K., Z. AND S. v. the NETHERLANDS
Doc ref: 18535/91 • ECHR ID: 001-45592
Document date: April 7, 1993
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 18535/91
K., Z. and S.
against
the Netherlands
REPORT OF THE COMMISSION
(adopted on 7 April 1993)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-15) . . . . . . . . . . . . . . . . . . . . . . . . . . .1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . . . . . . .1
B. The proceedings
(paras. 5-10) . . . . . . . . . . . . . . . . . . . . . . . .1
C. The present Report
(paras. 11-15). . . . . . . . . . . . . . . . . . . . . . . .2
II. ESTABLISHMENT OF THE FACTS
(paras. 16-22). . . . . . . . . . . . . . . . . . . . . . . . . . .3
A. Particular circumstances of the case
(paras. 16-20). . . . . . . . . . . . . . . . . . . . . . . .3
B. Relevant domestic law
(paras. 21-22). . . . . . . . . . . . . . . . . . . . . . . .3
III. OPINION OF THE COMMISSION
(paras. 23-59). . . . . . . . . . . . . . . . . . . . . . . . . . .6
A. Complaints declared admissible
(para. 23). . . . . . . . . . . . . . . . . . . . . . . . . .6
B. Points at issue
(para. 24). . . . . . . . . . . . . . . . . . . . . . . . . .6
C. As regards Article 8 of the Convention
(paras. 25-44). . . . . . . . . . . . . . . . . . . . . . . .6
Conclusion
(para. 45). . . . . . . . . . . . . . . . . . . . . . . . . .9
D. As regards Article 14 of the Convention
(paras. 46-56). . . . . . . . . . . . . . . . . . . . . . . .9
Conclusion
(para. 57). . . . . . . . . . . . . . . . . . . . . . . . . 10
E. Recapitulation
(paras. 58-59). . . . . . . . . . . . . . . . . . . . . . . 10
DISSENTING OPINION OF MR. H.G. SCHERMERS. . . . . . . . . . . . . . . . 11
OPINION DISSIDENTE DE MM. J.-C. SOYER ET F. MARTINEZ
A LAQUELLE SE RALLIENT MM. A. WEITZEL
ET A.S. GÖZÜBÜYÜK . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
OPINION DISSIDENTE DE M. J.-C. GEUS . . . . . . . . . . . . . . . . . . 16
APPENDIX I : HISTORY OF THE PROCEEDINGS. . . . . . . . . . . . . . . 17
APPENDIX II : DECISION ON THE ADMISSIBILITY OF
THE APPLICATION . . . . . . . . . . . . . . . . . . . . 18
I. INTRODUCTION
1 The following is an outline of the case as submitted to the
European Commission of Human Rights and of the procedure before the
Commission.
A. The application
2 The applicants, who are Dutch nationals, were born in 1954,
1961 and 1987 respectively and reside at Amsterdam. The first
applicant is the mother, the second applicant the biological
father, of the third applicant. Before the Commission they are
represented by Mr. Arnoud Willems, a lawyer practising in
Amsterdam.
3 The application is directed against the Netherlands, whose
Government are represented by their Agent, Mr. Karel de Vey
Mestdagh of the Netherlands Ministry of Foreign Affairs.
4 The applicants complain that they are unable under Dutch law
to obtain a legal recognition of the second applicant's paternity
in respect of the third applicant and that under Dutch law a
married woman's right to challenge the paternity of her child is
more limited than that of a married man. They submit that, as a
result, the third applicant remains legally the son of a man, who
is not the real father, whereas the third applicant is denied a
legal relationship with the second applicant, the real father, who
feels responsible for his child. The applicants rely on Article 8
of the Convention taken alone and in conjunction with Article 14 of
the Convention.
B. The proceedings
5 The application was introduced on 15 May 1991 and registered
on 17 July 1991.
6 On 2 December 1991 the Commission decided to communicate the
application to the respondent Government and invite them to submit
written observations on the admissibility and merits of the
application.
7 The Government's observations were submitted on
26 March 1992. The applicants submitted their observations in
reply on 29 May 1992.
8 On 31 August 1992 the Commission declared the application
admissible and the parties were invited, should they so desire, to
submit further observations regarding the merits of the
application.
9 The respondent Government submitted further observations on
23 November 1992. No further observations were received from the
applicants.
10 After declaring the case admissible, the Commission, acting
in accordance with Article 28 para. 1 (b) of the Convention, also
placed itself at the disposal of the parties with a view to
securing a friendly settlement of the case. In the light of the
parties' reaction, the Commission now finds that there is no basis
on which such a settlement can be effected.
C. The present report
11 The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations
and votes, the following members being present:
MM. C.A. NØRGAARD, President
J.A. FROWEIN
S. TRECHSEL
G. SPERDUTI
E. BUSUTTIL
A. S. GÖZÜBÜYÜK
A. WEITZEL
J. C. SOYER
H.G. SCHERMERS
H. DANELIUS
Mrs. G.H. THUNE
Sir Basil HALL
MM. F. MARTINEZ
C. L. ROZAKIS
Mrs. J. LIDDY
MM. J.-C. GEUS
M.P. PELLONPÄÄ
B. MARXER
12 The text of the Report was adopted on 7 April 1993 and is now
transmitted to the Committee of Ministers of the Council of Europe,
in accordance with Article 31 para. 1 of the Convention.
13 The purpose of the Report, pursuant to Article 31 para. 1 of
the Convention, is
(1) to establish the facts, and
(2) to state an opinion as to whether the facts
found disclose a breach by the State
concerned of its obligations under the
Convention.
14 A schedule setting out the history of the proceedings before
the Commission is attached hereto as Appendix I and the
Commission's decision on the admissibility of the application forms
Appendix II.
15 The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. Particular circumstances of the case
16 The first applicant, K., and the second applicant, Z., have
since 1983 had a permanent relationship, but without being married
and without living together. The first applicant is the mother,
the second applicant the biological father, of the third applicant,
S., who was born in October 1987. A second child of K. and Z. was
born in 1989.
17 When S. was born, K. was still married to M., although they
had not been living together for a long time. Their divorce was
pronounced on 6 April 1988. M. was registered as being S.'s
father, but he does not even know of S.'s existence and has never
seen him. In fact, he disappeared to an unknown destination a long
time ago. His present whereabouts are unknown.
18 K. and Z. first asked the civil registration authority to
make it possible for K. to declare that M. was not the father of S.
and for Z. to recognise the paternity. However, this was rejected
by a letter from the authority of 21 October 1988.
19 K. and Z. then brought proceedings for the same purpose
before the Regional Court (Arrondissementsrechtbank) of Amsterdam.
By judgment of 13 June 1989 their claim was rejected by the
Regional Court which considered that Dutch law did not make it
possible for them to challenge M.'s paternity and that, although
the plaintiffs had a justified wish to see the biological reality
recognised, the law in force could not be considered to be in
conflict with Articles 8 and 14 of the Convention.
20 Their appeal was rejected by the Court of Appeal
(Gerechtshof) of Amsterdam on 5 February 1990. A further appeal on
points of law was rejected by the Supreme Court (Hoge Raad) on
16 November 1990. The Supreme Court left it open whether the
applicable rules in Book 1, Section 198 of the Dutch Civil Code
(Burgerlijk Wetboek) were in conflict with the Convention,
considering that, if there was such a conflict, it must be the task
of the legislator to adopt the new rules which should replace
Book 1, Section 198 of the Civil Code.
B. Relevant domestic law
21 The relevant provisions of the Civil Code read as follows:
Book 1, Section 197
"Het kind dat staande huwelijk is geboren, heeft de
echtgenoot tot vader. Het kind dat vóór de 307de dag na
de ontbinding van het huwelijk is geboren, heeft de
vroegere echtgenoot tot vader, tenzij de moeder was
hertrouwd."
"The child born in wedlock has the husband as father.
The child born before the 307th day after the
dissolution of the marriage has the former husband as a
father, unless the mother has remarried."
Book 1, Section 198
"1. De moeder kan door een verklaring, afgelegd ten
overstaan van een ambtenaar van de burgerlijke stand,
ontkennen dat een kind dat binnen 306 dagen na de
ontbinding van het huwelijk uit haar is geboren, het
kind van haar vroegere echtgenoot is, mits een andere
man het kind erkent bij de akte die van die verklaring
wordt opgemaakt. (...)
2. De verklaring van de moeder en de erkenning moeten
geschieden binnen een jaar na de geboorte van het kind.
3. De verklaring en de erkenning hebben slechts gevolg,
indien de moeder en de man die het kind erkent, binnen
een jaar na de geboorte van het kind met elkander in het
huwelijk treden of (...).
4. (...)
5. (...)."
"1. The mother can, by making a declaration before an
officer of the civil registration authority, contest
that a child whom she has borne within 306 days after
the dissolution of the marriage, is the child of her
former husband, provided that another man recognises the
child in connection with the document in which the
declaration is recorded (...).
2. The mother's declaration and the recognition must be
made within one year from the birth of the child.
3. The declaration and the recognition only have
effect, if the mother and the man who recognises the
child marry each other within a year from the birth of
the child or (...).
4. (...).
5. (...)."
Book 1, Section 199
"De man kan slechts ontkennen de vader van het kind te
zijn door een rechtsvordering tot ontkenning van het
vaderschap in te stellen tegen de moeder en tevens tegen
het kind, dat terzake, tenzij het meerderjarig is,
vertegenwoordigd wordt door een bijzondere curator,
daartoe benoemd door de kantonrechter."
"The man can only contest the paternity to the child by
instituting proceedings regarding challenge of paternity
against the mother and also against the child who,
unless it has come of age, will be represented in the
case by a special curator who will be appointed by the
District Court judge."
22 As a result of changes in society and generally held views on
issues as marriage and the legitimacy or illegitimacy of children,
a Bill (no. 20 626) amending the law of parentage is at present
pending before the Dutch Parliament. This Bill maintains
restrictions of the possibility to contest paternity, but on the
basis of equality between husband and wife.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
23 The Commission has declared admissible the applicants'
complaints that they are unable under Dutch law to obtain a legal
recognition of the second applicant's paternity in respect of the
third applicant and that under Dutch law a married woman's right to
challenge the paternity of her child differs from that of a married
man.
B. Points at issue
24 Accordingly, the issues to be determined are:
- whether there has been a violation of Article 8 (Art. 8) of
the Convention taken alone; and
- whether there has been a violation of Article 14 in
conjunction with Article 8 (Art. 14+8) of the Convention.
C. As regards Article 8 (Art. 8) of the Convention
25 Article 8 (Art. 8) of the Convention provides as follows:
"1. Everyone has the right to respect for his private and
family life, his home and his correspondence.
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public
safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and
freedoms of others."
26 The applicants submit that, although the second applicant does
not live with the first and third applicants, he has a permanent
relationship with the first applicant since 1983 and contributes to
the best of his abilities to raising the third applicant. The
applicants, therefore, consider that this complaint falls within the
scope of Article 8 (Art. 8) of the Convention.
27 The Government submit that it has not been argued convincingly
that the relationship of the second applicant to the third applicant
is one of a social father and that, therefore, it cannot be concluded
there is family life between them in the sense of Article 8 (Art. 8)
of the Convention. The Government further argue that the fact that
Dutch law makes no provision for a mother contesting the paternity of
her husband whilst remaining married to him does not constitute any
interference with "family life" within the meaning of Article 8
(Art. 8) of the Convention.
28 The Government further argue that, even if family life exists
in the present case, the legal consequence desired by the parties,
namely the establishment of relations under family law between the
second and third applicants, could have been achieved by other means.
They point out that, under Book I, Section 227 of the Civil Code, the
first and second applicants could jointly have adopted the third
applicant, a condition being that the adopters had first married each
other. An alternative would be to make an application under Book I,
Section 7 of the Civil Code to have the third applicant's surname
changed to the second applicant's surname, which would have the
effect of socially reinforcing the relationship between the second
and third applicants.
29 Finally the Government submit that, if there is in the present
case an interference with the applicants' rights under Article 8
para. 1 (Art. 8-1) of the Convention, that interference is justified
under para. 2 of that Article (Art. 8-2) as being necessary in a
democratic society for the protection of the rights and freedoms of
others. The Government point out in this respect that it is a
fundamental principle, precisely with a view to protecting the
child's legal security, that where a child is born in wedlock, the
mother's husband must be regarded as the child's father.
30 The applicants contest that adoption would be a valid
alternative solution, since for other reasons the first and second
applicants do not wish to get married.
31 The Commission recalls that the right to respect for family life
is not confined to "legitimate" families and that, in order to
ascertain whether in a given case it is appropriate to speak of
"family life" within the meaning of Article 8 (Art. 8) of the
Convention, it has considered not only whether the persons concerned
were related but also whether it was in fact possible to point to
such a link as can be considered to establish "family life" referred
to in Article 8 (Art. 8) of the Convention (cf. No. 11418/85,
Dec. 14.5.86, D.R. 47 p. 243).
32 The Commission notes that, although they do not live together,
there is a longstanding relationship between K., the first applicant,
and Z., the second applicant, and it is not disputed that Z. is the
biological father of K.'s son S. and of K.'s second child born in
1989.
33 The Commission is of the opinion that the links between the
applicants involve several aspects of private and family life within
the meaning or Article 8 (Art. 8) of the Convention.
34 The Commission, therefore, concludes that Article 8 (Art. 8) of
the Convention is applicable to the present case.
35 The Commission notes that the Netherlands authorities have not
actively "interfered" with the applicants' private or family life.
However, the Commission recalls that although the object of Article 8
(Art. 8) is essentially that of protecting the individual against
arbitrary interference, it does not merely compel a Contracting State
to abstain from such interference. In addition to this primarily
negative undertaking, there may be positive obligations inherent in
an effective respect for private or family life (see eg. Eur. Court
H.R., X and Y v. the Netherlands judgment of 26 March 1985, Series A
no. 91, p. 11, para. 23).
36 The Commission observes that Z. assumes the responsibility of
being S.'s father and that all applicants wish to see the biological
reality of his paternity legally recognised.
37 However, Dutch law does not make this possible. The question
is whether this constitutes a lack of respect for the applicants'
private and family life.
38 The rules in the Dutch Civil Code are in this respect
characterised by their lack of flexibility. They do not at all make
it possible for the mother of a child or for the child itself to
contest the mother's former husband's paternity where, as in the
present case, the child was born before the marriage had been
formally dissolved.
39 The Commission accepts that the generally recognised rule,
according to which a married man is presumed to be the father of his
wife's children ("pater est quem nuptiae demonstrant"), creates a
reasonable presumption and that there are good reasons why this
presumption should not easily be overturned.
40 Nevertheless, there are cases where it is clear that the
presumption does not correspond to the real situation, and at least
in some such situations the right to respect for private and family
life in Article 8 (Art. 8) of the Convention may require that the
real paternity is also legally recognised.
41 In the present case, it seems clear that M. cannot be S.'s
father and it appears that he is not even aware of S.'s existence.
Moreover, the divorce between K. and M. was pronounced in April 1988,
i.e. about half a year after S.'s birth. On the other hand, K. and Z.
had a stable relationship already a long time before S. was born.
They agree that Z. is S.'s father, and Z. is prepared to take the
responsibility for S. Furthermore K. and Z. also have another child
together. In view of the fact that in the specific circumstances of
this case M. cannot be considered to have any real interests which
should be taken into account, the situation is somewhat similar to
that of a child born out of wedlock, in respect of whom an agreement
between the mother and a man about the latter's paternity would
normally constitute a sufficient basis for having that paternity
legally recognised.
42 It is true, as the Government have pointed out, that Z. and K.
could jointly adopt S. but only if they first got married.
Apparently, they do not wish to get married. The Commission cannot
find, in such circumstances, that the possibility of an adoption is
sufficient to eliminate the effects on their private and family life
created by the impossibility to contest the legal paternity.
43 Nor can the possibility of changing S.'s family name be
considered a valid alternative to the establishment of Z.'s
paternity.
44 In these circumstances, the Commission considers that the
impossibility under Dutch law to contest M.'s paternity and to have
Z. recognised as S.'s father implies a lack of respect for the
applicants' private and family life contrary to Article 8 (Art. 8) of
the Convention.
Conclusion
45 The Commission concludes by 12 votes to 6 that there has been
a violation of Article 8 (Art. 8) of the Convention.
D. As regards Article 14 (Art. 14) of the Convention
46 Article 14 (Art. 14) of the Convention, insofar as relevant,
provides as follows:
"The enjoyment of the rights and freedoms set forth in
this Convention shall be secured without discrimination on
any ground such as sex (...) or other status."
47 The applicants allege a violation of this provision in that
under Dutch law a married woman's right to challenge the paternity of
her child is more limited than that of a married man.
48 The Government submit that the fundamental principle underlying
the introduction in 1969 of Sections 198 and 199 of the Civil Code
concerning the repudiation of a child's legitimacy, was to maximise
a child's legal security. This implies avoiding situations in which
a child has to be regarded as illegitimate and creating exceptions
only for those situations where the greatest need might arise for
either the mother or the husband, considered separately.
49 With reference to the position of the mother the Government
point out that the legislator endeavoured to ensure that a child born
shortly after the dissolution of a marriage could as far as possible
be granted the status of legitimacy. As regards children born in
wedlock, the father was provided with legal safeguards to prevent
legal ties being created with a child of whom he was not the
biological father.
50 The Commission recalls that whether or not a difference in
treatment constitutes discrimination in the sense of Article 14
(Art. 14) depends on whether there exists an objective and reasonable
justification. The difference in treatment must pursue a legitimate
aim and there must be a reasonable relationship of proportionality
between the means employed and the aim sought to be realised (see eg.
Eur. Court H.R., Inze judgment of 28 October 1987, Series A no. 126,
p. 18, para. 41).
51 The Commission further recalls that Contracting States enjoy a
certain margin of appreciation in assessing whether and to what
extent differences in otherwise similar situations justify a
different treatment in law and that the scope of the margin of
appreciation will vary according to the circumstances, the subject-
matter and its background (Eur.Court H.R., Rasmussen judgment of
28 November 1984, Series A no. 87, p. 15, para. 40).
52 It is not the task of the Commission to examine issues in the
abstract, but to determine whether in the present case the way in
which Dutch law was applied to the applicants disclosed a
discrimination contrary to Article 14 (Art. 14) of the Convention.
53 The Commission observes that when S. was born in 1987, K. was
still married to M., who had disappeared a long time ago, whereas she
and Z. had a relationship since 1983. The Commission further notes
that the marriage between K. and M. was dissolved in April 1988.
54 The Commission notes that in the Rasmussen case the European
Court of Human Rights pointed out that in the Contracting States'
legislation regarding paternity proceedings there is no common ground
and that in most of these States the position of the mother and that
of her husband are regulated in different ways. On this basis the
Court found that a difference in time-limits applicable to the
institution of paternity proceedings was not discriminatory
(Rasmussen judgment, loc. cit., para. 41).
55 Similar considerations apply in the present case. The Commission
also notes that the difference existing in Dutch law in regard to the
right to contest paternity could hardly be considered to have
affected the first applicant since her former husband, M., was not
even aware of the birth of S. and his legal right to contest his
paternity was therefore only theoretical.
56 For these reasons, the Commission considers that the applicants
are not victims of discrimination contrary to Article 14 in
conjunction with Article 8 (Art. 14+8) of the Convention.
Conclusion
57 The Commission concludes unanimously that there has been no
violation of Article 14 in conjuction with Article 8 (Art. 14+8) of
the Convention.
E. Recapitulation
58 The Commission concludes, by 12 votes to 6, that there has been
a violation of Article 8 (Art. 8) of the Convention (para. 45).
59 The Commission concludes, unanimously, that there has been no
violation of Article 14 in conjuction with Article 8 (Art. 14+8) of
the Convention (para. 57).
Secretary to the Commission President of the Commission
(H. C. Krüger) (C. A. Nørgaard)
DISSENTING OPINION OF MR. H.G. SCHERMERS
Article 8 para. 1. Is the article applicable in case of adultery?
I agree with the majority of the Commission that Article 8 of
the Convention is applicable in the present case. In my opinion one
should accept as a matter of principle that there is always family
life between a biological father and his child. It may be true that
this kind of family life does not always merit protection, e.g. in
the case of artificial insemination or rape, but the exceptions
should be based on para. 2 of Article 8. There should be no
interference by public authorities with the family life of fathers
and children even if the children have been conceived by means of
artificial insemination or as a result of rape, if there are no
interests of other people involved and if both the father and the
child want to enjoy their family life. I may illustrate this with an
example.
Assume a child is born as a result of rape. The mother does not
want any contact with the father of the child. Article 8 para. 2
will then permit that public authorities interfere with the family
life between father and child for the protection of the rights of
others (the mother, perhaps also the child). This does not, however,
exclude any possibility of family life under Article 8 para. 1. Let
us assume that the mother dies, that the child has no other family
and that father and child both want to establish family life. The
authorities cannot then interfere on the ground that family life of
a rapist cannot be recognised. Human rights are for the benefits of
the bad as much as for the good. Equally, the applicability of
Article 8 may not be denied on the ground that adultery is considered
unacceptable. In the present case, therefore, Article 8 is
applicable and it should be considered whether interference is
permitted under Article 8 para. 2.
Article 8 para. 2
According to the established case-law of the Court an
interference with the exercise of an Article 8 right will not be
compatible with paragraph 2 unless it is "in accordance with the
law", has an aim or aims that is or are legitimate under that
paragraph and is "necessary in a democratic society" for the
aforesaid aim or aims (see Dudgeon Case, series A no. 45, p. 19,
para. 43 and mutatis mutandis, the Young, James and Webster judgment
of 13 August 1981, Series A no. 44, p. 24, para. 59).
It has not been contested that the first of these three
conditions was met. The interference is "in accordance with the law"
since it results from Articles 197-199 of the Dutch Civil Code.
It next falls to be determined whether the interference is aimed
at "the protection of morals", "the protection of the rights and
freedoms of others" or "the protection of disorder". All three aims
are of some relevance.
Although as the sole aim it may not be decisive, the aim of
protection of morals is relevant. Adultery still being considered as
immoral by many people, one may accept that the law refuses to
recognise its consequences.
"The protection of the rights and freedoms of others" is another
aim relevant in the present case. By making it impossible to
challenge the paternity of children born in wedlock all families are
protected against legal acts casting doubts upon the paternity of
children.
In my opinion, the main aim of the Dutch legislation is to
create legal certainty about the parental relations of children.
Such legal certainty is to the benefit of the legal order and
therefore serves for the prevention of disorder.
As it has never been established that the aim or aims for which
measures under Article 8 para. 2 are taken must in themselves be
effective, each of the three aims mentioned above may be sufficient
to fulfil the requirement of a legitimate aim. The three aims
together in any case meet this requirement.
In my opinion the case hinges on the question whether or not the
Dutch legislation can be seen as "necessary in a democratic society"
for one or more of these aims.
A number of principles relevant to the assessment of the
necessity in a democratic society, of a measure taken in furtherance
of an, under the Convention, legitimate aim, have been stated by the
Court in its case-law.
Firstly, "necessary" in this context does not have the
flexibility of such expression as "useful", "reasonable", or
"desirable", but implies the existence of a "pressing social need"
for the interference in question (see the Handyside judgment,
Series A no. 24, p. 22, para. 48).
In the second place, it is for the national authorities to make
the initial assessment of the pressing social need in each case;
accordingly, a margin of appreciation is left to them (ibid).
However, their decision remains subject to review by the Court
(ibid., p. 23, para. 49).
As was illustrated by the European Court in the Sunday Times
judgment, the scope of the margin of appreciation is not identical in
respect of each of the aims justifying restrictions on a right
(Series A no. 30, p. 36, para. 59). The margin of appreciation will
be more extensive where the protection of morals is concerned. It is
an indisputable fact, as the Court stated in the Handyside judgment,
that "the view taken ... of the requirements of morals varies from
time to time and from place to place, especially in our era", and
that "by reason of their direct and continuous contact with the vital
forces of their countries, state authorities are in principle in a
better position than the international judge to give an opinion on
the exact content of those requirements" (ibid. p. 22, para. 48).
In determining whether a State remains within the margin of
appreciation granted to it a balance must be found between the
general interest for which the interference was made and the interest
of the individual.
In the present case the interest of the biological father and
his child for recognition of their relationship should be weighed
against the interest of society in legal certainty with respect to
the parentage of children born in wedlock. The presumption that
children born in wedlock are children of the husband of their mother
prevents litigation about paternity in many cases. For many
different reasons people may claim paternity of children of others.
This may lead to insecurity and social tensions. A law providing
that a child is always the child of the husband of the mother is to
prevent such litigation. In my opinion such provision may be
considered necessary in a democratic society for the prevention of
disorder and for the protection of morals. The impossibility to
challenge the paternity of children born in wedlock is an important
part of the security of married life and should not be discarded
lightly. Also the majority of the Commission accepts that the
generally recognised rule, according to which a married man is
presumed to be the father of his wife's children ("pater est quem
nuptiae demonstrant"), creates a reasonable presumption and that
there are good reasons why this presumption should not easily be
overturned (para. 39 of the report).
One could submit that the Netherlands' legislation should be
refined to the effect, that the presumption is maintained, but that
legal paternity could be challenged, if undisputable proof is
available. Perhaps this could be further restricted, e.g. by strict
time limits. However, the security of families may still then be
endangered since modern medical means are now available to indeed
prove that the child of a family is not the child of its legal
father, whilst another man with whom the wife had a relation many
years ago can almost certainly be identified as the father. The
permanent threat that the other man might claim "his" child could
seriously endanger family life. The growing possibilities of proof
might encourage natural fathers of adulterine children to claim their
paternity if the law permitted them to do so.
Taking account of the margin of appreciation which should be
left to the national authorities and of the existing alternative for
the natural father (stepfather's adoption), my conclusion in the
present case is that Article 8 of the Convention is applicable, but
that the interference is justified under para. 2 of that provision.
OPINION DISSIDENTE DE MM. J.-C. SOYER ET F. MARTINEZ
À LAQUELLE SE RALLIENT MM. A. WEITZEL ET A.S. GÖZÜBÜYÜK
1. D'après le Code Civil des Pays-Bas (articles 197 à 199), la
paternité d'un enfant conçu puis né tandis que le mariage était
encore valide ne peut pas être contestée par un homme qui veut
reconnaître cet enfant.
2. Pour la majorité de la Commission, cette solution réaliserait
un manque de respect pour la vie privée de la mère, de l'enfant et du
père prétendu. Par là seul, l'article 8 de la Convention serait
violé. Nous ne partageons pas cet avis. Il va trop loin.
3. La règle "pater est quem nuptiae demonstrant" nous semble connue
de la plupart des Etats parties à la Convention. Cette présomption
fait du mari le père, sauf des exceptions étroitement limitées. Car
il y va tout à la fois de l'intérêt de l'enfant, et de la stabilité
de la famille légitime.
4. Dans le cas particulier soumis à la Commission, le soi-disant
père vit séparé de la mère. Il ne prétend d'ailleurs pas vouloir
l'épouser, ce qui lui aurait permis d'adopter l'enfant
ultérieurement. Il nous paraît difficile, dans ces conditions, d'y
voir un manque de respect pour la vie privée et familiale de
personnes qui se refusent, précisément, à fonder une famille, que ce
soit par la cohabitation ou que ce soit par une union légalement
consacrée.
5. Mais, même en admettant qu'existe un tel manque de respect, il
ne s'ensuivrait pas, par cela seul, une violation de l'article 8 de
la Convention. Encore faudrait-il vérifier si ce manque de respect,
ou cette ingérence, manque de justification.
6. L'avis de la Commission, de façon surprenante à nos yeux,
s'abstient d'une telle vérification. Elle conduit pourtant Ã
constater que l'ingérence (à supposer qu'il en existe une) réunit les
trois conditions qui la justifient pleinement.
7. En premier lieu, la base légale ne fait pas de doute. Elle
réside dans les articles précités (197 à 199) du Code Civil
Néerlandais.
8. En deuxième lieu, le but est de ceux que légitime l'article 8
de la Convention. Il est évident que, protégeant la stabilité de la
famille et des enfants nés dans le mariage, le Code Civil vise Ã
assurer la protection des droits d'autrui et celle de la morale.
9. En troisième lieu, il doit exister une proportion raisonnable
entre l'ingérence et le besoin social convenant à une société
démocratique. Or, cette proportion me paraît évidente dans le cas
présent.
Lorsqu'un homme ne sait pas offrir un nouveau foyer à l'enfant
dont il revendique la paternité, qu'il se refuse à épouser la mère,
ou même, tout simplement, à vivre avec elle, est-il vraiment excessif
de lui refuser la protection qu'il ne fait pas lui-même l'effort de
procurer à son enfant prétendu?
OPINION DISSIDENTE DE M. J.-C. GEUS
A supposer qu'il y ait ingérence dans la vie familiale des
requérants, cette ingérence serait nécessaire à la défense de l'ordre
et à la protection des droits d'autrui.
D'une part, l'ordre social ne saurait s'accommoder de
l'instabilité et de l'incertitude dans l'établissement de la
filiation légale, et d'autre part, sont en jeu les droits de celui
dont la paternité est reconnue par la loi, et de l'enfant qui ne
pourrait se voir attribuer des pères successsifs au gré des
affections de sa mère.
Par ailleurs, si les organes de la Convention n'ont pas Ã
indiquer aux Etats les moyens qu'ils doivent utiliser pour redresser
la violation qu'ils constatent, encore faut-il qu'ils s'interrogent
sur la possibilité d'opérer un tel redressement, qui doit être
efficace non seulement de manière générale mais également dans le cas
particulier qui a donné lieu à la constatation de violation.
La première possibilité consisterait à ouvrir au père biologique
une action en justice lui permettant d'obtenir le renversement de la
présomption de paternité et la reconnaissance légale de sa paternité
biologique.
S'il est possible d'établir scientifiquement qu'un homme ne peut
être le père d'un enfant déterminé, il est impossible d'établir que
tel homme est indiscutablement le père de tel enfant. L'application
du principe "actor incumbit probation" a pour effet de priver de
toute efficacité l'action en justice envisagée, et un système
juridique permettant le renversement de la présomption légale et la
reconnaissance de paternité sans qu'aucune preuve soit apportée
engendrerait de nombreux conflits positifs de paternité ; il ne peut
donc être raisonnablement envisagé.
Reste la voie de l'adoption qui, actuellement, n'est ouverte aux
Pays-Bas qu'aux couples mariés, ce qui, à mon avis, ne se justifie
pas. Toutefois, l'adoption ne peut être accordée que dans l'intérêt
de l'enfant, ce qui implique que l'enfant pourra s'épanouir au
contact d'un père et d'une mère attentifs à son bien-être quotidien,
à son développement intellectuel et affectif.
En l'espèce, le père biologique se refuse au mariage - ce qui
est son droit - mais également à la vie commune, et n'a de ce fait
que des contacts épisodiques avec son enfant.
Dans de telles circonstances, l'adoption ne pourrait être
accordée dans l'intérêt de l'enfant.
Je n'aperçois donc aucune solution acceptable au problème tel
qu'il est posé par les requérants.
Les contacts limités qu'a le requérant avec son fils rendent
hypothétique l'existence d'une vie familiale entre eux, et donc
l'existence d'une ingérence. C'est pour cette raison que je n'ai pu
me rallier à la majorité.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
___________________________________________________________________
15 May 1991 Introduction of application
17 July 1991 Registration of application
Examination of admissibility
2 December 1991 Commission's decision to
invite the Government to
submit their observations
on the admissibility and
merits of the application
26 March 1992 Government's observations
29 May 1992 Applicant's observations in
reply
31 August 1992 Commission's decision to
declare the complaints
relating to Articles 8
and 14 admissible and the
remainder of the
application inadmissible.
Commission's decision to
invite the parties, should
they so desire, to submit
further observations on the
merits of the application
Examination of the merits
23 November 1992 Further observations by the
respondent Government on
the merits of the application
30 March 1993 Commission's deliberations
on the merits and final vote
7 April 1993 Adoption of the Report
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