ex.p. Doody & others [1993]
Q.B. 157 and Wynne v. UK (E.C.H.R. 1st December 1992). The order
for detention under section 53 is by its terms both discretionary
and indeterminate: it provides for detention 'during Her
Majesty's pleasure'. (Section 53(4) which expressly authorised
the Secretary of State to discharge the detainee on licence 'at
any time' was repealed by the Parole Board provisions of the
Criminal Justice Act 1967, but this does not, in my judgment,
alter the nature of the sentence in any material respect.) I
would decide the present case on the narrow ground that,
notwithstanding Home Office and Parole Board practice, the
applicant should be regarded as equivalent to a discretionary
life prisoner for the purpose of deciding whether Wilson rather
than Payne governs his case."
The Court accordingly held that the applicant in the case,
detained during Her Majesty's pleasure, should be afforded the same
opportunity, as would be given a discretionary life prisoner, to see
the material before the Parole Board when it decided upon whether he
should be released after his recall to prison on revocation of his
licence.
Release on licence and revocation of licences
Persons sentenced to mandatory and discretionary life
imprisonment, custody for life and those detained during Her Majesty's
pleasure have a "tariff" set in relation to that period of imprisonment
they should serve to satisfy the requirements of retribution and
deterrence. After the expiry of the tariff, the prisoner becomes
eligible for release on licence. Applicable provisions and practice in
respect of the fixing of the tariff and release on licence have been
subject to change in recent years, in particular, following the coming
into force on 1 October 1992 of the Criminal Justice Act 1991 (the
1991 Act).
On 1 October 1992, Part II of the Criminal Justice Act 1991 (the
1991 Act) came into force.
The 1991 Act instituted changes to the regime applying to the
release of discretionary life prisoners following the decision of the
Court in the Thynne, Wilson and Gunnell case (Eur. Court H.R., judgment
of 25 October 1990, Series A no. 190).
Pursuant to section 34 of the 1991 Act, the tariff of a
discretionary life prisoner is fixed in open court by the trial judge
after conviction. After the tariff has expired, the prisoner may
require the Secretary of State to refer his case to the Parole Board
which has the power to order his release if it is satisfied that it is
no longer necessary for the protection of the public that he be
detained. Pursuant to the Parole Board Rules 1992 which came into force
on 1 October 1992, a prisoner is entitled to an oral hearing, to
disclosure of all evidence before the panel and to be legally
represented. There is provision enabling a prisoner to apply to call
witnesses on his behalf and to cross-examine those who have written
reports about him.
For the purposes of the 1991 Act, persons detained during Her
Majesty's pleasure or serving mandatory sentences of life imprisonment
or custody for life are not regarded as discretionary life prisoners.
In relation to these prisoners, the Secretary of State continues to
decide the length of the tariff. The view of the trial judge is made
known to the prisoner after his trial as is the opinion of the Lord
Chief Justice. The prisoner is afforded the opportunity to make
representations to the Secretary of State who then proceeds to fix the
tariff and is entitled to depart from the judicial view (R. v.
Secretary of State for the Home Department, ex parte Doody [1993] 3 AER
92).
As regards release on licence, these categories of prisoners are
subject to section 35 of the 1991 Act, which provides as relevant:
"(2) If recommended to do so by the Board, the Secretary of State
may, after consultation with the Lord Chief Justice together with
the trial judge if available, release on licence a life prisoner
who is not a discretionary life prisoner."
Section 39 provides as relevant:
"(1) If recommended to do so by the Board in the case of a long
term or life prisoner who has been released on licence under this
Part, the Secretary of State may revoke his licence and recall
him to prison...
(3) A person recalled to prison under subsection (1) or (2) above
(a) may make representations in writing with respect to his
recall; and
(b) on his return to prison, shall be informed of the
reasons for his recall and of his right to make
representations.
(4) The Secretary of State shall refer to the Board -
(a) the case of a person recalled under subsection (1)
above who makes representations under sub-section (3)
above...
(5) Where on a reference under subsection (4) above the Board -
(a) directs in the case of a discretionary life prisoner;
or
(b) recommends in the case of any other person,
his immediate release on licence under this section, the
Secretary of State shall give effect to the direction or
recommendation."
On 27 July 1993, the Secretary of State made a statement of
policy in relation to mandatory life prisoners, stating, inter alia,
that before any such prisoner is released on licence he
"will consider not only, (a) whether the period served by
the prisoner is adequate to satisfy the requirements of
retribution and deterrence and (b) whether it is safe to
release the prisoner, but also (c) the public acceptability
of early release. This means I will only exercise my
discretion to release if I am satisfied that to do so will
not threaten the maintenance of public confidence in the
system of criminal justice".
Recent developments
On 1 October 1997, section 28 of the Crime (Sentences) Act 1997
was brought into force in order to implement the judgment of the Court
in the Hussain and Singh cases (Eur. Court HR, Hussain v. United
Kingdom judgment of 21 February 1996, Reports 1996-I, p. 252 and Singh
v. United Kingdom judgment of 21 February 1996, Reports 1996-I,
p. 280). The section provides that, after the tariff period has
expired, it shall be for the Parole Board (and not, as previously, for
the Secretary of State) to decide whether it is safe to release on life
licence an offender serving a sentence of detention during Her
Majesty's pleasure for an offence of murder committed before that
offender reaches the age of 18.
On 10 November 1997, the Secretary of State announced that in
light of the House of Lords decision of 12 June 1997 he would adopt the
following policy:
"I shall continue to seek the advice of the trial judge and
the of the Lord Chief Justice in deciding what punishment
is required in any case of a person convicted under section
53(1) of the Children and Young Persons Act 1933. I shall
then set an initial tariff with that advice, and the
offender's personal circumstances, in mind; I shall
continue to invite representations on the prisoner's behalf
and give reasons for decisions.
Officials in my Department will receive annual reports on
the progress and development of young people sentenced
under section 53(1) whose initial tariff has yet to expire.
Where there appears to be a case for considering a
reduction in tariff, that will be brought to the attention
of Ministers.
When half of the initial tariff period has expired, I, or
a Minister acting on my behalf, will consider a report on
the prisoner's progress and development, and invite
representations on the question of tariff, with a view to
determining whether the tariff period originally set is
still appropriate...."
COMPLAINTS
Concerning the trial
The applicant submits that his trial at the age of eleven for an
offence committed at the age of ten violates Articles 3, 6 and 14 of
the Convention.
The applicant submits that to treat a child of his age as
criminally liable and to put him on public trial in an adult court
constitutes inhuman and degrading treatment.
The applicant submits that his trial on a charge of murder
violates Article 6 of the Convention since it is impossible to be
satisfied that a ten year old sufficiently understands the proceedings
to be able to instruct counsel competently and make informed choices
as to his defence. He was not in fact able to understand and follow the
trial proceedings and to appreciate the defences open to him to ensure
that his trial was a fair one.
The applicant complains of discrimination, alleging that there
is no rational basis for treating a ten year old as accountable,
whereas a 9 year old is exempted from all criminal liability.
Concerning the penalty imposed
The applicant submits that the penalty imposed of detention
during Her Majesty's pleasure was so severe in its consequences for a
child of eleven, who was ten at the time of the offence, as to
constitute an inhuman punishment and/or inhuman treatment. It is also
enforced in a manner that is punitive and this expressly punitive
element when applied to a child violates Articles 3 and 5 of the
Convention in that it is not authorised by law. By reason of its
mandatory nature, the judge having no discretion to impose a sentence
appropriate to a child offender's background and circumstances, the
sentence was arbitrary and, again, contrary to Article 5.
Concerning detention
The applicant complains of the procedure by which his "tariff"
is fixed by a member of the executive rather than by a fair and
impartial tribunal independent of the executive. As a sentence within
a sentence, the applicant submits that the imposition of the "tariff"
should attract the safeguards of Article 6 of the Convention.
The applicant further submits that the length of detention after
the "tariff" should be subject to review by a court satisfying the
requirements of Article 5 para. 4 of the Convention.
The applicant complains that the lack of any mechanism to review
and, if appropriate, to terminate the sentence altogether, either at
the attainment of majority or thereafter, violates Articles 3 and 5 of
the Convention. Liability to what is effectively punitive detention in
an adult institution after the age of 18, for an offence committed when
aged ten, also violates Article 3 of the Convention.
PROCEEDINGS BEFORE THE COMMISSION
The application was introduced on 20 May 1994 and registered on
28 July 1994.
On 28 November 1994, the Commission decided to communicate the
application to the respondent Government, pursuant to Rule 48
para. 2 (b) of the Rules of Procedure.
The Government's written observations were submitted on
29 March 1995 after one extension of the time-limit fixed for that
purpose. The applicant replied on 2 August 1995, after two extensions
of the time-limit.
On 27 October 1995, the Commission decided to grant the applicant
legal aid.
On 19 January 1996, the Commission decided to invite the parties
to make submissions on the admissibility and merits of the application
at an oral hearing, to be held jointly with Application No. 24888/94
V. v. United Kingdom. The date of the hearing was to be fixed having
regard to the delivery of judgment in the cases of Abed Hussain v.
United Kingdom and Prem Singh v. United Kingdom. Judgment was given in
these two cases on 21 February 1996 (Eur. Court H.R., Abed Hussain v.
United Kingdom judgment, Reports 1996-I, p. 252 and Prem Singh v.
United Kingdom, Reports 1996-I, p. 280).
On 19 April 1996, the Commission granted the applicant legal aid.
Following consultation with the parties, the oral hearing was
fixed for 5 September 1996.
By letter dated 16 July 1996, the parties informed the Commission
that judgment by the Court of Appeal in the applicants' judicial review
application was expected imminently and that in view of the likelihood
of appeal being granted to the House of Lords, they requested that the
hearing be adjourned.
Following the judgment of the House of Lords on 12 June 1997, the
applicant was consulted regarding his intention to continue with his
application. The applicant replied on 19 August 1997. Having consulted
the parties, the hearing was fixed for 6 March 1988.
On 16 February 1998, the Government submitted a written brief for
the hearing. On 27 February 1998, the applicant submitted a written
brief for the hearing.
On 6 March 1998, at the hearing held in Strasbourg, the parties
were represented as follows. The Government were represented by their
Agent, Mr I. Christie, Mr D. Pannick QC, and Mr M. Shaw as counsel and
Ms C. Price and Mr T. Morris, as advisers from the Home Office. The
applicant was represented by Mr E. Fitzgerald QC and B. Emmerson as
counsel, Mr T. Loflin, attorney at law and Mr J. Dickinson, solicitor.
THE LAW
The applicant complains of the process by which, and conditions
under which, he was tried for murder; the nature of the sentence
imposed and the length of the tariff period imposed in respect of
retribution and deterrence; the tariff-fixing procedure; the
arbitrariness of his detention; and an alleged lack of any effective
review by a judicial body of the lawfulness of his detention. He
invokes the following provisions of the Convention.
Article 3 (Art. 3) of the Convention
"No one shall be subjected to torture or to inhuman or degrading
treatment or punishment."
Article 5 (Art. 5) of the Convention
"1. Everyone has the right to liberty and security of person.
No one shall be deprived of his liberty save in the following
cases and in accordance with a procedure prescribed by law:
a. the lawful detention of a person after conviction by
a competent court;
...
4. Everyone who is deprived of his liberty by arrest or
detention shall be entitled to take proceedings by which the
lawfulness of his detention shall be decided speedily by a court
and his release ordered if the detention is not lawful. "
Article 6 (Art. 6) of the Convention
"1. In the determination of his civil rights and obligations or
of any criminal charge against him, everyone is entitled to a
fair and public hearing within a reasonable time by an
independent and impartial tribunal established by law. Judgment
shall be pronounced publicly but the press and public may be
excluded from all or part of the trial in the interest of morals,
public order or national security in a democratic society, where
the interests of juveniles or the protection of the private life
of the parties so require, or to the extent strictly necessary
in the opinion of the court in special circumstances where
publicity would prejudice the interests of justice."
Article 8 (Art. 8) of the Convention
"1. Everyone has the right to respect for his private and
family life, his home and his correspondence.
2. There shall be no interference by a public authority with
the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests
of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for the
protection of health or morals, or for the protection of the
rights and freedoms of others."
Article 14 (Art. 14) of the Convention
"The enjoyment of the rights and freedoms set forth in this
Convention shall be secured without discrimination on any ground
such as sex, race, colour, language, religion, political or other
opinion, national or social origin, association with a national
minority, property, birth or other status."
Exhaustion of domestic remedies
Insofar as the applicant complains that his trial was unfair
since he could not properly understand, or participate in, the
proceedings, the Government submit that the applicant has failed to
exhaust domestic remedies as required by Article 26 (Art. 26) of the
Convention since he failed to complain of this during or after the
proceedings, by way of appeal. Similarly, no complaint was made during
the proceedings as to any alleged unfairness caused by the public
nature of the proceedings.
The applicant submits that an application to the trial judge, or
an appeal, on the basis that he was unfit to plead would have stood no
prospect of success since the legal test of incapacity required is set
very high. He points out that evidence was called before the court as
to his mental age and capacity and that the trial judge was himself
under a duty to raise the issue. He also argues that in any event a
successful plea of unfitness would have only had the effect of
postponing the trial, and his eventual rehabilitative treatment, until
he was considered fit to plead. He further disputes that there was any
realistic prospect of applying to the judge in respect of the public
nature of the proceedings.
The Commission recalls that Article 26 (Art. 26) of the
Convention only requires the exhaustion of such remedies as relate to
the breaches of the Convention alleged and at the same time can provide
effective and sufficient redress. An applicant does not need to
exercise remedies which, although theoretically of a nature to
constitute remedies, do not in reality offer any chance of redressing
the alleged breach (cf. No. 9248/81, Dec. 10.10.83, D.R. 34 p. 78).
It is furthermore established that the burden of proving the
existence of available and sufficient domestic remedies lies upon the
State invoking the rule (cf. Eur. Court. H.R., Deweer judgment of
27 February 1980, Series A no. 35, p. 15, para. 26, and No. 9013/80,
Dec. 11.12.82, D.R. 30 p. 96, at p. 102).
The Commission recalls that domestic law sets the age of criminal
responsibility at ten and further provides that a child above that age
who is charged with murder shall be tried in an adult criminal court,
the proceedings in which court are in principle open to the public.
It is not satisfied that any application to the trial judge or on
appeal would have stood any effective prospect of success insofar as
it relied on the applicant's age and the consequences of that on his
capacity to understand or effectively participate in the proceedings.
It observes that the Government have not disputed the applicant's
assertion that a finding of unfitness to plead, namely, that the
applicant was not fit to stand trial, would have had the effect only
of postponing the proceedings to a later date. It considers that an
indeterminate adjournment of this kind could only be regarded as
seriously detrimental to the applicant's interests in obtaining
appropriate treatment. It would also note that Article 6 (Art. 6) of
the Convention requires criminal proceedings to be determined within
a reasonable time. Consequently, it does not consider that the
possibility of invoking an alleged unfitness to plead on the part of
the applicant can be regarded as a practically available remedy within
the meaning of Article 26 (Art. 26) of the Convention.
The Commission therefore finds that this aspect of the
application cannot therefore be rejected for failure to exhaust
domestic remedies.
As regards the substance of the application
The Government submit, inter alia, that the criminal proceedings
by which the applicant was found guilty of murder did not constitute
inhuman or degrading treatment or punishment contrary to Article 3
(Art. 3) of the Convention. They point out that the social services and
the trial judge took steps to protect the applicant's welfare and
interests during the proceedings and that it was necessary to prove
beyond reasonable doubt his responsibility for the grave crime in
issue. Since the public had a legitimate interest in being informed
about the serious matters in issue, the authorities were entitled to
hold the trial in public. The Government also dispute that the
applicant suffered any significant degree of distress, anguish or fear
beyond that which would inevitably have ensued from an enquiry into the
appalling murder and his own reflection as to his conduct and the
possible consequences.
The Government submit that the proceedings complied fully with
the fairness requirements imposed by Article 6 (Art. 6) of the
Convention, pointing out that the applicant was represented by highly
experienced leading counsel and that no complaint was made during or
after the proceedings as to his inability properly to understand what
was happening. During the trial, the issue of the applicant's
responsibility for his actions was subject to the taking of evidence
and accepted as proved beyond reasonable doubt by the jury, who were
also satisfied that the applicant knew that his acts were seriously
wrong. They submit that the trial procedure was not discriminatory
contrary to Article 14 (Art. 14), noting that the applicant's status
as a child was taken into account in modifying the proceedings and that
his position could not be compared with that of children under ten or
adults with diminished responsibility.
The Government dispute that the sentence of detention during Her
Majesty's pleasure per se discloses treatment of such severity as to
constitute inhuman or degrading treatment or punishment. The applicant
is currently receiving education, training, health care and
recreational facilities appropriate to his age and cannot complain that
he will continue to be detained unless and until it is safe to release
him into the community. Nor can it be inappropriate for the applicant,
when he grows older, to be treated in the same way as other offenders
of the same age. The Government also submit, in the context of
Article 5 para. 1 (Art. 5-1), that there is nothing arbitrary about the
sentence of detention which has been imposed. In their view, Article
6 para. 1 (Art. 6-1) does not apply to the tariff fixing procedure and
its requirements are fully satisfied by the imposition of the sentence
by a judge following conviction by a jury. Finally, they submit that
review of the lawfulness of the applicant's detention required by
Article 5 para. 4 (Art. 5-4) was satisfied by the trial procedure and
any subsequent issues of lawfulness may be subject to applications for
judicial review, and once the tariff has expired, to review by the
Parole Board.
The applicant submits, inter alia, that the process of putting
him on trial in a public criminal court for adults constituted inhuman
and degrading treatment or punishment contrary to Article 3 (Art. 3)
of the Convention. He refers to his young age, the frightening nature
of the ordeal and evidence that the intimidating and humiliating nature
of the proceedings had a destructive and devastating effect. He also
submits that as a child aged 10 at the time of the offence he should
not have been held criminally liable. In the alternative, if the
treatment does not reach the level of severity necessary for the
purposes of Article 3 (Art. 3), he submits that it nonetheless
discloses a violation of his right to respect for private life under
Article 8 (Art. 8) of the Convention, in particular, the public nature
of the proceedings and the unnecessary disclosure of his identity.
The applicant invokes Article 6 (Art. 6) of the Convention,
arguing that he did not have a fair trial since he was unable to
understand and participate effectively in the proceedings due to his
young age, the nature of the proceedings and the traumatising effect
of those proceedings. He submits that fairness requires that trial
procedures for young children be modified to take their best interests
as a primary consideration. He complains additionally that the
proceedings disclose discrimination contrary to Article 14 (Art. 14)
in that children of nine could not have been held criminally liable and
that adults with arrested development giving them a mental age of ten
would have been afforded the defence of diminished responsibility to
a charge of murder.
The applicant further complains that the sentence of detention
during Her Majesty's pleasure applied to children, which is mandatory,
indeterminate, contains a substantial punitive element and is not
terminable at any stage, constitutes inhuman and degrading treatment
contrary to Article 3 (Art. 3). He also refers to the consequence that
as he grows older he will be transferred to young offenders'
institutions and adult prisons where he will be treated in the same way
as persons who committed their offences at an older age. He submits
that this sentence also constitutes an arbitrary deprivation of liberty
contrary to Article 5 para. 1 (Art. 5-1) and that the fixing of the
tariff by the Secretary of State violates Article 6 para. 1 (Art. 6-1)
in that his sentence is effectively determined by a political rather
than judicial body. The lack of any immediate or subsequent periodic
review by a judicial body of his continued detention is also claimed
to violate the requirements of Article 5 para. 4 (Art. 5-4) of the
Convention.
The Commission considers, in the light of the parties'
submissions, that the case raises complex issues of fact and law under
the Convention, the determination of which should depend on an
examination of the merits of the application as a whole. The Commission
concludes, therefore, that the application is not manifestly ill-
founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention. No other ground for declaring it inadmissible has been
established.
For these reasons, the Commission, by a majority,
DECLARES THE APPLICATION ADMISSIBLE, without prejudging the
merits of the case.
M. de SALVIA S. TRECHSEL
Secretary President
to the Commission of the Commission
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