S. v. SWITZERLAND
Doc ref: 17116/90 • ECHR ID: 001-45578
Document date: January 14, 1993
- Inbound citations: 1
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- Cited paragraphs: 0
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- Outbound citations: 2
EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 17116/90
S.
against
SWITZERLAND
REPORT OF THE COMMISSION
(adopted on 14 January 1993)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1 - 15) . . . . . . . . . . . . . . . . . . . . . . . 1
A. The application
(paras. 2 -4). . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5 - 10). . . . . . . . . . . . . . . . . . . . . 1
C. The present Report
(paras. 11 - 15) . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 16 - 47). . . . . . . . . . . . . . . . . . . . . . . 3
A. The particular circumstances of the case
(paras. 16 - 43) . . . . . . . . . . . . . . . . . . . . 3
a) Proceedings before the Zurich District Court
(paras. 18 - 23) . . . . . . . . . . . . . . . . . 3
b) Proceedings before the Zurich Court of Appeal
(paras. 24 - 27) . . . . . . . . . . . . . . . . . 4
c) Proceedings before the Zurich Court of Cassation
(para. 28) . . . . . . . . . . . . . . . . . . . . 5
d) Proceedings before the Zurich Court of Appeal
(para. 29) . . . . . . . . . . . . . . . . . . . . 5
e) Proceedings before the Zurich Court of Cassation
(paras. 30 - 33) . . . . . . . . . . . . . . . . . 5
f) Proceedings before the Federal Court
(paras. 34 - 39) . . . . . . . . . . . . . . . . . 7
g) Proceedings before the Zurich Court of Cassation
(paras. 40 - 41) . . . . . . . . . . . . . . . . . 8
h) Proceedings before the Federal Court
(paras. 42 - 43) . . . . . . . . . . . . . . . . . 8
B. Relevant domestic law and practice
(paras. 44 - 47) . . . . . . . . . . . . . . . . . . . . 9
a) Section 204 of the Swiss Penal Code
(paras. 44 - 46) . . . . . . . . . . . . . . . . . 9
b) Remedies to the Federal Court
(para. 47) . . . . . . . . . . . . . . . . . . . .10
III. OPINION OF THE COMMISSION
(paras. 48 - 99) . . . . . . . . . . . . . . . . . . . .11
A. Complaints declared admissible
(para. 48) . . . . . . . . . . . . . . . . . . . .11
B. Points at issue
(para. 49) . . . . . . . . . . . . . . . . . . . .11
C. Article 10 of the Convention
(paras. 50 - 67) . . . . . . . . . . . . . . . . .11
a) Interference with the applicant's right
(paras. 53 - 54) . . . . . . . . . . . . . .12
b) Legal basis for the interference
(para. 55) . . . . . . . . . . . . . . . . .12
c) Aim of the interference
(para. 56) . . . . . . . . . . . . . . . . .12
d) Necessity of the interference
(paras. 57 - 66) . . . . . . . . . . . . . .12
Conclusion
(para. 67) . . . . . . . . . . . . . . . . . . . .14
D. Article 8 of the Convention
(paras. 68 - 71) . . . . . . . . . . . . . . . . .14
Conclusion
(para. 71) . . . . . . . . . . . . . . . . . . . .14
E. Article 6 para. 1 of the Convention
(paras. 72 - 96) . . . . . . . . . . . . . . . . .15
a) Period to be considered
(paras. 74 - 79). . . . . . . . . . . . . . .15
b) Relevant criteria
(paras. 80 - 82). . . . . . . . . . . . . . .15
c) Complexity of the case
(paras. 83 - 84). . . . . . . . . . . . . . .16
d) Applicant's conduct
(paras. 85 - 88). . . . . . . . . . . . . . .16
e) Conduct of the authorities
(paras. 89 - 95). . . . . . . . . . . . . . .17
Conclusion
(para. 96) . . . . . . . . . . . . . . . . . . . .17
F. Recapitulation
(paras. 97 - 99) . . . . . . . . . . . . . . . . .17
DISSENTING OPINION OF Mr. E. BUSUTTIL, JOINED BY Mr. A. WEITZEL
AND Mrs. J. LIDDY AS REGARDS ARTICLE 10 OF THE CONVENTION . . . . .18
APPENDIX I : HISTORY OF THE PROCEEDINGS. . . . . . . . . .20
APPENDIX II : DECISION ON THE ADMISSIBILITY . . . . . . . .21
APPENDIX III : CRIMINAL PROCEEDINGS CONCERNING THE PUBLISHING
OF OBSCENE MATERIAL . . . . . . . . . . . . .37
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant, a Swiss citizen born in 1950, is a businessman
residing in Zurich. Before the Commission he is represented by
Mr. L.A. Minelli, a lawyer practising at Forch in Switzerland.
3. The application is directed against Switzerland. The Government
are represented by their Agent, Mr. O. Jacot-Guillarmod, Deputy
Director of the Federal Office of Justice, and their Deputy Agent,
Mr. Ph. Boillat, Head of the European Law and International Affairs
Section of the Federal Office of Justice.
4. The application concerns the applicant's complaints under
Article 6 para. 1 of the Convention of the length of the criminal
proceedings instituted against him; and that his conviction for showing
a film breached his right to respect for private life and to freedom
of expression within the meaning of Articles 8 and 10 of the
Convention, respectively.
B. The proceedings
5. The application was introduced on 6 August 1990 and registered
on 4 September 1990.
6. On 27 May 1991 the Commission decided to communicate the
application to the respondent Government and invite them to submit
written observations on the admissibility and merits of the
application.
7. The Government's observations were received by letter dated
7 September 1991 and the applicant's observations by letter dated
10 October 1991.
8. On 11 May 1992 the Commission declared the application admissible
insofar as it related to the applicant's complaints under
Article 6 para. 1 of the Convention about the length of the
proceedings, and his complaints under Articles 8 and 10 of the
Convention about his criminal conviction for showing a film. The
remaining complaints were declared inadmissible.
9. In additional observations of 10 July 1992 the Government
submitted that the applicant had not complied with the requirements of
Article 26 of the Convention, but the Commission found no basis for
applying Article 29 of the Convention.
10. After declaring the case admissible, the Commission, acting in
accordance with Article 28 (b) of the Convention, also placed itself
at the disposal of the parties with a view to securing a friendly
settlement. In the light of the parties' reaction, the Commission now
finds that there is no basis on which such a settlement can be
effected.
C. The present report
11. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
MM. C. A. NØRGAARD, President
J. A. FROWEIN
S. TRECHSEL
F. ERMACORA
E. BUSUTTIL
G. JÖRUNDSSON
A. S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H. G. SCHERMERS
H. DANELIUS
Mrs. G. H. THUNE
Mr. F. MARTINEZ
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
M. P. PELLONPÄÄ
12. The text of this Report was adopted on 14 January 1993 and is now
transmitted to the Committee of Ministers of the Council of Europe, in
accordance with Article 31 para. 2 of the Convention.
13. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
i) to establish the facts, and
ii) to state an opinion as to whether the facts found disclose a
breach by the State concerned of its obligations under the
Convention.
14. A schedule setting out the history of the proceedings before the
Commission is attached hereto as Appendix I and the Commission's
decision on the admissibility of the application as Appendix II.
15. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
16. The applicant runs a sex shop in Zurich for homosexual persons.
He sells magazines, books, video films and other objects. Clients know
of the shop from advertisements in specialised magazines or from
meeting places for homosexuals. From the street the nature of the shop
is not discernible.
17. In a room at the back of the shop the applicant showed video
films to certain persons. The films were changed every one or two
weeks. Persons knew of these films by word of mouth. Thus, between
21 and 23 November 1983 the applicant showed the film "New York City",
lasting 120 minutes and consisting almost exclusively of sexual acts.
Entry to the film was open to any male person interested who paid an
entrance fee of 15 SFr or bought sex magazines for over 50 SFr and
showed a membership card. Altogether nine persons saw the film.
a) Proceedings before the Zurich District Court
18. On 23 November 1983, following a search of the premises, the
Zurich District Attorney's Office (Bezirksanwaltschaft) confiscated the
film "New York City", the video recorder, and film takings of 60 SFr.
Criminal proceedings were then instituted against the applicant. On
28 November 1983 the applicant was questioned by the police.
19. On 15 March 1984 the Zurich District Attorney's Office issued a
penal order (Strafbefehl) convicting the applicant of publishing
obscene material contrary to Section 204 of the Swiss Penal Code
(Strafgesetzbuch; see below, Relevant domestic law and practice). The
applicant was also convicted of driving under the influence of alcohol.
For both offences he was fined 6,000 SFr.
20. Upon the applicant's objection (Einspruch), proceedings were
instituted before the Zurich District Court (Bezirksgericht). On
27 June 1984 the Court convicted the applicant of driving under the
influence of alcohol and imposed a fine of 1,000 SFr. With regard to
the offence of publishing obscene material the Court acquitted the
applicant.
21. In its decision the District Court considered that the nature of
the shop was not discernible from the street. Persons wishing to see
the film had to disclose that they were homosexuals or show their
membership card. There was also a control in that unwanted persons had
no access. Thus the Court considered that only a small circle of
persons could see the film, namely those who knew of it and wanted to
see it.
22. The Court observed that a young plain clothes policeman had seen
the film after paying 15 SFr. The Court considered here the
applicant's submissions according to which he had thought the man to
be homosexual; he had left the film room very quickly. The fact that
the applicant still remembered this client's conduct led the Court to
conclude that the applicant had effective control over his clients.
23. Given the small circle of viewers it could not be said, in the
Court's view, that the obscene material had been made "public" within
the meaning of Section 204 of the Penal Code. The applicant had
undertaken all the necessary precautions to ensure that no viewers were
unintentionally confronted with the material.
b) Proceedings before the Zurich Court of Appeal
24. The Zurich Public Prosecutor's Office appealed against the
decision of the District Court to the Court of Appeal (Obergericht) of
the Canton of Zurich.
25. On 18 January 1985, after conducting a hearing, the Court of
Appeal convicted the applicant of publishing obscene material contrary
to Section 204 para. 1 of the Penal Code, and of driving under the
influence of alcohol, and imposed a fine of 4,000 SFr.
26. In its judgment the Court of Appeal considered that Section 204
envisages the protection of the public in a wider sense. The Court
noted the conditions of access to the backroom of the applicant's shop
and the fact that the membership card stated no particulars of the
bearer. It also noted the applicant's submissions that he himself
could tell whether or not a person was homosexual. The Court
continued:
[Translation]
"The qualification of publicity does not fall away merely by
applying a restriction to the group of viewers. Rather, the
latter must clearly be circumscribed and subject to control ...
The applicant's film projection occurred - contrary to the view
of the lower court - publicly as it was accessible, not to an
objectively limited number of a few persons, but an unlimited
number of persons, namely all homosexuals and bisexuals. Given
the above-mentioned circumstances, the circle of viewers was
therefore not sufficiently subject to control ... Moreover, the
accused could not determine merely on the basis of the appearance
of a person who, when a first-time client, could not be
personally known to him, whether he was a homosexual person ...
Thus, the applicant, without further ado, granted a plain clothes
policeman, who was investigating the sex shop, entry to the
obscene film at issue as he incorrectly took him to be a
homosexual."
[German]
"Das Merkmal der Öffentlichkeit entfällt nicht schon durch die
Anordnung irgendeiner Begrenzung des Zuschauerkreises, sondern
erst, wenn dieser eindeutig umschrieben und überprüfbar ist ...
Die fragliche Filmvorführung des Angeklagten erfolgte - entgegen
der Ansicht der Vorinstanz - öffentlich, weil sie nicht lediglich
einem objektiv begrenzten Kreis von wenigen Personen, sondern
einem unbeschränkten Personenkreis, nämlich allen Homo- und
Bisexuellen zugänglich war. Der Zuschauerkreis war aufgrund der
oben erwähnten Umstände insbesondere nicht genügend überprüfbar
... Zudem konnte der Angeklagte nicht lediglich aufgrund der
Erscheinung einer Person, die ihm zumindest als erstmaliger Kunde
persönlich nicht bekannt sein konnte, beurteilen, ob es sich um
einen Homosexuellen handle. So gewährte der Angeklagte ohne
weiteres auch einem jungen Polizeibeamten in zivil, der eine
Überprüfung des Sex-Shops vornahm, Zutritt zum fraglichen
unzüchtigen Film, weil er ihn fälschlicherweise für einen
Homosexuellen hielt."
27. In its decision the Court also dismissed the applicant's request
to hear the policeman as a witness, inter alia as it would be
impracticable to have to hear as a witness every official who had
participated during the investigations.
c) Proceedings before the Zurich Court of Cassation
28. Against this decision the applicant filed a plea of nullity
(Nichtigkeitsbeschwerde) with the Court of Cassation (Kassations-
gericht) of the Canton of Zurich. In its decision of 25 November 1985
the Court of Cassation upheld the plea of nullity and quashed the
previous decision on the ground that the Court of Appeal should have
heard the policeman as a witness (see above para. 27). Its decision
was served on the applicant on 27 December 1985.
d) Proceedings before the Zurich Court of Appeal
29. Proceedings were then resumed before the Court of Appeal of the
Canton of Zurich which on 28 August 1986 invited the parties to the
appeal hearing on 21 October 1986. On 29 October 1986 the Court of
Appeal convicted the applicant of the offence of publishing obscene
material and of driving under the influence of alcohol and imposed a
fine of 4,000 SFr. The decision was served on the applicant on
17 February 1987.
e) Proceedings before the Zurich Court of Cassation
30. On 2 March 1987 the applicant filed a plea of nullity against
this decision, complaining inter alia of a breach of Article 10 of the
Convention. He also complained of the length of the proceedings. The
applicant asked the Court of Cassation to adjourn the proceedings until
the European Court had decided on the case of Müller and others v.
Switzerland (Eur. Court H.R., judgment of 24 May 1988, Series A
no. 133), and the Federal Court had given its decision in another case
concerning the applicant. On 24 March 1987 the Public Prosecutor's
Office filed its observations.
31. On 2 May 1988 the Court of Cassation convicted the applicant of
driving under the influence of alcohol and imposed a fine of 800 SFr.
It acquitted him of the offence of publishing obscene material.
32. In its decision numbering 27 pages the Court dismissed the
applicant's request for adjourning the proceedings as it was unclear
when the European Court would give its judgment in the Müller Case.
33. The Court moreover found that it was not up to the Convention
States to define what fell under Article 10 of the Convention. Rather,
freedom of expression comprised the freedom of individual
communication, including the showing of pornographic films. The
decision continues:
[Translation]
"According to the facts underlying the contested conviction there
was no danger that persons without or even against their
intention would have been confronted with the incriminated film.
Admittedly the purchase or delivery of the membership card,
entitling the bearer to enter the projection room, did not
involve serious difficulties ... So it can indeed not be said
that it was a closed private group of persons. On the other
hand, there can be no doubt that the sex shop in question and,
a fortiori, the adjacent separate projection room could only be
visited by persons who came with the knowledge of what was
awaiting them and intending to see this kind of film ... If in
fact the only issue is whether adults, who in full knowledge of
its content want to see the film at issue, are indirectly to be
hindered by means of the criminal prosecution of the applicant,
no 'pressing social need' can be discerned for such a manner of
proceeding. If it were an urgent necessity to protect the
individual from his wish to see obscene publications, one would
consequently also have to punish the private showing of such
films, which however is not the case."
[German]
"Nach dem der angefochtenen Verurteilung zugrundeliegenden
Sachverhalt bestand keine Gefahr dafür, dass Personen ohne oder
gar gegen ihre Absicht mit dem inkriminierten Film konfrontiert
worden wären. Zwar ist davon auszugehen, dass der Erwerb bzw.
die Aushändigung des Kundenausweises, welcher den Inhaber zum
Betreten des Vorführraumes berechtigte, mit keinen grossen
Schwierigkeiten verbunden war ..., so dass in der Tat nicht von
einem geschlossenen, privaten Personenkreis gesprochen werden
kann. Auf der anderen Seite besteht aber kein Zweifel daran,
dass der fragliche Sex-Shop und somit erst recht der dazu
gehörende separate Vorführraum nur von Personen aufgesucht wurde,
die in Kenntnis des sie Erwartenden und mit der Absicht, diese
Art von Film zu besichtigen, kamen ... Wenn es faktisch also nur
darum gehen kann, erwachsene Personen, welche in Kenntnis des
Inhaltes den fraglichen Film sehen wollen, durch strafrechtliche
Verfolgung des Beschwerdeführers indirekt daran zu hindern, so
kann ein 'dringendes soziales Bedürfnis' für ein solches Vorgehen
nicht erkannt werden. Hält man es für dringend erforderlich, den
einzelnen vor seinem Wunsch zur Betrachtung unzüchtiger
Veröffentlichungen zu schützen, so müsste folgerichtigerweise
auch die völlig geschlossene, private Vorführung deartiger Filme
bestraft werden, was jedoch nicht der Fall ist."
f) Proceedings before the Federal Court
34. On 9 May 1988 the Zurich Public Prosecutor's Office filed a plea
of nullity against this decision with the Federal Court
(Bundesgericht). On 19 June 1988 the applicant filed his observations
thereupon.
35. On 20 September 1988 the Federal Court upheld the plea of
nullity, quashed the decision of the Court of Cassation, and sent the
case back to that court for a new judgment. The decision was served
on the applicant on 14 November 1988.
36. In its decision, the Federal Court stated with reference to
Article 10 of the Convention and the case-law of the European Court of
Human Rights:
[Translation]
"There is no reason why the morals of adult persons (among whom
there are also persons who are unstable and easily influenced)
and thus the morals of society as a whole should not also be
protected. In any event, this opinion lies within the margin of
appreciation which the European Court has granted to the
Convention States. It duly considers the different points of
view which can prevail in a democratic society with regard to the
necessity of protecting morals."
[German]
"Es ist nicht einzusehen, wieso nicht auch die Moral erwachsener
Personen (unter denen sich ebenfalls labile und leicht
beeinflussbare Menschen befinden) und damit die
gesamtgesellschaftliche Moral schützenswert sein sollten.
Jedenfalls liegt diese Ansicht im Rahmen des vom Europäischen
Gerichtshof den Vertragsstaaten eingeräumten Ermessens, welches
den verschiedenen Standpunkten Rechnung trägt, die in einer
demokratischen Gesellschaft hinsichtlich der Erfordernisse des
Schutzes der Moral vorherrschen können."
37. The Federal Court then considered the Court's judgment in the
Müller case (see Eur. Court H.R., loc. cit.). It continued:
[Translation]
"The difference from the case to be decided today is that in the
present case no adults were confronted against their will, and
no young persons were confronted with the incriminated film 'New
York City'. But also in such cases punishment is legitimate.
As explained above, Section 204 of the Penal Code concerns the
protection of public decency and morals. No obscene objects
should be propagated and publicly displayed. To achieve this aim
a prohibitory norm was enacted and endowed with penal sanctions.
Such a penal norm is necessary as the protection aimed at could
not (at least not with the same efficiency) be achieved in a
different manner."
[German]
"Der Unterschied zum heute zu beurteilenden Fall besteht darin,
dass in casu keine Erwachsenen gegen ihren Willen und keine
Jugendlichen mit dem inkriminierten Film 'New York City'
konfrontiert wurden. Aber auch in Fällen dieser Art ist eine
Bestrafung zulässig. Wie oben dargelegt, geht es beim Art. 204
StGB um den Schutz der öffentlichen Sittlichkeit und Moral. Es
soll verhindert werden, dass unzüchtige Gegenstände verbreitet
und öffentlich zur Schau gestellt werden können. Um dieses Ziel
zu erreichen, wurde eine Verbotsnorm aufgestellt und diese mit
strafrechtlichen Sanktionen ausgestattet. Eine solche Strafnorm
ist notwendig, weil der angestrebte Schutz auf andere Weise gar
nicht (oder jedenfalls nicht in gleich wirksamer Weise) erreicht
werden könnte."
38. Finally, the Federal Court regarded it as an abuse of rights
(rechtsmissbräuchlich) for the applicant to invoke the right to freedom
of expression although he was clearly only interested in substantial
financial profits from sex business.
39. The Court thus found that it violated Federal law if Section 204
of the Penal Code was not applied on the grounds that it did not comply
with Article 10 of the Convention.
g) Proceedings before the Zurich Court of Cassation
40. Proceedings were resumed before the Zurich Court of Cassation.
On 3 April 1989 the Zurich Court of Cassation convicted the applicant
of publishing obscene material. In addition to the fine imposed on the
applicant on 2 May 1988 he was fined 2,500 SFr. The decision was
served on 13 April 1989.
41. In its decision, the Court of Cassation stated that it was
unnecessary to adjourn the proceedings. It further noted that the
Federal Court had not expressed itself on the issue whether the
applicant's acquittal was still possible on the basis of an
interpretation of Section 204 of the Penal Code which complied with
Federal law. However, the Court of Cassation considered that
undoubtedly (unzweifelhaft) the Federal Court had referred the case
back to the Court of Cassation in order to convict the applicant (zur
Verurteilung des Beschwerdeführers) according to Section 204.
h) Proceedings before the Federal Court
42. The applicant then filed a public law appeal (staatsrechtliche
Beschwerde) with the Federal Court in which he complained under
Article 6 of the Convention of a breach of equality of arms. He also
complained of a violation of Articles 8 and 10 of the Convention. On
31 January 1990 the Federal Court dismissed the appeal. The decision
was served on the applicant on 16 February 1990.
43. The Court noted that the applicant had correctly not complained
that Section 204 of the Penal Code contradicted the Convention (see
below, Relevant domestic law and practice). To the extent that he
complained of an indirect violation of Articles 8 and 10 of the
Convention the Court declared the public law appeal inadmissible as the
appropriate remedy would be the plea of nullity to the Federal Court.
In this respect, the Federal Court noted that it had already previously
decided on the compatibility in the instant case of the applicant's
conviction with Article 10 of the Convention.
B. Relevant domestic law and practice
a) Section 204 of the Swiss Penal Code
44. Section 204 of the Swiss Penal Code provides:
[Translation]
"1. Anyone who makes or has in his possession any writings,
pictures, films or other items which are obscene, with a view to
trading in them, distributing them or displaying them in public,
or who, for the above purposes, imports, transports or exports
such items or puts them into circulation in any way, or who
openly or secretly deals in them or publicly distributes or
displays them or by way of trade supplies them for hire, or who
announces or makes known in any way, with a view to facilitating
such prohibited circulation or trade, that anyone is engaged in
any of the aforesaid punishable activities, or who announces or
makes known how or through whom such items may be directly or
indirectly procured, shall be imprisoned or fined.
2. Anyone supplying or displaying such items to a person under
the age of 18 shall be imprisoned or fined.
3. The court shall order the destruction of the items."
[German]
"1. Wer unzüchtige Schriften, Bilder, Filme oder andere
unzüchtige Gegenstände herstellt oder vorrätig hält, um damit
Handel zu treiben, sie zu verbreiten oder öffentlich
auszustellen, wer solche Gegenstände zu den genannten Zwecken
einführt, befördert oder ausführt oder sonstwie in Verkehr
bringt, wer solche Gegenstände öffentlich oder geheim verkauft,
verbreitet, öffentlich ausstellt oder gewerbsmässig ausleiht,
wer, um die verbotene Verbreitung oder den verbotenen Vertrieb
zu fördern, ankündigt oder sonstwie bekannt gibt, dass sich eine
Person mit den genannten strafbaren Handlungen befasst, wer
ankündigt oder bekannt gibt, wie und durch wen die genannten
Gegenstände unmittelbar oder mittelbar bezogen werden können,
wird mit Gefängnis oder mit Busse bestraft.
2. Wer solche Gegenstände einer Person unter 18 Jahren übergibt
oder vorzeigt, wird mit Gefängnis oder mit Busse bestraft.
3. Der Richter lässt die unzüchtigen Gegenstände vernichten."
45. The Federal Court has interpreted the notion "public" as
requiring that an indeterminate group of persons, not subject to
control (unbestimmter, unkontrollierter Personenkreis), has access to
the obscene material. The agreement of the persons concerned is
irrelevant (see Arrêts du Tribunal Fédéral suisse [ATF] 100 IV 237,
96 IV 68, 87 IV 84). In ATF 116 IV 276ff, the Federal Court considered
that cinema projections of so-called "soft pornography" no longer
contravened Section 204 of the Penal Code, "if it is ensured that the
cinema visitor knows in advance about the character of the film, and
access is prohibited to persons below 18 years of age" ("wenn
gewährleistet ist, dass der Kinobesucher im voraus über den Charakter
des Films aufgeklärt wird und noch nicht 18jährigen Personen der
Zutritt untersagt ist", loc. cit. p. 281).
46. The Swiss Penal Code has meanwhile been revised. Section 197
para. 1 now states that whoever displays inter alia pornographic films
to persons under 16 years of age will be punished with imprisonment or
a fine. Section 197 para. 2 imposes a fine on persons who display such
films in public; no punishment is imposed if the film is displayed in
a closed room and an indication is given in advance to the visitors as
to the pornographic character of the film. According to Section 197
para. 3, whoever displays films showing sexual acts with children,
animals, human excrements, or violence, will be punished with a fine
or imprisonment.
b) Remedies to the Federal Court
47. According to Section 113 para. 3 of the Federal Constitution
(Bundesverfassung) the Federal Court cannot examine whether a Federal
Act (Bundesgesetz), such as the Penal Code, complies as such with the
Constitution or the Convention. Complaints about violations by
cantonal authorities of the Constitution or the Convention must in the
last resort be filed with the Federal Court by means of a public law
appeal (Section 84 of the Federal Judiciary Act, Organisationsgesetz).
The incorrect application of a Federal Act must be raised in a plea of
nullity (Section 268 of the Federal Act on Criminal Procedure,
Bundesstrafprozessordnung). Where it is complained that a judge, by
incorrectly interpreting a Federal Act, has breached the Convention,
this complaint is considered as one of an indirect violation of the
Convention (mittelbare Konventionsverletzung) which must be raised in
a plea of nullity (see ATF 116 I a 74 f, 112 IV 133).
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
48. The Commission has declared admissible the applicant's complaints
under Articles 8 and 10 (Art. 8, 10) of the Convention about his
criminal conviction for showing a film and his complaints under
Article 6 para. 1 (Art. 6-1) of the Convention about the length of the
proceedings.
B. Points at issue
49. Accordingly, the issues to be determined are:
- whether there has been a violation of Article 10 (Art. 10) of the
Convention;
- whether there has been a violation of Article 8 (Art. 8) of the
Convention;
- whether there has been a violation of Article 6 para. 1
(Art. 6-1) of the Convention.
C. Article 10 (Art. 10) of the Convention
50. The applicant complains that his conviction for showing the film
"New York City" breached his right to freedom of expression within the
meaning of Article 10 (Art. 10) of the Convention. He submits that
Section 204 of the Penal Code is not sufficiently precise to serve as
a legal basis for such a conviction. The conviction was unnecessary,
given the fact that only persons who intended to see the film could do
so and young persons were not allowed in. The applicant also refers
to the recent case ATF 116 IV 276 of the Federal Court (see above
para. 45).
51. Article 10 (Art. 10) of the Convention states:
"1. Everyone has the right to freedom of expression. This
right shall include freedom to hold opinions and to receive and
impart information and ideas without interference by public
authority and regardless of frontiers. ...
2. The exercise of these freedoms, since it carries with it
duties and responsibilities, may be subject to such formalities,
conditions, restrictions or penalties as are prescribed by law
and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for
the prevention of disorder or crime, for the protection of health
or morals, for the protection of the reputation or rights of
others, for preventing the disclosure of information received in
confidence, or for maintaining the authority and impartiality of
the judiciary."
52. The Government submit that the recent case ATF 116 IV 276 of the
Federal Court did not concern homosexual obscene material as in the
present case. They furthermore refer to a decision by the Commission
(No. 16564/90 Dec. 8.4.91, to be published in D.R.), finding that a
conviction for renting or selling obscene video films would correspond
to a pressing social need and be proportionate to the legitimate aim
pursued under Article 10 (Art. 10).
a) Interference with the applicant's right
53. It is undisputed between the parties, and the Commission accepts,
that the right to freedom of expression, as enshrined in Article 10
(Art. 10) of the Convention, comprised the showing of the film at
issue.
54. The applicant's conviction for showing the film constituted an
interference by a public authority with the exercise of his rights
under Article 10 para. 1 (Art. 10-1). The Commission's next task is
therefore to examine whether this interference was justified under
Article 10 para. 2 (Art. 10-2).
b) Legal basis for the interference
55. The Commission finds that Section 204 of the Swiss Penal Code was
sufficiently precise to enable the applicant to foresee the
consequences which the showing of the film would entail. The
interference at issue was therefore "prescribed by law" within the
meaning of Article 10 para. 2 (Art. 10-2) of the Convention.
c) Aim of the interference
56. The measure furthermore aimed at the "protection of ... morals"
within the meaning of Article 10 para. 2 (Art. 10-2) of the Convention.
d) Necessity of the interference
57. Finally, the Commission must examine whether the interference was
"necessary in a democratic society" within the meaning of Article 10
para. 2 (Art. 10-2) of the Convention. The term implies that the
interference must comply with a "pressing social need". In determining
whether an interference is "necessary in a democratic society" the
Convention organs must also take into account that a margin of
appreciation is left to the Contracting States (see Eur. Court H.R.,
Barthold judgment of 25 March 1985, Series A no. 90, pp. 24 et seq.,
para. 55; Markt Intern Verlag GmbH and Klaus Beermann judgment of
20 November 1989, Series A no. 165, pp. 19 et seq., para. 33).
58. The Commission further recalls that it is not possible to find
a uniform conception of morals. The latter may vary from time to time
and from place to place. In principle, State authorities are in a
better position to give an opinion on the exact content of the
requirements of morals as well as on the "necessity" of a "restriction"
or "penalty" intended to meet them (see Eur. Court H.R., Handyside
judgment of 7 December 1976, Series A no. 24, p. 22, para. 48; Open
Door and Dublin Well Woman judgment of 29 October 1992, Series A
no. 246, para. 68).
59. In this context, it is of particular relevance whether or not the
obscene material at issue was displayed to the general public. Thus,
in the case of Müller and Others v. Switzerland, in which the Court
found no violation of Article 10 (Art. 10) of the Convention, emphasis
was placed on the fact that "the paintings were displayed in an
exhibition which was unrestrictedly open to - and sought to attract -
the public at large" (see Eur. Court H.R., Series A no. 133, p. 22,
para. 36).
60. The Commission has in a previous case considered a complaint
under Article 10 (Art. 10) of the Convention relating to a conviction
for selling obscene video films. That case concerned a chain of video
shops which were open to the general public. The Commission found that
a "conviction for renting or selling the video films ... would
correspond to a pressing social need and would be proportionate to the
legitimate aim pursued within the meaning of the Convention organs'
case-law" (see No. 16564/90, X. and Y. v. Switzerland, Dec. 8.4.91 to
be published in D.R.).
61. In the present case the Commission notes that the film was open
to any adult willing to see it. Details as to the film programme were
passed on by word of mouth among the interested persons. In fact, the
showing of the film was part of the applicant's business activities.
At the time concerned the applicant regularly showed films at the back
of his shop, changing them every one or two weeks. An entrance fee for
the films was charged. By placing advertisements for his shop in
specialised magazines, the applicant attempted to attract customers.
62. The Commission notes that the nature of the applicant's shop was
not discernible from the street. Moreover, it was very unlikely that
the projection room adjacent to the shop would be visited by persons
who were unaware of the subject matter of the film. There was no
danger of adults being confronted with the film against or without
their intention to see it. It is furthermore undisputed that minors
had no access to the film, as there was a control in the shop ensuring
that such persons had no access.
63. The Commission notes in this respect the decision of the Zurich
District Court of 27 June 1984, acquitting the applicant, according to
which it could not be said that the obscene material had been made
"public" within the meaning of Section 204 of the Penal Code (see above
paras. 21 et seq.). The decision of the Zurich Court of Cassation on
2 May 1988, also acquitting the applicant, concluded that nobody would
be confronted with the obscene material against his will (see above,
para. 33).
64. It is true that it is primarily for the domestic authorities to
undertake an assessment as to the protection of the morals of adult
persons, since morals vary and the domestic authorities are better
qualified for such an assessment. The Commission here notes in
particular the Federal Court's decision of 20 September 1988 (see
above, para. 36).
65. In the Commission's opinion, the present case does not concern
the protection of morals of adult persons in Swiss society in general,
since no adult was confronted unintentionally or against his will with
the film. Where this is so, there must be particularly compelling
reasons justifying the interference at issue. In the present case, no
such reasons have been provided by the Government.
66. In these circumstances, the applicant's conviction did not
correspond to a "pressing social need". It follows that the
interference was disproportionate to the aim pursued and could not be
considered "necessary in a democratic society" within the meaning of
Article 10 para. 2 (Art. 10-2) of the Convention.
Conclusion
67. The Commission concludes, by 12 votes to 5, that there has been
a violation of Article 10 (Art. 10) of the Convention.
D. Article 8 (Art. 8) of the Convention
68. The applicant complains under Article 8 (Art. 8) of the
Convention that, as the nature of the shop was not discernible from the
street, the prohibition to show the film on his own premises breached
his right to respect for private life.
69. Article 8 (Art. 8) of the Convention states:
"1. Everyone has the right to respect for his private and
family life, his home and his correspondence.
2. There shall be no interference by a public authority with
the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests
of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for the
protection of health or morals, or for the protection of the
rights and freedoms of others."
70. The Commission has already examined the applicant's complaints
about the prohibition to show the film at issue under Article 10
(Art. 10) of the Convention. It finds it unnecessary also to examine
the complaint under Article 8 (Art. 8) of the Convention.
Conclusion
71. The Commission concludes, by a unanimous vote, that it is not
necessary to examine the complaint under Article 8 (Art. 8) of the
Convention.
E. Article 6 para. 1 (Art. 6-1) of the Convention
72. The applicant further complains that the criminal proceedings
against him were not conducted within a reasonable time. He relies on
Article 6 para. 1 (Art. 6-1) of the Convention which includes the
following provision:
"In the determination of ... any criminal charge against him,
everyone is entitled to a ... hearing within a reasonable time
by (a) ... tribunal ..."
73. The Government consider that the proceedings did not attain an
unreasonable length.
a) Period to be considered
74. The applicant submits that the period to be considered under
Article 6 para. 1 (Art. 6-1) of the Convention commenced on
23 November 1983 with the search of his premises and ended on
16 February 1990 when the judgment of the Federal Court was served.
75. The Government agree that the relevant period commenced on
23 November 1983 but contend that it ended on 13 April 1989 when the
judgment of the Zurich Court of Cassation was served on the applicant.
76. The Commission considers that the period to be examined under
Article 6 para. 1 (Art. 6-1) of the Convention commenced on
23 November 1983, the date when the applicant's premises were searched.
77. As regards the end of this period, the Commission notes that on
3 April 1989 the Zurich Court of Cassation convicted the applicant of
publishing obscene material. Against this decision the applicant filed
a public law appeal with the Federal Court, complaining inter alia
under Article 6 (Art. 6) of the Convention of a breach of equality of
arms in the previous proceedings. On 31 January 1990 the Federal Court
dealt in substance with this complaint and dismissed it.
78. Nevertheless, the Federal Court could have upheld the applicant's
public law appeal and quashed the conviction pronounced by the Zurich
Court of Cassation. The period to be examined under Article 6 para. 1
(Art. 6-1) of the Convention thus ended on 16 February 1990, when the
applicant received the judgment of the Federal Court of
31 January 1990.
79. Accordingly, the period to be examined under Article 6 para. 1
(Art. 6-1) of the Convention, commencing on 23 November 1983 and ending
on 16 February 1990, lasted 6 years, 2 months and 24 days.
b) Relevant criteria
80. The Commission recalls that the reasonableness of the length of
criminal proceedings must be assessed in the light of the particular
circumstances of the case and with the help of the following criteria:
the complexity of the case, the conduct of the applicant and the
conduct of the authorities dealing with the case (see Eur. Court H.R.,
Vernillo judgment of 20 February 1991, Series A no. 198, p. 12,
para. 29).
81. In the applicant's view, the case involved no complex issues and
he did not contribute to the length.
82. The Government submit that the case was complex; that parts of
the proceedings had to be repeated; and that the applicant requested
an adjournment.
c) Complexity of the case
83. The Commission observes that the applicant was convicted of the
offence of publishing obscene material and of driving under the
influence of alcohol. With regard to the former offence, the Swiss
courts had to interpret Section 204 of the Swiss Penal Code as to
whether or not the applicant's activities had occurred publicly.
84. The Commission considers that this issue was not in itself so
complex as to justify the length of the proceedings under Article 6
para. 1 (Art. 6-1).
d) Applicant's conduct
85. As regards the applicant's conduct, the Commission recalls that
Article 6 (Art. 6) of the Convention does not require a defendant in
criminal proceedings actively to cooperate with the judicial
authorities. Neither can any reproach be levelled against him for
having made full use of the remedies available under domestic law.
Nevertheless, such conduct constitutes an objective fact, not capable
of being attributed to the respondent Government, which is to be taken
into account when determining whether or not the proceedings lasted
longer than the reasonable time referred to in Article 6 para. 1
(Art. 6-1) (see Eur. Court H.R., Eckle judgment of 15 July 1982,
Series A no. 51, p. 36, para. 82).
86. In the present case, the appeals filed by the applicant
contributed to some extent to the length of the proceedings.
87. Moreover, in his plea of nullity of 2 March 1987 the applicant
requested the Zurich Court of Cassation not to proceed in his case
pending the outcome of other proceedings (see above para. 30).
88. Thus, the impression given by the applicant, at least during part
of the proceedings, was that it was of no relevance to him whether or
not the proceedings were concluded within a reasonable time within the
meaning of Article 6 para. 1 (Art. 6-1).
e) Conduct of the authorities
89. The Commission has next examined the conduct of the Swiss
authorities.
90. The Commission has found no substantial periods of inactivity
until 1986: after the applicant's premises had been searched on
23 November 1983, the District Attorney's Office issued a penal order
on 15 March 1984, the District Court decided on 27 June 1984, the Court
of Appeal on 18 January 1985, the Court of Cassation on
25 November 1985, and the Court of Appeal on 29 October 1986.
91. There are also no substantial periods of inactivity between 1988
and 1990: after the Court of Cassation had given its decision on
2 May 1988, the Federal Court decided on 20 September 1988, the Court
of Cassation on 3 April 1989, and the Federal Court again on
31 January 1990.
92. Thus, between 1983 and 1986, and between 1988 and 1990 the Swiss
authorities conducted the proceedings without undue delay.
93. There remains a comparatively lengthy period of approximately 18
months between the decision of the Court of Appeal of 29 October 1986,
and the decision of the Court of Cassation on 2 May 1988, which
acquitted the applicant.
94. During this period the decision of the Court of Appeal was served
on 17 February 1987, the applicant filed a plea of nullity on
2 March 1987 and the Court of Cassation acquitted him on 2 May 1988.
The time between March 1987 and May 1988 can in part be explained by
the preparation of the comparatively lengthy decision numbering 27
pages which acquitted the applicant.
95. Although these delays could probably have been avoided, they are
not sufficiently serious to warrant the conclusion that the total
duration of the proceedings exceeded the "reasonable time" referred to
in Article 6 para. 1 (Art. 6-1) of the Convention.
Conclusion
96. The Commission concludes, by 15 votes to 2, that there has been
no violation of Article 6 para. 1 (Art. 6-1) of the Convention.
F. Recapitulation
97. The Commission concludes, by 12 votes to 5, that there has been
a violation of Article 10 (Art. 10) of the Convention (para. 67).
98. The Commission concludes, by a unanimous vote, that it is not
necessary to examine the complaint under Article 8 (Art. 8) of the
Convention (para. 71).
99. The Commission concludes, by 15 votes to 2, that there has been
no violation of Article 6 para. 1 (Art. 6-1) of the Convention
(para. 96).
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
DISSENTING OPINION OF MR. E. BUSUTTIL,
JOINED BY MR. A. WEITZEL AND MRS. J. LIDDY
AS REGARDS ARTICLE 10 OF THE CONVENTION
I am unable to share the opinion of the majority both in regard
to Article 10 and in regard to Article 6 para. 1 of the Convention.
Article 10
It is of course true that the right to freedom of expression is
here stated in extremely broad terms, purporting as it does to include
the freedom "to receive and impart information and ideas", thereby
making it virtually impossible to argue against the applicability of
the Article in a particular case. Nevertheless, one may be left to
wonder in the particular circumstances of this case if a pornographic
video film depicting homosexual acts for some one hundred and twenty
minutes to the accompaniment of protracted moaning is indeed what the
founding fathers of the Convention understood by freedom of expression.
Assuming, nevertheless, that we are here confronted with an
interference with the freedom of the applicant to "impart information
and ideas", it is unquestionably in line with the established case-law
of the Convention organs that the national authorities have a certain
margin of appreciation in assessing whether the interference with
freedom of expression corresponded to a pressing social need and, in
particular, whether the restriction complained of was proportionate to
the legitimate aim pursued. Where the aim pursued is the protection
of morals, the margin of appreciation enjoyed by the national
authorities is a wide one, as the Court acknowledged in its most recent
judgment on the subject (See Eur. Court H.R. Open Door and Dublin Well
Woman v. Ireland, 29 October 1992, Series A no. 246, § 68), since there
is no uniform European conception of morals and the requirements of
morals vary from time to time and from place to place. By reason of
their direct and continuous contact with the vital forces of their
countries, state authorities are in principle better placed than
international organs to pronounce on the exact content of these
requirements as well as on the necessity of a restriction or penalty
intended to meet them (see Eur. Court H.R., Müller et al. v.
Switzerland, 24 May 1988, Series A, no. 133, p. 22, § 35).
The Commission itself, as recently as 8 April 1991, was of the
opinion in a case relating to a conviction for selling or renting
obscene video films that "there can be no doubt that under normal
circumstances the applicant's conviction for renting or selling the
video films at issue would correspond to a pressing social need and
would be proportionate to the legitimate aim pursued" (No. 16564/90,
X. and Y. v. Switzerland, Dec. 8.4.91, as yet unpublished). The case
was against the same respondent State, the video shops were situated
in the same canton of Zurich, and the offenders were prosecuted under
the same section (Section 204) of the Swiss Penal Code. In the present
case, however, the Commission has come to the conclusion that there was
no pressing social need to interfere with the applicant's freedom of
expression in that the video film in question was not open to viewing
by the general public as in the earlier case.
For myself, I find this distinction difficult to draw for a
number of reasons. For one thing, the film in question here was open
to any adult male person willing to pay to see it. Secondly, the
applicant attempted to attract clients by placing adverts in
specialised magazines. Finally, the projection of the film was part
and parcel of the applicant's business activities for which an entrance
fee of 15 SFr was charged, a fee no higher than the normal entrance fee
charged in cinemas.
Accordingly, it seems to me that, if the conviction in the
earlier case introduced on 24 February 1990 and decided on 8 April 1991
corresponded to a pressing social need, the social need was necessarily
the same in the present case introduced on 6 August 1990, only five
months later than the earlier case but decided as late as
14 January 1993.
In the result, I am of the opinion that there has been no
violation of Article 10 in the present case.
Article 6 para. 1
In regard to Article 6 para. 1, on the other hand, I find it
extraordinary that criminal proceedings relating to the offences of
publishing obscene material and of drunken driving, involving simple
legal issues, should have taken six and a quarter year to conclude in
any Convention State, least of all in a Convention State where
everything else runs on time.
The Convention organs have constantly held that it is the duty
of Contracting States so to organise their legal systems as to avoid
undue length in court proceedings, particularly criminal proceedings.
To me, the attempt by the majority to justify such length by arguing
that the applicant himself had on 2 March 1987 requested the Court of
Cassation to adjourn the proceedings until the European Court had
decided on the case of Müller et al. v. Switzerland is not very
convincing, since a period of three years and three months (not in
itself a short period in criminal proceedings) had already gone by
before the applicant requested the adjournment and the request was
accompanied by the complaint as to the length of proceedings.
Accordingly, I consider that there has been a violation of
Article 6 para. 1 of the Convention.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
_________________________________________________________________
6 August 1990 Introduction of the application
4 September 1990 Registration of the application
Examination of Admissibility
27 May 1991 Commission's decision to invite the
Government to submit observations
on the admissibility and merits of
the application
7 September 1991 Government's observations
10 October 1991 Applicant's observations in reply
11 May 1992 Commission's decision to declare
the application admissible
Examination of the merits
10 July 1992 ) Commission's consideration of the
17 October 1992 ) state of proceedings
7 January 1993 Commission's deliberations on the
merits and final vote
14 January 1993 Adoption of the Report
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