O. v. AUSTRIA
Doc ref: 12884/87 • ECHR ID: 001-45594
Document date: May 14, 1993
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 12884/87
O.
against
Austria
REPORT OF THE COMMISSION
(adopted on 14 May 1993)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(para. 1) . . . . . . . . . . . . . . . . . . . . . . . . . . 1
A. The application
(paras. 2 - 4) . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5 - 10). . . . . . . . . . . . . . . . . . . . . 1
C. The present Report
(paras. 11 - 15) . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 16 - 22). . . . . . . . . . . . . . . . . . . . . . . 3
A. The particular circumstances of the case
(paras. 16 - 20) . . . . . . . . . . . . . . . . . . . . 3
B. Relevant domestic law
(paras. 21 - 22) . . . . . . . . . . . . . . . . . . . . 6
III. OPINION OF THE COMMISSION
(paras. 23 - 48). . . . . . . . . . . . . . . . . . . . . . . 9
A. Complaints declared admissible
(para. 23) . . . . . . . . . . . . . . . . . . . . . . . 9
B. Points at issue
(para. 24) . . . . . . . . . . . . . . . . . . . . . . . 9
C. As to the applicability of Article 6
para. 1 of the Convention
(paras. 25 - 35) . . . . . . . . . . . . . . . . . . . . 9
D. As to compliance with Article 6
para. 1 of the Convention
(paras. 36 - 45) . . . . . . . . . . . . . . . . . . . .11
1. Scope of the review by the
Administrative Court
(paras. 36 - 41) . . . . . . . . . . . . . . . . . .11
2. Fairness of the proceedings
(paras. 42 - 45) . . . . . . . . . . . . . . . . . .13
E. Recapitulation
(paras. 46 - 47) . . . . . . . . . . . . . . . . . . . .14
Concurring opinion of Mr. H.G. Schermers,
Mrs. J. Liddy, MM. J-C. Geus and B. Marxer. . . . . . . . . . . . .15
Concurring opinion of Sir Basil Hall. . . . . . . . . . . . . . . .17
APPENDIX I : HISTORY OF THE PROCEEDINGS . . . . . . . . . . .18
APPENDIX II : DECISION ON THE ADMISSIBILITY. . . . . . . . . .19
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is an Austrian citizen, born in 1913. She lives
in Linz and was initially represented by Mr. R. Proksch, a lawyer in
Vienna. Since the application has been declared admissible, she has
been represented by Mr. H. Blum, a lawyer in Linz.
3. The Government were represented initially by their agent,
Ambassador H. Türk, Head of the International Law Department at the
Federal Ministry of Foreign Affairs, and latterly by his successor,
Ambassador F. Cede.
4. The application concerns court proceedings in which the
applicant attempted, without success, to challenge planning permission
granted to her neighbours for the construction of houses on land
adjoining the applicant's property. The applicant invokes
Article 6 para. 1 of the Convention.
B. The proceedings
5. The application was introduced on 10 September 1986 and
registered on 8 April 1987.
6. After considering the case on 12 July 1989 and 2 July 1990, on
11 July 1991 the Commission decided to request observations of the
parties in connection with the applicability of Article 6 to the
proceedings at issue, and whether the scope of the Administrative
Court's jurisdiction was sufficient to comply with that provision. The
Commission also asked whether the proceedings were "fair".
7. The Government submitted their observations on 6 December 1991
and the applicant was set a time-limit of 2 February 1992 for
submitting observations in reply. On 7 February 1992 the applicant's
representative requested an extension of the time-limit for submitting
observations. The request was refused on 20 February 1992.
8. On 29 June 1992 the Commission declared admissible the
application to the extent that it related to the proceedings before the
Administrative and Constitutional Courts, and inadmissible as to the
remainder.
9. On 17 July 1992 the applicant's initial representative submitted
observations on the admissibility and merits of the application. On
28 August 1992 her present representative, Mr. Blum, submitted further
comments.
10. After declaring the case admissible, the Commission, acting in
accordance with Article 28 (b) of the Convention, also placed itself
at the disposal of the parties with a view to securing a friendly
settlement. In the light of the parties' reaction, the Commission now
finds that there is no basis on which such a settlement can be
effected.
C. The present Report
11. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
MM. C. A. NØRGAARD, President
F. ERMACORA
E. BUSUTTIL
A. S. GÖZÜBÜYÜK
A. WEITZEL
H. G. SCHERMERS
H. DANELIUS
Mrs. G. H. THUNE
Sir Basil HALL
MM. F. MARTINEZ RUIZ
C. L. ROZAKIS
Mrs. J. LIDDY
MM. J.-C. GEUS
M. P. PELLONPÄÄ
B. MARXER
G.B. REFFI
12. The text of this Report was adopted on 14 May 1993 and is now
transmitted to the Committee of Ministers of the Council of Europe, in
accordance with Article 31 para. 2 of the Convention.
13. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
i) to establish the facts, and
ii) to state an opinion as to whether the facts found disclose a
breach by the State concerned of its obligations under the
Convention.
14. A schedule setting out the history of the proceedings before the
Commission is attached hereto as Appendix I and the Commission's
decision on the admissibility of the application as Appendix II.
15. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
16. Land adjoining the applicant's property in Leonding (Upper
Austria) was re-designated as building land by the Leonding municipal
council in an area zoning plan (Flächenwidmungsplan) of
12 September 1980. On 30 January 1981 a building plan (Bebauungsplan)
permitted the construction of terraced houses on the land. Individual
planning consents were granted in respect of three houses. The
applicant challenged these consents before the local authorities, the
final decisions of the authorities being decisions of the Upper
Austrian Provincial Government of 27 May 1982 (parcel 725/7),
8 July 1982 (parcel 725/6), 3 September 1982 (parcel 725/5),
14 October 1982 (parcel 725/4) and 22 October 1982 (parcel 725/3). She
then made two constitutional complaints to the Constitutional Court
(Verfassungsgerichtshof, parcels 725/6 and 725/7) and three
administrative complaints to the Administrative Court
(Verwaltungsgerichtshof, parcels 725/3, 725/4 and 725/5).
17. In her constitutional complaints, the applicant alleged that the
planning consents relating to two of the plots (numbers 725/6 and
725/7) interfered with her constitutional rights and that they applied
unlawful norms (gesetzwidrige Verordnungen). On 2 October 1985 the
Constitutional Court interrupted its proceedings as it had doubts as
to the compatibility of the area zoning plan and the building plan with
the Upper Austrian Regional Planning Act (Oberösterreichisches
Raumordnungsgesetz). The Administrative Court requested the
Constitutional Court to include the parcels of land under consideration
by it (numbers 725/3, 725/4 and 725/5) in the norm control proceedings
(Verordnungsprüfungsverfahren).
18. On 19 March 1986 the Constitutitional Court found both the area
zoning plan and the building plan to be lawful. On the same date it
also rejected the applicant's individual complaints and referred them
to the Administrative Court.
19. On 30 September 1986 the Administrative Court rejected the
applicant's complaint relating to parcel 725/5. It found, inter alia,
as follows:
[Original]
"Da dem Nachbar auf die Einhaltung der ... Bestimmung [Art. 23
Abs. 2 der OÖ Bauordnung 1976] ein subjektiv-öffentliches, im
Baubewilligungsverfahren grundsätzlich zu berücksichtigendes
Recht zusteht ..., war im gegebenen Zusammenhang zu prüfen, ob
der auf dem zu errichtenden Zufahrtsweg entlang der Grenze der
Liegenschaft der Beschwerdeführerin zu erwartende, durch den
geplanten Bau verursachte zusätzliche Verkehr mit Kraftfahrzeugen
eine erhebliche Belästigung der Beschwerdeführerin herbeiführen
wird...
Den der Lärmfrage gewidmeten Ausführungen in den schon erwähnten
Äusserungen der Unterabteilung Immissionsschutz des Amtes der OÖ
Landesregierung (vom 23 Mai 1982) ist zu entnehmen, daß der
Fahrweg aus der Garage bis zur Einbindung in die Zaubertal-Straße
im vorliegenden Fall 48 m lang sei ... und unter der Annahme, daß
dieser Fahrweg mit einer durchschnittlichen Geschwindigkeit von
5 km/h zurückgelegt werde, die Zeit, welche von der Ausfahrt aus
der Garage bis zur Einbindung in das öffentliche Gut verstreiche,
rund 35 Sekunden betrage...
... Angesichts des Umstandes, daß die Beschwerdeführerin den
dargestellten Erwägungen des Sachverständigen während des
Verfahrens nicht durch konkrete Angaben entgegengetreten ist,
kann der Gerichtshof dem Unterbleiben der von der
Beschwerdeführerin geforderten Messung des Grundgeräuschpegels
sowie dem relevierten Mangel der Äußerung des medizinischen
Sachverständigen keine im Sinne des Art. 42 Abs. 2 Z. 3 lit. b
und c VwGG wesentliche und damit zur Aufhebung des angefochtenen
Bescheids führende Bedeutung beimessen, zumal die
Beschwerdeführerin auch gar nicht dargetan hat, warum die
Baubehörden anderfalls zu dem Ergebnis gekommen wären, daß der
erwähnte zusätzliche - unwidersprochen äußerst geringfügige -
Verkehr mit Kraftfahrzeugen zu einer erheblichen Belästigung der
Beschwerdeführerin auf ihrer Liegenschaft führen werde. ...
Auf die in der Beschwerde vorgebrachte Behauptung, die
Annahme eines durchschnittlichen Verkehrsaufkommens auf der
Zaubertal-Straße mit 40 Kraftfahrzeugen pro Tag sei wesentlich
erhöht, kann der Gerichtshof auf Grund des sich aus Art. 41
Abs. 1 VwGG ergebenden Neuerungsverbotes nicht eingehen.
...
Die Beschwerdeführerin hat weder in der Vorstellung gegen diesen
Bescheid noch in der Beschwerde konkret dargetan, inwiefern ihren
gegenständlichen Einwendungen Berechtigung zukomme, weshalb die
vorligende Verfahrensrüge schon mangels Erkennbarkeit der
Wesentlichkeit der relevierten Verletzung von
Verfahrensvorschriften im Sinne des Art. 42 Abs. 2 Z. 3 VwGG
nicht zur Aufhebung des angefochtenen Bescheides führen kann.
...
Die vorliegende Beschwerde erweist sich daher insgesamt als
unbegründet, weshalb sie gemäß Art. 42 Abs. 1 VwGG abzuweisen
war."
[Translation]
"As the neighbour has a public law, subjective right to
compliance with the ... provision [Section 23 (2) Upper Austrian
Building Regulations Act 1976], which right must, in principle,
be considered in the planning proceedings, ... the Court was
required in the present case to consider whether the additional
traffic caused by the proposed development on the proposed access
drive along the boundary of the applicant's property will give
rise to considerable nuisance for the applicant ...
From the statements concerning noise in the comments ... of the
Immission Protection Sub-division of the Office of the Upper
Austrian Provincial Authority (of 23 May 1982) it can be seen
that the drive runs 48 m from the garage to the junction with the
Zaubertal Road ... and that, assuming an average speed of 5 km/h,
it takes 35 seconds to get from the garage to the junction with
the public road ...
... In the light of the circumstance that the applicant has not
contested the above conclusions of the expert with reference to
concrete facts, the Court cannot find any failing of importance
within the meaning of Section 42 (2) (3) (b) or (c) of the
Administrative Court Act, which would lead to the challenged
decision being quashed, either in the failure to take a reading
of the background noise level, or in the alleged failure of the
medical expert to express an opinion. The Court notes that the
applicant has not stated how, if the planning authorities had
ordered these matters, it would have come to the conclusion that
the additional - uncontestedly very minor - vehicular traffic
would lead to considerable nuisance for the applicant on her
property...
The Court is not entitled to consider the applicant's
contention that the assumption that an average of some 40 vehicle
movements per day was considerably exaggerated, by virtue of the
rule prohibiting new matters before the Administrative Court
contained in Section 41 (1) of the Administrative Court Act.
...
Neither in her complaint against the decision challenged, nor in
her (administrative) complaint has the applicant stated in
concrete terms in what way her complaints are justified, and
therefore, in the absence of indications of the importance of the
alleged violation of procedural rules as provided for by
Section 42 (2)(3) of the Administrative Court Act, the present
procedural complaint cannot lead to the challenged decision being
quashed.
...
Accordingly, the present complaint is ill-founded as a whole, and
is to be rejected pursuant to Section 42 (1) of the
Administrative Court Act."
The complaints relating to parcels 725/3 and 725/4 were rejected
on 14 October 1986. The reasoning repeated that of 30 September 1986.
20. On 28 October 1986 the Administrative Court rejected the
applicant's complaints which had been remitted to it by the
Constitutional Court concerning parcels numbers 725/6 and 725/7. Its
reasoning in each judgment followed closely that in the judgment of
14 October, save that the Court recited the Constitutional Court's
decisions and finally dismissed the complaints under Section 35 (1) of
the Administrative Court Act, which provides for dismissal, without
further proceedings, of cases in which it is apparent that the alleged
violation of the law did not take place (Beschwerden, deren Inhalt
erkennen läßt, daß die ... behauptete Rechtsverletzung nicht vorliegt,
sind ohne weiteres Verfahren ... als unbegründet abzuweisen).
B. Relevant domestic law
21. Section 41 of the Administrative Court Act provides, in so far
as relevant:
[German]
"(1) Der Verwaltungsgerichtshof hat, soweit er nicht
Rechtswidrigkeit wegen Unzuständigkeit der belangten Behörde oder
wegen Verletzung von Verfahrensvorschriften gegeben findet (§ 42
Abs. 2 Z. 2 und 3) ..., den angefochtenen Bescheid auf Grund des
von der belangten Behörde angenommenen Sachverhaltes im Rahmen
der geltend gemachten Beschwerdepunkte ... zu überprüfen. Ist
er der Ansicht, dass für die Entscheidung über die
Rechtswidrigkeit des Bescheides in einem der Beschwerdepunkte
... Gründe massgebend sein könnten, die einer Partei bisher nicht
bekanntgegeben wurden, so hat er die Parteien darüber zu hören
und, wenn nötig, eine Vertagung zu verfügen."
[Translation]
"(1) In so far as the Administrative Court does not find
unlawfulness on account of a lack of jurisdiction of the
authority against which the appeal is directed or on account of
a violation of procedural provisions (Section 42 para. 2 (2) and
(3)) ..., the Court must examine the contested decision on the
basis of the facts as accepted by the authority against which the
appeal is directed within the framework of the alleged complaint
... If it is of the opinion that reasons would be relevant for
the decision on the unlawfulness of the contested decision ...
which were so far not known to a party, it must hear the parties
thereupon and, if necessary, adjourn the proceedings."
Section 42 (2) of the Administrative Court Act provides, in so
far as relevant:
[German]
"(2) Der angefochtene Bescheid ist aufzuheben
1. wegen Rechtswidrigkeit seines Inhaltes,
2. wegen Rechtswidrigkeit infolge Unzuständigkeit
der belangten Behörde,
3. wegen Rechtswidrigkeit infolge Verletzung von
Verfahrensvorschriften, und zwar weil
a) der Sachverhalt von der belangten Behörde
in einem wesentlichen Punkt aktenwidrig
angenommen wurde oder
b) der Sachverhalt in einem wesentlichen
Punkt einer Ergänzung bedarf oder
c) Verfahrensvorschriften ausser acht gelassen
wurden, bei deren Einhaltung die belangte
Behörde zu einem anderen Bescheid hätte
kommen können."
[Translation]
"(2) The contested decision must be quashed
1. on account of the unlawfulness of its content,
2. on account of unlawfulness due to the lack of
jurisdiction of the authority against which the
appeal is directed,
3. on account of unlawfulness due to a violation of
procedural provisions in particular because
a) the authority against which the appeal is
directed has determined the facts on an
important point contrary to the case-file, or
b) the facts require to be supplemented on an important
point, or
c) procedural provisions have been disregarded
which, if taken into consideration by the authority
against which the appeal is directed, could have led
to a different decision of the authority."
22. Section 23 of the Upper Austrian Building Regulations Act (Ober-
österreichische Bauordnung) provides as follows:
[German]
"(1) Bauliche Anlagen müssen in allen ihren Teilen nach den
Erfahrungen der technischen Wissenschaften so geplant und
errichtet werden, daß sie den normalerweise an bauliche
Anlagen der betreffenden Art zu stellenden Anforderungen
der Sicherheit, der Festigkeit, des Brand-, Wärme- und
Schallschutzes, der Gesundheit und der Hygiene, des
Umweltschutzes und der Zivilisation entsprechen und das
Orts- und Landschaftsbild nicht gestört wird...
(2) Im besonderen müssen bauliche Anlagen in allen ihren Teilen
so geplant und errichtet werden, daß schädliche
Umwelteinwirkungen möglichst vermieden werden. Schädliche
Umwelteinwirkungen sind solche, die geeignet sind, ... erhebliche
Belästigungen für die Allgemeinheit und im besonderen für die
Benützer der Bauten und die Nachbarschaft herbeizuführen, wie
durch ... Lärm ..."
[Translation]
"(1) All parts of the building development must be planned and
constructed in all aspects so as to correspond to the state of
the technical sciences such that the development meets the normal
requirements of such buildings as regards safety, rigidity, fire
protection, insulation (sound and warmth), health, hygiene,
environmental protection and civilisation, and not to disturb the
visual amenity of town and country ..."
(2) In particular, all parts of building development must be so
planned and constructed as to avoid, as far as possible, harmful
environmental effects. Harmful environmental effects are those
which are likely to give rise to ... considerable nuisance for
the generality and, in particular, for users of the buildings and
the neighbourhood, such as ... noise ..."
Section 46 provides:
[German]
"(2) Nachbarn können gegen die Erteilung der Baubewilligung
mit der Begründung Einwendungen erheben, daß sie durch das
Bauvorhaben in subjektiven Rechten verletzt werden, die
entweder in der Privatrechtsordnung (privatrechtliche
Einwendungen) oder im öffentlichen Recht (öffentlich-
rechtliche Einwendungen) begründet sind.
(3) Öffentlich-rechtliche Einwendungen der Nachbarn sind im
Baubewilligungsverfahren nur zu berücksichtigen, wenn sie
sich auf solche Bestimmungen des Baurechtes oder eines
Flächenwidmungsplanes oder Bebauungsplanes stützen, die
nicht nur dem öffentlichen Interesse sondern auch dem
Interesse der Nachbarschaft dienen. Hierzu gehören
insbesondere alle Bestimmungen über die Bauweise, die
Ausnutzbarkeit des Bauplatzes, die Lage des Bauvorhabens,
die Abstände von den Nachbargrenzen und Nachbargebäuden,
die Gebäudehöhe, die Belichtung und Belüftung sowie jene
Bestimmungen, die gesundheitlichen Belangen oder dem Schutz
der Nachbarschaft gegen Immissionen dienen."
[Translation]
"(2) Neighbours may make objections to the grant of
planning permission on the ground that their subjective
rights have been affected. Such subjective rights may be
based on private law (private law objections) or public law
(public law objections).
(3) Public law objections of neighbours shall only be
taken into consideration in proceedings for the grant of
planning permission if they are based on provisions of the
building regulations, the area-zoning plan or the building
plan which serve not merely the general public interest but
also the interests of the neighbourhood. These include, in
particular, all provisions concerning the type of building,
the use of the building land, the situation of the proposed
development, distances from adjoining boundaries and
buildings on adjoining properties, height of buildings,
light and air and provisions which are concerned with
health matters or protection of the neighbourhood against
emission."
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
23. The Commission has declared admissible the applicant's complaints
concerning the proceedings before the Administrative and Constitutional
courts.
B. Points at issue
24. The issues to be determined are:
- whether there has been a violation of the applicant's right to
have her case determined by a tribunal within the meaning of
Article 6 para. 1 (Art. 6-1) of the Convention, and
- whether there has been a violation of the applicant's right to
a fair trial within the meaning of Article 6 para. 1 (Art. 6-1)
of the Convention.
C. As to the applicability of Article 6 para. 1 (Art. 6-1)
of the Convention
25. Article 6 para. 1 (Art. 6-1), insofar as relevant, provides
"1. In the determination of his civil rights and
obligations ..., everyone is entitled to a fair and public
hearing ... by an independent and impartial tribunal
established by law."
26. In the above court proceedings the applicant attempted to prevent
construction on land adjoining her property by claiming - before the
Constitutional Court - that the planning consents relating to two of
the houses interfered with her constitutional rights and that they
applied unlawful norms. The Constitutional Court, after norm control
proceedings to review the area zoning plan and the building plan at
issue, rejected the applicant's constitutional complaints. Before the
Administrative Court she made public law objections that her subjective
rights had been affected. In particular, she alleged that the noise
which would affect her property as a result of traffic movements along
the proposed private drive (which ran immediately next to the
applicant's property) would constitute a "considerable nuisance".
27. The applicant submits that Article 6 para. 1 (Art. 6-1) of the
Convention applies.
28. The Government submit that Article 6 para. 1 (Art. 6-1) of the
Convention is not applicable to these proceedings. The sole link
between the proceedings and any property rights of the applicant was
the public law interest which she was able to put forward in the
proceedings.
29. The Commission recalls that the Constitutional Court is
exclusively called upon to review the constitutionality of the
decisions of the administrative authorities concerned. Its procedure
does not as such involve a determination of civil rights within the
meaning of Article 6 para. 1 (Art. 6-1) of the Convention, and it
therefore falls outside the scope of this provision (cf. Ettl and
others, Comm. Rep. 3.7.85, Eur. Court H.R., Series A no. 117, p. 24
with further reference to Eur. Court H.R., Sramek judgment of
26 October 1984, Series A no. 84, p. 17, para. 35). This position is
not affected by the Commission's findings in the case of Ruiz-Mateos
v. Spain (No. 12592/87, Comm. Rep. 14.1.92, pending before the European
Court of Human Rights), in which the Commission found that Article 6
(Art. 6) of the Convention applied to proceedings before the Spanish
Constitutional Court because those specific proceedings and proceedings
before the civil courts were inextricably interwoven.
30. As to the proceedings before the Administrative Court, the
Commission recalls that it is sufficient for the applicability of
Article 6 para. 1 (Art. 6-1) that proceedings are "pecuniary" in nature
and that the action is founded on an alleged infringement of rights
which were likewise pecuniary rights (cf. Eur. Court H.R., Editions
Périscope judgment of 26 March 1992, Series A no. 234-B, p. 66,
para. 40) or that the outcome is "decisive for private rights and
obligations" (cf. Eur. Court H.R., H. v. France judgment of
24 October 1989, Series A no. 162-A, p. 20, para. 47 with further
references).
31. The Commission must therefore determine whether the proceedings
in the present case, which gave the applicant the opportunity to
challenge the planning consent granted to her neighbours for the
construction of terraced houses on land adjoining the applicant's, were
directly or indirectly "pecuniary", or decisive for such private rights
and obligations. It notes, first, that there is no dispute in the
present case as to the right at issue, namely the right under
Section 46 of the Upper Austrian Building Regulations Act for
neighbours to object to planning permission on the ground that their
subjective rights have been affected.
32. The applicant thus had a right to make such objections under
Austrian law, and that right was clearly determined by the proceedings
in the present case.
33. The question remains whether the right so determined was "civil"
within the meaning of Article 6 (Art. 6) of the Convention, bearing in
mind that the question of the classification of rights cannot be
determined solely be reference to domestic law (cf. Eur. Court H.R.,
Feldbrugge judgment of 29 May 1986, Series A no. 99, p. 12, para. 26).
The Commission recalls that the Upper Austrian Building Regulations Act
distinguishes between subjective rights which are based on private law
and those which are based on public law. The applicant based her
complaint on public law objections, that is, that Section 23 (2) of the
Upper Austrian Building Regulations Act had not been complied with.
However, the applicant's intention in making her complaint was to
prevent development on the land adjoining her house, as she considered
that the development would adversely affect both her enjoyment of the
property and its market value.
34. Bearing in mind the close link between the proceedings which the
applicant brought and the impact the result of those proceedings would
have on her property, the Commission finds that the right at issue
before the Administrative Court in the present case was "civil" in
character.
35. The Commission therefore finds that Article 6 para. 1 (Art. 6-1)
of the Convention was applicable to the proceedings by which the
applicant challenged her neighbours' planning consents.
D. As to compliance with Article 6 para. 1 (Art. 6-1)
of the Convention
1. The scope of the review by the Administrative Court
36. The Commission must next examine the scope of the review afforded
by the Austrian judicial authorities in this determination of civil
rights in order to establish whether the applicant had access to a
"tribunal" within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
37. The applicant considers that the Austrian Administrative and
Constitutional Courts do not have the comprehensive jurisdicition to
determine questions of fact and law, which is required by Article 6
(Art. 6) of the Convention. She points out that before the
Constitutional Court the parties submit their arguments, the
Constitutional Court receives the files from the administrative
authorities, and the Court then decides. The Court does not take
proofs, but merely undertakes a cursory review (Grobprüfung) of whether
the formal requirements for, for example, an area zoning plan have been
complied with. The Administrative Court is not permitted to consider
the legality of an area zoning plan or a building plan at all, but is
limited to referring the case to the Constitutional Court if questions
of legality arise. She adds, by reference to the Obermeier judgment
(Eur. Court H.R., judgment of 28 June 1990, Series A no. 179) that in
respect of its limited consideration of a case, the Administrative
Court does not constitute a "court" because it is not able to take
cognisance of factual matters.
38. The Government contend that the applicant had access to two
courts, namely the Constitutional Court and the Administrative Court.
With regard to the scope of the Administrative Court's review reference
is made to Section 42 (2) 3 (a) - (c) of the Administrative Court Act
according to which the Court can undertake a far-reaching review of the
facts in a concrete case. In the present case the Administrative Court
undertook this examination with reference to the relevant provisions
of the Upper Austrian Building Regulations Act.
39. The Commission has had occasion recently to consider questions
concerning the scope of review by the Administrative Court in the case
of Zumtobel v. Austria (No. 12235/86, Comm. Rep.30.6.92, now pending
before the European Court of Human Rights). In that case, the
Commission found as follows:
"68. There remains the Administrative Court which decided on
the applicants' complaints about the expropriation. These
complaints related inter alia to the adequacy of the envisaged
stretch of road within the meaning of Section 44 of the
Provincial Road Act and thus raised issues of both facts and law.
69. The Commission recalls that in the case of Ettl and Others
it found, having regard in particular to Section 41 of the
Administrative Court Act, that the abstract possibility of a
limited review of the facts which the Administrative Court
enjoyed was not sufficient to establish its full jurisdiction
concerning the determination of the civil rights at issue (see
Comm. Report, loc. cit., p. 24, para. 85). In the Obermeier case
the Court found that, if the relevant legislation contained no
precise provisions for the decision to be taken by the
administrative authorities, and the Administrative Court could
only examine whether the authorities had used their discretion
in a manner compatible with the law, such a limited review was
not an effective judicial review under Article 6 para. 1
(Art. 6-1) of the Convention (see Eur. Court H.R., judgment of
28 June 1990, Series A no. 179, p. 23 para. 70).
70. The Commission recalls that Section 42 para. 2 subpara. 3
of the Administrative Court Act, relied on by the Government in
the present case, played no part in the case of Ettl and Others
v. Austria. In the present case this provision enabled the
Administrative Court to quash the contested decision as being
unlawful due to procedural defects, if the Court found that the
administrative authority had determined the facts on an important
point contrary to the case-file; or that the facts required to
be supplemented on an important point; or that procedural
provisions had been disregarded which, if taken into
consideration, would have led to a different decision (cf.
para. 47 above).
71. Thus, the Administrative Court was able to review the facts
of the case in that it could examine inter alia whether they had
been incorrectly or incompletely established by the Provincial
Government. While the purpose of this review was to determine
any procedural defects leading to the unlawfulness of the
decision, Section 42 para. 2 subpara. 3 of the Administrative
Court Act did not restrict the Administrative Court in its power
to review the facts. In particular, this provision sets no
limits in respect of the assessment and supplementation of the
facts.
72. It is true that the Administrative Court in its decision of
22 September 1989 referred to Section 41 of the Administrative
Court Act (see above, para. 32). Section 41 provides that the
Court is bound by the facts as accepted by the authority;
however, this provision expressly reserves Section 42 para. 2
subpara. 3 of the Administrative Court Act (see above, para. 46).
It follows that Section 41 does not restrict the Administrative
Court's powers under Section 42.
73. Moreover, in its decision the Administrative Court
explained its powers of review, in particular that it could 'take
evidence for examining the question whether a procedural defect
is essential or whether the incriminated authority might have
arrived at a different decision by avoiding the alleged
procedural defect; the Administrative Court may resort to these
measures also in order to control the assessment of evidence'
(see above, para. 36). The Commission sees no indication here
that the Administrative Court regarded itself as being restricted
in its review of the facts.
74. The Commission furthermore observes that the Administrative
Court could have quashed the contested decision of the Provincial
Government as being unlawful, if after its examination of the
facts it had found that they were incorrect or incomplete. The
Provincial Government would have been bound by the Administrative
Court's decision (see above, para. 49). Thus, the Administrative
Court could have imposed its own views as to the assessment of
the facts on the administrative authority concerned.
75. The Commission recalls that it suffices under Article 6
para. 1 (Art. 6-1) of the Convention if the decision of an
administrative authority, which itself does not comply with the
requirements of this provision, is subject to subsequent control
by a judicial body that has full jurisdiction (see Eur. Court
H.R., Albert and Le Compte judgment of 10 February 1982, Series A
no. 58, loc. cit.). In the present case, the decision of the
Provincial Government concerning the expropriation of the
applicants' real property was subject to such control by the
Administrative Court which had full jurisdiction, as required by
Article 6 para. 1 (Art. 6-1) of the Convention.
76. The applicants' case was therefore heard by a tribunal
within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention."
40. Applying those findings to the facts of the present case, the
Commission notes that the Administrative Court, in its decision of
30 September 1986 relating to parcel 725/5 (para. 19 above), dealt at
some depth with factual matters relating to the complaint. In
particular it considered in detail the likely effect traffic along the
proposed drive would have on the applicant's property before finding
that there was no indication that considerable nuisance would ensue for
the applicant if the drive was built, so that it could not be said that
she had made out a failing of importance within the meaning of
Section 42 (2) 3 (b) or (c) of the Administrative Court Act. In the
present case, too, the Court could have quashed the decision of the
administrative authority which had previously decided the case (the
decision of the Upper Austrian Provincial Government of
3 September 1982 in the case of parcel 725/5) The Court's decisions
relating to parcels 725/3 and 725/4 (of 14 October 1986), and 725/6 and
725/7 (of 28 October 1986) mirrored the decision of 30 September 1986.
41. The Commission concludes, by 15 votes to one, that there has been
no violation of the applicant's right to have her case determined by
a tribunal within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
2. The fairness of the proceedings
42. The applicant complains that the Consitutional Court decided the
issues before it wrongly, in particular in that it failed, in its
decision of 19 March 1986, to uphold the doubts it had entertained on
2 October 1985 as to the area zoning plan and the building plan. She
also complains that the Constitutional Court's reasoning is inadequate,
and that it did not deal sufficiently with her arguments.
43. The Government consider that the applicant has failed to
establish in what way she alleges that the proceedings before the
Administrative or Constitutional Court were "unfair" within the meaning
of the Convention.
44. The Commission recalls that it has found above that the
proceedings before Administrative Court satisfy the requirements of
Article 6 (Art. 6) of the Convention as to access to court. The
applicant's specific complaints concerning the fairness of the
proceedings, however, all relate to the proceedings before the
Constitutional Court, which the Commission has above found not to
determine civil rights within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention (para. 29 above). The Commission may not
therefore consider these procedural complaints.
45. The Commission concludes, unanimously, there has been no
violation of the applicant's right to a fair trial within the meaning
of Article 6 para. 1 (Art. 6-1) of the Convention.
E. Recapitulation
46. The Commission concludes, by 15 votes to one, that there has been
no violation of the applicant's right to have her case determined by
a tribunal within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention (para. 41).
47. The Commission concludes, unanimously, there has been no
violation of the applicant's right to a fair trial within the meaning
of Article 6 para. 1 (Art. 6-1) of the Convention (para. 45).
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
(Or. English)
CONCURRING OPINION OF MR. H.G. SCHERMERS, MRS. J. LIDDY,
MM. J-C. GEUS and B. MARXER
We agree that there has been no violation of Article 6 in the
present case, but for different reasons from the majority.
In all the cases involving determinations of property rights
determined by the European Court of Human Rights, the applicant's
property has always been directly affected by the administrative act
at issue. Thus in Mats Jacobsson (judgment of 28 June 1990, Series A
no. 180) the applicant's own land was affected by the changes to the
building plan; in Ettl (judgment of 23 April 1987, Series A no. 117)
the applicants' land was compulsorily exchanged, and in Fredin
(judgment of 18 February 1991, Series no. 192) the applicants wanted
to extract gravel on their own land. In the cases concerning pecuniary
matters, the position was similar: there was no doubt as to whether the
applicant was affected by the administrative act at issue in Benthem
(judgment of 23 October 1985, Series A no. 97), Editions Périscope
(judgment of 26 March 1992, Series A no. 234-B) or Tre Traktörer
(judgment of 7 July 1989, Series A no. 159).
The present case is different. The right the applicant had
before the Administrative Court was the right to ensure that the
proceedings between her neighbours and the administrative authorities -
relating to the grant of planning consent - were properly conducted.
Of course, nobody is suggesting that the right was exercised purely for
the public good, and indeed the legislation (Section 46 of the Upper
Austrian Building Regulations Act) lays down conditions for making
these "subjective, public law objections", namely that the objections
serve not just the general public interest, but the "interests of the
neighbourhood". Thus the applicant clearly hoped to derive some
benefit from the proceedings - to prevent development next to her
house. We cannot see, however, that that is sufficient to make the
"right" which was determined a civil one. It is rather as if someone
has a right to see that criminal proceedings are brought by the police
against his neighbours if unruly and unseemly events take place next
door. He may derive a considerable benefit from the criminal
proceedings taking place, and indeed the value of his property may be
enhanced, but that cannot, in our view lead to the conclusion that the
proceedings between him and the police determine civil rights. We are
supported in these considerations by the Commission's decision in the
case of Rayner v. the United Kingdom (Dec. 16.7.86, D.R. 47 p.5). In
that case, the Commission accepted that "nuisance of considerable
importance" may give rise to the operation of Article 1 of
Protocol No. 1 but that Mr. Rayner had not established such nuisance.
In the present case, the Administrative Court found that the applicant
had not made out her case that she would be subjected to "considerable
nuisance" if the proposed development were permitted. The complaint
under Article 1 of Protocol No. 1 was rejected in the present case for
formal reasons, but if it had not been, we venture to suggest that the
Rayner line would have been followed.
Accordingly we conclude that, although the applicant had a right
to put her objections to the administrative authorities and then to the
Administrative Court via (in some of the cases) the Constitutional
Court, that right was not "civil" within the meaning of Article 6 of
the Convention.
We do not therefore need to consider whether the scope of review
by the Administrative Court satisfies the requirements of Article 6 in
this case.
(Or. English)
CONCURRING OPINION OF SIR BASIL HALL
I do not share the opinion of the majority of the Commission that
Article 6 para. 1 of the Convention applies in this case. The
proceedings to which the complaint relates took the form of a challenge
to the Leonding Municipal Council's decisions to give planning
permission for five houses to be built. Proceedings of that kind
cannot in my view be regarded as determining any civil right of the
applicant. The ground for her objection was a risk of increased
traffic passing her house. No "right" of the applicant appears to have
been in issue in the proceedings.
APPENDIX I
HISTORY OF PROCEEDINGS
Date Item
_________________________________________________________________
10.09.86 Introduction of the application
08.04.87 Registration of the application
Examination of Admissibility
12.07.89 Commission's consideration of the case
2.07.90 Commission's consideration of the case
11.07.91 Commission's decision to invite the
parties to submit observations on the
admissibility and merits of the
application
06.12.91 Government's observations
29.06.92 Commission decision on admissibility
17.07.92 Applicant's observations in reply
Examination of the merits
8.07.92 Commission's consideration of the state of
the proceedings
28.08.92 Applicant's observations on the merits
9.10.92 Government's proposal to adjourn the
proceedings
5.12.92 Commission's decision not to adjourn
3.04.93 Consideration of the state of proceedings
12.05.93 Commission's deliberations on the merits,
final vote
14.05.93 Adoption of the Report
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