RIBITSCH v. AUSTRIA
Doc ref: 18896/91 • ECHR ID: 001-45656
Document date: July 4, 1994
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 18896/91
Ronald Ribitsch
against
Austria
REPORT OF THE COMMISSION
(adopted on 4 July 1994)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-15). . . . . . . . . . . . . . . . . . . . . .1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . .1
B. The proceedings
(paras. 5-10) . . . . . . . . . . . . . . . . . . .1
C. The present Report
(paras. 11-15). . . . . . . . . . . . . . . . . . .2
II. ESTABLISHMENT OF THE FACTS
(paras. 16-84) . . . . . . . . . . . . . . . . . . . . .3
A. The particular circumstances of the case
(paras. 16-78). . . . . . . . . . . . . . . . . . .3
B. The evidence before the Commission
(paras. 79-80). . . . . . . . . . . . . . . . . . 14
C. The relevant domestic law
(paras. 81-84). . . . . . . . . . . . . . . . . . 15
III. OPINION OF THE COMMISSION
(paras. 85-117). . . . . . . . . . . . . . . . . . . . 16
A. Complaint declared admissible
(para. 85). . . . . . . . . . . . . . . . . . . . 16
B. Point at issue
(para. 86). . . . . . . . . . . . . . . . . . . . 16
C. Article 3 of the Convention
(paras. 87-116) . . . . . . . . . . . . . . . . . 16
CONCLUSION
(para. 117) . . . . . . . . . . . . . . . . . . . 21
CONCURRING OPINION OF Mr. M. BRATZA . . . . . . . . . . . . 22
DISSENTING OPINION OF MM. C.A. NØRGAARD, A. WEITZEL,
F. ERMACORA, J.-C. GEUS, M.A. NOWICKI AND B. CONFORTI . . . 25
APPENDIX I : HISTORY OF THE PROCEEDINGS . . . . . . . . . 26
APPENDIX II : DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION. . . . . . . 27
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is an Austrian citizen, born in 1958 and resident
in Vienna. He was represented before the Commission by
Mr. H. Pochieser, a lawyer practising in Vienna.
3. The application is directed against Austria. The respondent
Government were represented by their Agent, Mr. F. Cede, Ambassador,
Head of the International Law Department at the Federal Ministry of
Foreign Affairs.
4. The case concerns the applicant's complaint that, during his
police custody, he was subjected to inhuman and degrading treatment
contrary to Article 3 of the Convention.
B. The proceedings
5. The application was introduced on 5 August 1991 and registered
on 3 October 1991.
6. On 30 March 1992 the Commission decided, pursuant to
Rule 48 para. 2 (b) of its Rules of Procedure, to give notice of the
application to the respondent Government and to invite the parties to
submit written observations on its admissibility and merits.
7. The Government's observations were submitted on 15 July 1992
after an extension of the time-limit fixed for this purpose. The
applicant replied on 8 October 1992. On 10 December 1993, the
Commission granted the applicant legal aid for the representation of
his case.
8. On 4 May 1993 the Commission decided to hold a hearing of the
parties. The hearing was held on 20 October 1993. The Government were
represented by Mr. Okresek, Head of International Affairs Division, the
Constitutional Service, Federal Chancellery, Mr. Szymanski, Head of the
Legal Department, Federal Ministry for the Interior and Mr. Schmidt,
Human Rights Division, International Law Department, Federal Ministry
for Foreign Affairs. The applicant was represented by Mrs. Haase,
Rechtsanwälterin, representing Mr. Pochieser, Rechtsanwalt.
9. On 20 October 1993 the Commission declared admissible the
applicant's complaint under Article 3 of the Convention. It declared
inadmissible the remainder of the application.
10. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also placed
itself at the disposal of the parties with a view to securing a
friendly settlement. In the light of the parties' reaction, the
Commission now finds that there is no basis on which such a settlement
can be effected.
C. The present Report
11. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present :
MM. C.A. NØRGAARD, President
S. TRECHSEL
A. WEITZEL
F. ERMACORA
E. BUSUTTIL
A.S. GÖZÜBÜYÜK
J.-C. SOYER
H.G. SCHERMERS
H. DANELIUS
C.L. ROZAKIS
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
B. CONFORTI
N. BRATZA
12. The text of this Report was adopted on 4 July 1994 by the
Commission and is now transmitted to the Committee of Ministers of the
Council of Europe, in accordance with Article 31 para. 2 of the
Convention.
13. The purpose of the Report, pursuant to Article 31 of the
Convention, is :
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
14. A schedule setting out the history of the proceedings before the
Commission is attached hereto as Appendix I and the Commission's
decision on the admissibility of the application as Appendix II.
15. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
16. On 21 May 1988, in the context of criminal investigations
concerning the death of two persons due to opium poisoning, the
apartment of the applicant and his wife was searched by police officers
of the Vienna Federal Police Authority (Bundespolizeidirektion).
17. On 31 May 1988, at 12 h., police officers of the Vienna Federal
Police Authority arrested the applicant on suspicion of drug
trafficking. Subsequent to his arrest, and on 1 and 2 June 1988 the
spouse's apartment was again searched. The applicant was kept in
police detention until the morning of 2 June 1988.
18. He gives the following account of events in the course of his
detention: After his arrest, his personal particulars were recorded.
He was first questioned about the suspicion against him from 21.15 h.
until 22.10 h., again on the next day from 16 h. until 18.30 h. and on
2 June 1988 for twenty minutes as from 8.10 h. At the questioning,
four to five police officers were present, three of them cross-examined
the applicant. They allegedly suggested various versions of admissions
to him, and then grossly insulted him ("Kärntner Sau", "Drogenschwein",
"Schweinepriester", "Arschloch"). As these police activities did not
produce the intended results, he was punched in the head (Kopfnuß), and
was beaten with fists into the renal region and the right upper arm.
He was also kicked in his thighs and in the renal area. He was pulled
by his hair to the floor, and his head was beaten against the floor.
The police officers allegedly also threatened not to release his wife,
who was detained at the same time, if he would not admit his guilt.
After his release, he had haematomas in his right upper arm and in one
thigh, and he had a cervical syndrome, and suffered from vomiting,
diarrhoea and bad headache.
19. The applicant informed several persons, inter alia a journalist,
about his alleged treatment in the course of his police detention. He
was examined at the Meidling hospital on 2 June and by the medical
practitioner S. on 3 June 1988. According to the record of the
Meidling hospital, a bruise measuring 2 by 3 cm was ascertained in the
middle third of the outside of the applicant's right upper arm. The
findings of an annexed neurological report referred to bruising of the
outside and inside of the right upper arm. No other injuries to the
extremities were observed. An X-ray examination did not reveal any
bone injuries. The report of the medical practitioner S. dated
3 June 1988 contained a description of several bruises on the
applicant's right upper arm, the typical features of a cervical
syndrome, vomiting and intense headache and a temperature of 37.5 °C.
20. According to a report signed by Police Officer M. and dated
1 June 1988, the applicant was taken out of police detention in the
afternoon of the same day in order to be brought to an acoustics
research institute to have his voice compared with the voice of an
anonymous person who had called the Vienna emergency services. The
applicant was hand-cuffed with his hands in front of his body. When
Police Officer M. opened the left rear door of the police car in order
to enable the applicant to get out, the applicant slipped and lost his
balance. The applicant bumped against the frame of the open car door
with his right arm. M., who was standing right next to him, was able
to take the applicant by his left arm, but could not prevent him from
falling. Upon M.'s inquiry, the applicant stated that he was not
injured. When interrogated in the early morning of 2 June 1988, the
applicant indicated that he had nevertheless sustained a slight injury
due to his fall. A round bruise was found on his right upper arm.
21. Following reports in a public broadcast on 7 June 1988 about the
applicant's accusations of ill-treatment by the police, the Vienna
Federal Police Authority opened investigations against the police
officers concerned. The results of these investigations were submitted
to the Vienna Public Prosecutor's Office (Staatsanwaltschaft) on
25 October 1988. On 22 November 1988 the applicant, represented by
counsel, joined these criminal proceedings as a private party under
S. 47 of the Code of Criminal Procedure (Strafprozeßordnung) in respect
of his compensation claims.
22. On 26 June 1989 the Investigating Judge at the Vienna District
Court (Strafbezirksgericht) heard the applicant as a witness and the
Police Officers T., G., F. and M. as accused (Beschuldigte).
23. The applicant stated that on 31 May 1988 he had been arrested by
four police officers, inter alia M. and T. Following the taking of
photographs and fingerprints, the questioning had started in the
afternoon and evening. At the first questioning five police officers
had been present, who had interrogated him in turns. The applicant
also indicated that the police officers, with the exception of Police
Officer F., were drinking wine. In the course of the questioning,
their superior Mr. G. had started to pull his twisted moustache and to
go around the room with him, and then also slapped him in the face.
As he still had not confessed, Police Officer M. had begun to hit him.
He knew about this Officer's identity as he had seen him signing the
record. Police Officer F. had been sitting at the type writer. He had
been the only Officer behaving correctly. Police Officer M. had
continued to hit him in the course of the ensuing interrogations.
M. had been the one hitting him most of the time, though, while he had
been lying on the floor, others had also kicked him. On the second
day, even a legally qualified person had been present for a short time
and had seen that he had been beaten. Police Officer M. further had
attempted to provoke him to hit back. 90% of his injuries had been
caused by M. The haematoma on his right upper arm had been caused by
M.'s punches. M. had further kicked him and caused a haematoma on his
right or left lower leg, the print of the shoe had later been seen on
his trousers. Police Officer M. had also grasped his hair and had
thrown him to the floor. Upon questioning, the applicant stated that
there had been no accident when he was taken by car to have his voice
compared.
24. Police Officer T. stated that he had been working with inter alia
the Police Officers M. and F. He could not remember whether he had
been present upon the applicant's arrest. He had conducted the
questioning of the applicant's wife. The applicant had been questioned
in another room, he had sometimes been there to put questions to the
applicant. He had learnt about the injuries sustained by the applicant
in the media. He himself had not beaten or kicked the applicant, nor
seen that his colleagues had done so. The police officers had not
drunk alcohol in the course of the interrogations. Moreover, though
working hard, they had always taken a break at least between midnight
and 7 a.m.
25. Police Officer G. explained that he had been leading the
particular work unit since 1983, Police Officer M. had been in this
unit for two years, Police Officer F. for one year and Police
Officer T. for five years. He had been present at times at the
interrogations of both the applicant and his wife. He had not touched
the applicant or pulled his moustache, though he remembered that the
applicant had a peculiar moustache. At the relevant time, they had
worked overtime, but there had not been any particular pressure upon
them. He had been informed at that time that the applicant had
stumbled in the course of getting out of a police car, Police Officer
M. or F. had informed him of this. He had not known about any
injuries. He had instructed his colleagues to draft a report on the
incident. There had been no alcohol in the room where the
interrogations had taken place.
26. According to Police Officer F., who had joined the work unit in
April 1988, Police Officer M. had conducted the questioning of the
applicant in the presence of always two or three colleagues. Upon
questioning, he confirmed that a legally qualified person, namely a
superior, had been present for a short time at one of the
interrogations. No alcohol had been drunk in the course of the
questioning. They had worked overtime, but there had been no
particular pressure. F., stating that he had been present at most the
questioning, denied that the applicant had been bodily assaulted. F.
continued that on 1 June 1988 he had, together with Police Officer M.,
taken the applicant to have his voice compared. F. had driven and M.
had been at the rear with the applicant who had been hand-cuffed with
his hands in front of his body. The applicant had probably stepped out
of the rear left door. F. indicated that he had not seen the applicant
stumble, but heard something like it. When he had turned around, he
had seen M. already holding the applicant. The applicant had said that
he was not hurt. The next day the applicant had mentioned the bruise
on his upper arm. One of them had informed Police Officer G. about the
bruise, and G. had advised them to draft a report on the incident.
27. Police Officer M. stated that he had joined the work unit of
Police Officer G. in May 1988. He had at the time interrogated the
applicant, but he had certainly not been alone: in order to avoid
unfounded allegations, other colleagues had been present for at least
part of the time. M. denied having used violence against the
applicant, and supposed that the applicant and his wife, for unknown
reasons, wanted to take revenge on them. As to the course of the
interrogations, M. specified that at the beginning the applicant had
denied any involvement in the offences at issue; only in the further
course of questioning had he given the decisive hint as to the identity
of the actual culprit. As regards the injuries sustained by the
applicant, M. confirmed his statements in his report of 1 June 1988.
During the drive, he had been sitting next to the applicant, who had
been hand-cuffed with his hands in front of his body, in the rear of
the police car. M. continued that he had opened the door on the
applicant's side from the outside. The applicant had stumbled while
getting out and fallen, knocking his right arm against the doorframe.
M. had only been able to stop him falling. The applicant had said that
he was all right. Only the next day had he mentioned a bruise on his
right upper arm. M. could not remember any other injuries or a
footprint on the applicant's trousers. M. clarified that he had
written the report concerning the accident on 2 June, but had put the
date of the incident. M. further confirmed that a superior, possibly
presented as a legally qualified person, had shortly been present at
one of the interrogations. M. also indicated that he worked normally
60 to 70 hours overtime per month; at the relevant time he had possibly
done 80 to 90 hours overtime. Moreover, they had not consumed any kind
of alcohol during their work.
28. On 13 October 1989 the Vienna District Court conducted the trial
of Police Officers M., T. and G. on charges of bodily assault
(Körperverletzung).
29. The Vienna District Court heard the accused and several
witnesses, namely the applicant and his wife, Police Officer F., Police
Officer P., Chief of the three units at the Vienna Federal Police
Authority which were investigating drug offences, as well as six
further witnesses, two of them physicians who had seen the applicant's
injuries and whom he had told about the alleged ill-treatment.
30. Police Officer M. referred to his earlier statements. Upon
questioning, he explained that due to information given to him, the
investigations concerning the case in question had been transferred
from another work unit at the Vienna Federal Police Authority.
Following their arrest, the applicant and his wife had been brought to
the Police Authority. Questioned about the further development of
matters regarding the applicant, Police Officer M. stated that the
applicant's identity had been established and he had been questioned
about the offences concerned. M. confirmed that Police Officer F. had
been present in the course of the interrogation. However, he could not
remember whether Police Officers G. and T. had been also there. The
applicant had claimed to be innocent, and even claimed that he had
nothing to do with drugs and in particular opium. He had complained
that the police was again creating difficulties. Moreover, the
applicant had repeatedly indicated that he would cause troubles and
ridicule them. Police Officer M. then described the events when the
applicant had been taken out of the building of the Police Authority:
The applicant had been hand-cuffed with his hands in front of his body,
he had been sitting in the rear of the police car. Upon arrival, M.
had opened the door where the child lock had been in position as a
precautionary measure. When getting out of the car, the applicant had
lost his balance, had fallen and hit his right arm against the door
frame. He had shown his injury, a round bruise, but had not wanted to
see a doctor. Upon further questioning by the Public Prosecutor, M.
stated that, upon the arrest, a piece of hashish had been found upon
the applicant, nothing upon his wife. However, police informers had
told them that the applicant had been dealing with heroin and had been
selling washing powder to drug addicts. This information had not been
recorded as the informers were not prepared to make a statement for the
record. Upon further questioning, M. indicated that, having first
denied any relationship to one of the victims, the applicant and his
wife had later admitted a close relationship.
31. Police Officer T. first made some more general remarks about the
organisation and distribution of work between the three units dealing
with drug offences. He remembered that he had been present at the
arrest of the applicant and his wife and that he had interrogated the
applicant's wife. Though he had not assisted in the questioning of
the applicant in the adjoining office, he had occasionally come to
put questions to the applicant. They had mainly inquired about
discrepancies in the spouses' statements about their alibi. He had
learnt about the injury sustained by the applicant only after his
release.
32. Police Officer G., the head of the work unit concerned, also
explained that following information obtained by Police Officer M. on
the particular case, it had been transferred from another work unit
which had initially conducted the investigations. He had seen the
applicant for the first time during the interrogation in the afternoon.
Together with Police Officer T. he had questioned the applicant's wife,
but also the applicant in order to verify their alibi, as there had
been discrepancies in their statements. As regards the applicant's
injury, he remembered that either Police Officer M. or Police Officer
F. had informed him about the incident in the course of the escorted
visit. He had instructed them to draft a report. Being asked in
detail about the applicant's allegations of ill-treatment, G. stated
that it appeared practically impossible to pull the applicant around
by his moustache without leaving injuries to his face.
33. The applicant, heard as a witness, stated that, following his
arrest in the late morning, he had first been questioned in the late
afternoon by Police Officers M. and F., in particular about his alibi.
Violence had been used, G. had pulled him around the room by his
moustache, and he had been slightly hit on his head. In the afternoon
of the second day, he had again been interrogated, and because he had
refused to admit that he had given drugs to the two persons who had
subsequently died, he had been beaten every half hour. He had also
been kicked while lying on the floor, and had therefore not seen the
persons who had kicked him. Police Officer M. had hit him on the upper
arm and kicked him. On one occasion, a legally qualified person had
been present who had not stopped the beatings. Police Officers from
another group had also been present; there had been continual changes.
In between, he had been escorted to have his voice compared. Questioned
about the escorted visit, the applicant denied that he had stumbled
while getting out of the car. He also confirmed that Police Officer
F. had not hurt him.
34. The applicant continued that he had been released on 2 June 1988
at the same time as his wife; they had gone home where he had met his
brother and a psychologist Tr., with whom he was acquainted. He had
only later noticed that a footprint on his trousers was consistent with
an injury to his leg. After having taken a shower and changed clothes,
he had met the journalist B. Subsequently he had gone to the hospital.
Two fingers of his right hand had been numb. On the next day he had
got a stiff neck, he had vomited. The applicant stated that he had not
eaten for two days and that he had a nervous stomach. He further
stated that he had health problems due to the fact that M. had pulled
him by the hair off a chair and onto the floor.
35. The applicant's wife stated that she had been questioned by
Police Officer T. , subsequently cross-examined by four persons and
later by Police Officers M. and F. She had been released at the same
time as her husband who had told her immediately that he had been hit
and beaten and pulled by his moustache and hair. She had seen the
bruises mentioned by him, and also the shoe-print on his trousers. Her
husband had said that Police Officer M. had caused the injuries. Her
husband had complained about pain in the neck, headache, and later a
feeling of numbness in his right hand.
36. Police Officer F. was next heard as a witness. He stated that
following a tip-off about who had given the deceased the drugs the case
had been transferred to their work unit. Because of the rivalry
existing between the units, information of such kind would not be
passed on. Upon his arrest, the applicant had said that he would cause
difficulties. However, during his interrogation, the applicant had
been quite calm. F. denied having seen that the applicant had been
hit. As regards the escorted drive, F. indicated that he had parked
the police car rather close to another car. Police Officer M. had
opened the door for the applicant. According to F., there had been a
noise and, turning around, he had seen that M. was holding the
applicant. F. confirmed that Police Officer G. had advised them to
draft a report on the incident.
37. The applicant's doctor S. confirmed that he had examined the
applicant who had been undressed. The applicant had several
haematomas, inter alia the largest, on his right upper arm. S. had the
impression that the applicant had either bumped against something or
had been hit. S. excluded that a fall against a doorframe could have
caused these haematomas. The applicant had not indicated that he had
been hit by the police. S. had not ascertained injuries to the legs,
but there were other bruises and the applicant had complained about
vomiting and headache. The applicant had not had a concussion but, as
a consequence of a cervical syndrome, had been unable to turn his head.
Upon questioning, S. stated that such a cervical syndrome could have
several causes, inter alia, a cold or the fact that somebody had been
several times pulled by his hair. However, the cause could not be
objectively established.
38. The psychologist Tr., who had seen the applicant after his
release, confirmed that the applicant had told him about his arrest and
detention and about having been hit and maltreated by the police, in
particular one police officer. Tr. further said that he had not looked
for any injuries. He also stated that he had not for a moment had the
impression that the applicant had made up his story.
39. The Court next heard Mr. P., the Head of the Section - with three
work units - at the Vienna Federal Police Authority, which had been
responsible for the investigations in the opium poisoning cases. P.
first explained the organisation and distribution of work between the
units and, in this context, excluded rivalry between the units.
Moreover, P. stated that he had been present at the questioning of the
applicant by Police Officers M. and F. for about ten minutes. P.
remembered that he had advised the applicant that a confession could
result in the court passing a more lenient sentence. Being confronted
with the applicant's allegations, P. denied that the applicant had been
tortured or beaten; rather, the atmosphere had been friendly.
40. The applicant's sister-in-law H. described the state of the
applicant and his wife following the release from detention. H.
confirmed in particular that she had seen the bruise on his right upper
arm and that the applicant had told her that he had been pulled around
by his hair, thrown to the floor, punched and that two or three police
officers had been present most of the time, the most brutal one having
been the Police Officer M. She could not remember having seen a shoe-
print on the applicant's trousers.
41. The applicant's brother R. stated that when they had met at the
applicant's apartment the applicant had told him that he had been
subjected to physical violence while in detention, namely that he had
been beaten, kicked and pulled by the hair to the ground. R. had seen
several bruises on the applicant's body, and a shoe-print on the
applicant's trousers. The applicant had also told him that he had
problems with his stomach and had vomited.
42. The applicant's sister-in-law H. and his brother R. were
subsequently questioned about whether the applicant had mentioned an
accident in the course of an escorted visit. H. stated that the
applicant had mentioned that one of the police officers had told him
that this was the cause of his injuries. R. had not heard about this.
43. The reporter B. had been informed by the applicant's sister-in-
law H. about the applicant's allegations of ill-treatment in the course
of his police detention. B. had thereupon arranged by phone a meeting
with the applicant. B. had been shown several injuries, haematomas on
the applicant's right arm, the largest on the outside, one or two
smaller on the inside. B. had photographed them the next day for the
purposes of a story in a magazine. Upon questioning, B. indicated that
the applicant had told him that his voice had been compared, but not
that he had fallen out of the police car.
44. B. then turned to read from the notes which he had made in the
course of the conversation with the applicant at the time according to
which the applicant had given the following account: the head of the
group had pulled him by the beard and hit him on the head with the flat
of his hand; during the first interrogations he had been insulted, but
not yet been hit. Following the escorted visit to the Acoustics
Research Institute, the police officers had shaken him by the feet and
hands and beaten him for about twenty minutes. There had been bottles
of wine in the office and the police officers had been smelling of
alcohol. Police Officer F. had behaved correctly and not hit him,
Police Officer M. had hit him the most. They had also threatened to
place his children at a children's home. Only at the last
interrogation in the morning before his release, all police officers,
including M., had been friendly and polite.
45. B. also indicated that he had seen a footprint on the applicant's
trousers which appeared to have been dragged over the floor. B.
continued that he had verified that the shoe-print coincided with a
haematoma on the applicant's leg below his knee. Upon questioning, B.
stated that he did not have the impression that the applicant had been
acting.
46. The photographer L., a colleague of the journalist B., confirmed
that he had photographed the injuries suffered by the applicant, namely
a severe bruising on his right upper arm. He also remembered injuries
to the applicant's legs. He had not taken photographs of the smaller
injuries as they would not have been visible.
47. At the close of the trial, the District Court convicted Police
Officer M. of bodily assault and sentenced him to two months'
imprisonment on probation. He was ordered to pay the applicant AS
1,000. The two other Police Officers T. and G. were acquitted.
48. The Vienna District Court found M. guilty of having beaten and
kicked the applicant and having pulled his hair on 1 June 1988 and
thereby caused several haematomas at his right upper arm as well as at
his thigh and also a cervical syndrome.
49. In the reasons of its judgment, the District Court stated that
the three accused were members of one of three units of the Vienna
Federal Police Authority competent for drug offences; Police Officer
G. was the head of this unit. The District Court then described the
main course of the criminal investigations concerning two cases of
death due to opium poisoning, which were first conducted by another
unit at the Federal Police Authority, and later transferred to the unit
the accused were working in. Due to the publicity of the two cases of
death, their unit had been under a particular pressure to complete the
inquiries, and had therefore worked many hours of overtime.
50. The District Court stated that both the applicant and his wife
had been charged by third persons with having sold heroin to one of the
two persons who had died. Inquiries were started against the applicant
and his wife, their apartment was searched. On 31 May 1988 they were
arrested and questioned by Police Officer M. in the presence of the
witness F., the co-accused G. and other police officers. They were
insulted by the police officers, except by F. Police Officer G.
grasped the applicant's moustache and pulled him through the room, M.
also beat him. The applicant was again questioned by M. on
1 June 1988. In order to obtain a confession, M. had grasped and
shaken the applicant's hair, thrown his head forward and backward,
beaten him with his fist on his right upper arm, thrown him to the
ground and kicked him. Other officers, whom the applicant could not
recognise, had then also kicked him.
51. The District Court established the facts on the basis of the
applicant's allegations as confirmed in particular by one of the
witnesses, namely the journalist, whom he had already on 2 June 1988
told in detail about the events and who had taken notes. Furthermore,
on the occasion of a confrontation with various persons one year after
the events, the applicant had immediately recognised M. and other
participants in his questioning.
52. The District Court found that the applicant's statements were
credible and refuted the partly incoherent allegations of the accused
M. and other police officers who mainly tried to discredit the
applicant. The defence of the accused M. that the injuries had been
caused accidentally was not credible. His version according to which
the applicant, who had been brought for a test, had climbed out of the
police car in a crowded car park and fallen onto the door frame and
then to the ground, while M. had attempted to hold him, was unlikely
and did not correspond to the applicant's injuries.
53. Finally, the District Court found that it had not been proven
that the two other accused had caused any of the applicant's injuries.
54. Police Officer M. lodged an appeal (Berufung) with the Vienna
Regional Court (Landesgericht) against his conviction.
55. At the hearing on 2 March 1990 the Vienna Regional Court ordered
the further taking of evidence, namely the hearing of the accused
Police Officer M. and of the applicant, and the preparation of a
forensic expert opinion by the Institute for Forensic Medicine of the
Vienna University on the cause of the applicant's injuries.
56. Dr. M., a senior physician at the Vienna Institute for Forensic
Medicine delivered the expert opinion on 23 July 1990.
57. According to the opinion the applicant had stated at the
Institute on 7 June 1990 that in the course of the police questioning
he had been pulled by his twirled moustache, struck on the top of his
head, pulled by his hair, and had been punched by Police Officer M. on
the outside of his right upper arm; moreover, he had a bruising on his
right lower leg coinciding with the mark of a shoe-print on his
trousers; his ribs and upper body had also been aching. The applicant
had further stated that following his release he had vomited, he had
had a temperature for some days and a diarrhoea, further a stiff neck
and a strange feeling in some fingers. As to the bruises, the
applicant had specified that, apart from the large bruise on the
outside of his upper right arm, he had seen three or four bruises of
the size of a finger-tip on the inside of his upper right arm and on
the outside of his right lower leg.
58. The opinion continued with a description of the reconstruction
of the incident during the escorted visit as recounted by police
Officer M. It was noted that the applicant was 186 cm tall and
probably 95 kg in weight at the time of the incident. While the
applicant expressed doubts, Police Officer M. had been certain that the
police car brought along to the reconstruction had been the one used
on the visit concerned. The expert stated that, with regard to the
reconstruction carried out, there had been no considerable differences
between the two types of car. He found that the bruising to the
outside of the applicant's right upper arm and further injuries had to
be interpreted as non-specific injuries and only permitted the
conclusion that this area of the body had either suffered a dull blow
or struck against a blunt edge. There was no certainty from the
medical point of view as to the cause: neither the infliction of
maltreatment, blows to the upper arm and a kick in the knee area, nor
a bump against the car door could be excluded. The expert added that
the version advanced by Police Officer M. could only explain one of
several injuries that might have been sustained.
59. On 14 September 1990, at the hearing before the Vienna Regional
Court, the expert opinion was read out, together with a statement by
the prison to the Police Authority that the applicant had been seen by
a prison doctor only in the early morning of 1 June 1988.
60. Police Officer M. was again questioned on the accusations against
him, brought both by the applicant and his wife. M. expressed the view
that the applicant's wife had suffered from the fact of her detention
as such and had, together with her husband, concentrated upon M.
against whom to bring their accusations. M. remembered that upon his
arrest the applicant had threatened to cause difficulties. At a later
stage, when his superior P. had been present, there had, as usual, been
a rather calm atmosphere. At the questioning on 2 June 1988, the
applicant had shown him the bruising on his right upper arm, but had
not wanted to see a physician. M. also repeated his version of the
incident upon the applicant's escorted visit.
61. The applicant was questioned about his professional training and
his past occupations, his financial situation, furthermore about his
contacts with drugs. Questioned about the alleged escalation of the
interrogation, the applicant stated that the police officers had wished
to find a culprit by any means. As regards the first questioning on
31 May 1988, he stated that Police Officer G. had disliked one of his
answers and, therefore, pulled him by his moustache out of the chair
and later put him down again. As he had not resisted, his moustache
had not been torn off. Police Officer M. had already hit him at that
stage, however, not into his face; throughout the beating M. had
attempted to avoid marks as far as possible. The applicant further
stated that he had not suffered any accidental incident upon his
escorted visit, and he insisted that at the time he had been driven in
a two-door car, whereas the reconstruction had been done with a four-
door car. The applicant was subsequently questioned in detail about
the course of the maltreatment to which he had allegedly been
subjected. He repeated his earlier statements that M. had mainly
beaten and kicked him and pulled him by the hair, though, when lying
on the floor, he had the impression of being kicked by more than one
person. Questioned about the varying statements in the course of the
proceedings as to the shoe-print, the applicant insisted that the
haematoma had been on his lower leg underneath his knee, so had the
shoe-print been on his trousers. He could not say with certainty that
M. had kicked him, causing this particular haematoma. The applicant
also said that he had chosen counsel to represent him in this matter
only after having gathered information. The reporter of the public
broadcast had coincidentally been present in a pub where he had told
friends about the incidents.
62. Subsequently, the forensic expert further explained his written
expert opinion.
63. At the close of the hearing of 14 September 1990, the Vienna
Regional Court quashed the District Court's judgment of 13 October 1989
and acquitted M. As regards his compensation claims, the applicant was
referred to the civil courts, in accordance with S. 366 para. 1 of the
Code of Criminal Procedure.
64. With regard to the applicant's credibility, the Regional Court
noted that on 6 October 1988 the Vienna District Court had convicted
him of drug trafficking. For several years the applicant had been
unemployed, and he was living with two minor children on his wife's
earnings and social security benefits. As consumer of drugs and for
various private purposes, he had a considerable need of money.
65. As regards the relevant events, the Regional Court noted that,
according to the findings of the District Court which were solely based
on the applicant's account, Police Officer M. had already insulted and
beaten him, without, however, causing any injuries. On the next day,
the questioning had escalated, the applicant's wife had been insulted
and threatened, and he himself had also been insulted, hit on his head
and been kicked. In this respect, the Regional Court also referred to
the submissions of the applicant and his wife in proceedings which they
had meanwhile instituted before the Constitutional Court (Verfassungs-
gerichtshof). The District Court had assumed that the public pressure
to solve the case of murder in question had been the reason for such
escalation. The applicant, upon detailed questioning at the hearing
before the Regional Court, could not explain the escalation in
question, as he had acted perfectly correctly. According to the
applicant's further accusations, M. had repeatedly pulled him by his
hair to the floor, and had ill-treated and kicked him together with
other police officers. Had not Police Officer F. calmed M. down, he
could have been killed by M. He had also had the impression that the
police officers had taken drugs. The statements of the applicant's
wife were on the same lines.
66. This account of events was contradicted by the statements of
Police Officer M. and also of Police Officer F. whom the applicant
himself had called correct in his behaviour. According to the
statements of the Police Officers, the applicant had threatened that
he would create difficulties and ridicule them.
67. The Regional Court considered that neither the applicant's nor
his wife's statements could logically explain the escalation of the
questioning resulting in allegedly criminal behaviour. Furthermore,
the identity of the other police officers who had allegedly kicked him
remained unclear. In this respect, the Regional Court noted in
particular the applicant's allegations that only four police officers
had been present and also conducted the questioning of his wife, that
he himself had exonerated Police Officers T. and G. and never
reproached Police Officer F.
68. Moreover, the Regional Court considered that the applicant's
summary of events did not correspond to his injuries, which in any way
varied in the applicant's submissions and the statements of witnesses.
Had his head been hit repeatedly and had he been kicked, numerous
injuries, in particular in his face, were to be expected. His further
submission, according to which he had been beaten in such a manner as
to leave few signs, would suggest a careful planning on the part of the
accused, whereas the applicant recounted that they had lost any self-
control in their intention to obtain a confession.
69. As regards haematomas on the applicant's right upper arm, the
Regional Court, having regard to the opinion of the forensic expert,
found that the explanation given by the accused M., as confirmed by
Police Officer F., namely an accident on the occasion of the
applicant's transport in a police car, could not be excluded.
70. The Regional Court, having regard to the forensic expert opinion,
further considered that the symptoms, namely pain in the neck, numbness
of his fingers and, a week later, stiffness of his neck, moreover
diarrhoea, which the applicant's physician viewed as cervical syndrome
suggesting ill-treatment, could also have resulted from a general
infection. The Regional Court noted in this respect that the applicant
had previously had stomach problems and had only drunk water in the
course of his detention.
71. The Regional Court rejected the applicant's requests to take
further evidence, on the ground that these requests related to the
irrelevant question whether or not particular witnesses had considered
his statements credible.
72. The Regional Court finally noted that the applicant had not laid
information against the police officers concerned, but raised charges
in public in the context of a broadcast. There were altogether serious
reasons not to trust his allegations.
73. The Regional Court concluded that, on balance, the version of the
accused could not be refuted, nor had at least parts of the applicant's
allegations been proven with the certainty necessary for a criminal
conviction.
74. On 26 November 1990 the Constitutional Court, upon the
applicant's complaint under S. 144 of the Federal Constitution (Bundes-
verfassungsgesetz), held that his arrest by police officers of the
Vienna Federal Police Authority on 31 May 1988 at about 12h30, and his
subsequent detention until 2 June 1988 at 9h30 had violated his right
to liberty, and that the searches of his home had violated his right
to respect for his home. The Constitutional Court rejected the
remainder of the applicant's complaint that he had been insulted and
ill-treated by police officers in the course of his detention.
75. The Constitutional Court found that the applicant's arrest and
detention, which had not been ordered by a court, had been unlawful,
as the Federal Police Authority had failed to show any immediate danger
of collusion which could have justified a police action without a
warrant of arrest. Likewise, the three searches of the applicant's
home had been carried out without a search warrant, no immediate danger
exceptionally justifying such action.
76. As regards the insults allegedly committed by police officers in
the course of the applicant's detention, the Constitutional Court
referred to its constant case-law according to which mere insults as
such did not amount to an administrative act relating to the exercise
of direct administrative authority and coercion, even if such insulting
remarks were allegedly made in the course of an official act. Thus
there was no act which could be challenged before the Constitutional
Court, and this part of the complaint was inadmissible.
77. With regard to the applicant's allegations that he had been
assaulted by police officers, the Constitutional Court noted that the
accused Police Officers T. and G. had been acquitted by the Vienna
District Court on 13 October 1989, and the accused Police Officer M.
by the Vienna Regional Court on 14 September 1990. The Constitutional
Court considered that, in view of this outcome of the criminal
proceedings, where evidence had been taken on a broad basis, it could
not accept the applicant's allegations. Thus it could not accept the
alleged ill-treatment as proven beyond doubt. In these circumstances,
seen as a whole, a further examination of the relevant facts and thus
proof of a violation of Article 3 of the Convention was no longer
possible for the purposes of the complaint proceedings.
78. The decision was served on 22 February 1991.
B. The evidence before the Commission
79. The Commission had regard to the evidence obtained at the
domestic level. It considered in particular:
- the report of 1 (2) June 1988 drafted by Police Officer M. on the
applicant's escorted visit to the Acoustics Research Institute;
- the report of the Meidling Hospital of 2 June 1988;
- records of the questionings conducted by the Investigating Judge
on 26 June 1989 with the applicant, with his wife, with the
suspect Police Officers T., G., F. and M.;
- the statements of the accused and the witnesses according to the
record of the trial before the Vienna District Court on
13 October 1989;
- the forensic expert opinion of 23 July 1990;
- the statements of the accused Police Officer M. and of the
applicant according to the record of the hearing before the
Vienna Regional Court on 14 September 1990.
80. The Commission did not itself take further evidence.
C. The relevant domestic law
81. Under S. 83 para. 1 of the Austrian Penal Code (Strafgesetzbuch),
bodily assault is punishable by imprisonment not exceeding six months
or by a fine of an amount not exceeding 360 daily rates (Tagessätze).
According to S. 313 of the Penal Code the maximum punishment may be
increased by one half, if the offence was committed by a public
official taking advantage of his position.
82. S. 47 of the Austrian Code of Criminal Procedure (Strafprozeß-
ordnung) concerns the right of the victim of a criminal offence to be
a private party (Privatbeteiligter) claiming damages in the context of
the criminal proceedings. The private party is in particular entitled
to supply the public prosecutor and the investigating judge with
anything likely to show the guilt of the accused and, to establish the
compensation claim, to have access to the files, and to be summoned for
the trial. According to SS. 222 and 249 the private party may request
the hearing of witnesses or experts, and put questions to them.
83. SS. 365 to 379 of the Code of Criminal Procedure regulate the
competence of criminal courts in respect of civil rights. S. 365
provides that the criminal court must, ex officio, consider the damage
resulting from a criminal offence. Pursuant to S. 366, the private
party is referred to the civil courts regarding any compensation
claims, if the accused is not convicted.
84. The competence of the Constitutional Court to receive complaints
about the violation of constitutionally guaranteed rights is laid down
in Article 144 para. 1 of the Federal Constitution (Bundesverfassungs-
gesetz). It relates to complaints against formal decisions of
administrative authorities or complaints concerning the exercise of
direct administrative authority and coercion against a particular
individual (Ausübung unmittelbarer verwaltungsbehördlicher Befehls- und
Zwangsgewalt gegen eine bestimmte Person). According to S. 19 of the
Constitutional Court Act (Verfassungsgerichtsgesetz), the
Constitutional Court decides in general following an oral hearing held
in presence of the parties, unless, inter alia, a decision can be taken
on the basis of the parties' written submissions and an oral hearing
could not further clarify the issues raised in the proceedings. In the
proceedings upon complaints brought under Article 144 para. 1 of the
Federal Constitution, the Constitutional Court decides whether there
was a violation of the complainant's constitutionally guaranteed
rights, and, if so, quashes the administrative decision concerned
(S. 87 para. 1 of the Constitutional Court Act). In case of success
of a complaint, the administrative authorities are obliged to establish
a situation complying with the findings of the Constitutional Court
(S. 87 para. 2 of the Constitutional Court Act).
III. OPINION OF THE COMMISSION
A. Complaint declared admissible
85. The Commission has declared admissible the applicant's complaint
that, during his police custody, he was subjected to inhuman and
degrading treatment.
B. Point at issue
86. Accordingly, the issue to be determined is whether there has been
a violation of Article 3 (Art. 3) of the Convention.
C. Article 3 (Art. 3) of the Convention
87. The applicant invokes Article 3 (Art. 3) of the Convention which
provides as follows:
"No one shall be subjected to torture or to inhuman or degrading
treatment or punishment."
88. The applicant submits that the injuries which he suffered in the
course of his detention as a result of ill-treatment by police officers
were seen by several witnesses and recorded in a medical report. The
Regional Court only quashed Police Officer M.'s conviction and the
findings of the first instance court because of the gaps in his memory
at the time of the appeal proceedings, i.e. two years after the events
in question. He considers that the Regional Court's judgment is
inconsistent and arbitrary and intended to protect the police officers
and a deplorable administrative practice.
89. The Government contest the applicant's allegations of ill-
treatment. They refer to the findings of the criminal courts in the
proceedings against the three police officers involved in the
applicant's questioning. As regards the alleged insults, the
Government further submit that the minimum level of severity required
for these insults to fall within the scope of Article 3 (Art. 3) was
not attained.
90. The Commission recalls that ill-treatment must attain a certain
level of severity if it is to fall within the scope of Article 3
(Art. 3). The assessment of this minimum is, in the nature of things,
relative; it depends on all the circumstances of the case, such as the
duration of the treatment, its physical or mental effects and, in some
cases, the sex, age and state of health of the victim etc. (Eur. Court
H.R., Ireland v. the United Kingdom judgment of 18 January 1978,
Series A no. 25, pp. 65-67, paras. 162, 167; Tyrer judgment of
25 April 1978, Series A no. 26, pp. 14-15, paras. 29-30; Soering
judgment of 7 July 1989, Series A no. 161, p. 39, para. 100).
91. Such treatment causing, if not actual bodily injury, at least
intense physical and mental suffering falls into the category of
inhuman treatment within the meaning of Article 3 (Art. 3). It is
degrading if it arouses in the person subjected thereto feelings of
fear, anguish and inferiority capable of humiliating and debasing this
person and
possibly breaking his or her physical or moral resistance (Eur. Court
H.R., Ireland v. the United Kingdom judgment, loc. cit., p. 68,
para. 174; Guzzardi judgment of 6 November 1980, Series A no. 39,
p. 40, para. 107; Abdulaziz, Cabales and Balkandali judgment of
28 May 1985, Series A no. 94, p. 42, paras. 90-91; Soering judgment,
loc. cit.).
92. The Commission notes that the applicant was arrested on
31 May 1988 at midday and detained at the Vienna Federal Police
Authority until the early morning of 2 June 1988. Several
interrogations on the death of two persons due to opium poisoning took
place during this time. The interrogations of the applicant were
mainly conducted by Police Officer M., assisted by Police Officer F.;
other Police Officers were occasionally present.
93. It is not contested that, in the course of his detention, the
applicant suffered an injury to his right upper arm. A considerable
bruising on the outside of his right upper arm was recorded in the
medical reports, by several witnesses and in particular by the accused
Police Officer M. and by his colleague F. The medical reports also
mentioned further smaller bruises on the applicant's right upper arm.
The medical practitioner S. found a temperature of 37.5° C, and, on the
basis of the applicant's own account recorded vomiting and headaches.
He made the diagnosis of a cervical syndrome. In the course of the
criminal proceedings, the applicant's wife, his brother and the
journalist B., heard as witnesses, also referred to a haematoma on the
applicant's leg, which coincided with a shoe-print on his trousers.
Both criminal courts found that the applicant had been injured in the
course of his detention, i.e. suffered at least a haematoma on his
right upper arm. As to the other bruises, the Regional Court found the
descriptions of the witnesses at variance.
94. As regards the particular circumstances of the applicant's
detention and questioning, and in particular the cause of his injuries,
the Commission is confronted with differing versions.
95. The applicant claims that he sustained bodily injuries in
consequence of ill-treatment as well as mental suffering as a
consequence of insults by the Police Officers questioning him at the
Vienna Federal Police Authority. He submits that the Police Officers
attempted to obtain his admission of having been involved in the said
drug case, and accuses in particular Police Officer M. of having beaten
and kicked him and pulled him by his hair to the floor. Moreover, G.
allegedly pulled him by his moustache and hit him on his head in the
course of his first interrogation on 31 May 1988. The applicant
assumes that further Police Officers kicked him, but cannot name them.
According to him, other Police Officers watched this ill-treatment
without intervening on his behalf.
96. The Government, referring to the final findings of the domestic
courts and the statements made by the Police Officers concerned in the
course of the criminal investigations, submit that there is no proof
for the applicant's allegations of ill-treatment.
97. The Commission notes that, at the domestic level, there were two
sets of proceedings dealing with the applicant's allegations.
98. Following a public broadcast on 7 June 1988, the Vienna Federal
Police Authority opened criminal investigations against police Officers
M., G., T. and F. on charges of bodily assault. The applicant joined
these proceedings as a private party in November 1988. A trial was
conducted against Police Officers M., G. and T. before the Vienna
District Court, and, at its close, Police Officer M. was convicted of
bodily assault, whereas the other accused were acquitted. Police
Officer M. was finally acquitted following appeal proceedings before
the Vienna Regional Court.
99. The Vienna District Court, in its judgment of 13 October 1989,
found that the applicant's account of the events was credible and
refuted the defence of the accused M. It considered in particular that
several witnesses had seen the applicant's injuries shortly after the
incident and confirmed that, already at that stage, he had told them
in detail about his alleged ill-treatment. Moreover, the applicant had
recognised M. and other participants in the questioning on the occasion
of a confrontation one year later. According to the District Court,
the accidental cause of the applicant's injuries, as alleged by the
accused M., was unlikely and M.'s defence not credible.
100. The Vienna Regional Court, in its judgment of 14 September 1990,
found that the statements of the applicant and his wife were
contradicted by the statements of Police Officer M. and Police Officer
F. whose correct behaviour had not been called into question. In
particular, there was no logical explanation of the alleged escalation
of the questioning towards criminal behaviour. The applicant's
description of the injuries sustained varied in his submissions and in
the statements of witnesses and did not correspond to his account of
the events. The Regional Court, considering the applicant's
credibility, also noted that on 6 October 1988 the Vienna District
Court had convicted him of drug trafficking. Furthermore, the Regional
Court took expert evidence as to the defence of Police Officer M. that
the injuries, in particular the haematoma on the applicant's right
upper arm, had been caused accidentally. The Regional Court endorsed
the expert's opinion that this version of events could not be excluded.
Moreover, the Regional Court, proceeding from a forensic expert
opinion, considered that the further symptoms of illness, namely pain
in the neck, numbness of his fingers and one week later stiffness of
his neck, as well as diarrhoea, which the applicant's physician viewed
as a cervical syndrome suggesting ill-treatment, could also have
resulted from a general infection. The Regional Court noted in this
respect that the applicant had previously had stomach problems and had
only drunk water while in detention.
101. The Commission further notes that the applicant brought complaint
proceedings before the Austrian Constitutional Court under S. 144
para. 1 of the Federal Constitution, which related to his arrest and
detention, the searches of his home as well as to his allegations of
insult and ill-treatment by police officers in the course of his
detention. The Constitutional Court, in its judgment of
20 November 1990 held that the applicant's arrest and detention had
violated his right to liberty and that the searches of his home had
been likewise unconstitutional. However, the Constitutional Court did
not regard the alleged insults as challengeable administrative acts.
Moreover, having regard to the outcome of the criminal proceedings
against the Police Officers concerned, where evidence had been taken
on a broad basis, the Constitutional Court did not accept the
applicant's allegation as proven beyond doubt, a further examination
of the relevant facts thus not being necessary.
102. In accordance with Article 28 para. 1 (Art. 28-1) and Article 31
(Art. 31) of the Convention, the Commission has examined the question
whether the applicant suffered ill-treatment contrary to Article 3
(Art. 3) in light of all the material before it (cf. Eur. Court H.R.,
Ireland v. the United Kingdom judgment of 18 January 1978, Series A
no. 25, p. 64, para. 160; Artico judgment of 13 May 1980, Series A
no. 37, p. 14, para. 30). Though it is, as a general rule, for the
domestic courts to assess the evidence before it, the Commission has
to verify whether there are cogent elements which could call into
question the findings of the national courts and add weight to the
applicant's allegations (Eur. Court H.R., Klaas judgment of
22 September 1993, Series A no. 269, paras. 29-30).
103. The Commission has relied on the evidence obtained at the
domestic level (see above para. 79), taking due account of the parties'
submissions in the proceedings before it, and has not found it
necessary to conduct a further investigation with a view to
ascertaining the facts under Article 28 para. 1 (a) (Art. 28-1-a) of
the Convention.
104. The Commission recalls that the facts constituting a violation
of the Convention must be proved "beyond reasonable doubt". In this
connection, a reasonable doubt means not a doubt based on a merely
theoretical possibility, but a doubt for which reasons can be drawn
from the facts presented. The Commission wishes to stress that the
authorities exercise full control over a person held in police custody
and their way of treating a detainee must, therefore, be subjected to
strict scrutiny under the Convention. Thus where injuries occurred in
the course of police custody, it is not sufficient for the Government
to point at other possible causes of such injuries, but it is incumbent
on them to produce evidence showing facts which cast doubt on the
account given by the victim, in particular if supported by medical
evidence (cf. Eur. Court H.R., Tomasi judgment of 27 August 1992,
Series A no. 241-A, pp. 40-41, paras. 109, 110; Ireland v. the United
Kingdom, Comm. Report 25.1.76, Eur. Court H.R., Series B no. 23-I,
p. 413; see also, mutatis mutandis, Eur. Court H.R., Bozano judgment
of 18 December 1986, Series A no. 111, p. 26, para. 59).
105. In the present case, the Government rely on the outcome of the
domestic proceedings, in particular of the criminal proceedings against
several Police Officers who had participated in the interrogations of
the applicant, giving the Police Officer's version of an accidental
incident in the course of the escorted visit as an explanation for the
applicant's injury.
106. The Commission observes that the assessment of evidence in the
context of the criminal proceedings in question was governed by the
principle of the presumption of innocence, as guaranteed by
Article 6 para. 2 (Art. 6-2) of the Convention.
107. Accordingly, the Vienna District Court acquitted Police Officers
G. and T., because, taking into account the applicant's own statements
on their behaviour, it had not been proven beyond doubt that they had
caused the injuries. However, on the basis of the evidence obtained
by hearing several witnesses, including the applicant, the District
Court found Police Officer M. guilty of having inflicted bodily harm
upon the applicant. The Regional Court, further applying the principle
of "in dubio pro reo", also acquitted Police Officer M. upon his
appeal. The Regional Court, having heard the accused and the
applicant, departed from the findings of the District Court as to the
credibility of the applicant, though the authenticity of the
applicant's suffering following his release had been confirmed by
several witnesses, including the psychologist Tr. The Regional Court
put particular emphasis on the findings of a forensic expert, according
to which M.'s version of an accidental cause could not be excluded as
explanation for the bruising on the applicant's right upper arm.
Neither the District Court nor the Regional Court adverted to the
apparent discrepancy in M.'s statements concerning the time when the
applicant first showed him the bruise on his right arm (see above
paras. 27, 30, 60).
108. The Austrian Constitutional Court, in the proceedings under
Article 144 of the Federal Constitution, endorsed the assessment of
evidence by the District Court, as to the acquittal of Police Officers
G. and T., and by the Regional Court, as to the acquittal of Police
Officer M. The Constitutional Court, which however did not investigate
the matter fully, applied the same standard of proof as in criminal
cases.
109. In these circumstances, the Commission, considering both the
limited scope of the proceedings before the criminal courts, bound by
the principle of the presumption of innocence, and the refusal of the
Constitutional Court to further investigate the relevant facts, is not
satisfied that the Government's explanations, which exclusively refer
to the outcome of these domestic proceedings, suffice to cast a
reasonable doubt on the applicant's allegations of ill-treatment
causing bodily injuries and mental suffering in the course of his
detention at the Vienna Federal Police Authority.
individual persons belongs to the competence of the national judiciary.
The Commission is not to challenge the acquittal of the police officers
in the course of the criminal proceedings before the Vienna Courts.
However, criminal law responsibility under the national legal systems
should not be confused with the international law responsibility under
the Convention. The Commission is only concerned with the latter. The
test as well as the method and standard of proof in respect of the
responsibility under the Convention are different from those applicable
in the various national systems as regards responsibility of
individuals for criminal offences. Responsibility under the Convention
is based on its own provisions which are to be interpreted and applied
on the basis of the objectives of the Convention and in the light of
relevant principles of international law (cf. Eur. Court H.R., Golder
judgment of 21 February 1975, Series A no. 18, pp. 16-18, para. 34 et
seq.). The responsibility of a State under the Convention, arising for
acts of all its organs, agents and servants, does not necessarily
require any "guilt" on behalf of the State, either in a moral, legal
or political meaning (cf. Ireland v. the United Kingdom, Comm. Report
25.1.76, loc. cit., pp. 393-394).
111. The Commission further considers that, in contrast with criminal
proceedings, proceedings instituted under the European Convention on
Human Rights are not aimed at punishing the authors of violations, but
at protecting the victims and providing redress for damage caused by
the acts of the State responsible (see also Inter-American Court of
Human Rights, Velasquez Rodriguez case, judgment of 29 July 1988,
para. 134 et seq., annual report of the Inter-American Court of Human
Rights 1988, Washington 1988, pp. 35 and 61).
112. The Commission, when examining an alleged violation of the
Convention, is not bound by the findings of fact of the national
courts. It can draw its own conclusions on the basis of all the
material placed before it. In any event, in the present case the
national courts were not unanimous in establishing the facts.
113. The Commission takes into account the following facts:
(a) that several witnesses to whom the applicant had talked
immediately after his arrest, including the psychologist
Tr., were convinced of the correctness of the applicant's
account;
(b) Dr. S. had described the version of Police Officer M., i.e.
that the injury was inflicted by a fall against the door of
the police car, as being "rather implausible";
(c) according to the expert opinion of the Vienna Institute of
Forensic Medicine of 23 July 1990, the version of Police
Officer M. could only explain the haematoma on the
applicant's upper arm which was only one of the injuries
suffered by the applicant;
(d) the further medical evidence to the effect that the
applicant had also suffered a cervical syndrome;
(e) the statements of several witnesses, inter alia, the
reporter B., according to which the applicant's trousers
showed a footprint at the place where he was injured at his
leg.
114. As already stated, it is not sufficient to point at alternative
theoretical possibilities as to the cause of injuries without offering
evidence, as long as it is certain that these injuries were caused
while the applicant was in police custody. No such evidence or even
a convincing explanation has been presented to the Commission.
115. In these circumstances, the Commission, considering the
particular vulnerability of the applicant, who was, according to the
judgment of the Constitutional Court, unlawfully held in police custody
without a court order, is satisfied beyond reasonable doubt that the
applicant was subjected to physical violence which, in the
circumstances, amounted to inhuman and degrading treatment.
116. In the light of this conclusion, the Commission does not find it
necessary to inquire into the alleged insult by police officers, which
was not considered to be a challengeable act by the Constitutional
Court, and only examined in a cursory way by the Vienna Regional Court.
CONCLUSION
117. The Commission concludes, by 10 votes to 6, that there has been
a violation of Article 3 (Art. 3) of the Convention.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NØRGAARD)
(Or. English)
CONCURRING OPINION OF Mr. N. BRATZA
I share the view of the majority of the Commission that there has
been a breach of Article 3 in the present case. I also substantially
follow the reasoning of the Commission in paragraphs 102-116 of its
Report.
In its judgement in the Klaas case the Court (in para. 29)
recalled that it was not normally within the province of the Convention
organs to substitute their own assessment of the facts for that of the
domestic courts and that, as a general rule, it was for those courts
to assess the evidence before them. The Court went on to note that,
in reaching the conclusion that the applicant in that case could have
injured herself while resisting arrest and that the arresting officers
had not used excessive force, the Regional Court in particular
"...had the benefit of seeing the various witnesses give
their evidence and of evaluating their availability. No
material has been adduced in the course of the Strasbourg
proceedings which could call into question the findings of
the national courts and add weight to the applicant's
allegations either before the Commission or the Court".
(para. 30)
The circumstances of the present application differ in two
important respects from those with which the Court and Commission were
concerned in the Klaas case. In the first place, all the national
courts, both criminal and civil, rejected Mrs. Klaas' complaint that
she had been injured as a result of the use of disproportionate force.
In contrast, in the present case the Vienna District Court, which alone
heard the evidence of all the witnesses and was in the best position
to judge their credibility, found that the applicant had been assaulted
by Police Officer M. and that the assault had been proved to the
criminal standard - beyond reasonable doubt. Secondly, this is not a
case, as in Klaas, where the issue before the national courts was the
difficult issue of deciding whether the admitted use of force by the
police in effecting an arrest was in all the circumstances
disproportionate. The defendant in the criminal trial in the present
case claimed that no force had been used at all on the applicant and
that he had come by the injury to his arm as a result of an accidental
fall while he was getting out of a police car at the Institute of
Forensic Medicine. There was, thus, an acute conflict of evidence
between the applicant, on the one hand, and the police witnesses on the
other, and the police evidence as to the cause of the injury found on
the applicant's arm was expressly rejected by the District Court as a
fabrication.
In the Regional Court this decision was reversed, and Police
Officer M.'s conviction quashed, on the ground that the Court was not
satisfied that the evidence established the guilt of the accused to the
requisite criminal standard.
In these circumstances, the question arises as to the proper
approach to the applicant's complaint of a breach of Article 3. The
Government rely on the outcome of the domestic proceedings and on the
fact that, having heard evidence from both the applicant and Police
Officer M., as well as having received an additional expert opinion,
the Regional Court found that the prosecution had not made out the case
to the requisite standard.
However, as the majority of the Commission observes, this is in
no way determinative of the issue under Article 3, where the
Commission's task is not to determine the criminal liability of
individual police officers and where, in evaluating the complaint in
the light of all the evidence before it, the Commission is not
constrained by strict criminal standards of proof.
The crucial fact in evaluating the present case appears to me to
be that the applicant sustained the injury to his arm while he was in
police custody. This much is not in dispute. Once it has been
accepted or established that physical injury has been sustained by a
person while in the custody of the police, or while under police
control, it is in my view incumbent on the Government to show that such
injuries were not caused or brought about by the actions of the police
or at least to provide a convincing explanation of how the applicant
came by the injuries in question.
Following this approach, it seems to me that the starting point
for any assessment is the decision of the Vienna District Court, which
had the advantage of hearing all the witnesses, including all the
police officers concerned with the applicant and his wife during the
period of their detention. In summary, the District Court concluded
that
(i) the applicant was a credible witness and created an
excellent impression in the witness box;
(ii) the applicant's account of the assault was consistent
with the story he had told soon afterwards to other
witnesses and was supported by the medical evidence;
(iii) the injuries to the applicant's arm were inconsistent
with the account of the defendant that the applicant
had slipped and fallen as he got out of the police
car;
(iv) the evidence of the defendant was both unsatisfactory
and contradictory;
(v) the defendant's claim that the injuries had been
accidentally sustained was untrue.
It is clear that the Regional Court took a very different view
as to the credibility of the applicant's evidence. This view appears
to have been based principally on three matters: the fact that the
applicant could not convincingly account for his means, which may have
been derived from an involvement in drug dealing; the fact that the
applicant could not explain why there had been a sudden deterioration
in the atmosphere during his police interviews to the point where the
police carried out a sustained brutal assault on him; and the fact that
the applicant's account of the assault was not borne out by the
injuries which were found to have been sustained by him.
I do not find any of these points compelling. In particular,
while it cannot be discounted that the applicant may have exaggerated
the extent or severity of the assault, the unassailable fact remains
that a large bruise and several other smaller bruises were found on his
right arm, where he claimed he had been assaulted.
As to the possibility that the injury had been sustained as a
result of an accidental fall, the District Court found the defendant's
account as to how the applicant had sustained the injury to be
factually "impossible". Moreover, as the Regional Court accepted,
Dr. S. had described the defendant's version as to how the applicant
had sustained his injury as being "rather implausible".
It is true that the Regional Court had the benefit, not available
to the District Court, of a report from Dr. M. and of hearing his
evidence, including evidence relating to the reconstruction of the
events leading up to the applicant's alleged fall. However, Dr. M.'s
report and evidence were inconclusive, Dr. M. stating that no certain
conclusion could be drawn as to the cause of the injury to the arm and
that neither a bump against the car door nor blows to the upper arm
could be excluded as a cause. Moreover, as the Regional Court noted,
it was Dr. M.'s view that the more the alleged fall of the applicant
resembled a mere sliding to the ground, the less probable was the
defendant's version of the cause of the injury.
In summary, I find nothing which convincingly displaces the
conclusion of the District Court that the injury to his arm was caused
by an assault while in police custody. While in no way questioning the
decision of the Regional Court that sufficient doubt had been raised
as to the cause of the injury to give the benefit of that doubt to the
defendant, the Government have not in my view discharged the burden on
them of providing a sufficiently convincing alternative explanation as
to how the defendant came by his injuries.
(Or. English)
DISSENTING OPINION OF MM. C.A. NØRGAARD, A. WEITZEL, F. ERMACORA,
J.-C. GEUS, M.A. NOWICKI AND B. CONFORTI
We find ourselves unable to agree with the opinion of the
majority of the Commission that there has been a violation of Article 3
of the Convention.
The accusations raised by the applicant were investigated in the
course of criminal proceedings against three police officers. At first
instance, one of the police officers concerned was convicted of bodily
assault on the basis of the account of events given by the applicant,
whereas the defence of an accidental cause of the injuries was regarded
as unlikely. There was no proof of guilt as regards the two other
accused police officers. At second instance, Police Officer M. was
also acquitted. The Vienna Regional Court carefully evaluated the
evidence before it, examining in detail the submissions of the
applicant and the other witnesses. Moreover, we attach particular
importance to the fact that the Regional Court took recourse to a
forensic expert opinion with regard to the explanation offered by the
accused Police Officer M., namely the accidental cause of the injuries
concerned, as well as the further symptoms of illness recounted by the
applicant. The findings of the Regional Court that the allegations of
ill-treatment could not be proven appear reasonable in the
circumstances.
We therefore consider that there was a reasonable doubt as to the
applicant's allegations of ill-treatment causing bodily injuries in the
course of his detention at the Vienna Federal Police Department, and
find consequently no violation of Article 3 of the Convention.
APPENDIX I
HISTORY OF THE PROCEEDINGS
Date Item
_________________________________________________________________
5 August 1991 Introduction of application
3 October 1991 Registration of application
Examination of admissibility
30 March 1992 Commission's decision to communicate the
case to the respondent Government and to
invite the parties to submit observations
on admissibility and merits
15 July 1992 Government's observations
10 December 1993 Commission's grant of legal aid
8 October 1992 Applicant's observations in reply
4 May 1993 Commission's decision to hold a hearing
20 October 1993 Hearing on admissibility and merits
20 October 1993 Commission's decision to declare
application in part admissible and in part
inadmissible
Examination of the merits
5 March 1994 Commission's consideration of the state of
proceedings
27 June 1994 Commission's deliberations on the merits
and final vote
4 July 1994 Adoption of the Report
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