POWELL AND RAYNER v. THE UNITED KINGDOM
Doc ref: 9310/81 • ECHR ID: 001-45382
Document date: January 19, 1989
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Application No. 9310/81
Richard POWELL
and
Michael RAYNER
against
the UNITED KINGDOM
REPORT OF THE COMMISSION
(adopted on 19 January 1989)
TABLE OF CONTENTS
page
I. INTRODUCTION (paras. 1-17) ............................ 1-3
A. The application (paras. 2-4) ...................... 1
B. The proceedings (paras. 5-12) ..................... 1-3
C. The present Report (paras. 13-17) ................. 3
II. ESTABLISHMENT OF THE FACTS (paras. 18-30) ............. 4-6
A. The particular circumstances of the case
(paras. 18-21) .................................... 4
B. The relevant domestic law and practice
(paras. 22-30) .................................... 4-6
III. SUBMISSIONS OF THE PARTIES (paras. 31-43) ............. 7-10
A. The applicants (paras. 31-38) ..................... 7-8
B. The Government (paras. 39-43) ..................... 9-10
IV. OPINION OF THE COMMISSION (paras. 44-66) .............. 11-17
A. Points at issue (para. 44) ........................ 11
B. General considerations (paras. 45-47) ............. 11-13
C. The present case (paras. 48-62) ................... 13-17
a) Article 13 of the Convention as regards the
claim under Article 1 of Protocol No. 1
(paras. 51-52) ................................. 14
Conclusion (para. 52) .......................... 14
b) Article 13 of the Convention as regards the
claim under Article 6 para. 1 (paras. 53-55) ... 14-15
Conclusion (para. 55) .......................... 15
c) Article 13 of the Convention as regards the
claim under Article 8 (paras. 56-62) ........... 15-17
- ii -
9310/81
page
aa) The first applicant (paras. 56-57) ........ 15
Conclusion (para. 57) ..................... 15
bb) The second applicant (paras. 58-62) ....... 15-17
Conclusion (para. 62) ..................... 17
D. Recapitulation (paras. 63-66) ..................... 17
Dissenting opinion of Mr. Danelius joined
by MM. Jörundsson and Weitzel and Mrs. Liddy .................. 18
APPENDIX I History of the proceedings
before the Commission ......................... 19-20
APPENDIX II Decision on the admissibility
of Mr. Powell's application ................... 21-37
APPENDIX III Decision on the admissibility
of Mr. Rayner's application ................... 38-57
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights and of the procedure before the
Commission.
A. The application
2. The applicants, Mr. R. Powell and Mr. M. Rayner, are United
Kingdom citizens, born in 1928 and 1938 respectively. The first
applicant is a businessman who lives in Esher, Surrey. The second
applicant is a farmer who lives and farms in Colnbrook, Slough,
Berkshire. They are committee members of the Federation of Heathrow
Anti-Noise Groups, whose aim is to contain and improve the noise
environment at Heathrow Airport, which is near the homes of both
applicants.
3. The applicants were represented before the Commission by Miss
F. Hampson, LL.B., who succeeded Mr. N.C. Walsh, Solicitor, Messrs.
Blaker, Son and Young, Solicitors, Lewes, East Sussex. The Government
were represented by their Agents, Mrs. A. Glover, succeeded by Miss
E.S. Wilmshurst and Mr. M.C. Wood, all of the Foreign and Commonwealth
Office.
4. The application was originally lodged together with two other
parties, the Federation of Heathrow Anti-Noise Groups, and Mr. F. Baggs.
All the applicants complained originally of the excessive noise levels
generated by landing or departing aircraft at Heathrow Airport and
alleged violations of Articles 6 para. 1, 8 and 13 of the Convention
and Article 1 of Protocol No. 1 to the Convention. The Commission
rejected the case of the Federation in a partial decision of 15 March
1984. The part of the case brought by Mr. Baggs was settled between
the parties, resulting in a Report of the Commission pursuant to
Article 30 of the Convention, adopted on 8 July 1987. The complaints
of MM. Powell and Rayner concerning Articles 6 para. 1 and 8 of the
Convention and Article 1 of Protocol No. 1 were rejected in the
Commission's decisions on admissibility dated 17 October 1985 and 16
July 1986 respectively. In those latter decisions the Commission also
declared admissible the applicants' identical complaint under Article
13 of the Convention, namely, that they had no effective remedy at
their disposal for their substantive grievance about the noise
nuisance created by Heathrow Airport and its effects on the
environment of their homes nearby. This is the subject of the present
Report.
B. The proceedings
5. The application was introduced on 31 December 1980 and
registered on 23 March 1981.
6. On 20 September 1982 the Rapporteur, pursuant to Rule 42 para.
2 (a) of the Commission's Rules of Procedure, requested further
information from the applicants concerning factual circumstances. This
information was submitted on 11 October and 30 November 1982. On
15 March 1984 the Commission decided, in accordance with Rule 42 para.
2 (b) of its Rules of Procedure, to give notice of the application to
the respondent Government and to invite them to present their
observations in writing on the admissibility and merits of the
application.
7. The Government submitted their observations on 21 September
1984. The applicants replied on 18 February 1985. On 13 May 1985 the
Commission decided to deal separately with the applicants and to
adjourn its consideration of the circumstances of MM. Powell and
Rayner, pending its examination of Mr. Baggs' part of the application.
A hearing on admissibility and merits was held in Mr. Baggs' case
on 16 October 1985. The Commission declared his case partially
admissible, following which, on 17 October 1985, Mr. Powell's
application concerning his complaint under Article 13 of the
Convention was declared admissible, the remainder of his complaints
being rejected. That same day the Commission also decided to request
further information, pursuant to Rule 42 para. 3 (a) of its Rules of
Procedure, from the Government and Mr. Rayner concerning his case. The
Government submitted their further observations and comments about Mr.
Rayner's case on 27 November 1985, 29 January 1986 and 2 July 1986,
which were exchanged with the responses of Mr. Rayner's representative
in letters dated 9 December 1985, 7 January 1986 and 22 and 24 April
1986. The Commission further considered the admissibility of Mr.
Rayner's case on 16 July 1986 and declared it admissible as regards
his Article 13 complaint, the remainder of his claims being rejected.
8. In the meantime, on 1 April 1986 the parties were sent the
text of the Commission's decision on admissibility in Mr. Powell's
case and invited, pursuant to Rule 45 of the Commission's Rules of
Procedure, to submit any additional observations they wished to make
on its merits. The Government submitted their further observations on
29 July 1986, to which the applicants' representative replied on 1
September 1986 and 9 March 1987, the latter in respect of both Mr.
Rayner's and Mr. Powell's claims.
9. During these proceedings negotiations for a friendly
settlement of Mr. Baggs' part of the case were successfully conducted,
resulting in the adoption of a Report in accordance with Article 30 of
the Convention on 8 July 1987.
10. The Commission examined the merits of MM. Powell's and Rayner's
part of the application on 10 October 1987 and decided to adjourn the
matter pending the outcome of the case of Boyle and Rice v. the United
Kingdom, which had been referred to the European Court of Human Rights
on 18 July 1986, and concerned complex issues under Article 13 of the
Convention, albeit in relation to prison conditions. The Court gave
its judgment in that case on 27 April 1988. On 18 May 1988 the
applicants were invited to submit any comments they had on the
relevance of this judgment to their case. These comments were
submitted on 17 August and 28 October 1988. The Government responded
to the first of these submissions on 4 October 1988.
11. On 18 January 1989 the Commission again examined the merits of
the remaining case and took their final votes. On 19 January 1989 the
Commission adopted the text of the Report.
12. After declaring the case of MM. Powell and Rayner admissible,
the Commission, acting in accordance with Article 28 para. b of the
Convention, placed itself at the disposal of the parties with a view
to securing a friendly settlement of the case. In the light of the
parties' reaction, the Commission now finds that there is no basis
upon which a settlement can be reached.
C. The present Report
13. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes in plenary session, the following members being present:
MM. J.A. FROWEIN, Acting President
G. SPERDUTI
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs. G.H. THUNE
Sir Basil HALL
MM. F. MARTINEZ
C.L. ROZAKIS
Mrs. J. LIDDY
14. The text of this Report was adopted by the Commission on
20 January 1989 and is now transmitted to the Committee of Ministers
in accordance with Article 31 para. 2 of the Convention.
15. The purpose of the Report, pursuant to Article 31 para. 1 of
the Convention, is
1) to establish the facts, and
2) to state an opinion as to whether the facts found
disclose a breach by the State concerned of its
obligations under the Convention.
16. A schedule setting out the history of the proceedings before
the Commission is attached hereto as Appendix I and the Commission's
decisions on the admissibility of the application as Appendices II and
III.
17. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
18. The first applicant bought his house in Esher, Surrey, in
1957. The house is several miles from Heathrow Airport, but as of
1972 the area in which the house is situated became one of the flight
departure routes from Heathrow in operation about one third of the
year, particularly in the summer. In respect of aircraft noise
nuisance zones, the applicant's property is just within the 35 NNI
contour, considered to be a low noise nuisance rating. Half a million
other people live within this contour area.
19. NNI signifies the Noise and Number Index based on such factors
as the number of aircraft flights heard above a certain noise level
(80 PNdB, perceived noise decibels), flying in daytime during the busy
summer months. The NNI is part of the criteria applied in planning
controls, so that land within the 35-39 NNI contours may be used for
residential development, planning permission not being refused on
noise grounds alone. However land within the 40-50 NNI contours
(moderate noise annoyance zone) will not be given over to development
except for the infilling of existing built up areas, on condition that
the appropriate sound insulation is used. No development whatsoever
is permitted for land falling within the 60 NNI and over contours
(rated high noise nuisance zones). It is to be noted that the NNI
calculation reflects a logarithmic element in the PNdB scale, with the
result that every increase of 10 in that scale represents
approximately a doubling of the loudness.
20. In 1961 the second applicant took up residence of his home and
farm in Colnbrook, Slough, Berkshire. It is about one and a third
miles west of and in a direct line with Heathrow Airport's northern
runway. This property is within the 60 NNI contour, i.e. an area of
high noise annoyance for residents, and is regularly overflown during
daytime and to a more limited extent at night. About 1500 people
around Heathrow Airport experience a noise exposure equal to or more
than that of the second applicant.
21. Heathrow Airport has undergone major development and expansion
since the 1950's and the inauguration of jet aircraft. It now has
four terminals and is the leading United Kingdom airport, making an
important contribution to the country's economy. Various measures
have been taken to meet the big increase in air traffic and its
resultant noise nuisance. These measures include improvement of the
aircraft themselves, restrictions on night jet movements, continual
noise monitoring, the designation of minimum noise routes and the
creation of noise insulation grants.
B. The relevant domestic law and practice
22. It is agreed between the parties that the remedies available
under English law to the applicants for their complaints about airport
noise nuisance are limited.
23. Compensation for loss of value of houses and land from airport
noise is envisaged by the Land Compensation Act 1973 to meet problems
created by the environmental impact of new or altered public works.
However such compensation is tied to new or altered public works first
brought into use after 16 October 1969. Intensification of an
existing use (i.e. from works which had been first brought into use
before this date) is not compensateable. Consequently there is, for
example, no right under English law to limit the flow of traffic on
established roads or the use of other similar public facilities. Those
who live alongside existing facilities must expect the facility to be
used one day to its full extent. Thus the applicants would have no
claim for compensation under the Land Compensation Act 1973, there
being no relevant new or altered development in the case of Heathrow
Airport.
24. After the completion of the fourth Terminal at Heathrow,
Heathrow Airport Ltd (a subsidiary of the successor company, BAA plc,
to the British Airport Authority) drew up a Scheme for the purchase of
noise blighted properties close to Heathrow Airport. By this Scheme
the company was able to buy property severely affected by aircraft
noise at Heathrow (within the 65 NNI contour) where the owner had
acquired the property before 17 October 1969 and where he wished to
move but could not do so except at a deflated price. Claims had to be
made between 1 January 1987 and 31 December 1988. By virtue of the
contour limitation the applicants' property is excluded from the
Scheme.
25. The Noise Abatement Act 1960 specifically exempts aircraft
noise from its protection. The liability of aircraft operators in
respect of actions for trespass and nuisance is further limited by
section 76 of the Civil Aviation Act 1982. Section 76(1) of the 1982
Act provides as follows:
"No action shall lie in respect of trespass or in respect
of nuisance, by reason only of the flight of an aircraft
over any property at a height above the ground which,
having regard to wind, weather and all the circumstances
of the case is reasonable, or the ordinary incidents of
such flight, so long as the provisions of any Air
Navigation Order or of any Orders under section 62 above
have been duly complied with and there has been no breach
of section 81 below."
26. Section 76(2) of the 1982 Act goes on to provide for strict
liability (i.e. liability without proof of negligence or intention)
where material loss or damage to any person or property on land or
water is caused by, inter alia, an aircraft in flight or an object
falling from an aircraft.
27. The provisions of section 76 are directly comparable to those
in the Rome Convention on Damage Caused by Foreign Aircraft to Third
Parties on the Surface 1952 ("the Rome Convention"). Article 1 of the
Rome Convention (the parties to which include Belgium, Luxembourg,
Italy and Spain as well as many other countries outside Europe)
provides as follows:
"Any person who suffers damage on the surface shall,
upon proof only that damage was caused by an aircraft
in flight or by any person or thing falling therefrom,
be entitled to compensation as provided by this
Convention. Nevertheless there shall be no right to
compensation if the damage is not a direct consequence
of the incident giving rise thereto, or if the damage
results from the mere fact of passage of the aircraft
through the airspace in conformity with existing air
traffic regulations."
28. However section 76(1) does not exclude all liability on the
part of aircraft operators for trespass and nuisance caused by
aircraft in flight. In the first place, the exemption only applies in
respect of aircraft flying at a reasonable height above the ground.
What is reasonable is a question of fact depending on all the relevant
circumstances which would include not merely the factors of weather
specifically referred to in the section, but such matters as the size,
speed and noise of the aircraft in question. Secondly, before the
exemption applies, there must be compliance with the statutory
provisions referred to in section 76(1) itself. In practice, this
means the provisions of the Air Navigation Order 1980, the Air
Navigation (General) Regulations 1981, the Rules of the Air and Air
Traffic Control Regulations 1981 and, especially important in the
present context, the Air Navigation (Noise Certification) Order 1979.
Thus, if, for example, an aircraft flies overloaded or otherwise than
in accordance with a relevant Noise Certificate, its operator will not
be entitled to rely upon the section as a defence to any action for
trespass or nuisance.
29. In other words, if the applicants were able to show that a
particular airline operator had flown at an height that was
unreasonable in all the circumstances, or had flown in breach of the
provisions of any air navigation order, they might have a remedy
against that operator in civil court proceedings based on nuisance
and/or trespass. The remedy might take the form of an action for
damages or, in the event of repeated infringements, an injunction to
restrain the operator from continuing to fly in such a manner. The
applicants have no remedy for noise nuisance emanating from flights
observing a reasonable height and other aviation regulations.
30. Finally, in the event that the applicants were able to show
that the Secretary of State had failed to enforce the statutory
requirements imposed by him under the Civil Aviation Act to reduce and
control aircraft noise a possible action might lie in mandamus to
compel the Secretary of State to ensure compliance with those
requirements.
III. SUBMISSIONS OF THE PARTIES
A. The applicants
31. The applicants complain in relation to Article 13 of the
Convention that they consider themselves to be victims of excessive
noise levels emanating from Heathrow Airport which seriously interfere
with their private and family lives, ensured by Article 8 of the
Convention. However there is no domestic forum capable of providing a
remedy to the alleged violation of their Article 8 rights. Nor is
there any domestic authority satisfying Article 13 of the Convention
which can deal with the applicants' claim under Article 6 para. 1 of
the Convention that they are denied access to court in respect of
their civil rights.
32. The applicants refer to the judgment of the European Court of
Human Rights in the case of Boyle and Rice confirming its earlier
case-law that "the existence of an actual breach of another provision
of the Convention (a "substantive provision") is not a prerequisite
for the application" of Article 13 of the Convention. However an
applicant must show that he has an arguable claim of a violation of
such a substantive provision before he can challenge the absence of
remedies under Article 13. The Court has declined to lay down any
criteria as to what may be an arguable claim. Such a claim is not
simply a matter falling within the scope of a substantive Article, nor
must it necessarily be a prima facie, admissible issue, for, as the
Court made it clear, arguable "does not mean ... that the Court must
hold a claim to be excluded from the operation of Article 13 if the
Commission has previously declared it manifestly ill-founded under the
substantive Article". Nevertheless, the Commission's Decision on
Admissibility provides "significant pointers as to the arguable
character of the claims for the purposes of Article 13". Thus whether
a claim is arguable depends on the "particular facts and the nature of
the legal issue or issues raised" (Eur. Court H.R., Boyle and Rice
judgment of 27 April 1988, paras. 52-55).
33. Following this approach of the Court the applicants submit
that they have arguable claims under Articles 8 and 6 para. 1 of the
Convention, for which no remedy was available, contrary to Article 13
of the Convention.
34. As regards their claim under Article 8 of the Convention, the
applicants point out that the Commission examined in some depth the
justification for the alleged interference with the applicants'
private lives and homes caused by airport noise nuisance. In the
Rayner case, in particular, the Commission found a clear interference
with the applicant's Article 8 rights which necessitated a careful
examination of these issues under Article 8 para. 2 of the Convention.
The applicants submit that they have an arguable claim that the
interference with their private lives and homes was not justified:
The applicants were established in their homes before 1961, after
which the noise nuisance from Heathrow Airport dramatically increased
with the construction of Terminals 3 and 4. Noise insulation grants
are an ineffective way of mitigating noise nuisance, particularly for
people like Mr. Rayner living within the 60 NNI contour, who are still
disturbed by aircraft noise despite such insulation. Furthermore the
Government's setting of PNdB levels and flight quotas is also
ineffective because the Government do not enforce them and they are
regularly exceeded.
35. As regards the applicants' claim under Article 6 para. 1 of
the Convention, the applicants submit that the Commission's Decisions
on Admissibility are misconceived. They aver that compensation for
damage caused by noise nuisance is a matter of civil rights and
obligations falling within the scope of this provision of the
Convention, but access to this civil suit is barred in respect of
aircraft noise nuisance by section 76 of the Civil Aviation Act 1982.
The applicants contend that, arguably, this limitation on noise
nuisance claims reduces their "right to a court", having regard to the
rule of law in a democratic society, to such an extent as to impair
the very essence of their normal civil rights against noise nuisance
(cf. Eur. Court H.R., Ashingdane judgment of 28 May 1985, Series A no.
93, p. 24, para. 57). But for the statute bar of section 76 of the
1982 Act Mr. Powell would have an arguable case in nuisance and/or
trespass against the Heathrow Airport authorities that the noise
levels caused by aircraft are unreasonable, depending on the
definition given by domestic courts to the notion of reasonable. Mr.
Rayner would have near certain success in such a suit because he can
show that the Government do not enforce their own PNdB and quota
limitations for night take-offs and landings. The applicants submit,
therefore, that they have established an arguable case of a denial of
their right of access to court by virtue of the statute bar which does
not pursue a legitimate aim, or represent a proportionate pursuit of
whatever aim the Government might put forward.
36. Having established that they have arguable claims that their
rights under Articles 8 and 6 have been violated, the applicants
contend that Article 13 is, therefore, applicable to their
complaints. As the Commission acknowledged in the Decision on
Admissibility of Mr. Rayner's case, no specific remedy exists under
British law for these complaints. The Government have all but
conceded this fact. Accordingly the applicants conclude that there is
a violation of Article 13 of the Convention in their case.
37. In sum, it is submitted on behalf of the applicants that Mr.
Rayner clearly has an arguable claim that he is the victim of
violations of Articles 8 and 6 of the Convention. There is no
national authority before which he can bring such a claim, this in
itself representing a violation of Article 13. The same arguments
apply to the case of Mr. Powell, but the degree of interference in his
right to respect for his private life is less than that suffered by
Mr. Rayner, and the chance of his being able to sue successfully in
nuisance and/or trespass, in the absence of the statute bar, is also
less. He therefore has an arguable claim under both Articles 8 and 6
but it is "less arguable" than that of Mr. Rayner.
38. Consequently the applicants would ask the Commission to find
that either or both has an arguable claim that their rights under
Articles 8 and 6 of the Convention have been violated. They repeat
that the lack of any national authority before which they can bring
such an arguable claim itself represents a violation of Article 13.
B. The Government
39. The Government submit, first, that Article 13 is not
applicable to the applicants' claim of a breach of Article 6 para. 1
of the Convention. Secondly, the applicants have no arguable claim to
be victims of a violation of the rights set out in Article 8 of the
Convention and Article 1 of Protocol No. 1 to the Convention and,
thirdly, in any event, the aggregate of remedies provided for under
domestic law satisfies the requirements of Article 13 in the present
case.
40. As regards the first submission, the Government state that
since the Commission rejected the applicants' Article 6 claim of a
denial of access to court, no separate issue arises under Article 13
of the Convention whose requirements are less strict and are absorbed
by the former (Eur. Court H.R., Silver and Others judgment of 25 March
1983, Series A no. 61, p. 41, para. 110). Alternatively, the
applicants have no arguable claim under Article 6 para. 1 of the
Convention or are unable to claim an Article 13 remedy against
legislation (i.e. section 76 of the Civil Aviation Act 1982) which is
allegedly not in conformity with the Convention (loc. cit. para. 113
and Eur. Court H.R., James and Others judgment of 21 February 1986,
Series A no. 98, p. 47, para. 85).
41. As regards the second submission, the Government contend that
the applicants have no arguable claim under Article 8 of the
Convention since any interference with their rights under the
provision was in the circumstances of their case fully justified under
paragraph 2 of the Article for the following reasons: The
construction of Heathrow Airport was lawful; it serves the economic
interests of the country and is necessary in a democratic society. Any
interference with the applicants' rights was proportionate to the
legitimate aim connected with running an airport and in Mr. Powell's
case, in particular, such interference was minimal as he lives in a
low noise nuisance area. As regards the claim under Article 1 of
Protocol No. 1, the applicants have no arguable claim that the noise
nuisance affected their property rights, for example, by diminishing
the value of their homes.
42. It is significant that the Commission declared the applicants'
complaints under Articles 6 and 8 and Article 1 of Protocol No. 1
inadmissible as being manifestly ill-founded, particularly in Mr.
Powell's case, where, as regards Article 8 of the Convention, for
example, the first applicant was unable to establish a clear
interference with his rights. The Government rely on the Court's
judgment in the case of Boyle and Rice, in which it was stated that
"on the ordinary meaning of words, it is difficult to conceive how a
claim that is 'manifestly ill-founded' can nevertheless be 'arguable',
and vice versa". Nevertheless, if the Commission's decision is not
decisive on this point, it provides "significant pointers as to the
arguable character of the claims for the purposes of Article 13" (Eur.
Court H.R., Boyle and Rice judgment of 27 April 1988, para. 54). In
these circumstances the Government consider that the applicants'
claims cannot be described as arguable and that, therefore, no
violation of Article 13 of the Convention has occurred in their case.
43. Finally, as regards the third submission, the Government
submit that, in any event, an aggregate of remedies exists which
satisfies Article 13 of the Convention in respect of the applicants'
claims: an action will lie in nuisance for aircraft flying in breach
of altitude and other aviation regulations when the defence provided
by section 76 of the Civil Aviation Act 1982 will not apply; a right
to compensation in certain circumstances exists under the Land
Compensation Act 1973 for loss of value of houses and land from
airport noise; there also exists a statutory scheme for the provision
of grants for the sound insulation of dwellings and there are
statutory requirements imposed and enforced by the Secretary of State
to reduce and control, and to mitigate the effect of, noise from
aircraft using Heathrow Airport.
IV. OPINION OF THE COMMISSION
A. Points at issue
44. The following are the points at issue in the present
application:
- whether the applicants had an effective remedy, pursuant to
Article 13 (Art. 13) of the Convention, in respect of their complaint
that there has been an unjustified interference with their
property rights ensured by Article 1 of Protocol No. 1 (P1-1) to
the Convention;
- whether the applicants had an effective remedy, pursuant to
Article 13 (Art. 13) of the Convention, in respect of their complaint
of a denial of access to court in the determination of their
civil rights, which access is inherently guaranteed by Article
6 para. 1 (Art. 6-1) of the Convention;
- whether the applicants had an effective remedy, pursuant to
Article 13 (Art. 13) of the Convention, in respect of their
complaint of an unjustified interference with the right to
respect for private life and home, ensured by Article 8 (Art. 8) of
the Convention.
B. General considerations
45. Article 13 (Art. 13) of the Convention provides as follows:
"Everyone whose rights and freedoms as set forth in
this Convention are violated shall have an effective
remedy before a national authority notwithstanding that
the violation has been committed by persons acting in an
official capacity."
46. This provision has been interpreted in the following way by
the European Court of Human Rights in the case of Silver and Others:
"(a) where an individual has an arguable claim to be
the victim of a violation of the rights set forth in the
Convention, he should have a remedy before a national
authority in order both to have his claim decided and,
if appropriate, to obtain redress (see the ... Klass and
others judgment, Series A no. 28, p. 29, para. 64);
(b) the authority referred to in Article 13 (Art. 13) may not
necessarily be a judicial authority but, if it is not,
its powers and the guarantees which it affords are
relevant in determining whether the remedy before it is
effective (ibid., p. 30, para. 67);
(c) although no single remedy may itself entirely satisfy
the requirements of Article 13 (Art. 13), the aggregate of remedies
provided for under domestic law may do so (see, mutatis
mutandis, ... X v. the United Kingdom judgment, Series A
no. 46, p. 26, para. 60 and the Van Droogenbroeck judgment
of 24 June 1982, Series A no. 50, p. 32, para. 56);
(d) neither Article 13 (Art. 13) nor the Convention in general lays
down for the Contracting States any given manner for ensuring
within their internal law the effective implementation of any
of the provisions of the Convention - for example, by
incorporating the Convention into domestic law (see the
Swedish Engine Drivers' Union judgment of 6 February 1976,
Series A no. 20, p. 18, para. 50).
It follows from the last-mentioned principle that the
application of Article 13 (Art. 13) in a given case will depend
upon the manner in which the Contracting State concerned
has chosen to discharge its obligation under Article 1
(Art. 1) directly to secure to anyone within its jurisdiction the
rights and freedoms set out in section I (see ... Ireland
v. the United Kingdom judgment, Series A no. 25, p. 91,
para. 239)."
(Eur. Court H.R., Silver and Others judgment of 25 March
1983, Series A no. 61, p. 42, para. 113)
47. In the present case the Commission has declared inadmissible
as being manifestly ill-founded the applicants' claims under Articles 6 and 8
(Art. 6, 8) of the Convention and Article 1 of Protocol No. 1 (P1-1), but
declared admissible their complaint of an absence of any effective domestic
remedy for these claims pursuant to Article 13 (Art. 13) of the Convention.
The European Court of Human Rights in the case of Boyle and Rice considered the
relationship between a complaint which is manifestly ill-founded, within the
meaning of Article 27 para. 2 (Art. 27-2) of the Convention, and the notion of
an arguable claim for the purposes of Article 13 (Art. 13) of the Convention as
follows:
"Notwithstanding the terms of Article 13 (Art. 13) read literally, the
existence of an actual breach of another provision of the
Convention (a 'substantive' provision) is not a prerequisite
for the application of the Article (see the Klass and Others
judgment of 6 September 1978, Series A no. 28, p. 29, para.
64). Article 13 (Art. 13) guarantees the availability of a remedy at
national level to enforce - and hence to allege non-compliance
with - the substance of the Convention rights and freedoms
in whatever form they may happen to be secured in the domestic
legal order (see the Lithgow and Others judgment of 8 July
1986, Series A no. 102, p. 74, para. 205, and the authorities
cited there).
However, Article 13 (Art. 13) cannot reasonably be interpreted so as to
require a remedy in domestic law in respect of any supposed
grievance under the Convention that an individual may have, no matter
how unmeritorious his complaint may be: the grievance must be an
arguable one in terms of the Convention (see, as the most recent
authority, the Leander judgment of 26 March 1987, Series A no. 116, p.
29, para. 77 (a)) ...
As the Court pointed out in its Airey judgment of 9 October
1979, rejection of a complaint as 'manifestly ill-founded'
amounts to a decision that 'there is not even a prima facie
case against the respondent State' (Series A no. 32, p. 10,
para. 18). On the ordinary meaning of the words, it is
difficult to conceive how a claim that is 'manifestly
ill-founded' can nevertheless be 'arguable', and vice versa.
This does not mean, however, that the Court must hold a
claim to be excluded from the operation of Article 13 (Art. 13) if
the Commission has previously declared it manifestly
ill-founded under the substantive Article. The Commission's
decision declaring an application admissible determines the
scope of the case brought before the Court (see the Ireland
v. the United Kingdom judgment of 18 January 1978, Series A
no. 25, p. 63, para. 157). The Court is precluded from
reviewing on their merits under the relevant Article the
complaints rejected as manifestly ill-founded, but empowered
to entertain those complaints which the Commission has
declared admissible and which have been duly referred to
it. The Court is thus competent to take cognisance of all
questions of fact and of law arising in the context of the
complaints before it under Article 13 (Art. 13) (ibid.), including the
arguability or not of the claims of violation of the
substantive provisions. In this connection, the Commission's
decision on the admissibility of the underlying claims and
the reasoning therein, whilst not being decisive, provide
significant pointers as to the arguable character of the
claims for the purposes of Article 13 (Art. 13).
The Court does not think that it should give an abstract
definition of the notion of arguability. Rather it must
be determined, in the light of the particular facts and
the nature of the legal issue or issues raised, whether
each individual claim of violation forming the basis of
a complaint under Article 13 (Art. 13) was arguable and, if so,
whether the requirements of Article 13 (Art. 13) were met in
relation thereto."
(Eur. Court H.R., Boyle and Rice judgment of 27 April 1988
paras. 52-55).
C. The present case
48. The applicants submit that they have arguable claims of
breaches of Articles 6 and 8 (Art. 6, 8) of the Convention and, originally,
Article 1 of Protocol No. 1 (P1-1) to the Convention. From this flows their
contention that they have no effective domestic remedies, pursuant to
Article 13 (Art. 13) of the Convention, for the determination of these claims.
49. The Government reply, inter alia, that in view of the
Commission's Decisions on Admissibility rejecting the applicants'
substantive complaints as manifestly ill-founded, within the meaning of Article
27 para. 2 (Art. 27-2) of the Convention, the applicants do not have arguable
claims under Articles 6 and 8 (Art. 6, 8) of the Convention and Article 1 of
Protocol No. 1 (P1-1). Hence no violation of Article 13 (Art. 13) of the
Convention is disclosed.
50. The Commission considers that the question whether a claim is
"arguable" must be determined in the light of the particular facts and the
nature of the legal issues raised (see last paragraph of citation at para. 47
above).
a) Article 13 (Art. 13) of the Convention as regards the claim
under Article 1 of Protocol No. 1 (P1-1)
51. The Commission first notes that since it declared the applicants'
Article 13 (Art. 13) complaint admissible the applicants no longer maintain in
their submissions on the merits that they have an arguable claim under Article
1 of Protocol No. 1 (P1-1) to the Convention which would require an effective
domestic remedy. It also notes that in the present case there was no evidence
that the value of the applicants' property has been substantially diminished or
that their property has been rendered unsaleable by aircraft noise. In the
absence of any interference with the applicants' property rights the Commission
declared inadmissible as being manifestly ill-founded the applicants'
complaints under Article 1 of Protocol No. 1 (P1-1). In these circumstances,
the Commission is of the opinion that the applicants do not have an arguable
claim under this provision. Consequently they are not entitled to an effective
domestic remedy under Article 13 (Art. 13) of the Convention in respect of
their original allegations under Article 1 of Protocol No. 1 (P1-1).
Conclusion
52. The Commission concludes, by a unanimous vote, that there has been no
violation of Article 13 (Art. 13) of the Convention in relation to the
applicants' claim under Article 1 of Protocol No. 1 (P1-1) to the Convention.
b) Article 13 (Art. 13) of the Convention as regards the claim
under Article 6 para. 1 (Art. 6-1)
53. The Commission refers to its Decisions on Admissibility in the
applicants' case in which it found that the applicants had no civil
right to compensation under English law for unreasonable noise
nuisance caused by aircraft, other than that caused by aircraft flying
in breach of aviation regulations. It also found that the applicants
had not been denied the right of access to a court in the
determination of their civil rights, a right implicitly guaranteed by
Article 6 para. 1 (Art. 6-1) of the Convention. Accordingly it declared the
applicants' complaint of a breach of this provision manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the
Convention.
54. Insofar as the applicants are still contending in their
submissions on the merits that they have been denied access to court
in the determination of their civil rights concerning noise nuisance,
contrary to Article 6 para. 1 (Art. 6-1) of the Convention, and that this also
raises an issue of an effective remedy under Article 13 (Art. 13), the
Commission agrees with the Government's view (see para. 40 above) that
no separate issue arises under the latter provision, whose
requirements are less strict and absorbed by the former, the lex
specialis in the matter (cf. Eur. Court H.R., Silver and Others
judgment of 25 March 1983, Series A no. 61, para. 110). Insofar as
the applicants' submissions may be read as a claim to a general right
to a court in all circumstances, a denial of which would allegedly
require an effective domestic remedy, this claim has no arguable basis
under any substantive provision of the Convention. Accordingly Article 13
(Art. 13) is not applicable to a claim of the latter kind. Finally, insofar as
the applicants apparently complain of the compatibility with the Convention of
section 76 of the Civil Aviation Act 1982, the
Commission recalls its constant case-law, confirmed by the Court, that Article
13 (Art. 13) of the Convention does not go so far as to guarantee a remedy
allowing a Contracting State's legislation to be challenged as such (cf. Eur.
Court H.R., James and Others judgment of 21 February 1986, Series A No. 98, p.
47, para. 85).
Conclusion
55. The Commission concludes, by a unanimous vote, that there has been no
violation of Article 13 (Art. 13) of the Convention in relation to the
applicants' claim under Article 6 para. 1 (Art. 6-1) of the Convention.
c) Article 13 (Art. 13) of the Convention as regards the claim
under Article 8 (Art. 8)
aa) The first applicant
56. The Commission finds that the first applicant, Mr. Powell, has
no arguable claim of a breach of Article 8 (Art. 8) of the Convention. It
notes that his home, along with the homes of half a million other
people, is in an area of low aircraft noise nuisance. His house in
Esher is situated several miles from Heathrow Airport, just within the
35 NNI contour. For this reason it was not clearly established that
there had been an interference with his right to respect for private
life or home within the meaning of Article 8 para. 1 (Art. 8-1) of the
Convention. However the Commission recalls that, in its Decision on
Admissibility in his case, it left the question of interference open,
finding ample justification for any possible limitation on this right
in the second paragraph of Article 8 (Art. 8) for the economic well-being of
the country. Hence the Commission declared this aspect of Mr.
Powell's case manifestly ill-founded. In these circumstances the
Commission is of the opinion that the first applicant does not have an arguable
claim under Article 8 (Art. 8) of the Convention. Consequently he is not
entitled to an effective domestic remedy under Article 13 (Art. 13) for his
allegations under the former provision.
Conclusion
57. The Commission concludes, by a vote of 15 to 1, that there has been no
violation of Article 13 (Art. 13) of the Convention in relation to the first
applicant's claim under Article 8 (Art. 8) of the Convention.
bb) The second applicant
58. The Commission finds that the second applicant, Mr. Rayner, does have
an arguable claim of a breach of Article 8 (Art. 8) of the Convention. It
notes that his home and farm, which obliges him to be outdoors much of his
time, is one and one third miles from, and in the direct line of one of
Heathrow Airport's busy runways. This area is considered to be a high noise
nuisance zone, being within the 60 NNI contour area. 60 NNI signifies a very
much greater noise level than that experienced by residents in the first
applicant's 35 NNI contour area, given the logarithmic element of the Noise and
Number Index (see para. 19 above). This nuisance is recognised by the State
which, for example, prohibits any further development in this area and the
Government concede that only about 1500 people around Heathrow Airport
experience a noise exposure equal to or more than that of the second applicant.
Mr. Rayner acquired his home before Heathrow Airport was greatly expanded
with the resultant major increase in aircraft
traffic. Whilst he has no desire to move away from the area he has good
reason, in the Commission's opinion, to complain of and seek redress for the
deterioration of the noise climate in his home environment.
59. The Commission declared Mr. Rayner's Article 8 (Art. 8) complaint
manifestly ill-founded, because, on balance, the clear interference with his
private life and home was considered necessary in a democratic society for the
economic well-being of the country. It is implicit in the Commission's
constant case-law that the term "manifestly ill-founded" under Article 27 para.
2 (Art. 27-2) of the Convention extends further than the literal meaning of the
word "manifestly" would suggest at first reading. In certain cases, where the
Commission considers at an early stage in the proceedings that a prima facie
issue arises, it seeks the observations of the parties on admissibility and
merits. The Commission may then proceed to a full examination of the facts and
issues of a case, but nevertheless finally reject the applicant's substantive
claims as manifestly ill-founded notwithstanding their "arguable" character.
In such cases the rejection of a claim under this head of inadmissibility
amounts to the following finding: after full information has been provided by
both parties, without the need of further formal investigation, it has now
become manifest that the claim of a breach of the Convention is unfounded. Mr.
Rayner's substantive claim under Article 8 (Art. 8) of the Convention was such
a case. The careful consideration which had to be given to this claim and the
facts which gave rise to it lead the Commission to the conclusion that it is an
"arguable claim" for the purposes of Article 13 (Art. 13) of the Convention.
60. The next question to be determined is whether the second applicant has
an effective remedy under Article 13 (Art. 13) of the Convention to redress his
Article 8 (Art. 8) claim. The applicant submits that he has not, whereas the
Government contend that there is an aggregate of satisfactory remedies
available for aircraft noise nuisance: a civil action in nuisance against
aircraft operators who fail to abide by flight regulations, a claim for
compensation under the Land Compensation Act 1973, sound insulation grants and
State imposition and enforcement of aircraft noise controls.
61. The Commission notes that no civil suit lies in nuisance for the noise
annoyance caused by aircraft flying in accordance with aviation regulations
even though that annoyance may be generally recognised as high. Moreover for
those like Mr. Rayner who acquired property before a public utility, such as
Heathrow Airport, was expanded and used to maximum capacity, no right to
compensation under the Land Compensation Act 1973 is available. Sound
insulation is not wholly effective for people living within the high noise, 60
NNI contour, like Mr. Rayner, and it seems that despite the noise controls
imposed by the Government a high level of aircraft noise is still to be
expected. In the particular circumstances of this case, the Commission is of
the opinion that none of these remedies could provide adequate redress for the
claim of Mr. Rayner under Article 8 (Art. 8) of the Convention. It finds,
therefore, that the second applicant did not have an effective remedy within
the meaning of Article 13 (Art. 13) of the Convention.
Conclusion
62. The Commission concludes, by a vote of 12 to 4, that there has been a
violation of Article 13 (Art. 13) of the Convention in relation to the second
applicant's claim under Article 8 (Art. 8) of the Convention.
D. Recapitulation
63. The Commission concludes, by a unanimous vote, that there has been no
violation of Article 13 (Art. 13) of the Convention in relation to the
applicants' claim under Article 1 of Protocol No. 1 (P1-1) to the Convention
(para. 52 above).
64. The Commission concludes, by a unanimous vote, that there has been no
violation of Article 13 (Art. 13) of the Convention in relation to the
applicants' claim under Article 6 para. 1 (Art. 6-1) of the Convention (para.
55 above).
65. The Commission concludes, by a vote of 15 to 1, that there has been no
violation of Article 13 (Art. 13) of the Convention in relation to the first
applicant's claim under Article 8 (Art. 8) of the Convention (para. 57 above).
66. The Commission concludes, by a vote of 12 to 4, that there has been a
violation of Article 13 (Art. 13) of the Convention in relation to the second
applicant's claim under Article 8 (Art. 8) of the Convention (para. 62 above).
Secretary to the Commission Acting President of the Commission
(H.C. KRÜGER) (J.A. FROWEIN)
APPENDIX I
History of the proceedings before the Commission
Date Item
----------------------------------------------------------------
31 December 1980 Introduction of application
23 March 1981 Registration of application
Examination of admissibility
20 September 1982 Rapporteur's request for information
from applicants
11 October and Submission of information by applicants
30 November 1982
15 March 1984 Commission's decision to give notice of
the application to the respondent Government
and to invite them to submit written
observations on admissibility and merits
21 September 1984 Submission of Government's observations
18 February 1985 Submission of applicants' observations
in reply
13 May 1985 Commission's deliberations and decision to
deal separately with the applicants and
adjourn consideration of MM. Powell and
Rayner's circumstances
16 October 1985 Commission's hearing on admissibility and
merits in the case of the third applicant,
Mr. Baggs. Decision to declare his case
partially admissible
17 October 1985 Commission's decision to declare Mr. Powell's
case partially admissible and to invite the
parties to provide further information about
Mr. Rayner's case
27 November 1985, Submission by the Government of information
29 January 1986 and further observations in Mr. Rayner's
and 2 July 1986 case
9 December 1985, Submission of Mr. Rayner's comments in reply
7 January 1986,
22 and 24 April 1986
16 July 1986 Commission's decision to declare Mr. Rayner's
case partially admissible
APPENDIX I
Date Item
----------------------------------------------------------------
Examination of the merits
29 July 1986 Submission by Government of further
observations in Mr. Powell's case
1 September 1986 Submission by MM. Powell and Rayner of
and 9 March 1987 comments in reply
8 July 1987 Commission's adoption of friendly settlement,
Article 30 Report, in Mr. Baggs' case
10 October 1987 Commission's deliberations and decision to
adjourn MM. Powell and Rayner's case pending
the Court's judgment in Boyle and Rice v.
the United Kingdom
27 April 1988 Court's judgment in the Boyle and Rice
case
18 May 1988 Applicants invited by the Secretary to the
Commission to submit comments on their case
in relation to this judgment
17 August and Submission of applicants' comments on the
28 October 1988 Boyle and Rice judgment
4 October 1988 Submission by Government of their comments
on this judgment
18 January 1989 Commission's deliberations on the merits
and final votes
19 January 1989 Adoption of text of present Report
APPENDIX II
DECISION OF THE COMMISSION
AS TO THE ADMISSIBILITY OF
Application N° 9310/81
by Richard John POWELL
against the United Kingdom
The European Commission of Human Rights sitting in private on
16 October 1985, the following members being present:
MM J.A. FROWEIN, Acting President
E. BUSUTTIL
G. JÖRUNDSSON
G. TENEKIDES
B. KIERNAN
J.A. CARRILLO
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
J. CAMPINOS
H. VANDENBERGHE
Sir Basil HALL
Mr J. RAYMOND, Deputy Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 31 December
1980 by the Federation of Heathrow Anti-Noise Groups (FHANG), and
later continued by the individual applicants 1. Michal Anthony Rayner,
2. Richard John Powell, 3 Frederick William Baggs, against the United
Kingdom and registered on 23 March 1981 under file N° 9310/91;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission; and
- the Commission's decision of 15 March 1984 to bring the
application of the three individual applicants to the notice of
the respondent Government and invite them to submit written
observations on its admissibility and merits;
- the decision of the same day rejecting the application in so far
as it was lodged by the Federation of Heathrow Anti-Noise Groups;
- the observations submitted by the respondent Government on
21 September 1984 and the observations in reply submitted by the
applicants on 18 February 1985;
- the decision of 13 May 1985 to disjoin the individual applications
and to hold an oral hearing in the case of Mr Baggs;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, Richard John Powell, of British nationality,
born in 1928, director of a mining concern, is represented by the
Federation of Heathrow Anti-Noise Groups (FHANG) of which he is a
committee member, and by Mr N.C. Walsh of Messrs Blaker, Son and
Young, Solicitors in Lewes.
His application concerns noise nuisance related to Heathrow
Airport.
A. The applicant's situation
The applicant lives with his family at Balblain, 36 Meadway,
Esher, Surrey. He bought his house in 1957. As it was in a quiet and
pleasant area surrounded by woodland and common land providing
extensive possibilities for outdoor activities there was a high
premium on housing property. The property is several miles from
Heathrow Airport and just within the 35 NNI* contour.
In 1972 the area became subject to a flight departure route
from Heathrow. The route is in operation only about one third of the
year, during periods of easterly winds of a velocity of five knots or
more, which allegedly occurs usually during periods of fine weather in
the summer months. Following objections the route was divided into
two sections.
B. The development and importance of Heathrow Airport
The airport was transferred by the Air Ministry to the Civil
Aviation Authorities on 1 January 1946. In May 1952 the first jet
only airline service was inaugurated by BOAC.
____________
*NNI = Noise and Number Index, involving a combination of the number
of aircraft heard above a certain noise level, and the average
noise of aircraft to yield a single value. It appears that in
the United Kingdom the officially advisd Criteria for Control
of Development in areas affected by aircraft noise, expressed
in NNI values are for dwellings:
60 NNI + above - refuse
40 - 50 NNI - no major new developments
infilling only with appropriate sound
insulation
35 - 39 NNI - Permission not to be refused on noise grounds
alone
Three terminals were built and opened in 1955, 1961 and 1968.
A fourth Terminal was scheduled for completion in 1985. Construction
of a fifth Terminal or a third London Airport at Stansted is under
consideration.
The amount of passengers handled by the airport increased
steadily. In 1956 the airport handled three million passengers. In
July 1963 the airport handled over one million passengers during one
month. In 1973 the airport handled 22.4 million passengers on
international routes and 4.4 million passengers on domestic routes.
There was a resulting increase in aircraft movement. For the six
months from June 1946 until December 1946 the movements were 2,046. In
1960 the movements were 146,501. In the twelve months preceding 29
February 1980 the movements were 303,110. It is currently used by over
70 airlines and serves over 200 destinations worldwide.
There are, as appears from statistics which are submitted by
the applicant and not contested by the respondent Government, between
700 and 900 air movements at the airport depending upon the type of
day. Since 1970 Concorde is in service, but the total number of
Concorde movements is very small, amounting to 1% of all movements at
Heathrow.
Since 1978 a helicopter link between Heathrow and Gatwick is
in existence, with about twenty flights per day.
Heathrow is the United Kingdom's leading port in the value of
visible trade and in 1983 handled cargo valued at £16.6 billion. It
plays a major part in earning for the United Kingdom the £4 billion
per annum which is spent by overseas visitors to the United Kingdom.
Over 20% of passengers use the airport as an interchange point. At a
conservative estimate the airport contributes a net £200 million to
the United Kingdom's balance of payments and provides direct
employment for some 45,000 people. The number of people employed
locally in servicing the industry is substantial. Heathrow is also a
major contributor to the local government economy, paying
approximately £9 million in local rates and rents in the year
1982/83.
C. Noise abatement measures
Various measures have been taken to control the noise nuisance
connected with the running of an airport.
(a) Noise certification
Through international co-operation successive United Kingdom
Governments seek to make aircraft inherently quieter. The main forum
for this activity is the International Civil Aviation Organisation
(ICAO), originally through its Committee on Aircraft Noise (CAN) and
now through its Committee on Aviation Environmental Protection (CAEP).
A series of standards has been developed leading to the phasing out of
aircraft unable to meet them. In the United Kingdom effect is given
to the standards by means of an Air Navigation (Noise Certification)
Order. In May 1979 new standards were developed to which the United
Kingdom gave effect by way of the present 1984 Order. It includes,
inter alia:
- changes to the requirement for subsonic jet aeroplanes;
- requirements for future production of existing types of supersonic
transports and their derived versions.
(b) Restrictions on night jet movements
Specific steps have been taken by the United Kingdom
Government since 1971 to reduce progressively the number of night
movements and thereby achieve a reduction of night noise disturbance
at Heathrow.
In 1978 the Government decided that all flights by noisier
aircraft would be phased out over a period of ten years. This was to
be achieved by the creation of two quotas, one for noisier aircraft
movements and the other for quieter aircraft movements. It was
decided that the former would be run down to zero over a ten year
period by equal annual cuts and that the quotas for quieter aircraft
movements would be increased at the same rate.
Whether an aircraft qualifies for the quieter quota is
determined by its noise performance as measured by the area within the
95 PNdB contour. According to the respondent Government, 95 PNdB is
the noise level below which, on the evidence currently available, the
average person sleeping in an insulated room is unlikely to be
awakened. The specified criteria (4 square miles on take-off, 2.5
square miles on landing) correspond broadly to the performance of the
quieter, modern jet aircraft such as the A 300 B Airbus and the L1011
TriStar. No night flights by the noisier types of aircraft will be
permitted from 1 April 1987.
(c) Noise monitoring
Monitoring of aircraft noise on take-off was first carried out
in the early 1960's. Since July 1974 the British Airport Authority
(BAA) have carried out monitoring on behalf of the Government using
automatic equiment. This equipment consists of 13 Noise Monitoring
Terminals ("NMT") linked to a central processing and control unit.
The system is self-checking to ensure the validity of any noise
reading in excess of the noise limit for the period.
The distribution of NMTs ensure that all departing jet
aircraft pass over or close to a monitoring point and the NMTs
accordingly provide a reliable check of the maximum noise levels
produced by all aircraft.
The noise level of a jet aircraft taking-off must not exceed
the statutory limits of 110 PNdB by day (07.00-23.00 hours local time)
or 102 PNdB by night (23.00-07.00 hours local time) at the nearest
monitor after take-off.
In the event of an infringement of the noise limit the British
Airports Authority inform the airline by letter and send a copy to the
Department of Transport. It is the responsibility of the airline
operators to ensure that their aircraft are operated in such a manner
that the statutory limits are met. To achieve this they may have to
pay special attention to take-off procedures and/or adjust take-off
weight to suit a particular departure route.
(d) Minimum noise routes
Such routes are designed to avoid as far as possible the major
built up areas and thus to overfly the smallest number of people
consistent with the requirements of safety and air traffic management.
(e) Other operational measures
In addition to the above principal measures other important
measures are in force aimed at reducing noise levels, such as special
approach procedures, minimum height requirements on take-off and
approach to land, runway alternation, limitation on air transport
movements, prior approval to operate, noise related landing charges.
(f) Noise insulation grant scheme
The first scheme for the sound insulation of dwellings was
introduced for Heathrow in April 1966. There were further schemes in
1972 and 1975, the latter being improved in 1977 by increasing the
financial limits. The present scheme came into operation on
1 April 1980 by means of Statutory Instrument 1980 N° 153.
A number of separate considerations entered into the
formulation of the present scheme. In determining the area to be
covered, the Government considered that account should be taken of the
noise levels that people would be experiencing in the coming years,
since the progressive introduction into service of quieter aircraft
was expected to bring about a gradual reduction of noise levels around
Heathrow (and indeed around all other aiports). The scheme therefore
concentrated on those areas that would still be experiencing
comparatively high noise levels in the mid-1980's. The scheme also
concentrated on those areas where there is the greatest degree of
disturbance due to aircraft noise at night. Within this area, the
amount of grant provided was intended to cover 100% of the reasonable
costs incurred.
Under the present scheme, the boundary is based on the
forecast 50 NNI contour for 1985, and the composite of the 95 PNdB
noise footprint for quieter aircraft. The 35NNI is generally
considered to indicate a low annoyance rating and 55 NNI a high
annoyance rating.
D. The legal situation
(a) Remedies
No specific remedies exist for individuals who might be
affected by aircraft noise in the vicinity of airports. Section 76 of
the Civil Aviation Act 1982 (formerly section 40 of the Civil Aviation
Act 1949) provides as follows:
"No action shall lie in respect of trespass or in respect of
nuisance, by reason only of the flight of an aircraft over
any property at a height above the ground which, having
regard to wind, weather and all the circumstances of the
case is reasonable, or the ordinary incidents of such
flight, so long as the provisions of any Air Navigation
Order or of any Orders under section 62 above have been duly
complied with and there has been no breach of section 81
below."
Section 76 (2) of the 1982 Act (hereafter referred to as the CAA) goes
on to provide for strict liability (ie liability without proof of
negligence or intention) where material loss or damage to any person
or property on land or water by (inter alia) an aircraft in flight or
an object falling from an aircraft.
The provisions of section 76 are comparable to those in the
Rome Convention on Damage Caused by Foreign Aircraft to Third Parties
on the Surface 1952 ("Rome Convention").
The Noise Abatement Act 1960 specifically exempts aircraft
noise from its operations.
(b) Compensation for noise nuisance or purchase of affected
property
Compensation for loss of value of houses and land from airport
noise is provided for by the Land Compensation Act 1973. To qualify
for compensation an applicant has to show that there is immunity on
the part of the airport from actions for nuisance. Such immunity
arises by virtue of section 77 (2) of the Civil Aviation Act 1982 and
immunity extends to operations at Heathrow.
The new rights to compensation were tied to new or altered
public works first brought into use after 16 October 1969. For
reasons of principle and practice, intensification of an existing use,
ie from works, which had been first brought into use before the
relevant date for the purposes of the 1973 Act, was not subject to
compensation.
The BAA being a public statutory authority does not have power
to acquire property near an airport unless it could show that the
acquisition of the property was necessary for the proper performance
of its function.
COMPLAINTS
The applicant complains of the noise and/or vibration caused
by and in connection with the operation of and at Heathrow Airport.
He submits that aircraft routes have diminished the amenity premium on
houses in his area. He points out that gardens and outdoor recreation
areas cannot be insulated from noise. It was this factor which gave
rise to frustration and annoyance and was responsible for nervous
tension.
He also complains that British law, unlike that of other High
Contracting States, excludes civil remedies for nuisance irrespective
of the degree of loss or damage sustained. He invokes Articles 6 (1),
8 (1) and 13 of the Convention and Article 1 of Protocol N° 1.
PROCEEDINGS BEFORE THE COMMISSION
The application was first registered on behalf of the
Federation of Heathrow Anti-Noise Groups (FHANG) only, as initially no
details about the situation of individual applicants were submitted.
Statements concerning Mr Powell, as an individual applicant,
were submitted by FHANG on 11 October 1982.
On 15 March 1984 the Commission rejected FHANG's complaint and
communicated the complaints of three individual applicants, including
Mr Powell's, to the respondent Government for observations on their
admissibility and merits. The observations were submitted on
21 September 1984 and the applicants' reply on 18 February 1985. On
13 May 1985 the Commission decided to deal separately with the three
applications and to hold an oral hearing in the case of Mr Baggs.
SUMMARY OF THE PARTIES' SUBMISSIONS
A. The respondent Government
1. On the facts
The respondent Government allege that about half a million
people live in the area within the 35 NNI contour being at a low level
of noise annoyance. They point out that Mr Powell has not alleged to
have taken any steps to dispose of his house or to move out of the
area within the 35 NNI contour; nor was it alleged that the noise
climate had made the property unsaleable or difficult to sell at a
realistic price. Furthermore there was no evidence that the proximity
of the property at Heathrow Airport has had any adverse impact on its
value, properties in Esher being much sought after and maintaining
high market value.
Admitting that jet aircraft are and will remain a source of
noise nuisance the respondent Government stress the major improvements
which have been brought about by the certification requirements and
other noise statement measures in reducing the noise level and in
phasing out noisier aircraft.
2. On the merits
(a) As to Article 8
In the submission of the Government, while the scope of
Article 8 is wide, the Article could not on its proper construction be
extended to provide guarantees against any act which directly or
indirectly affects a person's comfort or enjoyment of his private or
home life. Still less could the Article be interpreted as requiring a
State to take positive steps to prevent or control the activities of
non-Governmental bodies or private individuals which incidentally
have, or may have, this effect.
Even if, contrary to the Government's contention,
unintentional disturbance to the comfort of home and family life was
properly to be regarded as falling within the scope of the protection
afforded by Article 8, it was clear that not all such disturbance
could give rise to an issue under the Article. The right guaranteed
by Article 8 was a right to respect: the obligation of respect
imposed on the State by the Article could not in any event be
interpreted as requiring the State to take all possible measures,
irrespective of the requirement of the public interest, so as to
prevent or control activities which might detrimentally affect the
quality of an individual's home or family life. Where, as in the
present case, complaint was made of failure by the State to secure the
right to respect by preventing or controlling the detrimental effect
of noise nuisance, the Convention required the striking of a balance
between the competing demands or interests of the individual and of
society as a whole.
In striking this balance, it was necessary to have regard in
any given case not merly to the nature and scope of the measures taken
to prevent or control the interference of which complaint is made but
also to the severity of the particular interference itself.
Even if aircraft noise could give rise to an issue under
Article 8 of the Convention, there had on the facts of the present
case been no failure on the part of the Government to accord or secure
the right of the present applicant to respect for his private or
family life or his home, in view of
- the steps taken by the Government to strike a balance between the
public interest in the safe and efficient operation of a major
international airport and the private interests of those living in
the immediate vicinity of the airport;
- the situation of the applicant Powell which was not comparable in
severity to that of the applicant in the Arrondelle case;
- the extent to which it is open to the individual concerned to
escape from the noise nuisance.
If, contrary to the primary contention, noise disturbance from
aircraft using Heathrow Airport could give rise to any relevant
interference with the rights of the applicant under Article 8, such
interference was justified under paragraph 2 of the Article.
Noise disturbance from aircraft on landing and taking off from
an airport was an inevitable consequence of the operation of an
airport. The operation of Heathrow Airport, and the noise which
inevitably accompanied the provision of the airport facilities at
Heathrow, were plainly "in accordance with the law" for the purposes
of Article 8 (2): the Airport was at all stages constructed and
developed in accordance with the relevant planning requirements and
its operation is carried on by the BAA pursuant to statutory powers
converred by the Airports Authority Act 1975. The operating
(including the noise levels) of aircraft using the Airport was
similarly strictly governed by legislative provisions and was likewise
"in accordance with the law" for the purposes of Article 8 (2) of the
Convention.
In so far as the noise disturbance from aircraft constituted a
relevant interference with the rights of the present applicant at all,
it was an interference which was necessary in a democratic society in
the interests of the economic well-being of the United Kingdom and for
the protection of the rights and freedoms of others. The provision of
rapid means of travel and communication was of vital importance to the
economic well-being of a modern democratic society and an essential
element in this was the availability of adequate airport facilities
close to the main commercial and industrial cities of the country.
The economic importance of the two main London Airports had been
established and confirmed by a series of studies and reports relating
to airport development and strategy.
Not only was Heathrow the United Kingdom's leading port in the
value of visible trade but the Airport played a central role in the
very substantial "invisible" earnings from overseas visitors to the
United Kingdom; in addition, the Airport provided direct and indirect
employment for many thousands of people as well as contributing
substantially to the local economy through rates and rents.
In providing such airport facilities, with the consequent
detrimental effects on the environment, the Government had not
exceeded any relevant principle of proportionality, in that all
reasonable and practicable measures had been and were being taken to
reduce, and to minimise the effects of, aircraft noise.
(b) As to Article 1 of Protocol N° 1
This provision was not concerned with peacefulness in its
literal sense, but with unjustified or arbitrary interference with a
person's title to, or right to possess, use or otherwise deal with,
his own property, whether movable or immovable. The concept of
peaceful enjoyment of possessions in Article 1 could not on its true
construction, be extended to provide guarantees against noise or other
environmental disturbance which, while affecting the comfort or
quality of life of an individual, has no effect on his title to, or
right to own, use or otherwise deal with, his property. In this
regard, the Government again emphasised that there was no evidence to
suggest that the detrimental effect of the aircraft noise was such as
to render the applicant's property unsaleable or incapable of being
sold at a realistic market price having regard to the price originally
paid for the property.
If, contrary to the primary contention, the applicant's
exposure to aircraft noise could and did constitute an interference
with his right to peaceful enjoyment of his property for the purposes
of the first sentence of Article 1, it did not follow that such
interference gave rise to a violation of the Article.
Having regard to the particular circumstances of the
applicant and to the extensive measures taken by the Government to
reduce or control, and to abate the effect of, aircraft noise in the
vicinity of Heathrow Airport, the facts of the present application did
not disclose that the fair balance was upset between the protection of
the applicant's right of property and the requirements of the general
interest.
Even if exposure of an individual to aircraft noise could
constitute an interference with the applicant's right to peaceful
enjoyment of his possessions such interference did not amount to a
violation. Here again the notion of balance came into play and it
would be wrong to conclude that in all cases of an interference the
provision of compensation was a necessary ingredient of a fair balance
between public and private rights. A right to compensation could only
form a necessary ingredient in a fair balance if there was evidence
that the noise had rendered the property unsaleable or incapable of
being sold at a realistic price.
(c) As to Article 6 (1) of the Convention
Section 76 of the Civil Aviation Act 1982 was not arbitrary or
unreasonable. It did not restrict the applicant's right of access to
a court in respect of nuisance from aircraft noise so as to constitute
a denial of such right in breach of Article 6 (1). The section was
only applicable in so far as an aircraft was flying at a height above
the ground which is reasonable in all the circumstances of the case
and in so far as there has been no breach of any Air Navigation Order
including orders relating to the noise certification of aircraft.
Whether section 76 did afford a defence or not in any individual case,
was a matter for the domestic courts to determine. There existed no
procedural or substantive bars which would prevent a plaintiff from
invoking the jurisdiction of the court to test this matter.
As in the case of section 141 of the Mental Health Act, the
effect of section 76 was in any event much more limited than might at
first sight appear. For an actionable private nuisance to arise at
common law, it was necessary to do more than merely show an
interference with the plaintiff's use and enjoyment of his land. A
plaintiff had additionally to establish that the interference was
unreasonable. What is reasonable depended on all the circumstances of
the case, including such matters as the location of the land in
question and the nature and manner of performance of the activity
causing the nuisance.
Thus even apart from section 76, the prospect of an owner of
property near to an airport successfully establishing a case in noise
nuisance against an airline operator in the absence of evidence that
the operator flew unreasonably low, or in breach of the relevant
statutory regulations, was very remote. The limitations on the
liability of airline operators imposed by the operation of section 76
CAA, did not, therefore, impair the essence of the applicant's right
to a court or transgress the principle of proportionality in breach of
Article 6 (1) of the Convention.
(d) As to Article 13 of the Convention
The primary contention is that the applicant's claims do not
fall within the scope of the Convention and that accordingly Article
13 is inapplicable.
If, however, Article 13 was applicable its requirements were
satisfied. It was true that the remedies available to the applicant
to complain about and to seek redress for the general noise climate,
which he experiences on his property, were very limited. In so far as
he was able to show that a particular airline operator had flown at a
height that was unreasonable in all the circumstances, or had flown in
breach of the provisions of any air navigation order, he would of
course have his normal remedy against the airline operator in court
proceedings based in nuisance and/or in trespass. The remedy might
take the form of an action for damages or, in the event of repeated
infringements, an injunction to restrain the operator from continuing
to fly in such a manner. And the applicant would be entitled to test
in court whether the airline operator in question did fly unreasonably
low or in breach of any relevant Air Navigation Order.
In addition, in the event that the applicant were able to show
that the Secretary of State had failed to enforce the statutory
requirements imposed by him under the Civil Aviation Act to reduce and
control aircraft noise, he would probably also have the remedy by way
of mandamus to compel the Secretary of State to ensure compliance with
the statutory requirements.
Apart from these limited categories of cases, the applicant
would, at present, have no remedy whereby he could complain about
noise nuisance and obtain redress, there being no relevant
development, in his case, which would enable him to claim compensation
under the Land Compensation Act 1973.
In this context it is pointed out that the approach in the
United Kingdom - in common with a number of States in Europe and
elsewhere - to the problems of aircraft noise has in general been to
endeavour to reduce and control the noise and to mitigate its effect,
rather than to provide concrete remedies. It is sought to achieve
this end by a succession of measures which have had, and it is hoped
will continue to have, the desired effect of generally improving the
noise climate around airports, noise certification, night
restrictions, minimum noise routes, noise-related charges and
substantial noise insulation grants.
While it is accepted that certain States have gone further and
have already introduced some system of compulsory acquisition of
noise-affected property, it is clear from a survey of measures dealing
with noise problems at airports, which was prepared by the
International Civil Aviation Organisation (ICAO) that such a system is
by no means universal, either in Europe or elsewhere.
Notwithstanding the absence of such a measure, the admittedly
limited remedies available to the applicant, combined with the
extensive measures in force in the United Kingdom to control and abate
noise nuisance and to mitigate its effect, did satisfy the
requirements of Article 13 of the Convention, in so far as that
Article was applicable.
B. The applicant
(a) As to Article 8 of the Convention and
Article 1 of Protocol N° 1
52. The disturbance complained of is, according to the applicant,
intentional because it arises as the direct result of a decision made
by the respondent Government with full knowledge of the injurious
effects on him and others in identical circumstances. He considers
that the interference cannot be justified on economic grounds because
more efficient noise abatement measures would only involve limited
increase in public expenditure. The alleged interference was also
disproportionate to the legitimate aim pursued.
(b) As to Articles 6 (1) and 13 of the Convention
The statutory remedies referred to by the Government are, in
the applicant's submission, illusory and had no practical relevance in
his particular circumstances. Section 76 CAA, whether it was regarded
as a bar to jurisdiction or as a limit of a cause of action, had the
effect of depriving him of a determination of his case on the merits.
Therefore the very essence of the right to a court, as guaranteed by
Article 6 (1), was impaired. As he had no effective remedy to
complain about noise nuisance, Article 13 was likewise violated.
THE LAW
1. The applicant complains of noise and vibration nuisance caused
by air traffic at Heathrow Airport. In addition he complains that
section 76 Civil Aviation Act 1982 (CAA) prevents him from raising his
complaint before a national court.
2. The Commission has already held in the Arrondelle case (Dec N°
7889/77, 15.7.80, DR 19, p 186) that the United Kingdom is answerable
under the Convention with regard to a complaint on aircraft noise in
the vicinity of British airports because it is a State body, namely
the British Aviation Authority (BAA) which is responsible for the
planning and construction fo civil airports. In addition air traffic
is regulated by legislation, the Civil Aviation Act (CAA) 1982.
3. The applicant complains of a continuing situation with regard
to which, uncontestably, no specific remedy exists under British law.
The applicant can, in these circumstances, be considered to have
complied with the condition of Article 26 of the Convention.
4. The applicant first invoked Article 8 of the Convention. He
submits that the noise nuisance complained of constitutes an
interference with the right to respect of their private life and of
their home. The Commission considers that Article 8 (1) of the
Convention which guarantees this right cannot be narrowly interpreted
such as to apply only with regard to direct measures taken by the
authorities against the privacy and/or home of an individual. It may
also cover indirect intrusions which are unavoidable consequences of
measures not at all directed against private individuals. In this
context it has to be noted that a State not only has to respect but
also to protect the rights guaranteed by Article 8 (1) (see Eur Court
HR, Marckx Case, judgment of 13.6.79, Series A, Vol 31, para 31).
Considerable noise nuisance can undoubtedly affect the physical
well-being of a person and thus interfere with his private life. It
may also deprive a person of the possibility of enjoying the amenities
of his home. In the present case it is not necessary to determine as
to what level of intensity noise becomes an interference with the
rights guaranteed by Article 8 (1).
Even assuming that the applicant can invoke Article 8 (1), the
interference complained of is in the circumstances of the present
cases, justified under paragraph 2 of this Article.
It is not in question that the construction of Heathrow Airport
has a legal basis. Furthermore, it cannot be doubted that the running
of an airport and the increasing use of jet aircraft is in the
interest of the economic well-being of a country and is also necessary
in a democratic society. It furthers an important branch of industry
which is concerned with the construction of aircraft, it helps to
develop external and internal trade by providing speedy means of
transportation and it is also an important factor for the development
of tourism.
The assumed interference with the applicant's right under
Article 8 (1) is also proportionate to the legitimate aim connected
with the running of the airport. It is true that where a State is
allowed to restrict rights or freedoms guaranteed by the Convention,
the principle of proportionality may oblige it to make sure that such
restrictions do not create an unreasonable burden for the individual
concerned.
5. The Commission notes in this context that the United Kingdom
authorities have, according to the applicant's own submissions, taken
various measures to control and limit the noise nuisance connected
with the running of Heathrow Airport.
As far as the particular situation of the applicant Powell is
concerned, the flight departure route causing disturbance in his area
is in operation only about one third of the year and it was divided
into two sections in consequence of the objections raised by the
population concerned. Mr Powell's property lies just within the 35
NNI contour which is, according to the uncontested submissions of the
respondent Government, an area of low noise annoyance. The Commission
cannot, in these circumstances, find that the assumed interference
with the applicant Powell's right to respect for private life and for
his home is disproportionate to the legitimate aim connected with the
running of the airport.
6. The applicant has further invoked Article 1 of Protocol N° 1
which guarantees the right to the peaceful enjoyment of possessions.
However, this provision is mainly concerned with the arbitrary
confiscation of property and does not, in principle, guarantee a right
to the peaceful enjoyment of possession in a pleasant environment. It
is true that aircraft noise nuisance of considerable importance both
as to level and frequency may seriously affect the value of real
property or even render it unsaleable and thus amount to a partial
taking of property. However, the applicant Powell is living, like
about half a million other people, in an area which is not, as was
already stated above, subjected to an extreme noise annoyance and
there is nothing to show that the value of his property was
substantially diminished on the ground of aircraft noise such as to
constitute a disproportionate burden amounting to a partial taking of
property necessitating payment of compensation.
An examination by the Commission of this complaint does not
therefore disclose any appearance of a violation of Article 1 of
Protocol N° 1.
It follows that this part of the application is likewise
manifestly ill-founded within the meaning of Article 27 (2) of the
Convention.
7. The applicant has also alleged a violation of Article 6 on the
ground that the Civil Aviation Act 1982 excludes a right of action
against trespass and nuisance by reason of the flight of an aircraft
over property and a right of action against nuisance by reason of the
noise or irritation caused by an aircraft or an aerodrome.
The respondent Government consider that section 76 CAA does
not impair the very essence of a right to a court.
It is true that, according to the jurisprudence of the
European Court of Human Rights, any civil claim must be able to be
submitted to a court (see Golder case, judgment of 21.2.75, para 35).
However Article 6 (1) does not impose requirements in respect of the
nature and scope of the relevant national law governing the "right" in
question. Nor does the Commission consider that it is, in principle,
competent to determine or review the substantive content of the civil
law which ought to obtain in the State Party any more than it could in
respect of substantive criminal law. As it has stated in the
Sporrong and Lönnroth case:
"Whether a right is at all at issue in a particular case
depends primarily on the legal system of the State concerned.
It is true that the concept of a 'right' is itself autonomous
to some degree. Thus it is not decisive for the purposes of
Article 6 (1) that a given privilege or interest which exists
in a domestic legal system is not classified or described as
a 'right' by that system. However, it is clear that the
Convention organs could not create by way of interpretation
of Article 6 (1) a substantive right which has no legal basis
whatsoever in the State concerned." (Comm Report 8.10.80,
para 150; see also Dec N° 8282/78, 14.7.80, DR 21, p 109;
Kaplan v the United Kingdom, Comm Report 17.7.80, DR 21,
para 134.)
Contrary to the cases so far considered by the Commission (see
Dec N° 7443/76, 10.12.76, DR 8, para 216; N° 10096/82 and 10475/83,
both of 9.10.84) and the European Court of Human Rights (see
Ashingdane case, judgment of 28.5.85, Series A, Vol 93) the provision
in section 76 CAA does not confer an immunity from liability in
respect of actions of certain and distinct groups of persons (such as
soldiers or mental health patients as in the cases cited) but excludes
generally any action in respect of trespass or nuisance caused by
the flight of an aircraft at a reasonable height. The Commission
considers that the purpose and effect of section 76 CAA is to exclude
generally any possible compensation claims for trespass and nuisance
and not just to limit jurisdiction of civil courts with regard to
certain classes of civil action. The applicant, therefore, cannot
invoke under English law a substantive right to compensation for the
alleged noise nuisance. The mere fact that consequently an action in
respect of aircraft noise nuisance would be devoid of all prospects of
success is not equivalent to depriving the applicant of the right of
access to a court.
It follows that this particular complaint does not disclose
any appearance of a violation of the rights and freedoms set out in
the Convention and in particular in Article 6 (1).
The application is to this extent again manifestly
ill-founded within the meaning of Article 27 (2) of the Convention.
8. On the other hand the Commission considers that the
applicant's complaint of being deprived, as regards aircraft noise
nuisance, of any effective remedy before a national authority raises
important issues of law and fact under Article 13 of the Convention
which are of such complexity that their determination must depend upon
an examination on the merits.
For these reasons, the Commission
DECLARES ADMISSIBLE, without prejudging the merits of the
case, the applicant's complaint that as regards aircraft
noise he has no effective remedy before a national
authority within the meaning of Article 13 of the Convention;
DECLARES INADMISSIBLE the remainder of the application.
Deputy Secretary to the Commission Acting President of the Commission
(J. RAYMOND) (J.A. FROWEIN)
APPENDIX III
DECISION OF THE COMMISSION
AS TO THE ADMISSIBILITY OF
Application No. 9310/81
by Michael Anthony RAYNER
against the United Kingdom
The European Commission of Human Rights sitting in private on
16 July 1986 , the following members being present:
MM. J.A. FROWEIN, Acting President
F. ERMACORA
E. BUSUTTIL
G. TENEKIDES
B. KIERNAN
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs G.H. THUNE
Sir Basil HALL
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 31 December
1980 by the Federation of Heathrow Anti-Noise Groups (FHANG), and
later continued by the individual applicants 1. Michael Anthony
RAYNER, 2. Richard John POWELL, 3. Frederick William BAGGS, against
the United Kingdom and registered on 23 March 1981 under file No.
9310/81;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission; and
- the Commission's decision of 15 March 1984 to bring the
application of the three individual applicants to the notice of
the respondent Government and invite them to submit written
observations on its admissibility and merits;
- the partial decision of the same day rejecting the application
in so far as it was lodged by the Federation of Heathrow
Anti-Noise Groups;
- the observations submitted by the respondent Government on
21 September 1984 and the observations in reply submitted by
the applicants on 18 February 1985;
- the decision of 13 May 1985 to disjoin the individual
applications and to hold an oral hearing in the case of
Mr Baggs;
- the supplementary submissions of the present applicant dated
9 December 1985, 22 and 24 April 1986;
- the supplementary submissions of the respondent Government of
27 November 1985 and 29 January 1986;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, Michael Anthony Rayner, of British nationality,
is a partner with other members of his family in a long-established
farming business engaged in various enterprises and involving the
ownership of agricultural land and residential property for the use of
employees. He is represented by the Federation of Heathrow Anti-Noise
Groups (FHANG) and by Mr N.C. Walsh of Messrs Blaker, Son and Young,
Solicitors in Lewes.
His application concerns noise nuisance related to Heathrow
Airport.
A. The applicant's situation
The applicant lives with his family at 3 Riverside Bungalows,
Poyle Park, Colnbrook. His home was acquired by his family in 1952,
at that time being occupied by a tenant. The applicant took up
residence at the address indicated in 1961. Prior to that he lived in
the village of Horton. Most of the property owned or occupied by the
business of the applicant's family is within a one mile radius of the
applicant's home. The home is situated about one and a third miles
west of and in a direct line with Heathrow's northern runway.
It is regularly overflown during the daytime and to a limited
extent at nighttime and falls within a 60 NNI contour*. The village
of Horton, where the applicant lived until 1961, is situated,
according to a map submitted by the applicant, within a 55 NNI
contour.
____________
*NNI = Noise and Number Index, involving a combination of the number
of aircraft heard above a certain noise level, and the average
noise of aircraft to yield a single value. It appears that in
the United Kingdom the officially advised Criteria for Control
of Development in areas affected by aircraft noise, expressed
in NNI values, are for dwellings:
60 NNI + above - refuse
40 - 50 NNI - no major new developments
infilling only with appropriate sound
insulation
35 - 39 NNI - Permission not to be refused on noise grounds
alone
The applicant has submitted a report on aircraft noise
monitoring by the London Scientific Services Noise and Vibration Group
indicating that the average noise level at Poyle Park is 87 decibels
(dB) for landing aircraft and 86 dB for aircraft taking off.
Furthermore the report states that the percentage figure of noise
level in excess of 90 dB is 29% with regard to landing aircraft and
38% with regard to aircraft taking off.
The figures on the average noise level submitted by the
respondent Government are 104-110 PndB (perceived noise decibels) for
landing aircraft and 93.2-111.3 PNdB for aircraft taking off. This
corresponds, so the applicant points out, according to the standard
PNdB - dB conversion, to 91-97 dB and 77.8-98.3 dB
respectively.
B. The development and importance of Heathrow Airport
The airport was transferred by the Air Ministry to the Civil
Aviation Authorities on 1 January 1946. In May 1952 the first jet
only airline service was inaugurated by BOAC.
Three terminals were built and opened in 1955, 1961 and 1968.
A fourth Terminal was scheduled for completion in 1985. Construction
of a fifth Terminal or a third London Airport at Stansted is under
consideration.
The number of passengers handled by the airport increased
steadily. In 1956 the airport handled three million passengers. In
July 1963 the airport handled over one million passengers during one
month. In 1973 the airport handled 22.4 million passengers on
international routes and 4.4 million passengers on domestic routes.
There was a resulting increase in aircraft movement. For the six
months from June 1946 until December 1946 the movements were 2,046. In
1960 the movements were 146,501. In the twelve months preceding
29 February 1980 the movements were 303,110. The airport is currently
used by over 70 airlines and serves over 200 destinations worldwide.
There are, as appears from statistics which are submitted by
the applicant and not contested by the respondent Government, between
700 and 900 air movements at the airport depending upon the type of
day. Since 1970 Concorde is in service, but the total number of
Concorde movements is very small, amounting to 1% of all movements at
Heathrow.
Since 1978 a helicopter link between Heathrow and Gatwick is
in existence, with about twenty flights per day.
Heathrow is the United Kingdom's leading port in the value of
visible trade and in 1983 handled cargo valued at £16.6 billion. It
plays a major part in earning for the United Kingdom the £4 billion
per annum which is spent by overseas visitors to the United Kingdom.
Over 20% of passengers use the airport as an interchange point. At a
conservative estimate the airport contributes a net £200 million to
the United Kingdom's balance of payments and provides direct
employment for some 45,000 people. The number of people employed
locally in servicing the industry is substantial. Heathrow is also a
major contributor to the local government economy, paying
approximately £9 million in local rates and rents in the year
1982/83.
C. Noise abatement measures
Various measures have been taken to control the noise nuisance
connected with the running of an airport.
(a) Noise certification
Through international co-operation successive United Kingdom
Governments seek to make aircraft inherently quieter. The main forum
for this activity is the International Civil Aviation Organisation
(ICAO), originally through its Committee on Aircraft Noise (CAN) and
now through its Committee on Aviation Environmental Protection (CAEP).
A series of standards has been developed leading to the phasing out of
aircraft unable to meet them. In the United Kingdom effect is given
to the standards by means of an Air Navigation (Noise Certification)
Order. In May 1979 new standards were developed to which the United
Kingdom gave effect by way of the present 1984 Order. It includes,
inter alia:
- changes to the requirement for subsonic jet aeroplanes;
- requirements for future production of existing types of supersonic
transports and their derived versions.
(b) Restrictions on night jet movements
Specific steps have been taken by the United Kingdom
Government since 1971 to reduce progressively the number of night
movements and thereby achieve a reduction of night noise disturbance
at Heathrow.
In 1978 the Government decided that all flights by noisier
aircraft would be phased out over a period of ten years. This was to
be achieved by the creation of two quotas, one for noisier aircraft
movements and the other for quieter aircraft movements. It was
decided that the former would be run down to zero over a ten year
period by equal annual cuts and that the quotas for quieter aircraft
movements would be increased at the same rate.
Whether an aircraft qualifies for the quieter quota is
determined by its noise performance as measured by the area within the
95 PNdB contour. According to the respondent Government, 95 PNdB is
the noise level below which, on the evidence currently available, the
average person sleeping in an insulated room is unlikely to be
awakened. The specified criteria (4 square miles on take-off, 2.5
square miles on landing) correspond broadly to the performance of the
quieter, modern jet aircraft such as the A 300 B Airbus and the L1011
TriStar. No night flights by the noisier types of aircraft will be
permitted from 1 April 1987.
(c) Noise monitoring
Monitoring of aircraft noise on take-off was first carried out
in the early 1960's. Since July 1974 the British Airports Authority
(BAA) have carried out monitoring on behalf of the Government using
automatic equipment. This equipment consists of 13 Noise Monitoring
Terminals ("NMT") linked to a central processing and control unit.
The system is self-checking to ensure the validity of any noise
reading in excess of the noise limit for the period.
The distribution of NMTs ensure that all departing jet
aircraft pass over or close to a monitoring point and the NMTs
accordingly provide a reliable check of the maximum noise levels
produced by all aircraft.
The noise level of a jet aircraft taking off must not exceed
the statutory limits of 110 PNdB by day (07.00-23.00 hours local time)
or 102 PNdB by night (23.00-07.00 hours local time) at the nearest
monitor after take-off.
In the event of an infringement of the noise limit the British
Airports Authority inform the airline by letter and send a copy to the
Department of Transport. It is the responsibility of the airline
operators to ensure that their aircraft are operated in such a manner
that the statutory limits are met. To achieve this they may have to
pay special attention to take-off procedures and/or adjust take-off
weight to suit a particular departure route.
(d) Minimum noise routes
Such routes are designed to avoid as far as possible the major
built up areas and thus to overfly the smallest number of people
consistent with the requirements of safety and air traffic management.
(e) Other operational measures
In addition to the above principal measures other important
measures are in force aimed at reducing noise levels, such as special
approach procedures, minimum height requirements on take-off and
approach to land, runway alternation, limitation on air transport
movements, prior approval to operate, noise related landing charges.
(f) Noise insulation grant scheme
The first scheme for the sound insulation of dwellings was
introduced for Heathrow in April 1966. There were further schemes in
1972 and 1975, the latter being improved in 1977 by increasing the
financial limits. The present scheme came into operation on
1 April 1980 by means of Statutory Instrument 1980 No. 153.
A number of separate considerations entered into the
formulation of the present scheme. In determining the area to be
covered, the Government considered that account should be taken of the
noise levels that people would be experiencing in the coming years,
since the progressive introduction into service of quieter aircraft
was expected to bring about a gradual reduction of noise levels around
Heathrow (and indeed around all other airports). The scheme therefore
concentrated on those areas that would still be experiencing
comparatively high noise levels in the mid-1980's. The scheme also
concentrated on those areas where there is the greatest degree of
disturbance due to aircraft noise at night. Within this area, the
amount of grant provided was intended to cover 100% of the reasonable
costs incurred.
Under the present scheme, the boundary is based on the
forecast 50 NNI contour for 1985, and the composite of the 95 PNdB
noise footprint for quieter aircraft. The 35 NNI is generally
considered to indicate a low annoyance rating and 55 NNI a high
annoyance rating. 95 PNdB is the exterior noise level below which,
according to a Department of Trade Press Notice of 21 February 1978,
current evidence suggests that the average person in an insulated room
is unlikely to be awakened. The area enclosed by these two contours
was then further extended to take account of natural boundaries, in
the majority of cases, roads.
When the scheme was introduced in 1966 roof insulation was
optional within the grant level. It was excluded from the 1980 Scheme
for all classes of dwelling, because such treatment was made
available in 1978 by the Department of the Environment's Home
Insulation Scheme. It was felt that insulation for energy saving
purposes also provided suitable acoustic protection.
D. The legal situation
(a) Remedies
No specific remedies exist for individuals who might be
affected by aircraft noise in the vicinity of airports. Section 76 of
the Civil Aviation Act 1982 (formerly section 40 of the Civil Aviation
Act 1949) provides as follows:
"No action shall lie in respect of trespass or in respect of
nuisance, by reason only of the flight of an aircraft over
any property at a height above the ground which, having
regard to wind, weather and all the circumstances of the
case is reasonable, or the ordinary incidents of such
flight, so long as the provisions of any Air Navigation
Order or of any Orders under section 62 above have been duly
complied with and there has been no breach of section 81
below."
Section 76 (2) of the 1982 Act goes on to provide for strict liability
(ie liability without proof of negligence or intention) where material
loss or damage to any person or property on land or water has been
caused by (inter alia) an aircraft in flight or an object falling from
an aircraft.
The provisions of section 76 are comparable to those in the
Rome Convention on Damage Caused by Foreign Aircraft to Third Parties
on the Surface 1952 ("Rome Convention").
The Noise Abatement Act 1960 specifically exempts aircraft
noise from its operations.
(b) Compensation for noise nuisance or purchase of affected
property
Compensation for loss of value of houses and land from airport
noise is provided for by the Land Compensation Act 1973. To qualify
for compensation an applicant has to show that there is immunity on
the part of the airport from actions for nuisance. Such immunity
arises by virtue of section 77 (2) of the Civil Aviation Act 1982 and
immunity extends to operations at Heathrow.
The new rights to compensation were tied to new or altered
public works first brought into use after 16 October 1969. For
reasons of principle and practice intensification of an existing use,
ie from works, which had been first brought into use before the
relevant date for the purposes of the 1973 Act, was not made
compensatable.
The BAA being a public statutory authority does not have power
to acquire property near an airport unless it could show that the
acquisition of the property was necessary for the proper performance
of its function.
COMPLAINTS
The applicant complains of the frequency of excessive noise
caused by landing or departing aircraft, the excessive noise levels
themselves and the lack of any adequate respite. He also complains
that British law, unlike that of other High Contracting States,
excludes civil remedies for nuisance irrespective of the degree of
loss or damage sustained. He invokes Articles 6 para. 1, 8 para. 1
and 13 of the Convention and Article 1 of Protocol No. 1.
PROCEEDINGS BEFORE THE COMMISSION
The application was first registered on behalf of the
Federation of Heathrow Anti-Noise Groups (FHANG) only, as initially no
details about the situation of individual applicants were not
submitted.
Statements concerning Mr Rayner, as an individual applicant,
were submitted by FHANG on 11 October 1982.
On 15 March 1984 the Commission rejected FHANG's complaint and
communicated the complaints of three individual applicants, including
Mr Rayner, to the respondent Government for observations on their
admissibility and merits. The observations were submitted on
21 September 1984 and the applicants' reply on 18 February 1985. On
13 May 1985 the Commission decided to deal separately with the three
applications and to hold an oral hearing in the case of Mr Baggs. On
16 October 1985 the Commission declared Mr Baggs' application partly
admissible in so far as it raises issues under Articles 8 and 13 of
the Convention and Article 1 of Protocol No. 1. On 17 October 1985
Mr Powell's application was declared partly admissible in so far as a
violation of Article 13 of the Convention is alleged.
SUMMARY OF THE PARTIES' SUBMISSIONS
A. The respondent Government
1. On the facts
The number of people living in 1984 within the 60 NNI contour
was, according to the respondent Government, 10,000. It is, however,
considered that in 1984 only 1,500 people around Heathrow Airport
experienced a noise exposure equal to or more than that of the
applicant.
It is submitted that the northern runway is normally only used
when the southern runway is unserviceable, owing for example to
maintenance, much of which has to take place at night. The applicant
would not therefore normally be overflown at night. The number of
direct overflights he was likely to have experienced at the night
restriction period, i.e. from 23.30 to 06.00 hours, averaged over the
last twelve months (i.e. November 1984 - November 1985), was two.
The noise levels at night are likely to be the same as during
daytime except for the B 747 because a lower maximum noise limit is in
force at Heathrow Airport at night. The average noise level of B 747s
at night over the applicant's property would therefore be of the order
of 103.4 PNdB (instead of 111.3 PNdB during the daytime).
The average height (in feet) of arriving aircraft over the
applicant's property is 450, while departures vary according to
aircraft type:
4 engined aircraft (B 747) 1,235
3 engined aircraft (L 1011 and DC 10) 1,630
2 engined aircraft 2,027 - 2365.
The alleged heights indicated by the applicant were based on the
erroneous information that his property is approximately five
kilometres from the start of roll while the exact distance is six
kilometres.
If the insulation of the applicant's home was in accordance
with the standards set up in connection with noise insulation grant
schemes then the level of insulation should be 40 dB and the noise
levels inside an insulated room should be reduced to one-sixteenth the
outside noise level. But even if there was no sound insulation the
probability of being woken by aircraft noise was limited to once every
three nights.
Finally it is pointed out that the applicant took up residence
at Colnbrook in 1961 when Heathrow was already a major international
airport, scheduled jet movements having commenced in 1958 and the
number of air movements being in excess of 150,000 per annum. Also,
there was no evidence that the noise climate made the applicant's
property unsaleable or incapable of being sold at a realistic price.
2. On the merits
(a) As to Article 8 of the Convention
In the submission of the Government, while the scope of
Article 8 is wide, the Article could not on its proper construction be
extended to provide guarantees against any act which directly or
indirectly affects a person's comfort or enjoyment of his private or
home life. Still less could the Article be interpreted as requiring a
State to take positive steps to prevent or control the activities of
non-Governmental bodies or private individuals which incidentally
have, or may have, this effect.
Even if, contrary to the Government's contention,
unintentional disturbance to the comfort of home and family life was
properly to be regarded as falling within the scope of the protection
afforded by Article 8, it was clear that not all such disturbance could
give rise to an issue under the Article. The right guaranteed by
Article 8 was a right to respect: the obligation of respect imposed on
the State by the Article could not in any event be interpreted as
requiring the State to take all possible measures, irrespective of the
requirement of the public interest, so as to prevent or control
activities which might detrimentally affect the quality of an
individual's home or family life. Where, as in the present case,
complaint was made of failure by the State to secure the right to
respect by preventing or controlling the detrimental effect of noise
nuisance, the Convention required the striking of a balance between
the competing demands or interests of the individual and of society as
a whole.
In striking this balance, it was necessary to have regard in
any given case not merely to the nature and scope of the measures taken
to prevent or control the interference of which complaint is made but
also to the severity of the particular interference itself.
Even if aircraft noise could give rise to an issue under Article 8
of the Convention, there had on the facts of the present case been no
failure on the part of the Government to accord or secure the right of
the present applicant to respect for his private or family life or his
home, in view of
- the steps taken by the Government to strike a balance between the
public interest in the safe and efficient operation of a major
international airport and the private interests of those living in
the immediate vicinity of the airport;
- the situation of the applicant which was not comparable in
severity to that of the applicant in the Arrondelle case;
- the extent to which it is open to the individual concerned to
escape from the noise nuisance.
As regards the latter point it is submitted that the present
applicant's property is neither unsaleable nor even incapable of being
sold at a realistic market price.
If, contrary to the primary contention, noise disturbance from
aircraft using Heathrow Airport could give rise to any relevant
interference with the rights of the applicant under Article 8, such
interference was justified under paragraph 2 of the Article.
Noise disturbance from aircraft on landing and taking off from
an airport was an inevitable consequence of the operation of an
airport. The operation of Heathrow Airport, and the noise which
inevitably accompanied the provision of the airport facilities at
Heathrow, were plainly "in accordance with the law" for the purposes
of Article 8 para. 2: the Airport was at all stages constructed and
developed in accordance with the relevant planning requirements and
its operation is carried on by the BAA pursuant to statutory powers
conferred by the Airports Authority Act 1975. The operating
(including the noise levels) of aircraft using the Airport was
similarly strictly governed by legislative provisions and was likewise
"in accordance with the law" for the purposes of Article 8 para. 2 of
the Convention.
In so far as the noise disturbance from aircraft constituted a
relevant interference with the rights of the present applicant at all,
it was an interference which was necessary in a democratic society in
the interests of the economic well-being of the United Kingdom and for
the protection of the rights and freedoms of others. The provision of
rapid means of travel and communication was of vital importance to the
economic well-being of a modern democratic society and an essential
element in this was the availability of adequate airport facilities
close to the main commercial and industrial cities of the country.
The economic importance of the two main London Airports had been
established and confirmed by a series of studies and reports relating
to airport development and strategy.
Not only was Heathrow the United Kingdom's leading port in the
value of visible trade but the Airport played a central role in the
very substantial "invisible" earnings from overseas visitors to the
United Kingdom; in addition, the Airport provided direct and indirect
employment for many thousands of people as well as contributing
substantially to the local economy through rates and rents.
In providing such airport facilities, with the consequent
detrimental effects on the environment, the Government had not
exceeded any relevant principle of proportionality, in that all
reasonable and practicable measures had been and were being taken to
reduce, and to minimise the effects of, aircraft noise.
(b) As to Article 1 of Protocol No. 1
This provision was not concerned with peacefulness in its
literal sense, but with unjustified or arbitrary interference with a
person's title to, or right to possess, use or otherwise deal with,
his own property, whether movable or immovable. The concept of
peaceful enjoyment of possessions in Article 1 could not, on its true
construction, be extended to provide guarantees against noise or other
environmental disturbance which, while affecting the comfort or
quality of life of an individual, has no effect on his title to, or
right to own, use or otherwise deal with, his property. In this
regard, the Government again emphasised that there was no evidence to
suggest that the detrimental effect of the aircraft noise was such as
to render the applicant's property unsaleable or incapable of being
sold at a realistic market price having regard to the price originally
paid for the property.
If, contrary to the primary contention, the applicant's
exposure to aircraft noise could and did constitute an interference
with his right to peaceful enjoyment of his property for the purposes
of the first sentence of Article 1, it did not follow that such
interference gave rise to a violation of the Article.
Having regard to the particular circumstances of the
applicant and to the extensive mesures taken by the Government to
reduce or control, and to abate the effect of, aircraft noise in the
vicinity of Heathrow Airport, the facts of the present application did
not disclose that the fair balance was upset between the protection of
the applicant's right of property and the requirements of the general
interest.
Even if exposure of an individual to aircraft noise could
constitute an interference with the applicant's right to peaceful
enjoyment of his possessions such interference did not amount to a
violation. Here again the notion of balance came into play and it
would be wrong to conclude that in all cases of an interference the
provision of compensation was a necessary ingredient of a fair balance
between public and private rights. A right to compensation could only
form a necessary ingredient in a fair balance if there was evidence
that the noise had rendered the property unsaleable or incapable of
being sold at a realistic price.
(c) As to Article 6 para. 1 of the Convention
Section 76 of the Civil Aviation Act 1982 was not arbitrary or
unreasonable. It did not restrict the applicant's right of access to
a court in respect of nuisance from aircraft noise so as to constitute
a denial of such right in breach of Article 6 para. 1. The section
was only applicable in so far as an aircraft was flying at a height
above the ground which is reasonable in all the circumstances of the
case and in so far as there has been no breach of any Air Navigation
Order including orders relating to the noise certification of
aircraft. Whether section 76 did afford a defence or not in any
individual case, was a matter for the domestic courts to determine.
There existed no procedural or substantive bars which would prevent a
plaintiff from invoking the jurisdiction of the court to test this
matter.
As in the case of section 141 of the Mental Health Act, the
effect of section 76 was in any event much more limited than might at
first sight appear. For an actionable private nuisance to arise at
common law, it was necessary to do more than merely show an
interference with the plaintiff's use and enjoyment of his land. A
plaintiff had additionally to establish that the interference was
unreasonable. What is reasonable depended on all the circumstances of
the case, including such matters as the location of the land in
question and the nature and manner of performance of the activity
causing the nuisance.
Thus even apart from section 76, the prospect of an owner of
property near to an airport successfully establishing a case in noise
nuisance against an airline operator in the absence of evidence that
the operator flew unreasonably low, or in breach of the relevant
statutory regulations, was a very remote prospect. The limitations on
the liability of airline operators imposed by the operation of
section 76 CAA, did not, therefore, impair the essence of the
applicant's right to a court or transgress the principle of
proportionality in breach of Article 6 para. 1 of the Convention.
(d) As to Article 13 of the Convention
The primary contention is that the applicant's claims do not
fall within the scope of the Convention and that accordingly Article 13
is inapplicable.
If, however, Article 13 was applicable its requirements were
satisfied. It was true that the remedies available to the applicant
to complain about and to seek redress for the general noise climate,
which he experiences on his property, were very limited. In so far as
he was able to show that a particular airline operator had flown at a
height that was unreasonable in all the circumstances, or had flown in
breach of the provisions of any air navigation order, he would of
course have his normal remedy against the airline operator in court
proceedings based in nuisance and/or in trespass. The remedy might
take the form of an action for damages or, in the event of repeated
infringements, an injunction to restrain the operator from continuing
to fly in such a manner. And the applicant would be entitled to test
in court whether the airline operator in question did fly unreasonably
low or in breach of any relevant Air Navigation Order.
In addition, in the event that the applicant were able to show
that the Secretary of State had failed to enforce the statutory
requirements imposed by him under the Civil Aviation Act to reduce and
control aircraft noise, he would probably also have the remedy by way
of mandamus to compel the Secretary of State to ensure compliance with
the statutory requirements.
Apart from these limited categories of cases, the applicant
would, at present, have no remedy whereby he could complain about
noise nuisance and obtain redress, there being no relevant
development, in his case, which would enable him to claim compensation
under the Land Compensation Act 1973.
In this context it is pointed out that the approach in the
United Kingdom - in common with a number of States in Europe and
elsewhere - to the problems of aircraft noise has in general been to
endeavour to reduce and control the noise and to mitigate its effect,
rather than to provide concrete remedies. It is sought to achieve
this end by a succession of measures which have had, and it is hoped
will continue to have, the desired effect of generally improving the
noise climate around airports, noise certification, night
restrictions, minimum noise routes, noise-related charges and
substantial noise insulation grants.
While it is accepted that certain States have gone further and
have already introduced some system of compulsory acquisition of
noise-affected property, it is clear from a survey of measures dealing
with noise problems at airports, which was prepared by the
International Civil Aviation Organisation (ICAO), that such a system is
by no means universal, either in Europe or elsewhere.
Notwithstanding the absence of such a measure, the admittedly
limited remedies available to the applicant, combined with the
extensive measures in force in the United Kingdom to control and abate
noise nuisance and to mitigate its effect, did satisfy the
requirements of Article 13 of the Convention, in so far as that Article
was applicable.
B. The applicant
1. On the facts
According to a recent report of the Scientific Services Branch
(SSB) Noise Group, submitted by the applicant, the applicant's
property is regularly overflown at night, the average number of
landing aircraft being one and three for departing aircraft. There
are consequently one or two events on any one night giving rise to a
maximum noise level of more than 90 dB, and inhabitants are likely
to be woken by aircraft once every other night.
The applicant points out that his property is nearly as close
to the end of the northern runway as is the property of the applicant
Baggs to the end of the southern runway. The two runways are only a
kilometre apart, so that his property is also affected by aircraft
using the southern runway, in particular aircraft heading for the
Burnham route passing near his property.
The height of aircraft varies considerably according to
weight, weather, wind velocity, temperature etc. The average height
of arriving aircraft is indicated to be 300 ft. and of departing
aircraft between 700 and 1,600 ft.
It is alleged to be quite common for aircraft to be landing
every one-and-a-half minutes for long periods of time. The pattern
for take-off can vary but regular take-offs continue at this sort of
frequency for several hours. Therefore, in all the circumstances,
noise exposure from 50 NNI to the airport is, in the applicant's
submission, unacceptable. The Government's allegations on the effects
of noise insulation are considered to be unrealistic. Sound
insulation only provides partial reduction of noise with normal
conversation and listening to radio or television remaining affected.
Also, it provided of course no relief with regard to all outdoor
activities.
According to the applicant, some 78,850 people live within
the 60 NNI contour, relating to an approximate total of 29,600
residential units of occupation. Unlike the applicant Baggs, the
present applicant does not wish to be bought out. His family has
farmed in the area for generations and he does not want to move. He
has never put the property on the market and to that extent has not
personally been a victim of the non-appreciation in property values
complained of by Mr Baggs. He considers, however, that if he were to
try to sell his property the sale price would have to be low.
2. On the merits
(a) As to Article 8 of the Convention and Article 1
of Protocol No. 1
The disturbance complained of is, according to the applicant,
intentional because it arises as the direct result of a decision made
by the respondent Government with full knowledge of the injurious
effects on him and others in identical circumstances.
He denies that the noise abatement measures so far taken
strike a balance between public and private interest. The lack of
compensation had an entirely disproportionate effect on a few
individuals. The cost to the BAA could be spread among the millions
of users at Heathrow. At present, the burden fell on the relatively
small number of people living in such proximity to the runways that
they suffer a nuisance, and not a mere inconvenience, from the noise.
(b) As to Articles 6 para. 1 and 13 of the Convention
The statutory remedies referred to by the Government are, in
the applicant's submissions, illusory and have no practical relevance
in his particular circumstances.
He argues that the Commission's decisions of 16 and 17 October
1985 in the parallel and disjoined cases Baggs and Powell v. the
United Kingdom (also registered under Application No. 9310/81) are
based on a misunderstanding of the English law in so far as they
declare the complaints under Article 6 para. 1 to be manifestly ill-
founded. Citing various decisions of English courts he submits that
in English law a plaintiff normally can sue in nuisance for
unreasonable noise levels. Only the statute bar of section 76 CAA
prevented him from invoking this right. Similar to the Ashingdane
case, where the bar did not arise from the plaintiff's status but from
the immunity of the Secretary of State and the Area Health Authority,
an individual wishing to sue in nuisance on account of unreasonable
levels of aircraft noise is not prevented from doing so by virtue of
his status but by virtue of the immunity conferred on the BAA and
airline operators according to section 76 CAA. The immunity is
defined in terms of facts (flight of aircraft at a reasonable height)
but obviously confers immunity on the persons or bodies legally
responsible for such flights, just as the Mental Health Act conferred
immunity on persons otherwise legally responsible for their actions.
Allowing individuals to sue in nuisance would not open the
door to vexatious litigation but would provide an effective remedy.
To sue in nuisance one would have to prove unreasonable user. The
running of an airport is, however, not as such, unreasonable user. It
would therefore be necessary to show that noise levels were
unreasonable even given the fact of proximity to an airport. If the
Government and the British Airports Authority had done all they could
by means, for example, of regulating night take-offs and landings,
effective noise monitoring and insulation grants etc., then no
plaintiff would ever succeed.
In any event whether section 76 CAA 1982 was regarded as a bar
to jurisdiction or as a limit of a cause of action, it had the effect
of depriving him of a determination of his case on the merits.
Therefore the very essence of the right to a court, as guaranteed by
Article 6 para. 1, was impaired. As he had no effective remedy to
complain about noise nuisance, Article 13 was likewise violated.
THE LAW
1. The applicant complains of noise and vibration nuisance caused
by air traffic at Heathrow Airport. In addition he complains that
section 76 Civil Aviation Act (CAA) 1982 prevents him from raising his
complaint before a national court.
2. The Commission has already held in the Arrondelle case (No.
7889/77, Dec. 15.7.80, D.R. 19, p. 186) that the United Kingdom is
answerable under the Convention with regard to a complaint on aircraft
noise in the vicinity of British airports because it is a State body,
namely the British Airports Authority (BAA) which is responsible for
the planning and construction of civil airports. In addition air
traffic is regulated by legislation, the Civil Aviation Act (CAA)
1982.
3. The applicant complains of a continuing situation with regard
to which, uncontestably, no specific remedy exists under British law.
The applicant can, in these circumstances, be considered to have
complied with the condition of Article 26 of the Convention.
4. The applicant first invoked Article 8 of the Convention. He
submits that the noise nuisance complained of constitutes an
interference with the right to respect of his private life and of
his home.
The Commission considers that Article 8 para. 1 of the
Convention which guarantees this right cannot be interpreted so as to
apply only with regard to direct measures taken by the authorities
against the privacy and/or home of an individual. It may also cover
indirect intrusions which are unavoidable consequences of measures not
at all directed against private individuals. In this context it has
to be noted that a State has not only to respect but also to protect
the rights guaranteed by Article 8 para. 1 (see Eur. Court H.R.,
Marckx judgment of 13 June 1979, Series A No. 31, para. 31).
Considerable noise nuisance can undoubtedly affect the physical
well-being of a person and thus interfere with his private life. It
may also deprive a person of the possibility of enjoying the amenities
of his home. In the present case the 60 NNI contour within which the
applicant is living is uncontestedly an area in which, due to
substantial noise nuisance, new housing developments are not
permitted. The average noise level of aircraft overflying the
applicant's home attains, according to the respondent Government's
admissions, peaks of about 110 PNdB. It can be deduced from the
Department of Trade's Press Notice of 21 February 1978, that such
noise level is likely to awaken persons sleeping in an insulated room.
The Commission considers that in the given circumstances the
level of noise amounts to an interference with the above-mentioned
rights guaranteed by Article 8 para. 1.
5. It therefore remains to be examined whether the interference
is justified under para. 2 of the Article.
It is not in question that the operation of Heathrow Airport has a
legal basis. Furthermore, it cannot be doubted that the running of an
airport and the increasing use of jet aircraft are in the interest of
the economic well-being of a country and are also necessary in a
democratic society. It is essential for developing external and
internal trade by providing speedy means of transportation and it is
also an important factor for the development of tourism.
The interference with the applicant's right under Article 8
para. 1 is also proportionate to the legitimate aim connected with the
running of the airport. It is true that where a State is allowed to
restrict rights or freedoms guaranteed by the Convention, the
principle of proportionality may oblige it to make sure that such
restrictions do not create an unreasonable burden for the individual
concerned.
The Commission notes in this context that the United Kingdom
authorities have, according to the applicant's own submissions, taken
various measures to control and limit the noise nuisance connected
with the running of Heathrow Airport. In particular it has not been
disputed by the applicant that he qualified for a noise insulation
grant.
It has further to be noted that the applicant took up
residence at Poyle Park in 1961 while before he lived a little further
away from the airport and its northern runway, namely in the village
of Horton which is at present only within the 55 NNI contour. In 1961
jet aircraft were already in service. Also, the airport had already
expanded considerably. The applicant must therefore have realised
that he did not choose a very peaceful environment for his home. He
has not alleged that at the time he had no reason to expect further
expansion of air traffic increasing the noise level at his site, or
that he had no other choice than to take up residence at Poyle Park.
He thus took the risk of choosing a home in an environment which was
likely to deteriorate.
To this extent the case can be distinguished from the case of
the applicant Baggs who finished the construction of his home in 1950.
Furthermore, the present case is distinguishable from the
Baggs case in so far as the applicant Baggs is living within a
72.5 NNI contour where the maximum noise levels considerably exceed
those indicated for the present applicant's home. It has to be noted
in this context that the PndB scale is logarithmic, which means that
every increase of 10 represents a doubling of the loudness.
According to the applicant's own submissions an important
number of people live within the 60 NNI contour while uncontestedly
only very few people are exposed to the noise level the applicant
Baggs has to endure and which renders Mr Baggs' property practically
unsaleable. As the Convention does not in principle guarantee a right
to a peaceful environment, noise nuisance for which a Government can,
as in the present case, be held responsible, cannot be considered to
constitute an unreasonable burden for the individuals concerned if
they have the possibility of moving elsewhere without substantial
difficulties and losses. The present applicant has himself stated in
a letter of 5 February 1985 submitted with his counsel's observations
of 18 February 1985 on admissibility and merits, that local demand for
houses was sufficient to ensure rapid sale. Although the sale of his
own property may, as he alleges, encounter certain difficulties there
is nothing to show that such difficulties, which are partly due to the
fact that the applicant's property is used for farming, are
insurmountable.
The Commission concludes that the circumstances of the present
case do not disclose that the applicant is subjected to a degree and
frequency of noise nuisance which would have to be considered
intolerable and exceptional compared with the situation of a large
number of people living within the vicinity of an airport. The
applicant's situation is not identical with that of the applicant
Baggs who cannot escape the noise nuisance without sacrificing his
house, because it is practically unsaleable. The interference
complained of is consequently not disproportionate to the legitimate
aim connected with the running of the airport. It follows that this
part of the application is manifestly ill-founded within the meaning
of Article 27 para. 2 of the Convention.
6. The applicant has further invoked Article 1 of Protocol No. 1
which guarantees the right to the peaceful enjoyment of possessions.
This provision is mainly concerned with the arbitrary confiscation of
property and does not, in principle, guarantee a right to the peaceful
enjoyment of possessions in a pleasant environment. It is true that
aircraft noise nuisance of considerable importance both as to level
and frequency may seriously affect the value of real property or even
render it unsaleable and thus amount to a partial taking of property.
However, the applicant has not submitted any evidence showing that the
value of his property was substantially diminished on the ground of
aircraft noise so as to constitute a disproportionate burden amounting
to a partial taking of property necessitating payment of compensation.
An examination by the Commission of this complaint does not
therefore disclose any appearance of a violation of Article 1 of
Protocol No. 1.
It follows that this part of the application is likewise
manifestly ill-founded within the meaning of Article 27 para. 2 of the
Convention.
7. The applicant has also alleged a violation of Article 6 of the
Convention on the ground that the Civil Aviation Act 1982 excludes a
right of action against trespass and nuisance by reason of the flight
of an aircraft over property and a right of action against nuisance by
reason of the noise or irritation caused by an aircraft or an
aerodrome.
The respondent Government consider that section 76 CAA does
not impair the very essence of a right to a court.
It is true that, according to the jurisprudence of the
European Court of Human Rights, any civil claim must be able to be
submitted to a court (Eur. Court H.R., Golder judgment of 21 February
1975, Series A No. 18, p. 18, para. 36). However Article 6 para. 1
does not impose requirements in respect of the nature and scope of the
relevant national law governing the "right" in question. Nor does the
Commission consider that it is, in principle, competent to determine
or review the substantive content of the civil law which ought to
obtain in the State Party any more than it could in respect of
substantive criminal law. As it has been stated in the Sporrong and
Lönnroth case:
"Whether a right is at all at issue in a particular case
depends primarily on the legal system of the State concerned.
It is true that the concept of a 'right' is itself autonomous
to some degree. Thus it is not decisive for the purposes of
Article 6 para. 1 that a given privilege or interest which exists in
a domestic legal system is not classified or described as a
'right' by that system. However, it is clear that the
Convention organs could not create by way of interpretation
of Article 6 para. 1 a substantive right which has no legal basis
whatsoever in the State concerned." (Comm. Report 8.10.80,
para. 150; see also No. 8282/78, Dec. 14.7.80, D.R. 21, p. 109;
Kaplan v. the United Kingdom, Comm. Report 17.7.80, D.R. 21,
para. 134.)
Unlike in the cases so far considered by the Commission (see
No. 7443/76, Dec. 10.12.76, D.R. 8, para. 216; Nos. 10096/82 and
10475/83, both of 9.10.84) and the European Court of Human Rights (see
Ashingdane judgment of 28 May 1985, Series A No. 93) the provision in
section 76 CAA does not confer an immunity from liability in respect
of actions of certain and distinct groups of persons (such as
soldiers or mental health patients as in the cases cited) but excludes
generally any action in respect of trespass or nuisance caused by
the flight of an aircraft at a reasonable height regardless of the
status of the possible claimant. The Commission considers that the
purpose and effect of section 76 CAA is to exclude generally any
possible compensation claims for trespass and nuisance and not just to
limit jurisdiction of civil courts with regard to certain classes of
civil action. The applicant, therefore, cannot invoke under English
law a substantive right to compensation for the alleged noise
nuisance. The mere fact that consequently an action in respect of
aircraft noise nuisance would be devoid of all prospects of success is
not equivalent to depriving the applicant of the right of access to a
court.
The Commission also notes in this context that the applicant
himself admitted that if section 76 CAA would not apply, to sue in
nuisance one would have to prove unreasonable user. His general
contention is, however, that despite the various noise abatement
measures taken by the competent authorities, his rights as guaranteed
by the Convention are violated on account of aircraft noise nuisance.
In these circumstances it cannot be considered to be clearly
established that under English law he could invoke before a court a
substantive right were he not barred from doing so by section 76 CAA.
It follows that this particular complaint does not disclose
any appearance of a violation of the rights and freedoms set out in
the Convention and in particular in Article 6 para. 1.
The application is to this extent again manifestly
ill-founded within the meaning of Article 27 para. 2 of the Convention.
8. On the other hand the Commission considers that the
applicant's complaint of being deprived, as regards aircraft noise
nuisance, of any effective remedy before a national authority raises
important issues of law and fact under Article 13 of the Convention
which are of such complexity that their determination must depend upon
an examination on the merits.
For these reasons, the Commission
DECLARES ADMISSIBLE, without prejudging the merits of the
case, the applicant's complaint that as regards aircraft
noise he has no effective remedy before a national
authority within the meaning of Article 13 of the Convention;
DECLARES INADMISSIBLE the remainder of the application.
Secretary to the Commission Acting President of the Commission
(H.C. KRÜGER) (J.A. FROWEIN)
Dissenting opinion of Mr. Danelius joined
by MM. Jörundsson and Weitzel and Mrs. Liddy
According to the case-law of the European Court of Human
Rights, which has been followed by the Commission on many occasions,
Article 13 of the Convention shall be so interpreted as to require a
domestic remedy only when there is an "arguable claim" that a
substantive provision of the Convention has been violated (see, for
instance, the Leander judgment of 26 March 1987, Series A No. 116,
para. 77). In two recent judgments, the Court has further developed
this case-law by referring to the link that exists between an
"arguable claim" and the concept of "manifestly ill-founded" in
Article 27 para. 2 of the Convention. In the case of Boyle and Rice,
the Court stated that, "On the ordinary meaning of the words, it is
difficult to conceive how a claim that is 'manifestly ill-founded' can
nevertheless be 'arguable', and vice versa" (judgment of 27 April
1988, Series A no. 131, para. 54). In the case of Plattform 'Ärzte für
das Leben', the Court proceeded to an examination of whether a claim
that the requirements of a substantive Article of the Convention had
not been complied with was arguable "notwithstanding that the
Commission dismissed it as manifestly ill-founded" (judgment of
21 June 1988, Series A no. 139, para. 27).
In the Boyle and Rice judgment, the Court further stated that
it did not follow from the relationship between the two concepts
"arguable claim" and "manifestly ill-founded" that "the Court must
hold a claim to be excluded from the operation of Article 13 if the
Commission has previously declared it manifestly ill-founded under the
substantive Article" (judgment, para. 54). This must be so, because
the Court might well disagree with the Commission as to whether the
claim was in fact manifestly ill-founded.
On the other hand, it would seem to follow from the Court's
reasoning that in cases where the Commission finds a claim that one of
the substantive Articles of the Convention has been violated to be
manifestly ill-founded, the Commission should, at least as a rule,
also find the claim not to be arguable and thus not to require a
remedy under Article 13.
In the present case, the Commission has found the applicants'
complaints under Articles 6 and 8 of the Convention and Article 1 of
Protocol No. 1 to be manifestly ill-founded. There seems to be no
special reason why the Commission should nevertheless consider the
applicants' claims to be arguable when considered on the basis of
Article 13 of the Convention.
For these reasons, I have reached the conclusion that there
has been no violation of Article 13 in regard to either of the
applicants in the present case.
APPENDIX I
History of the proceedings before the Commission
Date Item
----------------------------------------------------------------
31 December 1980 Introduction of application
23 March 1981 Registration of application
Examination of admissibility
20 September 1982 Rapporteur's request for information
from applicants
11 October and Submission of information by applicants
30 November 1982
15 March 1984 Commission's decision to give notice of
the application to the respondent Government
and to invite them to submit written
observations on admissibility and merits
21 September 1984 Submission of Government's observations
18 February 1985 Submission of applicants' observations
in reply
13 May 1985 Commission's deliberations and decision to
deal separately with the applicants and
adjourn consideration of MM. Powell and
Rayner's circumstances
16 October 1985 Commission's hearing on admissibility and
merits in the case of the third applicant,
Mr. Baggs. Decision to declare his case
partially admissible
17 October 1985 Commission's decision to declare Mr. Powell's
case partially admissible and to invite the
parties to provide further information about
Mr. Rayner's case
27 November 1985, Submission by the Government of information
29 January 1986 and further observations in Mr. Rayner's
and 2 July 1986 case
9 December 1985, Submission of Mr. Rayner's comments in reply
7 January 1986,
22 and 24 April 1986
16 July 1986 Commission's decision to declare Mr. Rayner's
case partially admissible
APPENDIX I
Date Item
----------------------------------------------------------------
Examination of the merits
29 July 1986 Submission by Government of further
observations in Mr. Powell's case
1 September 1986 Submission by MM. Powell and Rayner of
and 9 March 1987 comments in reply
8 July 1987 Commission's adoption of friendly settlement,
Article 30 Report, in Mr. Baggs' case
10 October 1987 Commission's deliberations and decision to
adjourn MM. Powell and Rayner's case pending
the Court's judgment in Boyle and Rice v.
the United Kingdom
27 April 1988 Court's judgment in the Boyle and Rice
case
18 May 1988 Applicants invited by the Secretary to the
Commission to submit comments on their case
in relation to this judgment
17 August and Submission of applicants' comments on the
28 October 1988 Boyle and Rice judgment
4 October 1988 Submission by Government of their comments
on this judgment
18 January 1989 Commission's deliberations on the merits
and final votes
19 January 1989 Adoption of text of present Report
APPENDIX II
DECISION OF THE COMMISSION
AS TO THE ADMISSIBILITY OF
Application N° 9310/81
by Richard John POWELL
against the United Kingdom
The European Commission of Human Rights sitting in private on
16 October 1985, the following members being present:
MM J.A. FROWEIN, Acting President
E. BUSUTTIL
G. JÖRUNDSSON
G. TENEKIDES
B. KIERNAN
J.A. CARRILLO
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
J. CAMPINOS
H. VANDENBERGHE
Sir Basil HALL
Mr J. RAYMOND, Deputy Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 31 December
1980 by the Federation of Heathrow Anti-Noise Groups (FHANG), and
later continued by the individual applicants 1. Michal Anthony Rayner,
2. Richard John Powell, 3 Frederick William Baggs, against the United
Kingdom and registered on 23 March 1981 under file N° 9310/91;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission; and
- the Commission's decision of 15 March 1984 to bring the
application of the three individual applicants to the notice of
the respondent Government and invite them to submit written
observations on its admissibility and merits;
- the decision of the same day rejecting the application in so far
as it was lodged by the Federation of Heathrow Anti-Noise Groups;
- the observations submitted by the respondent Government on
21 September 1984 and the observations in reply submitted by the
applicants on 18 February 1985;
- the decision of 13 May 1985 to disjoin the individual applications
and to hold an oral hearing in the case of Mr Baggs;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, Richard John Powell, of British nationality,
born in 1928, director of a mining concern, is represented by the
Federation of Heathrow Anti-Noise Groups (FHANG) of which he is a
committee member, and by Mr N.C. Walsh of Messrs Blaker, Son and
Young, Solicitors in Lewes.
His application concerns noise nuisance related to Heathrow
Airport.
A. The applicant's situation
The applicant lives with his family at Balblain, 36 Meadway,
Esher, Surrey. He bought his house in 1957. As it was in a quiet and
pleasant area surrounded by woodland and common land providing
extensive possibilities for outdoor activities there was a high
premium on housing property. The property is several miles from
Heathrow Airport and just within the 35 NNI* contour.
In 1972 the area became subject to a flight departure route
from Heathrow. The route is in operation only about one third of the
year, during periods of easterly winds of a velocity of five knots or
more, which allegedly occurs usually during periods of fine weather in
the summer months. Following objections the route was divided into
two sections.
B. The development and importance of Heathrow Airport
The airport was transferred by the Air Ministry to the Civil
Aviation Authorities on 1 January 1946. In May 1952 the first jet
only airline service was inaugurated by BOAC.
____________
*NNI = Noise and Number Index, involving a combination of the number
of aircraft heard above a certain noise level, and the average
noise of aircraft to yield a single value. It appears that in
the United Kingdom the officially advisd Criteria for Control
of Development in areas affected by aircraft noise, expressed
in NNI values are for dwellings:
60 NNI + above - refuse
40 - 50 NNI - no major new developments
infilling only with appropriate sound
insulation
35 - 39 NNI - Permission not to be refused on noise grounds
alone
Three terminals were built and opened in 1955, 1961 and 1968.
A fourth Terminal was scheduled for completion in 1985. Construction
of a fifth Terminal or a third London Airport at Stansted is under
consideration.
The amount of passengers handled by the airport increased
steadily. In 1956 the airport handled three million passengers. In
July 1963 the airport handled over one million passengers during one
month. In 1973 the airport handled 22.4 million passengers on
international routes and 4.4 million passengers on domestic routes.
There was a resulting increase in aircraft movement. For the six
months from June 1946 until December 1946 the movements were 2,046. In
1960 the movements were 146,501. In the twelve months preceding 29
February 1980 the movements were 303,110. It is currently used by over
70 airlines and serves over 200 destinations worldwide.
There are, as appears from statistics which are submitted by
the applicant and not contested by the respondent Government, between
700 and 900 air movements at the airport depending upon the type of
day. Since 1970 Concorde is in service, but the total number of
Concorde movements is very small, amounting to 1% of all movements at
Heathrow.
Since 1978 a helicopter link between Heathrow and Gatwick is
in existence, with about twenty flights per day.
Heathrow is the United Kingdom's leading port in the value of
visible trade and in 1983 handled cargo valued at £16.6 billion. It
plays a major part in earning for the United Kingdom the £4 billion
per annum which is spent by overseas visitors to the United Kingdom.
Over 20% of passengers use the airport as an interchange point. At a
conservative estimate the airport contributes a net £200 million to
the United Kingdom's balance of payments and provides direct
employment for some 45,000 people. The number of people employed
locally in servicing the industry is substantial. Heathrow is also a
major contributor to the local government economy, paying
approximately £9 million in local rates and rents in the year
1982/83.
C. Noise abatement measures
Various measures have been taken to control the noise nuisance
connected with the running of an airport.
(a) Noise certification
Through international co-operation successive United Kingdom
Governments seek to make aircraft inherently quieter. The main forum
for this activity is the International Civil Aviation Organisation
(ICAO), originally through its Committee on Aircraft Noise (CAN) and
now through its Committee on Aviation Environmental Protection (CAEP).
A series of standards has been developed leading to the phasing out of
aircraft unable to meet them. In the United Kingdom effect is given
to the standards by means of an Air Navigation (Noise Certification)
Order. In May 1979 new standards were developed to which the United
Kingdom gave effect by way of the present 1984 Order. It includes,
inter alia:
- changes to the requirement for subsonic jet aeroplanes;
- requirements for future production of existing types of supersonic
transports and their derived versions.
(b) Restrictions on night jet movements
Specific steps have been taken by the United Kingdom
Government since 1971 to reduce progressively the number of night
movements and thereby achieve a reduction of night noise disturbance
at Heathrow.
In 1978 the Government decided that all flights by noisier
aircraft would be phased out over a period of ten years. This was to
be achieved by the creation of two quotas, one for noisier aircraft
movements and the other for quieter aircraft movements. It was
decided that the former would be run down to zero over a ten year
period by equal annual cuts and that the quotas for quieter aircraft
movements would be increased at the same rate.
Whether an aircraft qualifies for the quieter quota is
determined by its noise performance as measured by the area within the
95 PNdB contour. According to the respondent Government, 95 PNdB is
the noise level below which, on the evidence currently available, the
average person sleeping in an insulated room is unlikely to be
awakened. The specified criteria (4 square miles on take-off, 2.5
square miles on landing) correspond broadly to the performance of the
quieter, modern jet aircraft such as the A 300 B Airbus and the L1011
TriStar. No night flights by the noisier types of aircraft will be
permitted from 1 April 1987.
(c) Noise monitoring
Monitoring of aircraft noise on take-off was first carried out
in the early 1960's. Since July 1974 the British Airport Authority
(BAA) have carried out monitoring on behalf of the Government using
automatic equiment. This equipment consists of 13 Noise Monitoring
Terminals ("NMT") linked to a central processing and control unit.
The system is self-checking to ensure the validity of any noise
reading in excess of the noise limit for the period.
The distribution of NMTs ensure that all departing jet
aircraft pass over or close to a monitoring point and the NMTs
accordingly provide a reliable check of the maximum noise levels
produced by all aircraft.
The noise level of a jet aircraft taking-off must not exceed
the statutory limits of 110 PNdB by day (07.00-23.00 hours local time)
or 102 PNdB by night (23.00-07.00 hours local time) at the nearest
monitor after take-off.
In the event of an infringement of the noise limit the British
Airports Authority inform the airline by letter and send a copy to the
Department of Transport. It is the responsibility of the airline
operators to ensure that their aircraft are operated in such a manner
that the statutory limits are met. To achieve this they may have to
pay special attention to take-off procedures and/or adjust take-off
weight to suit a particular departure route.
(d) Minimum noise routes
Such routes are designed to avoid as far as possible the major
built up areas and thus to overfly the smallest number of people
consistent with the requirements of safety and air traffic management.
(e) Other operational measures
In addition to the above principal measures other important
measures are in force aimed at reducing noise levels, such as special
approach procedures, minimum height requirements on take-off and
approach to land, runway alternation, limitation on air transport
movements, prior approval to operate, noise related landing charges.
(f) Noise insulation grant scheme
The first scheme for the sound insulation of dwellings was
introduced for Heathrow in April 1966. There were further schemes in
1972 and 1975, the latter being improved in 1977 by increasing the
financial limits. The present scheme came into operation on
1 April 1980 by means of Statutory Instrument 1980 N° 153.
A number of separate considerations entered into the
formulation of the present scheme. In determining the area to be
covered, the Government considered that account should be taken of the
noise levels that people would be experiencing in the coming years,
since the progressive introduction into service of quieter aircraft
was expected to bring about a gradual reduction of noise levels around
Heathrow (and indeed around all other aiports). The scheme therefore
concentrated on those areas that would still be experiencing
comparatively high noise levels in the mid-1980's. The scheme also
concentrated on those areas where there is the greatest degree of
disturbance due to aircraft noise at night. Within this area, the
amount of grant provided was intended to cover 100% of the reasonable
costs incurred.
Under the present scheme, the boundary is based on the
forecast 50 NNI contour for 1985, and the composite of the 95 PNdB
noise footprint for quieter aircraft. The 35NNI is generally
considered to indicate a low annoyance rating and 55 NNI a high
annoyance rating.
D. The legal situation
(a) Remedies
No specific remedies exist for individuals who might be
affected by aircraft noise in the vicinity of airports. Section 76 of
the Civil Aviation Act 1982 (formerly section 40 of the Civil Aviation
Act 1949) provides as follows:
"No action shall lie in respect of trespass or in respect of
nuisance, by reason only of the flight of an aircraft over
any property at a height above the ground which, having
regard to wind, weather and all the circumstances of the
case is reasonable, or the ordinary incidents of such
flight, so long as the provisions of any Air Navigation
Order or of any Orders under section 62 above have been duly
complied with and there has been no breach of section 81
below."
Section 76 (2) of the 1982 Act (hereafter referred to as the CAA) goes
on to provide for strict liability (ie liability without proof of
negligence or intention) where material loss or damage to any person
or property on land or water by (inter alia) an aircraft in flight or
an object falling from an aircraft.
The provisions of section 76 are comparable to those in the
Rome Convention on Damage Caused by Foreign Aircraft to Third Parties
on the Surface 1952 ("Rome Convention").
The Noise Abatement Act 1960 specifically exempts aircraft
noise from its operations.
(b) Compensation for noise nuisance or purchase of affected
property
Compensation for loss of value of houses and land from airport
noise is provided for by the Land Compensation Act 1973. To qualify
for compensation an applicant has to show that there is immunity on
the part of the airport from actions for nuisance. Such immunity
arises by virtue of section 77 (2) of the Civil Aviation Act 1982 and
immunity extends to operations at Heathrow.
The new rights to compensation were tied to new or altered
public works first brought into use after 16 October 1969. For
reasons of principle and practice, intensification of an existing use,
ie from works, which had been first brought into use before the
relevant date for the purposes of the 1973 Act, was not subject to
compensation.
The BAA being a public statutory authority does not have power
to acquire property near an airport unless it could show that the
acquisition of the property was necessary for the proper performance
of its function.
COMPLAINTS
The applicant complains of the noise and/or vibration caused
by and in connection with the operation of and at Heathrow Airport.
He submits that aircraft routes have diminished the amenity premium on
houses in his area. He points out that gardens and outdoor recreation
areas cannot be insulated from noise. It was this factor which gave
rise to frustration and annoyance and was responsible for nervous
tension.
He also complains that British law, unlike that of other High
Contracting States, excludes civil remedies for nuisance irrespective
of the degree of loss or damage sustained. He invokes Articles 6 (1),
8 (1) and 13 of the Convention and Article 1 of Protocol N° 1.
PROCEEDINGS BEFORE THE COMMISSION
The application was first registered on behalf of the
Federation of Heathrow Anti-Noise Groups (FHANG) only, as initially no
details about the situation of individual applicants were submitted.
Statements concerning Mr Powell, as an individual applicant,
were submitted by FHANG on 11 October 1982.
On 15 March 1984 the Commission rejected FHANG's complaint and
communicated the complaints of three individual applicants, including
Mr Powell's, to the respondent Government for observations on their
admissibility and merits. The observations were submitted on
21 September 1984 and the applicants' reply on 18 February 1985. On
13 May 1985 the Commission decided to deal separately with the three
applications and to hold an oral hearing in the case of Mr Baggs.
SUMMARY OF THE PARTIES' SUBMISSIONS
A. The respondent Government
1. On the facts
The respondent Government allege that about half a million
people live in the area within the 35 NNI contour being at a low level
of noise annoyance. They point out that Mr Powell has not alleged to
have taken any steps to dispose of his house or to move out of the
area within the 35 NNI contour; nor was it alleged that the noise
climate had made the property unsaleable or difficult to sell at a
realistic price. Furthermore there was no evidence that the proximity
of the property at Heathrow Airport has had any adverse impact on its
value, properties in Esher being much sought after and maintaining
high market value.
Admitting that jet aircraft are and will remain a source of
noise nuisance the respondent Government stress the major improvements
which have been brought about by the certification requirements and
other noise statement measures in reducing the noise level and in
phasing out noisier aircraft.
2. On the merits
(a) As to Article 8
In the submission of the Government, while the scope of
Article 8 is wide, the Article could not on its proper construction be
extended to provide guarantees against any act which directly or
indirectly affects a person's comfort or enjoyment of his private or
home life. Still less could the Article be interpreted as requiring a
State to take positive steps to prevent or control the activities of
non-Governmental bodies or private individuals which incidentally
have, or may have, this effect.
Even if, contrary to the Government's contention,
unintentional disturbance to the comfort of home and family life was
properly to be regarded as falling within the scope of the protection
afforded by Article 8, it was clear that not all such disturbance
could give rise to an issue under the Article. The right guaranteed
by Article 8 was a right to respect: the obligation of respect
imposed on the State by the Article could not in any event be
interpreted as requiring the State to take all possible measures,
irrespective of the requirement of the public interest, so as to
prevent or control activities which might detrimentally affect the
quality of an individual's home or family life. Where, as in the
present case, complaint was made of failure by the State to secure the
right to respect by preventing or controlling the detrimental effect
of noise nuisance, the Convention required the striking of a balance
between the competing demands or interests of the individual and of
society as a whole.
In striking this balance, it was necessary to have regard in
any given case not merly to the nature and scope of the measures taken
to prevent or control the interference of which complaint is made but
also to the severity of the particular interference itself.
Even if aircraft noise could give rise to an issue under
Article 8 of the Convention, there had on the facts of the present
case been no failure on the part of the Government to accord or secure
the right of the present applicant to respect for his private or
family life or his home, in view of
- the steps taken by the Government to strike a balance between the
public interest in the safe and efficient operation of a major
international airport and the private interests of those living in
the immediate vicinity of the airport;
- the situation of the applicant Powell which was not comparable in
severity to that of the applicant in the Arrondelle case;
- the extent to which it is open to the individual concerned to
escape from the noise nuisance.
If, contrary to the primary contention, noise disturbance from
aircraft using Heathrow Airport could give rise to any relevant
interference with the rights of the applicant under Article 8, such
interference was justified under paragraph 2 of the Article.
Noise disturbance from aircraft on landing and taking off from
an airport was an inevitable consequence of the operation of an
airport. The operation of Heathrow Airport, and the noise which
inevitably accompanied the provision of the airport facilities at
Heathrow, were plainly "in accordance with the law" for the purposes
of Article 8 (2): the Airport was at all stages constructed and
developed in accordance with the relevant planning requirements and
its operation is carried on by the BAA pursuant to statutory powers
converred by the Airports Authority Act 1975. The operating
(including the noise levels) of aircraft using the Airport was
similarly strictly governed by legislative provisions and was likewise
"in accordance with the law" for the purposes of Article 8 (2) of the
Convention.
In so far as the noise disturbance from aircraft constituted a
relevant interference with the rights of the present applicant at all,
it was an interference which was necessary in a democratic society in
the interests of the economic well-being of the United Kingdom and for
the protection of the rights and freedoms of others. The provision of
rapid means of travel and communication was of vital importance to the
economic well-being of a modern democratic society and an essential
element in this was the availability of adequate airport facilities
close to the main commercial and industrial cities of the country.
The economic importance of the two main London Airports had been
established and confirmed by a series of studies and reports relating
to airport development and strategy.
Not only was Heathrow the United Kingdom's leading port in the
value of visible trade but the Airport played a central role in the
very substantial "invisible" earnings from overseas visitors to the
United Kingdom; in addition, the Airport provided direct and indirect
employment for many thousands of people as well as contributing
substantially to the local economy through rates and rents.
In providing such airport facilities, with the consequent
detrimental effects on the environment, the Government had not
exceeded any relevant principle of proportionality, in that all
reasonable and practicable measures had been and were being taken to
reduce, and to minimise the effects of, aircraft noise.
(b) As to Article 1 of Protocol N° 1
This provision was not concerned with peacefulness in its
literal sense, but with unjustified or arbitrary interference with a
person's title to, or right to possess, use or otherwise deal with,
his own property, whether movable or immovable. The concept of
peaceful enjoyment of possessions in Article 1 could not on its true
construction, be extended to provide guarantees against noise or other
environmental disturbance which, while affecting the comfort or
quality of life of an individual, has no effect on his title to, or
right to own, use or otherwise deal with, his property. In this
regard, the Government again emphasised that there was no evidence to
suggest that the detrimental effect of the aircraft noise was such as
to render the applicant's property unsaleable or incapable of being
sold at a realistic market price having regard to the price originally
paid for the property.
If, contrary to the primary contention, the applicant's
exposure to aircraft noise could and did constitute an interference
with his right to peaceful enjoyment of his property for the purposes
of the first sentence of Article 1, it did not follow that such
interference gave rise to a violation of the Article.
Having regard to the particular circumstances of the
applicant and to the extensive measures taken by the Government to
reduce or control, and to abate the effect of, aircraft noise in the
vicinity of Heathrow Airport, the facts of the present application did
not disclose that the fair balance was upset between the protection of
the applicant's right of property and the requirements of the general
interest.
Even if exposure of an individual to aircraft noise could
constitute an interference with the applicant's right to peaceful
enjoyment of his possessions such interference did not amount to a
violation. Here again the notion of balance came into play and it
would be wrong to conclude that in all cases of an interference the
provision of compensation was a necessary ingredient of a fair balance
between public and private rights. A right to compensation could only
form a necessary ingredient in a fair balance if there was evidence
that the noise had rendered the property unsaleable or incapable of
being sold at a realistic price.
(c) As to Article 6 (1) of the Convention
Section 76 of the Civil Aviation Act 1982 was not arbitrary or
unreasonable. It did not restrict the applicant's right of access to
a court in respect of nuisance from aircraft noise so as to constitute
a denial of such right in breach of Article 6 (1). The section was
only applicable in so far as an aircraft was flying at a height above
the ground which is reasonable in all the circumstances of the case
and in so far as there has been no breach of any Air Navigation Order
including orders relating to the noise certification of aircraft.
Whether section 76 did afford a defence or not in any individual case,
was a matter for the domestic courts to determine. There existed no
procedural or substantive bars which would prevent a plaintiff from
invoking the jurisdiction of the court to test this matter.
As in the case of section 141 of the Mental Health Act, the
effect of section 76 was in any event much more limited than might at
first sight appear. For an actionable private nuisance to arise at
common law, it was necessary to do more than merely show an
interference with the plaintiff's use and enjoyment of his land. A
plaintiff had additionally to establish that the interference was
unreasonable. What is reasonable depended on all the circumstances of
the case, including such matters as the location of the land in
question and the nature and manner of performance of the activity
causing the nuisance.
Thus even apart from section 76, the prospect of an owner of
property near to an airport successfully establishing a case in noise
nuisance against an airline operator in the absence of evidence that
the operator flew unreasonably low, or in breach of the relevant
statutory regulations, was very remote. The limitations on the
liability of airline operators imposed by the operation of section 76
CAA, did not, therefore, impair the essence of the applicant's right
to a court or transgress the principle of proportionality in breach of
Article 6 (1) of the Convention.
(d) As to Article 13 of the Convention
The primary contention is that the applicant's claims do not
fall within the scope of the Convention and that accordingly Article
13 is inapplicable.
If, however, Article 13 was applicable its requirements were
satisfied. It was true that the remedies available to the applicant
to complain about and to seek redress for the general noise climate,
which he experiences on his property, were very limited. In so far as
he was able to show that a particular airline operator had flown at a
height that was unreasonable in all the circumstances, or had flown in
breach of the provisions of any air navigation order, he would of
course have his normal remedy against the airline operator in court
proceedings based in nuisance and/or in trespass. The remedy might
take the form of an action for damages or, in the event of repeated
infringements, an injunction to restrain the operator from continuing
to fly in such a manner. And the applicant would be entitled to test
in court whether the airline operator in question did fly unreasonably
low or in breach of any relevant Air Navigation Order.
In addition, in the event that the applicant were able to show
that the Secretary of State had failed to enforce the statutory
requirements imposed by him under the Civil Aviation Act to reduce and
control aircraft noise, he would probably also have the remedy by way
of mandamus to compel the Secretary of State to ensure compliance with
the statutory requirements.
Apart from these limited categories of cases, the applicant
would, at present, have no remedy whereby he could complain about
noise nuisance and obtain redress, there being no relevant
development, in his case, which would enable him to claim compensation
under the Land Compensation Act 1973.
In this context it is pointed out that the approach in the
United Kingdom - in common with a number of States in Europe and
elsewhere - to the problems of aircraft noise has in general been to
endeavour to reduce and control the noise and to mitigate its effect,
rather than to provide concrete remedies. It is sought to achieve
this end by a succession of measures which have had, and it is hoped
will continue to have, the desired effect of generally improving the
noise climate around airports, noise certification, night
restrictions, minimum noise routes, noise-related charges and
substantial noise insulation grants.
While it is accepted that certain States have gone further and
have already introduced some system of compulsory acquisition of
noise-affected property, it is clear from a survey of measures dealing
with noise problems at airports, which was prepared by the
International Civil Aviation Organisation (ICAO) that such a system is
by no means universal, either in Europe or elsewhere.
Notwithstanding the absence of such a measure, the admittedly
limited remedies available to the applicant, combined with the
extensive measures in force in the United Kingdom to control and abate
noise nuisance and to mitigate its effect, did satisfy the
requirements of Article 13 of the Convention, in so far as that
Article was applicable.
B. The applicant
(a) As to Article 8 of the Convention and
Article 1 of Protocol N° 1
52. The disturbance complained of is, according to the applicant,
intentional because it arises as the direct result of a decision made
by the respondent Government with full knowledge of the injurious
effects on him and others in identical circumstances. He considers
that the interference cannot be justified on economic grounds because
more efficient noise abatement measures would only involve limited
increase in public expenditure. The alleged interference was also
disproportionate to the legitimate aim pursued.
(b) As to Articles 6 (1) and 13 of the Convention
The statutory remedies referred to by the Government are, in
the applicant's submission, illusory and had no practical relevance in
his particular circumstances. Section 76 CAA, whether it was regarded
as a bar to jurisdiction or as a limit of a cause of action, had the
effect of depriving him of a determination of his case on the merits.
Therefore the very essence of the right to a court, as guaranteed by
Article 6 (1), was impaired. As he had no effective remedy to
complain about noise nuisance, Article 13 was likewise violated.
THE LAW
1. The applicant complains of noise and vibration nuisance caused
by air traffic at Heathrow Airport. In addition he complains that
section 76 Civil Aviation Act 1982 (CAA) prevents him from raising his
complaint before a national court.
2. The Commission has already held in the Arrondelle case (Dec N°
7889/77, 15.7.80, DR 19, p 186) that the United Kingdom is answerable
under the Convention with regard to a complaint on aircraft noise in
the vicinity of British airports because it is a State body, namely
the British Aviation Authority (BAA) which is responsible for the
planning and construction fo civil airports. In addition air traffic
is regulated by legislation, the Civil Aviation Act (CAA) 1982.
3. The applicant complains of a continuing situation with regard
to which, uncontestably, no specific remedy exists under British law.
The applicant can, in these circumstances, be considered to have
complied with the condition of Article 26 of the Convention.
4. The applicant first invoked Article 8 of the Convention. He
submits that the noise nuisance complained of constitutes an
interference with the right to respect of their private life and of
their home. The Commission considers that Article 8 (1) of the
Convention which guarantees this right cannot be narrowly interpreted
such as to apply only with regard to direct measures taken by the
authorities against the privacy and/or home of an individual. It may
also cover indirect intrusions which are unavoidable consequences of
measures not at all directed against private individuals. In this
context it has to be noted that a State not only has to respect but
also to protect the rights guaranteed by Article 8 (1) (see Eur Court
HR, Marckx Case, judgment of 13.6.79, Series A, Vol 31, para 31).
Considerable noise nuisance can undoubtedly affect the physical
well-being of a person and thus interfere with his private life. It
may also deprive a person of the possibility of enjoying the amenities
of his home. In the present case it is not necessary to determine as
to what level of intensity noise becomes an interference with the
rights guaranteed by Article 8 (1).
Even assuming that the applicant can invoke Article 8 (1), the
interference complained of is in the circumstances of the present
cases, justified under paragraph 2 of this Article.
It is not in question that the construction of Heathrow Airport
has a legal basis. Furthermore, it cannot be doubted that the running
of an airport and the increasing use of jet aircraft is in the
interest of the economic well-being of a country and is also necessary
in a democratic society. It furthers an important branch of industry
which is concerned with the construction of aircraft, it helps to
develop external and internal trade by providing speedy means of
transportation and it is also an important factor for the development
of tourism.
The assumed interference with the applicant's right under
Article 8 (1) is also proportionate to the legitimate aim connected
with the running of the airport. It is true that where a State is
allowed to restrict rights or freedoms guaranteed by the Convention,
the principle of proportionality may oblige it to make sure that such
restrictions do not create an unreasonable burden for the individual
concerned.
5. The Commission notes in this context that the United Kingdom
authorities have, according to the applicant's own submissions, taken
various measures to control and limit the noise nuisance connected
with the running of Heathrow Airport.
As far as the particular situation of the applicant Powell is
concerned, the flight departure route causing disturbance in his area
is in operation only about one third of the year and it was divided
into two sections in consequence of the objections raised by the
population concerned. Mr Powell's property lies just within the 35
NNI contour which is, according to the uncontested submissions of the
respondent Government, an area of low noise annoyance. The Commission
cannot, in these circumstances, find that the assumed interference
with the applicant Powell's right to respect for private life and for
his home is disproportionate to the legitimate aim connected with the
running of the airport.
6. The applicant has further invoked Article 1 of Protocol N° 1
which guarantees the right to the peaceful enjoyment of possessions.
However, this provision is mainly concerned with the arbitrary
confiscation of property and does not, in principle, guarantee a right
to the peaceful enjoyment of possession in a pleasant environment. It
is true that aircraft noise nuisance of considerable importance both
as to level and frequency may seriously affect the value of real
property or even render it unsaleable and thus amount to a partial
taking of property. However, the applicant Powell is living, like
about half a million other people, in an area which is not, as was
already stated above, subjected to an extreme noise annoyance and
there is nothing to show that the value of his property was
substantially diminished on the ground of aircraft noise such as to
constitute a disproportionate burden amounting to a partial taking of
property necessitating payment of compensation.
An examination by the Commission of this complaint does not
therefore disclose any appearance of a violation of Article 1 of
Protocol N° 1.
It follows that this part of the application is likewise
manifestly ill-founded within the meaning of Article 27 (2) of the
Convention.
7. The applicant has also alleged a violation of Article 6 on the
ground that the Civil Aviation Act 1982 excludes a right of action
against trespass and nuisance by reason of the flight of an aircraft
over property and a right of action against nuisance by reason of the
noise or irritation caused by an aircraft or an aerodrome.
The respondent Government consider that section 76 CAA does
not impair the very essence of a right to a court.
It is true that, according to the jurisprudence of the
European Court of Human Rights, any civil claim must be able to be
submitted to a court (see Golder case, judgment of 21.2.75, para 35).
However Article 6 (1) does not impose requirements in respect of the
nature and scope of the relevant national law governing the "right" in
question. Nor does the Commission consider that it is, in principle,
competent to determine or review the substantive content of the civil
law which ought to obtain in the State Party any more than it could in
respect of substantive criminal law. As it has stated in the
Sporrong and Lönnroth case:
"Whether a right is at all at issue in a particular case
depends primarily on the legal system of the State concerned.
It is true that the concept of a 'right' is itself autonomous
to some degree. Thus it is not decisive for the purposes of
Article 6 (1) that a given privilege or interest which exists
in a domestic legal system is not classified or described as
a 'right' by that system. However, it is clear that the
Convention organs could not create by way of interpretation
of Article 6 (1) a substantive right which has no legal basis
whatsoever in the State concerned." (Comm Report 8.10.80,
para 150; see also Dec N° 8282/78, 14.7.80, DR 21, p 109;
Kaplan v the United Kingdom, Comm Report 17.7.80, DR 21,
para 134.)
Contrary to the cases so far considered by the Commission (see
Dec N° 7443/76, 10.12.76, DR 8, para 216; N° 10096/82 and 10475/83,
both of 9.10.84) and the European Court of Human Rights (see
Ashingdane case, judgment of 28.5.85, Series A, Vol 93) the provision
in section 76 CAA does not confer an immunity from liability in
respect of actions of certain and distinct groups of persons (such as
soldiers or mental health patients as in the cases cited) but excludes
generally any action in respect of trespass or nuisance caused by
the flight of an aircraft at a reasonable height. The Commission
considers that the purpose and effect of section 76 CAA is to exclude
generally any possible compensation claims for trespass and nuisance
and not just to limit jurisdiction of civil courts with regard to
certain classes of civil action. The applicant, therefore, cannot
invoke under English law a substantive right to compensation for the
alleged noise nuisance. The mere fact that consequently an action in
respect of aircraft noise nuisance would be devoid of all prospects of
success is not equivalent to depriving the applicant of the right of
access to a court.
It follows that this particular complaint does not disclose
any appearance of a violation of the rights and freedoms set out in
the Convention and in particular in Article 6 (1).
The application is to this extent again manifestly
ill-founded within the meaning of Article 27 (2) of the Convention.
8. On the other hand the Commission considers that the
applicant's complaint of being deprived, as regards aircraft noise
nuisance, of any effective remedy before a national authority raises
important issues of law and fact under Article 13 of the Convention
which are of such complexity that their determination must depend upon
an examination on the merits.
For these reasons, the Commission
DECLARES ADMISSIBLE, without prejudging the merits of the
case, the applicant's complaint that as regards aircraft
noise he has no effective remedy before a national
authority within the meaning of Article 13 of the Convention;
DECLARES INADMISSIBLE the remainder of the application.
Deputy Secretary to the Commission Acting President of the Commission
(J. RAYMOND) (J.A. FROWEIN)
APPENDIX III
DECISION OF THE COMMISSION
AS TO THE ADMISSIBILITY OF
Application No. 9310/81
by Michael Anthony RAYNER
against the United Kingdom
The European Commission of Human Rights sitting in private on
16 July 1986 , the following members being present:
MM. J.A. FROWEIN, Acting President
F. ERMACORA
E. BUSUTTIL
G. TENEKIDES
B. KIERNAN
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs G.H. THUNE
Sir Basil HALL
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 31 December
1980 by the Federation of Heathrow Anti-Noise Groups (FHANG), and
later continued by the individual applicants 1. Michael Anthony
RAYNER, 2. Richard John POWELL, 3. Frederick William BAGGS, against
the United Kingdom and registered on 23 March 1981 under file No.
9310/81;
Having regard to the report provided for in Rule 40 of the
Rules of Procedure of the Commission; and
- the Commission's decision of 15 March 1984 to bring the
application of the three individual applicants to the notice of
the respondent Government and invite them to submit written
observations on its admissibility and merits;
- the partial decision of the same day rejecting the application
in so far as it was lodged by the Federation of Heathrow
Anti-Noise Groups;
- the observations submitted by the respondent Government on
21 September 1984 and the observations in reply submitted by
the applicants on 18 February 1985;
- the decision of 13 May 1985 to disjoin the individual
applications and to hold an oral hearing in the case of
Mr Baggs;
- the supplementary submissions of the present applicant dated
9 December 1985, 22 and 24 April 1986;
- the supplementary submissions of the respondent Government of
27 November 1985 and 29 January 1986;
Having deliberated;
Decides as follows:
THE FACTS
The applicant, Michael Anthony Rayner, of British nationality,
is a partner with other members of his family in a long-established
farming business engaged in various enterprises and involving the
ownership of agricultural land and residential property for the use of
employees. He is represented by the Federation of Heathrow Anti-Noise
Groups (FHANG) and by Mr N.C. Walsh of Messrs Blaker, Son and Young,
Solicitors in Lewes.
His application concerns noise nuisance related to Heathrow
Airport.
A. The applicant's situation
The applicant lives with his family at 3 Riverside Bungalows,
Poyle Park, Colnbrook. His home was acquired by his family in 1952,
at that time being occupied by a tenant. The applicant took up
residence at the address indicated in 1961. Prior to that he lived in
the village of Horton. Most of the property owned or occupied by the
business of the applicant's family is within a one mile radius of the
applicant's home. The home is situated about one and a third miles
west of and in a direct line with Heathrow's northern runway.
It is regularly overflown during the daytime and to a limited
extent at nighttime and falls within a 60 NNI contour*. The village
of Horton, where the applicant lived until 1961, is situated,
according to a map submitted by the applicant, within a 55 NNI
contour.
____________
*NNI = Noise and Number Index, involving a combination of the number
of aircraft heard above a certain noise level, and the average
noise of aircraft to yield a single value. It appears that in
the United Kingdom the officially advised Criteria for Control
of Development in areas affected by aircraft noise, expressed
in NNI values, are for dwellings:
60 NNI + above - refuse
40 - 50 NNI - no major new developments
infilling only with appropriate sound
insulation
35 - 39 NNI - Permission not to be refused on noise grounds
alone
The applicant has submitted a report on aircraft noise
monitoring by the London Scientific Services Noise and Vibration Group
indicating that the average noise level at Poyle Park is 87 decibels
(dB) for landing aircraft and 86 dB for aircraft taking off.
Furthermore the report states that the percentage figure of noise
level in excess of 90 dB is 29% with regard to landing aircraft and
38% with regard to aircraft taking off.
The figures on the average noise level submitted by the
respondent Government are 104-110 PndB (perceived noise decibels) for
landing aircraft and 93.2-111.3 PNdB for aircraft taking off. This
corresponds, so the applicant points out, according to the standard
PNdB - dB conversion, to 91-97 dB and 77.8-98.3 dB
respectively.
B. The development and importance of Heathrow Airport
The airport was transferred by the Air Ministry to the Civil
Aviation Authorities on 1 January 1946. In May 1952 the first jet
only airline service was inaugurated by BOAC.
Three terminals were built and opened in 1955, 1961 and 1968.
A fourth Terminal was scheduled for completion in 1985. Construction
of a fifth Terminal or a third London Airport at Stansted is under
consideration.
The number of passengers handled by the airport increased
steadily. In 1956 the airport handled three million passengers. In
July 1963 the airport handled over one million passengers during one
month. In 1973 the airport handled 22.4 million passengers on
international routes and 4.4 million passengers on domestic routes.
There was a resulting increase in aircraft movement. For the six
months from June 1946 until December 1946 the movements were 2,046. In
1960 the movements were 146,501. In the twelve months preceding
29 February 1980 the movements were 303,110. The airport is currently
used by over 70 airlines and serves over 200 destinations worldwide.
There are, as appears from statistics which are submitted by
the applicant and not contested by the respondent Government, between
700 and 900 air movements at the airport depending upon the type of
day. Since 1970 Concorde is in service, but the total number of
Concorde movements is very small, amounting to 1% of all movements at
Heathrow.
Since 1978 a helicopter link between Heathrow and Gatwick is
in existence, with about twenty flights per day.
Heathrow is the United Kingdom's leading port in the value of
visible trade and in 1983 handled cargo valued at £16.6 billion. It
plays a major part in earning for the United Kingdom the £4 billion
per annum which is spent by overseas visitors to the United Kingdom.
Over 20% of passengers use the airport as an interchange point. At a
conservative estimate the airport contributes a net £200 million to
the United Kingdom's balance of payments and provides direct
employment for some 45,000 people. The number of people employed
locally in servicing the industry is substantial. Heathrow is also a
major contributor to the local government economy, paying
approximately £9 million in local rates and rents in the year
1982/83.
C. Noise abatement measures
Various measures have been taken to control the noise nuisance
connected with the running of an airport.
(a) Noise certification
Through international co-operation successive United Kingdom
Governments seek to make aircraft inherently quieter. The main forum
for this activity is the International Civil Aviation Organisation
(ICAO), originally through its Committee on Aircraft Noise (CAN) and
now through its Committee on Aviation Environmental Protection (CAEP).
A series of standards has been developed leading to the phasing out of
aircraft unable to meet them. In the United Kingdom effect is given
to the standards by means of an Air Navigation (Noise Certification)
Order. In May 1979 new standards were developed to which the United
Kingdom gave effect by way of the present 1984 Order. It includes,
inter alia:
- changes to the requirement for subsonic jet aeroplanes;
- requirements for future production of existing types of supersonic
transports and their derived versions.
(b) Restrictions on night jet movements
Specific steps have been taken by the United Kingdom
Government since 1971 to reduce progressively the number of night
movements and thereby achieve a reduction of night noise disturbance
at Heathrow.
In 1978 the Government decided that all flights by noisier
aircraft would be phased out over a period of ten years. This was to
be achieved by the creation of two quotas, one for noisier aircraft
movements and the other for quieter aircraft movements. It was
decided that the former would be run down to zero over a ten year
period by equal annual cuts and that the quotas for quieter aircraft
movements would be increased at the same rate.
Whether an aircraft qualifies for the quieter quota is
determined by its noise performance as measured by the area within the
95 PNdB contour. According to the respondent Government, 95 PNdB is
the noise level below which, on the evidence currently available, the
average person sleeping in an insulated room is unlikely to be
awakened. The specified criteria (4 square miles on take-off, 2.5
square miles on landing) correspond broadly to the performance of the
quieter, modern jet aircraft such as the A 300 B Airbus and the L1011
TriStar. No night flights by the noisier types of aircraft will be
permitted from 1 April 1987.
(c) Noise monitoring
Monitoring of aircraft noise on take-off was first carried out
in the early 1960's. Since July 1974 the British Airports Authority
(BAA) have carried out monitoring on behalf of the Government using
automatic equipment. This equipment consists of 13 Noise Monitoring
Terminals ("NMT") linked to a central processing and control unit.
The system is self-checking to ensure the validity of any noise
reading in excess of the noise limit for the period.
The distribution of NMTs ensure that all departing jet
aircraft pass over or close to a monitoring point and the NMTs
accordingly provide a reliable check of the maximum noise levels
produced by all aircraft.
The noise level of a jet aircraft taking off must not exceed
the statutory limits of 110 PNdB by day (07.00-23.00 hours local time)
or 102 PNdB by night (23.00-07.00 hours local time) at the nearest
monitor after take-off.
In the event of an infringement of the noise limit the British
Airports Authority inform the airline by letter and send a copy to the
Department of Transport. It is the responsibility of the airline
operators to ensure that their aircraft are operated in such a manner
that the statutory limits are met. To achieve this they may have to
pay special attention to take-off procedures and/or adjust take-off
weight to suit a particular departure route.
(d) Minimum noise routes
Such routes are designed to avoid as far as possible the major
built up areas and thus to overfly the smallest number of people
consistent with the requirements of safety and air traffic management.
(e) Other operational measures
In addition to the above principal measures other important
measures are in force aimed at reducing noise levels, such as special
approach procedures, minimum height requirements on take-off and
approach to land, runway alternation, limitation on air transport
movements, prior approval to operate, noise related landing charges.
(f) Noise insulation grant scheme
The first scheme for the sound insulation of dwellings was
introduced for Heathrow in April 1966. There were further schemes in
1972 and 1975, the latter being improved in 1977 by increasing the
financial limits. The present scheme came into operation on
1 April 1980 by means of Statutory Instrument 1980 No. 153.
A number of separate considerations entered into the
formulation of the present scheme. In determining the area to be
covered, the Government considered that account should be taken of the
noise levels that people would be experiencing in the coming years,
since the progressive introduction into service of quieter aircraft
was expected to bring about a gradual reduction of noise levels around
Heathrow (and indeed around all other airports). The scheme therefore
concentrated on those areas that would still be experiencing
comparatively high noise levels in the mid-1980's. The scheme also
concentrated on those areas where there is the greatest degree of
disturbance due to aircraft noise at night. Within this area, the
amount of grant provided was intended to cover 100% of the reasonable
costs incurred.
Under the present scheme, the boundary is based on the
forecast 50 NNI contour for 1985, and the composite of the 95 PNdB
noise footprint for quieter aircraft. The 35 NNI is generally
considered to indicate a low annoyance rating and 55 NNI a high
annoyance rating. 95 PNdB is the exterior noise level below which,
according to a Department of Trade Press Notice of 21 February 1978,
current evidence suggests that the average person in an insulated room
is unlikely to be awakened. The area enclosed by these two contours
was then further extended to take account of natural boundaries, in
the majority of cases, roads.
When the scheme was introduced in 1966 roof insulation was
optional within the grant level. It was excluded from the 1980 Scheme
for all classes of dwelling, because such treatment was made
available in 1978 by the Department of the Environment's Home
Insulation Scheme. It was felt that insulation for energy saving
purposes also provided suitable acoustic protection.
D. The legal situation
(a) Remedies
No specific remedies exist for individuals who might be
affected by aircraft noise in the vicinity of airports. Section 76 of
the Civil Aviation Act 1982 (formerly section 40 of the Civil Aviation
Act 1949) provides as follows:
"No action shall lie in respect of trespass or in respect of
nuisance, by reason only of the flight of an aircraft over
any property at a height above the ground which, having
regard to wind, weather and all the circumstances of the
case is reasonable, or the ordinary incidents of such
flight, so long as the provisions of any Air Navigation
Order or of any Orders under section 62 above have been duly
complied with and there has been no breach of section 81
below."
Section 76 (2) of the 1982 Act goes on to provide for strict liability
(ie liability without proof of negligence or intention) where material
loss or damage to any person or property on land or water has been
caused by (inter alia) an aircraft in flight or an object falling from
an aircraft.
The provisions of section 76 are comparable to those in the
Rome Convention on Damage Caused by Foreign Aircraft to Third Parties
on the Surface 1952 ("Rome Convention").
The Noise Abatement Act 1960 specifically exempts aircraft
noise from its operations.
(b) Compensation for noise nuisance or purchase of affected
property
Compensation for loss of value of houses and land from airport
noise is provided for by the Land Compensation Act 1973. To qualify
for compensation an applicant has to show that there is immunity on
the part of the airport from actions for nuisance. Such immunity
arises by virtue of section 77 (2) of the Civil Aviation Act 1982 and
immunity extends to operations at Heathrow.
The new rights to compensation were tied to new or altered
public works first brought into use after 16 October 1969. For
reasons of principle and practice intensification of an existing use,
ie from works, which had been first brought into use before the
relevant date for the purposes of the 1973 Act, was not made
compensatable.
The BAA being a public statutory authority does not have power
to acquire property near an airport unless it could show that the
acquisition of the property was necessary for the proper performance
of its function.
COMPLAINTS
The applicant complains of the frequency of excessive noise
caused by landing or departing aircraft, the excessive noise levels
themselves and the lack of any adequate respite. He also complains
that British law, unlike that of other High Contracting States,
excludes civil remedies for nuisance irrespective of the degree of
loss or damage sustained. He invokes Articles 6 para. 1, 8 para. 1
and 13 of the Convention and Article 1 of Protocol No. 1.
PROCEEDINGS BEFORE THE COMMISSION
The application was first registered on behalf of the
Federation of Heathrow Anti-Noise Groups (FHANG) only, as initially no
details about the situation of individual applicants were not
submitted.
Statements concerning Mr Rayner, as an individual applicant,
were submitted by FHANG on 11 October 1982.
On 15 March 1984 the Commission rejected FHANG's complaint and
communicated the complaints of three individual applicants, including
Mr Rayner, to the respondent Government for observations on their
admissibility and merits. The observations were submitted on
21 September 1984 and the applicants' reply on 18 February 1985. On
13 May 1985 the Commission decided to deal separately with the three
applications and to hold an oral hearing in the case of Mr Baggs. On
16 October 1985 the Commission declared Mr Baggs' application partly
admissible in so far as it raises issues under Articles 8 and 13 of
the Convention and Article 1 of Protocol No. 1. On 17 October 1985
Mr Powell's application was declared partly admissible in so far as a
violation of Article 13 of the Convention is alleged.
SUMMARY OF THE PARTIES' SUBMISSIONS
A. The respondent Government
1. On the facts
The number of people living in 1984 within the 60 NNI contour
was, according to the respondent Government, 10,000. It is, however,
considered that in 1984 only 1,500 people around Heathrow Airport
experienced a noise exposure equal to or more than that of the
applicant.
It is submitted that the northern runway is normally only used
when the southern runway is unserviceable, owing for example to
maintenance, much of which has to take place at night. The applicant
would not therefore normally be overflown at night. The number of
direct overflights he was likely to have experienced at the night
restriction period, i.e. from 23.30 to 06.00 hours, averaged over the
last twelve months (i.e. November 1984 - November 1985), was two.
The noise levels at night are likely to be the same as during
daytime except for the B 747 because a lower maximum noise limit is in
force at Heathrow Airport at night. The average noise level of B 747s
at night over the applicant's property would therefore be of the order
of 103.4 PNdB (instead of 111.3 PNdB during the daytime).
The average height (in feet) of arriving aircraft over the
applicant's property is 450, while departures vary according to
aircraft type:
4 engined aircraft (B 747) 1,235
3 engined aircraft (L 1011 and DC 10) 1,630
2 engined aircraft 2,027 - 2365.
The alleged heights indicated by the applicant were based on the
erroneous information that his property is approximately five
kilometres from the start of roll while the exact distance is six
kilometres.
If the insulation of the applicant's home was in accordance
with the standards set up in connection with noise insulation grant
schemes then the level of insulation should be 40 dB and the noise
levels inside an insulated room should be reduced to one-sixteenth the
outside noise level. But even if there was no sound insulation the
probability of being woken by aircraft noise was limited to once every
three nights.
Finally it is pointed out that the applicant took up residence
at Colnbrook in 1961 when Heathrow was already a major international
airport, scheduled jet movements having commenced in 1958 and the
number of air movements being in excess of 150,000 per annum. Also,
there was no evidence that the noise climate made the applicant's
property unsaleable or incapable of being sold at a realistic price.
2. On the merits
(a) As to Article 8 of the Convention
In the submission of the Government, while the scope of
Article 8 is wide, the Article could not on its proper construction be
extended to provide guarantees against any act which directly or
indirectly affects a person's comfort or enjoyment of his private or
home life. Still less could the Article be interpreted as requiring a
State to take positive steps to prevent or control the activities of
non-Governmental bodies or private individuals which incidentally
have, or may have, this effect.
Even if, contrary to the Government's contention,
unintentional disturbance to the comfort of home and family life was
properly to be regarded as falling within the scope of the protection
afforded by Article 8, it was clear that not all such disturbance could
give rise to an issue under the Article. The right guaranteed by
Article 8 was a right to respect: the obligation of respect imposed on
the State by the Article could not in any event be interpreted as
requiring the State to take all possible measures, irrespective of the
requirement of the public interest, so as to prevent or control
activities which might detrimentally affect the quality of an
individual's home or family life. Where, as in the present case,
complaint was made of failure by the State to secure the right to
respect by preventing or controlling the detrimental effect of noise
nuisance, the Convention required the striking of a balance between
the competing demands or interests of the individual and of society as
a whole.
In striking this balance, it was necessary to have regard in
any given case not merely to the nature and scope of the measures taken
to prevent or control the interference of which complaint is made but
also to the severity of the particular interference itself.
Even if aircraft noise could give rise to an issue under Article 8
of the Convention, there had on the facts of the present case been no
failure on the part of the Government to accord or secure the right of
the present applicant to respect for his private or family life or his
home, in view of
- the steps taken by the Government to strike a balance between the
public interest in the safe and efficient operation of a major
international airport and the private interests of those living in
the immediate vicinity of the airport;
- the situation of the applicant which was not comparable in
severity to that of the applicant in the Arrondelle case;
- the extent to which it is open to the individual concerned to
escape from the noise nuisance.
As regards the latter point it is submitted that the present
applicant's property is neither unsaleable nor even incapable of being
sold at a realistic market price.
If, contrary to the primary contention, noise disturbance from
aircraft using Heathrow Airport could give rise to any relevant
interference with the rights of the applicant under Article 8, such
interference was justified under paragraph 2 of the Article.
Noise disturbance from aircraft on landing and taking off from
an airport was an inevitable consequence of the operation of an
airport. The operation of Heathrow Airport, and the noise which
inevitably accompanied the provision of the airport facilities at
Heathrow, were plainly "in accordance with the law" for the purposes
of Article 8 para. 2: the Airport was at all stages constructed and
developed in accordance with the relevant planning requirements and
its operation is carried on by the BAA pursuant to statutory powers
conferred by the Airports Authority Act 1975. The operating
(including the noise levels) of aircraft using the Airport was
similarly strictly governed by legislative provisions and was likewise
"in accordance with the law" for the purposes of Article 8 para. 2 of
the Convention.
In so far as the noise disturbance from aircraft constituted a
relevant interference with the rights of the present applicant at all,
it was an interference which was necessary in a democratic society in
the interests of the economic well-being of the United Kingdom and for
the protection of the rights and freedoms of others. The provision of
rapid means of travel and communication was of vital importance to the
economic well-being of a modern democratic society and an essential
element in this was the availability of adequate airport facilities
close to the main commercial and industrial cities of the country.
The economic importance of the two main London Airports had been
established and confirmed by a series of studies and reports relating
to airport development and strategy.
Not only was Heathrow the United Kingdom's leading port in the
value of visible trade but the Airport played a central role in the
very substantial "invisible" earnings from overseas visitors to the
United Kingdom; in addition, the Airport provided direct and indirect
employment for many thousands of people as well as contributing
substantially to the local economy through rates and rents.
In providing such airport facilities, with the consequent
detrimental effects on the environment, the Government had not
exceeded any relevant principle of proportionality, in that all
reasonable and practicable measures had been and were being taken to
reduce, and to minimise the effects of, aircraft noise.
(b) As to Article 1 of Protocol No. 1
This provision was not concerned with peacefulness in its
literal sense, but with unjustified or arbitrary interference with a
person's title to, or right to possess, use or otherwise deal with,
his own property, whether movable or immovable. The concept of
peaceful enjoyment of possessions in Article 1 could not, on its true
construction, be extended to provide guarantees against noise or other
environmental disturbance which, while affecting the comfort or
quality of life of an individual, has no effect on his title to, or
right to own, use or otherwise deal with, his property. In this
regard, the Government again emphasised that there was no evidence to
suggest that the detrimental effect of the aircraft noise was such as
to render the applicant's property unsaleable or incapable of being
sold at a realistic market price having regard to the price originally
paid for the property.
If, contrary to the primary contention, the applicant's
exposure to aircraft noise could and did constitute an interference
with his right to peaceful enjoyment of his property for the purposes
of the first sentence of Article 1, it did not follow that such
interference gave rise to a violation of the Article.
Having regard to the particular circumstances of the
applicant and to the extensive mesures taken by the Government to
reduce or control, and to abate the effect of, aircraft noise in the
vicinity of Heathrow Airport, the facts of the present application did
not disclose that the fair balance was upset between the protection of
the applicant's right of property and the requirements of the general
interest.
Even if exposure of an individual to aircraft noise could
constitute an interference with the applicant's right to peaceful
enjoyment of his possessions such interference did not amount to a
violation. Here again the notion of balance came into play and it
would be wrong to conclude that in all cases of an interference the
provision of compensation was a necessary ingredient of a fair balance
between public and private rights. A right to compensation could only
form a necessary ingredient in a fair balance if there was evidence
that the noise had rendered the property unsaleable or incapable of
being sold at a realistic price.
(c) As to Article 6 para. 1 of the Convention
Section 76 of the Civil Aviation Act 1982 was not arbitrary or
unreasonable. It did not restrict the applicant's right of access to
a court in respect of nuisance from aircraft noise so as to constitute
a denial of such right in breach of Article 6 para. 1. The section
was only applicable in so far as an aircraft was flying at a height
above the ground which is reasonable in all the circumstances of the
case and in so far as there has been no breach of any Air Navigation
Order including orders relating to the noise certification of
aircraft. Whether section 76 did afford a defence or not in any
individual case, was a matter for the domestic courts to determine.
There existed no procedural or substantive bars which would prevent a
plaintiff from invoking the jurisdiction of the court to test this
matter.
As in the case of section 141 of the Mental Health Act, the
effect of section 76 was in any event much more limited than might at
first sight appear. For an actionable private nuisance to arise at
common law, it was necessary to do more than merely show an
interference with the plaintiff's use and enjoyment of his land. A
plaintiff had additionally to establish that the interference was
unreasonable. What is reasonable depended on all the circumstances of
the case, including such matters as the location of the land in
question and the nature and manner of performance of the activity
causing the nuisance.
Thus even apart from section 76, the prospect of an owner of
property near to an airport successfully establishing a case in noise
nuisance against an airline operator in the absence of evidence that
the operator flew unreasonably low, or in breach of the relevant
statutory regulations, was a very remote prospect. The limitations on
the liability of airline operators imposed by the operation of
section 76 CAA, did not, therefore, impair the essence of the
applicant's right to a court or transgress the principle of
proportionality in breach of Article 6 para. 1 of the Convention.
(d) As to Article 13 of the Convention
The primary contention is that the applicant's claims do not
fall within the scope of the Convention and that accordingly Article 13
is inapplicable.
If, however, Article 13 was applicable its requirements were
satisfied. It was true that the remedies available to the applicant
to complain about and to seek redress for the general noise climate,
which he experiences on his property, were very limited. In so far as
he was able to show that a particular airline operator had flown at a
height that was unreasonable in all the circumstances, or had flown in
breach of the provisions of any air navigation order, he would of
course have his normal remedy against the airline operator in court
proceedings based in nuisance and/or in trespass. The remedy might
take the form of an action for damages or, in the event of repeated
infringements, an injunction to restrain the operator from continuing
to fly in such a manner. And the applicant would be entitled to test
in court whether the airline operator in question did fly unreasonably
low or in breach of any relevant Air Navigation Order.
In addition, in the event that the applicant were able to show
that the Secretary of State had failed to enforce the statutory
requirements imposed by him under the Civil Aviation Act to reduce and
control aircraft noise, he would probably also have the remedy by way
of mandamus to compel the Secretary of State to ensure compliance with
the statutory requirements.
Apart from these limited categories of cases, the applicant
would, at present, have no remedy whereby he could complain about
noise nuisance and obtain redress, there being no relevant
development, in his case, which would enable him to claim compensation
under the Land Compensation Act 1973.
In this context it is pointed out that the approach in the
United Kingdom - in common with a number of States in Europe and
elsewhere - to the problems of aircraft noise has in general been to
endeavour to reduce and control the noise and to mitigate its effect,
rather than to provide concrete remedies. It is sought to achieve
this end by a succession of measures which have had, and it is hoped
will continue to have, the desired effect of generally improving the
noise climate around airports, noise certification, night
restrictions, minimum noise routes, noise-related charges and
substantial noise insulation grants.
While it is accepted that certain States have gone further and
have already introduced some system of compulsory acquisition of
noise-affected property, it is clear from a survey of measures dealing
with noise problems at airports, which was prepared by the
International Civil Aviation Organisation (ICAO), that such a system is
by no means universal, either in Europe or elsewhere.
Notwithstanding the absence of such a measure, the admittedly
limited remedies available to the applicant, combined with the
extensive measures in force in the United Kingdom to control and abate
noise nuisance and to mitigate its effect, did satisfy the
requirements of Article 13 of the Convention, in so far as that Article
was applicable.
B. The applicant
1. On the facts
According to a recent report of the Scientific Services Branch
(SSB) Noise Group, submitted by the applicant, the applicant's
property is regularly overflown at night, the average number of
landing aircraft being one and three for departing aircraft. There
are consequently one or two events on any one night giving rise to a
maximum noise level of more than 90 dB, and inhabitants are likely
to be woken by aircraft once every other night.
The applicant points out that his property is nearly as close
to the end of the northern runway as is the property of the applicant
Baggs to the end of the southern runway. The two runways are only a
kilometre apart, so that his property is also affected by aircraft
using the southern runway, in particular aircraft heading for the
Burnham route passing near his property.
The height of aircraft varies considerably according to
weight, weather, wind velocity, temperature etc. The average height
of arriving aircraft is indicated to be 300 ft. and of departing
aircraft between 700 and 1,600 ft.
It is alleged to be quite common for aircraft to be landing
every one-and-a-half minutes for long periods of time. The pattern
for take-off can vary but regular take-offs continue at this sort of
frequency for several hours. Therefore, in all the circumstances,
noise exposure from 50 NNI to the airport is, in the applicant's
submission, unacceptable. The Government's allegations on the effects
of noise insulation are considered to be unrealistic. Sound
insulation only provides partial reduction of noise with normal
conversation and listening to radio or television remaining affected.
Also, it provided of course no relief with regard to all outdoor
activities.
According to the applicant, some 78,850 people live within
the 60 NNI contour, relating to an approximate total of 29,600
residential units of occupation. Unlike the applicant Baggs, the
present applicant does not wish to be bought out. His family has
farmed in the area for generations and he does not want to move. He
has never put the property on the market and to that extent has not
personally been a victim of the non-appreciation in property values
complained of by Mr Baggs. He considers, however, that if he were to
try to sell his property the sale price would have to be low.
2. On the merits
(a) As to Article 8 of the Convention and Article 1
of Protocol No. 1
The disturbance complained of is, according to the applicant,
intentional because it arises as the direct result of a decision made
by the respondent Government with full knowledge of the injurious
effects on him and others in identical circumstances.
He denies that the noise abatement measures so far taken
strike a balance between public and private interest. The lack of
compensation had an entirely disproportionate effect on a few
individuals. The cost to the BAA could be spread among the millions
of users at Heathrow. At present, the burden fell on the relatively
small number of people living in such proximity to the runways that
they suffer a nuisance, and not a mere inconvenience, from the noise.
(b) As to Articles 6 para. 1 and 13 of the Convention
The statutory remedies referred to by the Government are, in
the applicant's submissions, illusory and have no practical relevance
in his particular circumstances.
He argues that the Commission's decisions of 16 and 17 October
1985 in the parallel and disjoined cases Baggs and Powell v. the
United Kingdom (also registered under Application No. 9310/81) are
based on a misunderstanding of the English law in so far as they
declare the complaints under Article 6 para. 1 to be manifestly ill-
founded. Citing various decisions of English courts he submits that
in English law a plaintiff normally can sue in nuisance for
unreasonable noise levels. Only the statute bar of section 76 CAA
prevented him from invoking this right. Similar to the Ashingdane
case, where the bar did not arise from the plaintiff's status but from
the immunity of the Secretary of State and the Area Health Authority,
an individual wishing to sue in nuisance on account of unreasonable
levels of aircraft noise is not prevented from doing so by virtue of
his status but by virtue of the immunity conferred on the BAA and
airline operators according to section 76 CAA. The immunity is
defined in terms of facts (flight of aircraft at a reasonable height)
but obviously confers immunity on the persons or bodies legally
responsible for such flights, just as the Mental Health Act conferred
immunity on persons otherwise legally responsible for their actions.
Allowing individuals to sue in nuisance would not open the
door to vexatious litigation but would provide an effective remedy.
To sue in nuisance one would have to prove unreasonable user. The
running of an airport is, however, not as such, unreasonable user. It
would therefore be necessary to show that noise levels were
unreasonable even given the fact of proximity to an airport. If the
Government and the British Airports Authority had done all they could
by means, for example, of regulating night take-offs and landings,
effective noise monitoring and insulation grants etc., then no
plaintiff would ever succeed.
In any event whether section 76 CAA 1982 was regarded as a bar
to jurisdiction or as a limit of a cause of action, it had the effect
of depriving him of a determination of his case on the merits.
Therefore the very essence of the right to a court, as guaranteed by
Article 6 para. 1, was impaired. As he had no effective remedy to
complain about noise nuisance, Article 13 was likewise violated.
THE LAW
1. The applicant complains of noise and vibration nuisance caused
by air traffic at Heathrow Airport. In addition he complains that
section 76 Civil Aviation Act (CAA) 1982 prevents him from raising his
complaint before a national court.
2. The Commission has already held in the Arrondelle case (No.
7889/77, Dec. 15.7.80, D.R. 19, p. 186) that the United Kingdom is
answerable under the Convention with regard to a complaint on aircraft
noise in the vicinity of British airports because it is a State body,
namely the British Airports Authority (BAA) which is responsible for
the planning and construction of civil airports. In addition air
traffic is regulated by legislation, the Civil Aviation Act (CAA)
1982.
3. The applicant complains of a continuing situation with regard
to which, uncontestably, no specific remedy exists under British law.
The applicant can, in these circumstances, be considered to have
complied with the condition of Article 26 of the Convention.
4. The applicant first invoked Article 8 of the Convention. He
submits that the noise nuisance complained of constitutes an
interference with the right to respect of his private life and of
his home.
The Commission considers that Article 8 para. 1 of the
Convention which guarantees this right cannot be interpreted so as to
apply only with regard to direct measures taken by the authorities
against the privacy and/or home of an individual. It may also cover
indirect intrusions which are unavoidable consequences of measures not
at all directed against private individuals. In this context it has
to be noted that a State has not only to respect but also to protect
the rights guaranteed by Article 8 para. 1 (see Eur. Court H.R.,
Marckx judgment of 13 June 1979, Series A No. 31, para. 31).
Considerable noise nuisance can undoubtedly affect the physical
well-being of a person and thus interfere with his private life. It
may also deprive a person of the possibility of enjoying the amenities
of his home. In the present case the 60 NNI contour within which the
applicant is living is uncontestedly an area in which, due to
substantial noise nuisance, new housing developments are not
permitted. The average noise level of aircraft overflying the
applicant's home attains, according to the respondent Government's
admissions, peaks of about 110 PNdB. It can be deduced from the
Department of Trade's Press Notice of 21 February 1978, that such
noise level is likely to awaken persons sleeping in an insulated room.
The Commission considers that in the given circumstances the
level of noise amounts to an interference with the above-mentioned
rights guaranteed by Article 8 para. 1.
5. It therefore remains to be examined whether the interference
is justified under para. 2 of the Article.
It is not in question that the operation of Heathrow Airport has a
legal basis. Furthermore, it cannot be doubted that the running of an
airport and the increasing use of jet aircraft are in the interest of
the economic well-being of a country and are also necessary in a
democratic society. It is essential for developing external and
internal trade by providing speedy means of transportation and it is
also an important factor for the development of tourism.
The interference with the applicant's right under Article 8
para. 1 is also proportionate to the legitimate aim connected with the
running of the airport. It is true that where a State is allowed to
restrict rights or freedoms guaranteed by the Convention, the
principle of proportionality may oblige it to make sure that such
restrictions do not create an unreasonable burden for the individual
concerned.
The Commission notes in this context that the United Kingdom
authorities have, according to the applicant's own submissions, taken
various measures to control and limit the noise nuisance connected
with the running of Heathrow Airport. In particular it has not been
disputed by the applicant that he qualified for a noise insulation
grant.
It has further to be noted that the applicant took up
residence at Poyle Park in 1961 while before he lived a little further
away from the airport and its northern runway, namely in the village
of Horton which is at present only within the 55 NNI contour. In 1961
jet aircraft were already in service. Also, the airport had already
expanded considerably. The applicant must therefore have realised
that he did not choose a very peaceful environment for his home. He
has not alleged that at the time he had no reason to expect further
expansion of air traffic increasing the noise level at his site, or
that he had no other choice than to take up residence at Poyle Park.
He thus took the risk of choosing a home in an environment which was
likely to deteriorate.
To this extent the case can be distinguished from the case of
the applicant Baggs who finished the construction of his home in 1950.
Furthermore, the present case is distinguishable from the
Baggs case in so far as the applicant Baggs is living within a
72.5 NNI contour where the maximum noise levels considerably exceed
those indicated for the present applicant's home. It has to be noted
in this context that the PndB scale is logarithmic, which means that
every increase of 10 represents a doubling of the loudness.
According to the applicant's own submissions an important
number of people live within the 60 NNI contour while uncontestedly
only very few people are exposed to the noise level the applicant
Baggs has to endure and which renders Mr Baggs' property practically
unsaleable. As the Convention does not in principle guarantee a right
to a peaceful environment, noise nuisance for which a Government can,
as in the present case, be held responsible, cannot be considered to
constitute an unreasonable burden for the individuals concerned if
they have the possibility of moving elsewhere without substantial
difficulties and losses. The present applicant has himself stated in
a letter of 5 February 1985 submitted with his counsel's observations
of 18 February 1985 on admissibility and merits, that local demand for
houses was sufficient to ensure rapid sale. Although the sale of his
own property may, as he alleges, encounter certain difficulties there
is nothing to show that such difficulties, which are partly due to the
fact that the applicant's property is used for farming, are
insurmountable.
The Commission concludes that the circumstances of the present
case do not disclose that the applicant is subjected to a degree and
frequency of noise nuisance which would have to be considered
intolerable and exceptional compared with the situation of a large
number of people living within the vicinity of an airport. The
applicant's situation is not identical with that of the applicant
Baggs who cannot escape the noise nuisance without sacrificing his
house, because it is practically unsaleable. The interference
complained of is consequently not disproportionate to the legitimate
aim connected with the running of the airport. It follows that this
part of the application is manifestly ill-founded within the meaning
of Article 27 para. 2 of the Convention.
6. The applicant has further invoked Article 1 of Protocol No. 1
which guarantees the right to the peaceful enjoyment of possessions.
This provision is mainly concerned with the arbitrary confiscation of
property and does not, in principle, guarantee a right to the peaceful
enjoyment of possessions in a pleasant environment. It is true that
aircraft noise nuisance of considerable importance both as to level
and frequency may seriously affect the value of real property or even
render it unsaleable and thus amount to a partial taking of property.
However, the applicant has not submitted any evidence showing that the
value of his property was substantially diminished on the ground of
aircraft noise so as to constitute a disproportionate burden amounting
to a partial taking of property necessitating payment of compensation.
An examination by the Commission of this complaint does not
therefore disclose any appearance of a violation of Article 1 of
Protocol No. 1.
It follows that this part of the application is likewise
manifestly ill-founded within the meaning of Article 27 para. 2 of the
Convention.
7. The applicant has also alleged a violation of Article 6 of the
Convention on the ground that the Civil Aviation Act 1982 excludes a
right of action against trespass and nuisance by reason of the flight
of an aircraft over property and a right of action against nuisance by
reason of the noise or irritation caused by an aircraft or an
aerodrome.
The respondent Government consider that section 76 CAA does
not impair the very essence of a right to a court.
It is true that, according to the jurisprudence of the
European Court of Human Rights, any civil claim must be able to be
submitted to a court (Eur. Court H.R., Golder judgment of 21 February
1975, Series A No. 18, p. 18, para. 36). However Article 6 para. 1
does not impose requirements in respect of the nature and scope of the
relevant national law governing the "right" in question. Nor does the
Commission consider that it is, in principle, competent to determine
or review the substantive content of the civil law which ought to
obtain in the State Party any more than it could in respect of
substantive criminal law. As it has been stated in the Sporrong and
Lönnroth case:
"Whether a right is at all at issue in a particular case
depends primarily on the legal system of the State concerned.
It is true that the concept of a 'right' is itself autonomous
to some degree. Thus it is not decisive for the purposes of
Article 6 para. 1 that a given privilege or interest which exists in
a domestic legal system is not classified or described as a
'right' by that system. However, it is clear that the
Convention organs could not create by way of interpretation
of Article 6 para. 1 a substantive right which has no legal basis
whatsoever in the State concerned." (Comm. Report 8.10.80,
para. 150; see also No. 8282/78, Dec. 14.7.80, D.R. 21, p. 109;
Kaplan v. the United Kingdom, Comm. Report 17.7.80, D.R. 21,
para. 134.)
Unlike in the cases so far considered by the Commission (see
No. 7443/76, Dec. 10.12.76, D.R. 8, para. 216; Nos. 10096/82 and
10475/83, both of 9.10.84) and the European Court of Human Rights (see
Ashingdane judgment of 28 May 1985, Series A No. 93) the provision in
section 76 CAA does not confer an immunity from liability in respect
of actions of certain and distinct groups of persons (such as
soldiers or mental health patients as in the cases cited) but excludes
generally any action in respect of trespass or nuisance caused by
Application No. 9310/81
Richard POWELL
and
Michael RAYNER
against
the UNITED KINGDOM
REPORT OF THE COMMISSION
(adopted on 19 January 1989)
- i -
9310/81
TABLE OF CONTENTS
page
I. INTRODUCTION (paras. 1-17) ............................ 1-3
A. The application (paras. 2-4) ...................... 1
B. The proceedings (paras. 5-12) ..................... 1-3
C. The present Report (paras. 13-17) ................. 3
II. ESTABLISHMENT OF THE FACTS (paras. 18-30) ............. 4-6
A. The particular circumstances of the case
(paras. 18-21) .................................... 4
B. The relevant domestic law and practice
(paras. 22-30) .................................... 4-6
III. SUBMISSIONS OF THE PARTIES (paras. 31-43) ............. 7-10
A. The applicants (paras. 31-38) ..................... 7-8
B. The Government (paras. 39-43) ..................... 9-10
IV. OPINION OF THE COMMISSION (paras. 44-66) .............. 11-17
A. Points at issue (para. 44) ........................ 11
B. General considerations (paras. 45-47) ............. 11-13
C. The present case (paras. 48-62) ................... 13-17
a) Article 13 of the Convention as regards the
claim under Article 1 of Protocol No. 1
(paras. 51-52) ................................. 14
Conclusion (para. 52) .......................... 14
b) Article 13 of the Convention as regards the
claim under Article 6 para. 1 (paras. 53-55) ... 14-15
Conclusion (para. 55) .......................... 15
c) Article 13 of the Convention as regards the
claim under Article 8 (paras. 56-62) ........... 15-17
- ii -
9310/81
page
aa) The first applicant (paras. 56-57) ........ 15
Conclusion (para. 57) ..................... 15
bb) The second applicant (paras. 58-62) ....... 15-17
Conclusion (para. 62) ..................... 17
D. Recapitulation (paras. 63-66) ..................... 17
APPENDIX I History of the proceedings
before the Commission ......................... 18-19
APPENDIX II Decision on the admissibility
of Mr. Powell's application ................... 20
APPENDIX III Decision on the admissibility
of Mr. Rayner's application ................... 37
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights and of the procedure before the
Commission.
A. The application
2. The applicants, Mr. R. Powell and Mr. M. Rayner, are United
Kingdom citizens, born in 1928 and 1938 respectively. The first
applicant is a businessman who lives in Esher, Surrey. The second
applicant is a farmer who lives and farms in Colnbrook, Slough,
Berkshire. They are committee members of the Federation of Heathrow
Anti-Noise Groups, whose aim is to contain and improve the noise
environment at Heathrow Airport, which is near the homes of both
applicants.
3. The applicants were represented before the Commission by Miss
F. Hampson, LL.B., who succeeded Mr. N.C. Walsh, Solicitor, Messrs.
Blaker, Son and Young, Solicitors, Lewes, East Sussex. The Government
were represented by their Agents, Mrs. A. Glover, succeeded by Miss
E.S. Wilmshurst and Mr. M.C. Wood, all of the Foreign and Commonwealth
Office.
4. The application was originally lodged together with two other
parties, the Federation of Heathrow Anti-Noise Groups, and Mr. F. Baggs.
All the applicants complained originally of the excessive noise levels
generated by landing or departing aircraft at Heathrow Airport and
alleged violations of Articles 6 para. 1, 8 and 13 of the Convention
and Article 1 of Protocol No. 1 to the Convention. The Commission
rejected the case of the Federation in a partial decision of 15 March
1984. The part of the case brought by Mr. Baggs was settled between
the parties, resulting in a Report of the Commission pursuant to
Article 30 of the Convention, adopted on 8 July 1987. The complaints
of MM. Powell and Rayner concerning Articles 6 para. 1 and 8 of the
Convention and Article 1 of Protocol No. 1 were rejected in the
Commission's decisions on admissibility dated 17 October 1985 and 16
July 1986 respectively. In those latter decisions the Commission also
declared admissible the applicants' identical complaint under Article
13 of the Convention, namely, that they had no effective remedy at
their disposal for their substantive grievance about the noise
nuisance created by Heathrow Airport and its effects on the
environment of their homes nearby. This is the subject of the present
Report.
B. The proceedings
5. The application was introduced on 31 December 1980 and
registered on 23 March 1981.
6. On 20 September 1982 the Rapporteur, pursuant to Rule 42 para.
2 (a) of the Commission's Rules of Procedure, requested further
information from the applicants concerning factual circumstances. This
information was submitted on 11 October and 30 November 1982. On
15 March 1984 the Commission decided, in accordance with Rule 42 para.
2 (b) of its Rules of Procedure, to give notice of the application to
the respondent Government and to invite them to present their
observations in writing on the admissibility and merits of the
application.
7. The Government submitted their observations on 21 September
1984. The applicants replied on 18 February 1985. On 13 May 1985 the
Commission decided to deal separately with the applicants and to
adjourn its consideration of the circumstances of MM. Powell and
Rayner, pending its examination of Mr. Baggs' part of the application.
A hearing on admissibility and merits was held in Mr. Baggs' case
on 16 October 1985. The Commission declared his case partially
admissible, following which, on 17 October 1985, Mr. Powell's
application concerning his complaint under Article 13 of the
Convention was declared admissible, the remainder of his complaints
being rejected. That same day the Commission also decided to request
further information, pursuant to Rule 42 para. 3 (a) of its Rules of
Procedure, from the Government and Mr. Rayner concerning his case. The
Government submitted their further observations and comments about Mr.
Rayner's case on 27 November 1985, 29 January 1986 and 2 July 1986,
which were exchanged with the responses of Mr. Rayner's representative
in letters dated 9 December 1985, 7 January 1986 and 22 and 24 April
1986. The Commission further considered the admissibility of Mr.
Rayner's case on 16 July 1986 and declared it admissible as regards
his Article 13 complaint, the remainder of his claims being rejected.
8. In the meantime, on 1 April 1986 the parties were sent the
text of the Commission's decision on admissibility in Mr. Powell's
case and invited, pursuant to Rule 45 of the Commission's Rules of
Procedure, to submit any additional observations they wished to make
on its merits. The Government submitted their further observations on
29 July 1986, to which the applicants' representative replied on 1
September 1986 and 9 March 1987, the latter in respect of both Mr.
Rayner's and Mr. Powell's claims.
9. During these proceedings negotiations for a friendly
settlement of Mr. Baggs' part of the case were successfully conducted,
resulting in the adoption of a Report in accordance with Article 30 of
the Convention on 8 July 1987.
10. The Commission examined the merits of MM. Powell's and Rayner's
part of the application on 10 October 1987 and decided to adjourn the
matter pending the outcome of the case of Boyle and Rice v. the United
Kingdom, which had been referred to the European Court of Human Rights
on 18 July 1986, and concerned complex issues under Article 13 of the
Convention, albeit in relation to prison conditions. The Court gave
its judgment in that case on 27 April 1988. On 18 May 1988 the
applicants were invited to submit any comments they had on the
relevance of this judgment to their case. These comments were
submitted on 17 August and 28 October 1988. The Government responded
to the first of these submissions on 4 October 1988.
11. On 18 January 1989 the Commission again examined the merits of
the remaining case and took their final votes. On 19 January 1989 the
Commission adopted the text of the Report.
12. After declaring the case of MM. Powell and Rayner admissible,
the Commission, acting in accordance with Article 28 para. b of the
Convention, placed itself at the disposal of the parties with a view
to securing a friendly settlement of the case. In the light of the
parties' reaction, the Commission now finds that there is no basis
upon which a settlement can be reached.
C. The present Report
13. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes in plenary session, the following members being present:
MM. J.A. FROWEIN, Acting President
G. SPERDUTI
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.C. SOYER
H.G. SCHERMERS
H. DANELIUS
G. BATLINER
H. VANDENBERGHE
Mrs. G.H. THUNE
Sir Basil HALL
MM. F. MARTINEZ
C.L. ROZAKIS
Mrs. J. LIDDY
14. The text of this Report was adopted by the Commission on
20 January 1989 and is now transmitted to the Committee of Ministers
in accordance with Article 31 para. 2 of the Convention.
15. The purpose of the Report, pursuant to Article 31 para. 1 of
the Convention, is
1) to establish the facts, and
2) to state an opinion as to whether the facts found
disclose a breach by the State concerned of its
obligations under the Convention.
16. A schedule setting out the history of the proceedings before
the Commission is attached hereto as Appendix I and the Commission's
decisions on the admissibility of the application as Appendices II and
III.
17. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
18. The first applicant bought his house in Esher, Surrey, in
1957. The house is several miles from Heathrow Airport, but as of
1972 the area in which the house is situated became one of the flight
departure routes from Heathrow in operation about one third of the
year, particularly in the summer. In respect of aircraft noise
nuisance zones, the applicant's property is just within the 35 NNI
contour, considered to be a low noise nuisance rating. Half a million
other people live within this contour area.
19. NNI signifies the Noise and Number Index based on such factors
as the number of aircraft flights heard above a certain noise level
(80 PNdB, perceived noise decibels), flying in daytime during the busy
summer months. The NNI is part of the criteria applied in planning
controls, so that land within the 35-39 NNI contours may be used for
residential development, planning permission not being refused on
noise grounds alone. However land within the 40-50 NNI contours
(moderate noise annoyance zone) will not be given over to development
except for the infilling of existing built up areas, on condition that
the appropriate sound insulation is used. No development whatsoever
is permitted for land falling within the 60 NNI and over contours
(rated high noise nuisance zones). It is to be noted that the NNI
calculation reflects a logarithmic element in the PNdB scale, with the
result that every increase of 10 in that scale represents
approximately a doubling of the loudness.
20. In 1961 the second applicant took up residence of his home and
farm in Colnbrook, Slough, Berkshire. It is about one and a third
miles west of and in a direct line with Heathrow Airport's northern
runway. This property is within the 60 NNI contour, i.e. an area of
high noise annoyance for residents, and is regularly overflown during
daytime and to a more limited extent at night. About 1500 people
around Heathrow Airport experience a noise exposure equal to or more
than that of the second applicant.
21. Heathrow Airport has undergone major development and expansion
since the 1950's and the inauguration of jet aircraft. It now has
four terminals and is the leading United Kingdom airport, making an
important contribution to the country's economy. Various measures
have been taken to meet the big increase in air traffic and its
resultant noise nuisance. These measures include improvement of the
aircraft themselves, restrictions on night jet movements, continual
noise monitoring, the designation of minimum noise routes and the
creation of noise insulation grants.
B. The relevant domestic law and practice
22. It is agreed between the parties that the remedies available
under English law to the applicants for their complaints about airport
noise nuisance are limited.
23. Compensation for loss of value of houses and land from airport
noise is envisaged by the Land Compensation Act 1973 to meet problems
created by the environmental impact of new or altered public works.
However such compensation is tied to new or altered public works first
brought into use after 16 October 1969. Intensification of an
existing use (i.e. from works which had been first brought into use
before this date) is not compensateable. Consequently there is, for
example, no right under English law to limit the flow of traffic on
established roads or the use of other similar public facilities. Those
who live alongside existing facilities must expect the facility to be
used one day to its full extent. Thus the applicants would have no
claim for compensation under the Land Compensation Act 1973, there
being no relevant new or altered development in the case of Heathrow
Airport.
24. After the completion of the fourth Terminal at Heathrow,
Heathrow Airport Ltd (a subsidiary of the successor company, BAA plc,
to the British Airport Authority) drew up a Scheme for the purchase of
noise blighted properties close to Heathrow Airport. By this Scheme
the company was able to buy property severely affected by aircraft
noise at Heathrow (within the 65 NNI contour) where the owner had
acquired the property before 17 October 1969 and where he wished to
move but could not do so except at a deflated price. Claims had to be
made between 1 January 1987 and 31 December 1988. By virtue of the
contour limitation the applicants' property is excluded from the
Scheme.
25. The Noise Abatement Act 1960 specifically exempts aircraft
noise from its protection. The liability of aircraft operators in
respect of actions for trespass and nuisance is further limited by
section 76 of the Civil Aviation Act 1982. Section 76(1) of the 1982
Act provides as follows:
"No action shall lie in respect of trespass or in respect
of nuisance, by reason only of the flight of an aircraft
over any property at a height above the ground which,
having regard to wind, weather and all the circumstances
of the case is reasonable, or the ordinary incidents of
such flight, so long as the provisions of any Air
Navigation Order or of any Orders under section 62 above
have been duly complied with and there has been no breach
of section 81 below."
26. Section 76(2) of the 1982 Act goes on to provide for strict
liability (i.e. liability without proof of negligence or intention)
where material loss or damage to any person or property on land or
water is caused by, inter alia, an aircraft in flight or an object
falling from an aircraft.
27. The provisions of section 76 are directly comparable to those
in the Rome Convention on Damage Caused by Foreign Aircraft to Third
Parties on the Surface 1952 ("the Rome Convention"). Article 1 of the
Rome Convention (the parties to which include Belgium, Luxembourg,
Italy and Spain as well as many other countries outside Europe)
provides as follows:
"Any person who suffers damage on the surface shall,
upon proof only that damage was caused by an aircraft
in flight or by any person or thing falling therefrom,
be entitled to compensation as provided by this
Convention. Nevertheless there shall be no right to
compensation if the damage is not a direct consequence
of the incident giving rise thereto, or if the damage
results from the mere fact of passage of the aircraft
through the airspace in conformity with existing air
traffic regulations."
28. However section 76(1) does not exclude all liability on the
part of aircraft operators for trespass and nuisance caused by
aircraft in flight. In the first place, the exemption only applies in
respect of aircraft flying at a reasonable height above the ground.
What is reasonable is a question of fact depending on all the relevant
circumstances which would include not merely the factors of weather
specifically referred to in the section, but such matters as the size,
speed and noise of the aircraft in question. Secondly, before the
exemption applies, there must be compliance with the statutory
provisions referred to in section 76(1) itself. In practice, this
means the provisions of the Air Navigation Order 1980, the Air
Navigation (General) Regulations 1981, the Rules of the Air and Air
Traffic Control Regulations 1981 and, especially important in the
present context, the Air Navigation (Noise Certification) Order 1979.
Thus, if, for example, an aircraft flies overloaded or otherwise than
in accordance with a relevant Noise Certificate, its operator will not
be entitled to rely upon the section as a defence to any action for
trespass or nuisance.
29. In other words, if the applicants were able to show that a
particular airline operator had flown at an height that was
unreasonable in all the circumstances, or had flown in breach of the
provisions of any air navigation order, they might have a remedy
against that operator in civil court proceedings based on nuisance
and/or trespass. The remedy might take the form of an action for
damages or, in the event of repeated infringements, an injunction to
restrain the operator from continuing to fly in such a manner. The
applicants have no remedy for noise nuisance emanating from flights
observing a reasonable height and other aviation regulations.
30. Finally, in the event that the applicants were able to show
that the Secretary of State had failed to enforce the statutory
requirements imposed by him under the Civil Aviation Act to reduce and
control aircraft noise a possible action might lie in mandamus to
compel the Secretary of State to ensure compliance with those
requirements.
III. SUBMISSIONS OF THE PARTIES
A. The applicants
31. The applicants complain in relation to Article 13 of the
Convention that they consider themselves to be victims of excessive
noise levels emanating from Heathrow Airport which seriously interfere
with their private and family lives, ensured by Article 8 of the
Convention. However there is no domestic forum capable of providing a
remedy to the alleged violation of their Article 8 rights. Nor is
there any domestic authority satisfying Article 13 of the Convention
which can deal with the applicants' claim under Article 6 para. 1 of
the Convention that they are denied access to court in respect of
their civil rights.
32. The applicants refer to the judgment of the European Court of
Human Rights in the case of Boyle and Rice confirming its earlier
case-law that "the existence of an actual breach of another provision
of the Convention (a "substantive provision") is not a prerequisite
for the application" of Article 13 of the Convention. However an
applicant must show that he has an arguable claim of a violation of
such a substantive provision before he can challenge the absence of
remedies under Article 13. The Court has declined to lay down any
criteria as to what may be an arguable claim. Such a claim is not
simply a matter falling within the scope of a substantive Article, nor
must it necessarily be a prima facie, admissible issue, for, as the
Court made it clear, arguable "does not mean ... that the Court must
hold a claim to be excluded from the operation of Article 13 if the
Commission has previously declared it manifestly ill-founded under the
substantive Article". Nevertheless, the Commission's Decision on
Admissibility provides "significant pointers as to the arguable
character of the claims for the purposes of Article 13". Thus whether
a claim is arguable depends on the "particular facts and the nature of
the legal issue or issues raised" (Eur. Court H.R., Boyle and Rice
judgment of 27 April 1988, paras. 52-55).
33. Following this approach of the Court the applicants submit
that they have arguable claims under Articles 8 and 6 para. 1 of the
Convention, for which no remedy was available, contrary to Article 13
of the Convention.
34. As regards their claim under Article 8 of the Convention, the
applicants point out that the Commission examined in some depth the
justification for the alleged interference with the applicants'
private lives and homes caused by airport noise nuisance. In the
Rayner case, in particular, the Commission found a clear interference
with the applicant's Article 8 rights which necessitated a careful
examination of these issues under Article 8 para. 2 of the Convention.
The applicants submit that they have an arguable claim that the
interference with their private lives and homes was not justified:
The applicants were established in their homes before 1961, after
which the noise nuisance from Heathrow Airport dramatically increased
with the construction of Terminals 3 and 4. Noise insulation grants
are an ineffective way of mitigating noise nuisance, particularly for
people like Mr. Rayner living within the 60 NNI contour, who are still
disturbed by aircraft noise despite such insulation. Furthermore the
Government's setting of PNdB levels and flight quotas is also
ineffective because the Government do not enforce them and they are
regularly exceeded.
35. As regards the applicants' claim under Article 6 para. 1 of
the Convention, the applicants submit that the Commission's Decisions
on Admissibility are misconceived. They aver that compensation for
damage caused by noise nuisance is a matter of civil rights and
obligations falling within the scope of this provision of the
Convention, but access to this civil suit is barred in respect of
aircraft noise nuisance by section 76 of the Civil Aviation Act 1982.
The applicants contend that, arguably, this limitation on noise
nuisance claims reduces their "right to a court", having regard to the
rule of law in a democratic society, to such an extent as to impair
the very essence of their normal civil rights against noise nuisance
(cf. Eur. Court H.R., Ashingdane judgment of 28 May 1985, Series A no.
93, p. 24, para. 57). But for the statute bar of section 76 of the
1982 Act Mr. Powell would have an arguable case in nuisance and/or
trespass against the Heathrow Airport authorities that the noise
levels caused by aircraft are unreasonable, depending on the
definition given by domestic courts to the notion of reasonable. Mr.
Rayner would have near certain success in such a suit because he can
show that the Government do not enforce their own PNdB and quota
limitations for night take-offs and landings. The applicants submit,
therefore, that they have established an arguable case of a denial of
their right of access to court by virtue of the statute bar which does
not pursue a legitimate aim, or represent a proportionate pursuit of
whatever aim the Government might put forward.
36. Having established that they have arguable claims that their
rights under Articles 8 and 6 have been violated, the applicants
contend that Article 13 is, therefore, applicable to their
complaints. As the Commission acknowledged in the Decision on
Admissibility of Mr. Rayner's case, no specific remedy exists under
British law for these complaints. The Government have all but
conceded this fact. Accordingly the applicants conclude that there is
a violation of Article 13 of the Convention in their case.
37. In sum, it is submitted on behalf of the applicants that Mr.
Rayner clearly has an arguable claim that he is the victim of
violations of Articles 8 and 6 of the Convention. There is no
national authority before which he can bring such a claim, this in
itself representing a violation of Article 13. The same arguments
apply to the case of Mr. Powell, but the degree of interference in his
right to respect for his private life is less than that suffered by
Mr. Rayner, and the chance of his being able to sue successfully in
nuisance and/or trespass, in the absence of the statute bar, is also
less. He therefore has an arguable claim under both Articles 8 and 6
but it is "less arguable" than that of Mr. Rayner.
38. Consequently the applicants would ask the Commission to find
that either or both has an arguable claim that their rights under
Articles 8 and 6 of the Convention have been violated. They repeat
that the lack of any national authority before which they can bring
such an arguable claim itself represents a violation of Article 13.
B. The Government
39. The Government submit, first, that Article 13 is not
applicable to the applicants' claim of a breach of Article 6 para. 1
of the Convention. Secondly, the applicants have no arguable claim to
be victims of a violation of the rights set out in Article 8 of the
Convention and Article 1 of Protocol No. 1 to the Convention and,
thirdly, in any event, the aggregate of remedies provided for under
domestic law satisfies the requirements of Article 13 in the present
case.
40. As regards the first submission, the Government state that
since the Commission rejected the applicants' Article 6 claim of a
denial of access to court, no separate issue arises under Article 13
of the Convention whose requirements are less strict and are absorbed
by the former (Eur. Court H.R., Silver and Others judgment of 25 March
1983, Series A no. 61, p. 41, para. 110). Alternatively, the
applicants have no arguable claim under Article 6 para. 1 of the
Convention or are unable to claim an Article 13 remedy against
legislation (i.e. section 76 of the Civil Aviation Act 1982) which is
allegedly not in conformity with the Convention (loc. cit. para. 113
and Eur. Court H.R., James and Others judgment of 21 February 1986,
Series A no. 98, p. 47, para. 85).
41. As regards the second submission, the Government contend that
the applicants have no arguable claim under Article 8 of the
Convention since any interference with their rights under the
provision was in the circumstances of their case fully justified under
paragraph 2 of the Article for the following reasons: The
construction of Heathrow Airport was lawful; it serves the economic
interests of the country and is necessary in a democratic society. Any
interference with the applicants' rights was proportionate to the
legitimate aim connected with running an airport and in Mr. Powell's
case, in particular, such interference was minimal as he lives in a
low noise nuisance area. As regards the claim under Article 1 of
Protocol No. 1, the applicants have no arguable claim that the noise
nuisance affected their property rights, for example, by diminishing
the value of their homes.
42. It is significant that the Commission declared the applicants'
complaints under Articles 6 and 8 and Article 1 of Protocol No. 1
inadmissible as being manifestly ill-founded, particularly in Mr.
Powell's case, where, as regards Article 8 of the Convention, for
example, the first applicant was unable to establish a clear
interference with his rights. The Government rely on the Court's
judgment in the case of Boyle and Rice, in which it was stated that
"on the ordinary meaning of words, it is difficult to conceive how a
claim that is 'manifestly ill-founded' can nevertheless be 'arguable',
and vice versa". Nevertheless, if the Commission's decision is not
decisive on this point, it provides "significant pointers as to the
arguable character of the claims for the purposes of Article 13" (Eur.
Court H.R., Boyle and Rice judgment of 27 April 1988, para. 54). In
these circumstances the Government consider that the applicants'
claims cannot be described as arguable and that, therefore, no
violation of Article 13 of the Convention has occurred in their case.
43. Finally, as regards the third submission, the Government
submit that, in any event, an aggregate of remedies exists which
satisfies Article 13 of the Convention in respect of the applicants'
claims: an action will lie in nuisance for aircraft flying in breach
of altitude and other aviation regulations when the defence provided
by section 76 of the Civil Aviation Act 1982 will not apply; a right
to compensation in certain circumstances exists under the Land
Compensation Act 1973 for loss of value of houses and land from
airport noise; there also exists a statutory scheme for the provision
of grants for the sound insulation of dwellings and there are
statutory requirements imposed and enforced by the Secretary of State
to reduce and control, and to mitigate the effect of, noise from
aircraft using Heathrow Airport.
IV. OPINION OF THE COMMISSION
A. Points at issue
44. The following are the points at issue in the present
application:
- whether the applicants had an effective remedy, pursuant to
Article 13 of the Convention, in respect of their complaint
that there has been an unjustified interference with their
property rights ensured by Article 1 of Protocol No. 1 to
the Convention;
- whether the applicants had an effective remedy, pursuant to
Article 13 of the Convention, in respect of their complaint
of a denial of access to court in the determination of their
civil rights, which access is inherently guaranteed by Article
6 para. 1 of the Convention;
- whether the applicants had an effective remedy, pursuant to
Article 13 of the Convention, in respect of their complaint of
an unjustified interference with the right to respect for
private life and home, ensured by Article 8 of the Convention.
B. General considerations
45. Article 13 of the Convention provides as follows:
"Everyone whose rights and freedoms as set forth in
this Convention are violated shall have an effective
remedy before a national authority notwithstanding that
the violation has been committed by persons acting in an
official capacity."
46. This provision has been interpreted in the following way by
the European Court of Human Rights in the case of Silver and Others:
"(a) where an individual has an arguable claim to be
the victim of a violation of the rights set forth in the
Convention, he should have a remedy before a national
authority in order both to have his claim decided and,
if appropriate, to obtain redress (see the ... Klass and
others judgment, Series A no. 28, p. 29, para. 64);
(b) the authority referred to in Article 13 may not
necessarily be a judicial authority but, if it is not,
its powers and the guarantees which it affords are
relevant in determining whether the remedy before it is
effective (ibid., p. 30, para. 67);
(c) although no single remedy may itself entirely satisfy
the requirements of Article 13, the aggregate of remedies
provided for under domestic law may do so (see, mutatis
mutandis, ... X v. the United Kingdom judgment, Series A
no. 46, p. 26, para. 60 and the Van Droogenbroeck judgment
of 24 June 1982, Series A no. 50, p. 32, para. 56);
(d) neither Article 13 nor the Convention in general lays
down for the Contracting States any given manner for ensuring
within their internal law the effective implementation of any
of the provisions of the Convention - for example, by
incorporating the Convention into domestic law (see the
Swedish Engine Drivers' Union judgment of 6 February 1976,
Series A no. 20, p. 18, para. 50).
It follows from the last-mentioned principle that the
application of Article 13 in a given case will depend
upon the manner in which the Contracting State concerned
has chosen to discharge its obligation under Article 1
directly to secure to anyone within its jurisdiction the
rights and freedoms set out in section I (see ... Ireland
v. the United Kingdom judgment, Series A no. 25, p. 91,
para. 239)."
(Eur. Court H.R., Silver and Others judgment of 25 March
1983, Series A no. 61, p. 42, para. 113)
47. In the present case the Commission has declared inadmissible
as being manifestly ill-founded the applicants' claims under Articles
6 and 8 of the Convention and Article 1 of Protocol No. 1, but
declared admissible their complaint of an absence of any effective
domestic remedy for these claims pursuant to Article 13 of the
Convention. The European Court of Human Rights in the case of Boyle
and Rice considered the relationship between a complaint which is
manifestly ill-founded, within the meaning of Article 27 para. 2 of
the Convention, and the notion of an arguable claim for the purposes
of Article 13 of the Convention as follows:
"Notwithstanding the terms of Article 13 read literally, the
existence of an actual breach of another provision of the
Convention (a 'substantive' provision) is not a prerequisite
for the application of the Article (see the Klass and Others
judgment of 6 September 1978, Series A no. 28, p. 29, para.
64). Article 13 guarantees the availability of a remedy at
national level to enforce - and hence to allege non-compliance
with - the substance of the Convention rights and freedoms
in whatever form they may happen to be secured in the domestic
legal order (see the Lithgow and Others judgment of 8 July
1986, Series A no. 102, p. 74, para. 205, and the authorities
cited there).
However, Article 13 cannot reasonably be interpreted so as to
require a remedy in domestic law in respect of any supposed
grievance under the Convention that an individual may have,
no matter how unmeritorious his complaint may be: the
grievance must be an arguable one in terms of the Convention
(see, as the most recent authority, the Leander judgment of
26 March 1987, Series A no. 116, p. 29, para. 77 (a)) ...
As the Court pointed out in its Airey judgment of 9 October
1979, rejection of a complaint as 'manifestly ill-founded'
amounts to a decision that 'there is not even a prima facie
case against the respondent State' (Series A no. 32, p. 10,
para. 18). On the ordinary meaning of the words, it is
difficult to conceive how a claim that is 'manifestly
ill-founded' can nevertheless be 'arguable', and vice versa.
This does not mean, however, that the Court must hold a
claim to be excluded from the operation of Article 13 if
the Commission has previously declared it manifestly
ill-founded under the substantive Article. The Commission's
decision declaring an application admissible determines the
scope of the case brought before the Court (see the Ireland
v. the United Kingdom judgment of 18 January 1978, Series A
no. 25, p. 63, para. 157). The Court is precluded from
reviewing on their merits under the relevant Article the
complaints rejected as manifestly ill-founded, but empowered
to entertain those complaints which the Commission has
declared admissible and which have been duly referred to
it. The Court is thus competent to take cognisance of all
questions of fact and of law arising in the context of the
complaints before it under Article 13 (ibid.), including the
arguability or not of the claims of violation of the
substantive provisions. In this connection, the Commission's
decision on the admissibility of the underlying claims and
the reasoning therein, whilst not being decisive, provide
significant pointers as to the arguable character of the
claims for the purposes of Article 13.
The Court does not think that it should give an abstract
definition of the notion of arguability. Rather it must
be determined, in the light of the particular facts and
the nature of the legal issue or issues raised, whether
each individual claim of violation forming the basis of
a complaint under Article 13 was arguable and, if so,
whether the requirements of Article 13 were met in
relation thereto."
(Eur. Court H.R., Boyle and Rice judgment of 27 April 1988
paras. 52-55).
C. The present case
48. The applicants submit that they have arguable claims of
breaches of Articles 6 and 8 of the Convention and, originally,
Article 1 of Protocol No. 1 to the Convention. From this flows their
contention that they have no effective domestic remedies, pursuant to
Article 13 of the Convention, for the determination of these claims.
49. The Government reply, inter alia, that in view of the
Commission's Decisions on Admissibility rejecting the applicants'
substantive complaints as manifestly ill-founded, within the meaning
of Article 27 para. 2 of the Convention, the applicants do not have
arguable claims under Articles 6 and 8 of the Convention and Article 1
of Protocol No. 1. Hence no violation of Article 13 of the Convention
is disclosed.
50. The Commission considers that the question whether a claim is
"arguable" must be determined in the light of the particular facts and
the nature of the legal issues raised (see last paragraph of citation
at para. 47 above).
a) Article 13 of the Convention as regards the claim
under Article 1 of Protocol No. 1
51. The Commission first notes that since it declared the
applicants' Article 13 complaint admissible the applicants no longer
maintain in their submissions on the merits that they have an arguable
claim under Article 1 of Protocol No. 1 to the Convention which would
require an effective domestic remedy. It also notes that in the
present case there was no evidence that the value of the applicants'
property has been substantially diminished or that their property has
been rendered unsaleable by aircraft noise. In the absence of any
interference with the applicants' property rights the Commission
declared inadmissible as being manifestly ill-founded the applicants'
complaints under Article 1 of Protocol No. 1. In these circumstances,
the Commission is of the opinion that the applicants do not have an
arguable claim under this provision. Consequently they are not
entitled to an effective domestic remedy under Article 13 of the
Convention in respect of their original allegations under Article 1 of
Protocol No. 1.
Conclusion
52. The Commission concludes, by a unanimous vote, that there has
been no violation of Article 13 of the Convention in relation to the
applicants' claim under Article 1 of Protocol No. 1 to the Convention.
b) Article 13 of the Convention as regards the claim
under Article 6 para. 1
53. The Commission refers to its Decisions on Admissibility in the
applicants' case in which it found that the applicants had no civil
right to compensation under English law for unreasonable noise
nuisance caused by aircraft, other than that caused by aircraft flying
in breach of aviation regulations. It also found that the applicants
had not been denied the right of access to a court in the
determination of their civil rights, a right implicitly guaranteed by
Article 6 para. 1 of the Convention. Accordingly it declared the
applicants' complaint of a breach of this provision manifestly
ill-founded within the meaning of Article 27 para. 2 of the
Convention.
54. Insofar as the applicants are still contending in their
submissions on the merits that they have been denied access to court
in the determination of their civil rights concerning noise nuisance,
contrary to Article 6 para. 1 of the Convention, and that this also
raises an issue of an effective remedy under Article 13, the
Commission agrees with the Government's view (see para. 40 above) that
no separate issue arises under the latter provision, whose
requirements are less strict and absorbed by the former, the lex
specialis in the matter (cf. Eur. Court H.R., Silver and Others
judgment of 25 March 1983, Series A no. 61, para. 110). Insofar as
the applicants' submissions may be read as a claim to a general right
to a court in all circumstances, a denial of which would allegedly
require an effective domestic remedy, this claim has no arguable basis
under any substantive provision of the Convention. Accordingly
Article 13 is not applicable to a claim of the latter kind. Finally,
insofar as the applicants apparently complain of the compatibility
with the Convention of section 76 of the Civil Aviation Act 1982, the
Commission recalls its constant case-law, confirmed by the Court, that
Article 13 of the Convention does not go so far as to guarantee a
remedy allowing a Contracting State's legislation to be challenged as
such (cf. Eur. Court H.R., James and Others judgment of 21 February
1986, Series A No. 98, p. 47, para. 85).
Conclusion
55. The Commission concludes, by a unanimous vote, that there has
been no violation of Article 13 of the Convention in relation to the
applicants' claim under Article 6 para. 1 of the Convention.
c) Article 13 of the Convention as regards the claim
under Article 8
aa) The first applicant
56. The Commission finds that the first applicant, Mr. Powell, has
no arguable claim of a breach of Article 8 of the Convention. It
notes that his home, along with the homes of half a million other
people, is in an area of low aircraft noise nuisance. His house in
Esher is situated several miles from Heathrow Airport, just within the
35 NNI contour. For this reason it was not clearly established that
there had been an interference with his right to respect for private
life or home within the meaning of Article 8 para. 1 of the
Convention. However the Commission recalls that, in its Decision on
Admissibility in his case, it left the question of interference open,
finding ample justification for any possible limitation on this right
in the second paragraph of Article 8 for the economic well-being of
the country. Hence the Commission declared this aspect of Mr.
Powell's case manifestly ill-founded. In these circumstances the
Commission is of the opinion that the first applicant does not have an
arguable claim under Article 8 of the Convention. Consequently he is
not entitled to an effective domestic remedy under Article 13 for his
allegations under the former provision.
Conclusion
57. The Commission concludes, by a vote of 15 to 1, that there has
been no violation of Article 13 of the Convention in relation to the
first applicant's claim under Article 8 of the Convention.
bb) The second applicant
58. The Commission finds that the second applicant, Mr. Rayner,
does have an arguable claim of a breach of Article 8 of the
Convention. It notes that his home and farm, which obliges him to be
outdoors much of his time, is one and one third miles from, and in the
direct line of one of Heathrow Airport's busy runways. This area is
considered to be a high noise nuisance zone, being within the 60 NNI
contour area. 60 NNI signifies a very much greater noise level than
that experienced by residents in the first applicant's 35 NNI contour
area, given the logarithmic element of the Noise and Number Index (see
para. 19 above). This nuisance is recognised by the State which, for
example, prohibits any further development in this area and the
Government concede that only about 1500 people around Heathrow Airport
experience a noise exposure equal to or more than that of the second
applicant. Mr. Rayner acquired his home before Heathrow Airport was
greatly expanded with the resultant major increase in aircraft
traffic. Whilst he has no desire to move away from the area he has
good reason, in the Commission's opinion, to complain of and seek
redress for the deterioration of the noise climate in his home
environment.
59. The Commission declared Mr. Rayner's Article 8 complaint
manifestly ill-founded, because, on balance, the clear interference
with his private life and home was considered necessary in a
democratic society for the economic well-being of the country. It is
implicit in the Commission's constant case-law that the term
"manifestly ill-founded" under Article 27 para. 2 of the Convention
extends further than the literal meaning of the word "manifestly"
would suggest at first reading. In certain cases, where the
Commission considers at an early stage in the proceedings that a prima
facie issue arises, it seeks the observations of the parties on
admissibility and merits. The Commission may then proceed to a full
examination of the facts and issues of a case, but nevertheless
finally reject the applicant's substantive claims as manifestly
ill-founded notwithstanding their "arguable" character. In such cases
the rejection of a claim under this head of inadmissibility amounts to
the following finding: after full information has been provided by
both parties, without the need of further formal investigation, it has
now become manifest that the claim of a breach of the Convention is
unfounded. Mr. Rayner's substantive claim under Article 8 of the
Convention was such a case. The careful consideration which had to be
given to this claim and the facts which gave rise to it lead the
Commission to the conclusion that it is an "arguable claim" for the
purposes of Article 13 of the Convention.
60. The next question to be determined is whether the second
applicant has an effective remedy under Article 13 of the Convention
to redress his Article 8 claim. The applicant submits that he has
not, whereas the Government contend that there is an aggregate of
satisfactory remedies available for aircraft noise nuisance: a civil
action in nuisance against aircraft operators who fail to abide by
flight regulations, a claim for compensation under the Land
Compensation Act 1973, sound insulation grants and State imposition
and enforcement of aircraft noise controls.
61. The Commission notes that no civil suit lies in nuisance for
the noise annoyance caused by aircraft flying in accordance with
aviation regulations even though that annoyance may be generally
recognised as high. Moreover for those like Mr. Rayner who acquired
property before a public utility, such as Heathrow Airport, was
expanded and used to maximum capacity, no right to compensation under
the Land Compensation Act 1973 is available. Sound insulation is not
wholly effective for people living within the high noise, 60 NNI
contour, like Mr. Rayner, and it seems that despite the noise controls
imposed by the Government a high level of aircraft noise is still to
be expected. In the particular circumstances of this case, the
Commission is of the opinion that none of these remedies could provide
adequate redress for the claim of Mr. Rayner under Article 8 of the
Convention. It finds, therefore, that the second applicant did not
have an effective remedy within the meaning of Article 13 of the
Convention.
Conclusion
62. The Commission concludes, by a vote of 12 to 4, that there has
been a violation of Article 13 of the Convention in relation to the
second applicant's claim under Article 8 of the Convention.
D. Recapitulation
63. The Commission concludes, by a unanimous vote, that there has
been no violation of Article 13 of the Convention in relation to the
applicants' claim under Article 1 of Protocol No. 1 to the Convention
(para. 52 above).
64. The Commission concludes, by a unanimous vote, that there has
been no violation of Article 13 of the Convention in relation to the
applicants' claim under Article 6 para. 1 of the Convention (para. 55
above).
65. The Commission concludes, by a vote of 15 to 1, that there has
been no violation of Article 13 of the Convention in relation to the
first applicant's claim under Article 8 of the Convention (para. 57
above).
66. The Commission concludes, by a vote of 12 to 4, that there has
been a violation of Article 13 of the Convention in relation to the
second applicant's claim under Article 8 of the Convention (para. 62
above).
Secretary to the Commission Acting President of the Commission
(H.C. KRÜGER) (J.A. FROWEIN)
APPENDIX I
History of the proceedings before the Commission
Date Item
----------------------------------------------------------------
31 December 1980 Introduction of application
23 March 1981 Registration of application
Examination of admissibility
20 September 1982 Rapporteur's request for information
from applicants
11 October and Submission of information by applicants
30 November 1982
15 March 1984 Commission's decision to give notice of
the application to the respondent Government
and to invite them to submit written
observations on admissibility and merits
21 September 1984 Submission of Government's observations
18 February 1985 Submission of applicants' observations
in reply
13 May 1985 Commission's deliberations and decision to
deal separately with the applicants and
adjourn consideration of MM. Powell and
Rayner's circumstances
16 October 1985 Commission's hearing on admissibility and
merits in the case of the third applicant,
Mr. Baggs. Decision to declare his case
partially admissible
17 October 1985 Commission's decision to declare Mr. Powell's
case partially admissible and to invite the
parties to provide further information about
Mr. Rayner's case
27 November 1985, Submission by the Government of information
29 January 1986 and further observations in Mr. Rayner's
and 2 July 1986 case
9 December 1985, Submission of Mr. Rayner's comments in reply
7 January 1986,
22 and 24 April 1986
16 July 1986 Commission's decision to declare Mr. Rayner's
case partially admissible
APPENDIX I
Date Item
----------------------------------------------------------------
Examination of the merits
29 July 1986 Submission by Government of further
observations in Mr. Powell's case
1 September 1986 Submission by MM. Powell and Rayner of
and 9 March 1987 comments in reply
8 July 1987 Commission's adoption of friendly settlement,
Article 30 Report, in Mr. Baggs' case
10 October 1987 Commission's deliberations and decision to
adjourn MM. Powell and Rayner's case pending
the Court's judgment in Boyle and Rice v.
the United Kingdom
27 April 1988 Court's judgment in the Boyle and Rice
case
18 May 1988 Applicants invited by the Secretary to the
Commission to submit comments on their case
in relation to this judgment
17 August and Submission of applicants' comments on the
28 October 1988 Boyle and Rice judgment
4 October 1988 Submission by Government of their comments
on this judgment
18 January 1989 Commission's deliberations on the merits
and final votes
19 January 1989 Adoption of text of present Report