JOHANSEN v. NORWAY
Doc ref: 17383/90 • ECHR ID: 001-45701
Document date: January 17, 1995
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EUROPEAN COMMISSION OF HUMAN RIGHTS
SECOND CHAMBER
Application No. 17383/90
Adele Johansen
against
Norway
REPORT OF THE COMMISSION
(adopted on 17 January 1995)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-16) . . . . . . . . . . . . . . . . . . . . . . . . 1
A. The application
(paras. 2-4) . . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5-11). . . . . . . . . . . . . . . . . . . . . . 1
C. The present Report
(paras. 12-16) . . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 17-72). . . . . . . . . . . . . . . . . . . . . . . . 3
A. The particular circumstances of the case
(paras. 17-41) . . . . . . . . . . . . . . . . . . . . . 3
B. Relevant domestic law
(paras. 42-72) . . . . . . . . . . . . . . . . . . . . .18
III. OPINION OF THE COMMISSION
(paras. 73-118) . . . . . . . . . . . . . . . . . . . . . . .23
A. Complaints declared admissible
(para. 73) . . . . . . . . . . . . . . . . . . . . . . .23
B. Points at issue
(para. 74) . . . . . . . . . . . . . . . . . . . . . . .23
C. As regards Article 8 of the Convention
(paras. 75-110). . . . . . . . . . . . . . . . . . . . .23
a. In accordance with the law
(paras. 78-81) . . . . . . . . . . . . . . . . . .24
b. Legitimate aim
(para. 82) . . . . . . . . . . . . . . . . . . . .24
c. Necessary in a democratic society
(paras. 83-110). . . . . . . . . . . . . . . . . .25
aa. The taking into care of S and
the refusal to terminate care
(paras. 88-95). . . . . . . . . . . . . . . .25
CONCLUSION
(para. 96) . . . . . . . . . . . . . . . . . . . . . . .27
bb. Deprivation of parental rights and access
(paras. 97-109) . . . . . . . . . . . . . . .27
CONCLUSION
(para. 110). . . . . . . . . . . . . . . . . . . . . . .30
TABLE OF CONTENTS
Page
D. As regards Article 6 of the Convention
(paras. 111-112) . . . . . . . . . . . . . . . . . . . .30
CONCLUSION
(para. 112). . . . . . . . . . . . . . . . . . . . . . .30
E. As regards Article 13 of the Convention
(para. 113-114). . . . . . . . . . . . . . . . . . . . .30
CONCLUSION
(para. 114). . . . . . . . . . . . . . . . . . . . . . .31
F. Recapitulation
(paras. 115-118) . . . . . . . . . . . . . . . . . . . .31
PARTLY DISSENTING OPINION OF M. H.G. SCHERMERS. . . . . . . . . . .32
PARTLY DISSENTING OPINION OF M. L. LOUCAIDES. . . . . . . . . . . .34
APPENDIX I : HISTORY OF THE PROCEEDINGS . . . . . . . . . . . . .35
APPENDIX II : DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION . . . . . . . . . .36
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is a Norwegian citizen, born in 1960. She resides
at Nørreballe, Denmark. In the proceedings before the Commission the
applicant is represented by Mrs. Signe Moland, a lawyer practising in
Oslo.
3. The application is directed against Norway. The respondent
Government were represented by their Acting Agent, Mr. Frode Elgesem
of the Solicitor General's Office.
4. The case concerns the taking into care of the applicant's
daughter, S, and her attempts to be reunited with S. The applicant
considers that in these proceedings her right to respect for her family
life has been violated, that the issues were not determined within a
reasonable time and that she did not have an effective remedy in
Norway. She invokes Articles 6, 8 and 13 of the Convention.
B. The proceedings
5. The application was introduced on 10 October 1990 and registered
on 31 October 1990.
6. On 10 July 1992 the President of the Commission decided not to
apply Rule 36 of the Commission's Rules of Procedure as requested by
the applicant in order to secure an adjournment of the adoption
proceedings in Norway.
7. On 14 October 1992 the Commission (Second Chamber) decided,
pursuant to Rule 48 para. 2 (b) of its Rules of Procedure, to give
notice of the application to the respondent Government and to invite
the parties to submit written observations on its admissibility and
merits.
8. The Government's observations were submitted on 26 January 1993.
The applicant's observations in reply were submitted on 17 and
26 March 1993.
9. On 13 October 1993 the Commission declared the application
admissible.
10. The text of the Commission's decision on admissibility was sent
to the parties on 25 October 1993 and they were invited to submit such
further information or observations on the merits as they wished. The
Government and the applicant submitted further evidence and
observations on 21 February and 20 April 1994 respectively.
11. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also
placed itself at the disposal of the parties with a view to securing
a friendly settlement. On 21 March 1994 Mrs. G.H. Thune and a member
of the Commission's Secretariat met with the parties in Oslo for this
purpose. In the light of the parties' subsequent reaction, the
Commission now finds that there is no basis on which such a settlement
can be effected.
C. The present Report
12. The present Report has been drawn up by the Commission (Second
Chamber) in pursuance of Article 31 of the Convention and after
deliberations and votes, the following members being present :
Mr. H. DANELIUS, President
Mrs. G.H. THUNE
MM. G. JÖRUNDSSON
S. TRECHSEL
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
J. MUCHA
D. SVÁBY
13. The text of this Report was adopted on 17 January 1995 and is now
transmitted to the Committee of Ministers of the Council of Europe, in
accordance with Article 31 para. 2 of the Convention.
14. The purpose of the Report, pursuant to Article 31 of the
Convention, is :
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
15. A schedule setting out the history of the proceedings before the
Commission is attached hereto as Appendix I and the Commission's
decision on the admissibility of the application as Appendix II.
16. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
17. The applicant was born at Laksevåg near Bergen, Norway. She left
the parental home when she was sixteen. In 1977, when she was seventeen
years old, she gave birth to her son, C, and the following years she
and C became dependent on assistance from the social authorities. On
many occasions the social authorities assisted the applicant in the
upbringing of C but nevertheless considerable problems as well as
friction between the social authorities and the applicant arose. The
situation culminated in November 1989 when C, who was then twelve years
old, was taken into care pursuant to section 11 of the Child Welfare
Act (Barnevernsloven) of 1953 as the circumstances of the case
disclosed a danger to his health and development. C subsequently
received treatment at the children's psychiatric department at
Haugeland hospital.
18. At that time the applicant was pregnant and following the
implementation of the above care order she left Bergen for Oslo and was
accommodated in a crisis centre. Due to her pregnancy and her state of
health the applicant was referred to Ullevål hospital in Oslo. The
doctors there considered her physical and mental state of health to be
very poor.
19. On 7 December 1989 the applicant gave birth to her daughter,
S. Due to the applicant's difficult situation and the problems which
had arisen with the upbringing of C, the social authorities
(barnevernet) were contacted. A meeting took place on 8 December 1989
between the applicant and her counsel and the social authorities during
which the applicant's and S's situation was discussed. Following this
the chairman of the Client and Patient Committee of Røa, section 24
(klient- og pasientutvalget i bydel 24, Røa), hereinafter the CPC,
decided on 13 December 1989 as an interim measure to take S into care
pursuant to section 11 of the Child Welfare Act. Because of the
applicant's physical and mental state of health she was considered
incapable of taking care of S, a view which was based on information
from the Ullevål hospital and from the social authorities in Bergen as
well as on the outcome of the meeting held on 8 December 1989. The
applicant did not lodge any appeal against this interim measure.
20. On 19 December 1989 S was placed in the Aline Child Care Centre
pursuant to section 11 of the Child Welfare Act. The applicant was
allowed to visit S twice a week. The applicant did not challenge the
arrangement concerning her access rights at that time.
21. Following the above interim measure the question of care was
brought before the CPC which, on 29 December 1989, appointed an expert
with the mandate of evaluating the applicant's capability of taking
care of S. The expert opinion was submitted on 13 February 1990. It
concluded as follows :
(translation)
"Faced with outside pressure and situations she considers
she cannot handle, (the applicant) reacts, both according
to the documents in the file, the other information and
also according to herself, with depression, fear and
confusion. Compared with how she has been described by
inter alia Ullevål hospital I consider her to be
functioning much better today. I assume that this is due to
the fact that her situation is easier since she has
received considerable human support, inter alia from her
counsel. Her reactions are, however, unstable and very much
dependent on outer circumstances.
Since her youth (the applicant) has periodically used
intoxicating substances. However, this has not developed
into an abuse although she has not been willing to accept
control or treatment. In respect of the problems this case
raises, however, her use of such substances is, as (I) see
it, not of decisive importance.
If (the applicant) were to regain the care of the child
(the children) the answer to the question whether she is in
need of treatment is definitely yes. (Her) destructive acts
vis-à-vis (her son, C) ... are in principle due to her
emotional problems. The problematic aspect in this
connection is the fact that (the applicant) does not
herself see this link and therefore neither wants treatment
herself nor for (C), at least not as suggested by the
authorities ... .
...
... Having regard to (the applicant's) history in respect
of taking care of her child and due to her lack of
knowledge of/denial of her own faults vis-à-vis her own and
(C's) problems I regret that, as the expert in this case,
I can hardly argue in favour of a positive hope as regards
her future capabilities of taking care of her children,
although she undoubtedly loves them and is attached to
them. In addition to these points (I) must add that (the
applicant) today expects a future as a mother on her own in
Oslo where she lacks support from a social environment.
The child in this case (S) is in a period of its life where
the attachment to hopefully stable persons ought to
develop. It is of decisive importance for her personal
development that she now gets the opportunity to attach
herself to persons whom she may consider through her
adolescence as stable and secure parents."
22. Following the submission of the above expert opinion the
applicant requested the appointment of a second expert. This was
refused by the social authorities. Thus the applicant herself engaged
another expert who submitted her opinion on 17 April 1990. It concluded
as follows :
(translation)
"... I cannot find that there are sufficient reasons for
depriving (the applicant) of the care for her children (C) and
(S).
In my view (the applicant) shows responsibility when it
comes to considering the children's adolescence - and she
is also a person who may learn from the mistakes she has
made.
It is clear, however, that (the applicant) will need
certain practical assistance in the future. It is to be
recommended that both she and (C) receive therapy in order
to manage the emotional gaps from the bad years - and I
would consider it reasonable that the public authorities
cover this. Furthermore, (the applicant) ought to receive
support for her education."
23. In the meantime the social authorities continued their
examination of the case. In their report of 30 March 1990, submitted
to the CPC, they recommended as follows :
(translation)
"Considerations under sections 16 and 18 (of the Child
Welfare Act).
(The applicant) has had problems with intoxicating
substances (hashish, alcohol, abuse of medicine) since the
age of 15-16. Furthermore, she has in periods been very sad
and troubled by depressions and fear. She has received
offers of assistance but never followed this up. It is the
case workers' opinion that (the applicant) shows little
insight into her own behaviour and that, in particular, she
minimises her problems in regard to intoxication and mental
functioning.
(The applicant) has hardly acted as an adult who has taken
upon her to plan her own and her son's life.
We cannot see either that she has acted with responsibility
vis-à-vis her daughter. Her appearances for medical
check-ups and her care for the unborn child during the
pregnancy were insufficient. The social authorities in
Bergen had received information that she ate very little
and that she misused medicine and alcohol.
Since the age of 17 (the applicant) has existed on social
assistance and has not shown that she can function in
working life or in environments outside those of (alcohol
and drug addicts).
(The applicant) remained in a relationship characterised by
ill-treatment, although she realised that her son suffered
therefrom, and rejected most of the offers of assistance
aimed at helping her son. Also in respect of her son's
problems she denies/minimises the problems. It is the
opinion of the social authorities that (the applicant) has
seen her son very little and hardly realises his needs. She
has not been able to give him sufficient care or managed to
protect him.
From our discussions with (the applicant) it is our
impression that (she) is blocked in her view of the public
authorities. She discloses a lack of ability to realise
that her impressions of fear and powerlessness vis-à-vis
the authorities have led to serious consequences for her
son. The fault for her having been unable to create an
acceptable life for herself and her son is placed on either
a tyrannic companion or on the public authorities. This has
resulted inter alia in her showing very little interest in
treatment.
The social authorities consider that the daughter will live
in conditions as described in section 16, subsection a,
since, in particular, the child's mental health will be
subjected to harm or serious danger if she is reunited with
her mother.
As mentioned before preventive measures under section 18
have been tried for years in respect of her son. For such
measures to have a positive effect it requires that the
person in charge of the care discloses certain insight into
his/her own problems as well as a wish to receive
assistance in a process of change.
These conditions are not met in this case.
Accordingly, the social authorities find that preventive
measures pursuant to section 18 of the Child Welfare Act
will not secure the child the necessary care.
Considerations under sections 19 and 20
The social authorities consider it necessary to take over
the care of the child since (the applicant) is considered
as being unable to do so satisfactorily and since
preventive measures are considered to be useless.
...
The social authorities find that the best measure for this
girl is that the social authorities take over the care
pursuant to section 19 of the Child Welfare Act and that
she is placed in an approved foster home with a view to
adoption.
The girl is in good health and has shown good progress
during her stay at the child care centre. In this way it
will be secured that the girl receives the best possible
adolescence with stability and safety provided by the
foster parents with whom she will have all her emotional
contacts.
When the CPC has taken over the care of a child pursuant to
section 19 of the Child Welfare Act it may also decide to
take over the parental rights pursuant to section 20.
(With reference to the expert opinion of 13 February 1990) the
case workers consider the possibility of reaching (the applicant)
with corrections and treatment as being limited. If (the
applicant) were to accept treatment this would have to continue
for several years.
Over the last years science has demonstrated the
disadvantages of remaining a long-term foster child instead
of being adopted ... . The foster parents may at any moment
cancel the agreement or the parents may institute
proceedings in order to be reunited with the child.
Adoption clarifies the matter in respect of a stable and
secure life for child and (adoptive) parents.
...
In order to secure the child's development and its
relationship to permanent care persons it is considered to
be correct in this case that the authorities deprive (the
applicant) completely of her parental rights pursuant to
section 20 of the Child Welfare Act.
Visits/secret address
While the girl has been at the child care centre (the
applicant) has had access twice a week for one hour.
Following a transfer of the girl to an approved foster home
with a view to adoption it is recommended to refuse access
and to keep the address secret.
(The applicant) has previously tried to disappear with her
son in order to avoid the social authorities and neither
did she inform the social office/authorities when her son
left the children's home at Bergen in February 1990 in
order to stay with her. Therefore, it is considered likely
that she will intervene inappropriately in the foster home,
perhaps also try to take the girl with her.
It is considered important for this child to have quiet and
stability in the new environment where she is placed. The
social authorities will accordingly recommend that (the
applicant) is refused contact with the child and to place
the child under a secret address.
Today the girl has no relationship with her mother and,
therefore, it will not be necessary to phase out the access
arrangement before the girl is transferred to the foster
home."
24. On 2 May 1990 the CPC examined the case. The meeting was chaired
by a judge from the Oslo City Court. The applicant was assisted by
counsel and called three witnesses. The social authorities, which had
submitted their report of 30 March 1990 to the CPC, called one witness.
The appointed expert was heard, but not the expert engaged by the
applicant herself. Both expert opinions were available to the CPC.
25. On the basis of the information and evidence submitted the CPC
decided, on 3 May 1990, by four votes to two, to take S into care, to
deprive the applicant of her parental rights, to place S in a foster
home with a view to adoption, to refuse access as from the moment S was
placed in the foster home and to keep the address secret. In its
decision the CPC stated :
(translation)
"With reference to the reports which have been submitted
and the submissions made during this meeting the majority
... finds that (the applicant) has very little chance of
acting satisfactorily in taking care of her daughter. The
majority stresses that (the applicant) has been the sole
custody holder for her son, born in 1977. This task she has
not managed and the social authorities have taken this
child into care. Since 1977 (the applicant) has received
special assistance and, since her son was ten years old,
she has lived off social security benefits. She has only
worked for short periods of time. She has not lived
together with the fathers of her two children but has lived
for several years with another man who ill-treated her and
her son, both physically and mentally. He is now in prison,
serving a sentence for narcotics offences. She has herself
used narcotics and alcohol and this has created problems
for her. It is unclear how big a problem this has been, but
the CPC assumes that she has no problems for the time
being. It is not quite clear, however, whether the problem
has been solved also for the future.
(The applicant) maintains now that she has broken off with
her former friend and her previous life. She has moved to
Oslo and now appears to have another basis than the one in
Bergen. She has certain social contacts but these are
contacts stemming from the present situation which cannot
be of decisive importance. She has vague plans for the
future although she expresses a wish to get an education.
However, the majority is of the opinion that the decisive
aspects in this case must be that, according to the
appointed expert, (the applicant) has big and unsolved
mental problems which burden her social function and her
ability to take care (of children). Despite the fact that
her son has had considerable mental problems she has not
been able to cooperate with the authorities and has not
understood the necessity of giving his needs priority over
her own. She has not been able to understand that the boy
needed help and has not been willing to accept assistance
either. The majority fears that this attitude may lead to
her daughter's needs not being met either if she remains
with (the applicant). The majority finds that the daughter
will live in such conditions that the requirements of
section 16, subsection a, of the Child Welfare Act are
fulfilled.
In connection with taking her son into care a number of
measures have been tried, and the majority therefore finds
that measures under section 18 would be without effect. The
requirements for care under section 19 are accordingly
fulfilled. The majority also finds that the requirements
pursuant to section 20 of the Child Welfare Act are
fulfilled. (The applicant) is not particularly motivated
for treatment and there is little reason to believe that
this will change. The majority accordingly finds that it
would be in the interest of the child to be placed in a
foster home with a view to adoption. The period to come is
the basic years for the child where it is preferable that
the child may rest assured that it will not be moved. It is
of decisive importance for the girl that she can now be
attached to stable persons whom she may consider as being
stable and secure parents in her adolescence.
This is of decisive importance for the development of her
personality. Therefore she ought not to be exposed to a
terminable foster home contract. She also ought to have few
and close persons to relate to and therefore ought to
remain at a secret address pursuant to section 19 of the
Child Welfare Act, so that (the applicant) no longer has
access to her daughter when she is placed with foster
parents."
26. The minority of the CPC found that the applicant's situation in
life had improved following her move from Bergen to Oslo. Therefore it
considered that the applicant should be given the opportunity to try
to be in charge of the care of her daughter while staying at a special
institution for that purpose.
27. As indicated above (para. 17) the applicant's son, C, was taken
into care in November 1989. On 4 May 1990 he ran away from the
institution where he was living in Bergen and moved to the applicant
in Oslo. Following the birth of her daughter the applicant had moved
to an apartment in Oslo. As C did not want to return to Bergen and as
the applicant found that the social authorities there did not do enough
to help him, she decided to let C stay in Oslo. The applicant managed
to get him admitted to a school there and she contacted a psychiatrist
for support. Following an evaluation of these circumstances the social
authorities in Bergen decided not to intervene and the care order was
lifted on 19 June 1990. This decision was subsequently confirmed by the
Hordaland County Governor (Fylkesmannen) on 13 March 1991. C has lived
with the applicant since May 1990.
28. On 25 May 1990 counsel for the applicant received the minutes
from the meeting of 2 May 1990 following which the CPC decided, on
3 May 1990, inter alia to take the applicant's daughter, S, into care
and to deprive the applicant of her parental rights over S. On
28 May 1990 the applicant lodged an appeal with the County Governor for
Oslo and Akershus in so far these decisions were concerned. She
furthermore requested the County Governor to give the appeal suspensive
effect as far as the access rights were concerned as access to S would
otherwise be terminated as soon as S was placed in a foster home. The
applicant submitted that continuing access was of decisive importance
in order to maintain contact between mother and child during the appeal
proceedings. The applicant also sent a copy of her complaints to the
CPC which decided, on 28 June 1990, to uphold the decisions taken on
3 May 1990 and to forward the case to the County Governor.
29. On 31 July 1990 the County Governor decided not to give the
appeal suspensive effect. In the decision he stated inter alia :
(translation)
"In accordance with section 42 of the Public Administration
Act (Forvaltningsloven) the County Governor may decide that
the implementation of a decision shall be suspended pending
the outcome of the appeal. The starting point in the Child
Welfare Act is that a decision is implemented immediately.
When examining whether suspensive effect shall be granted the
child's interests and the risk it runs in such circumstances
shall be taken into consideration.
The County Governor finds on the basis of the documents in
the file ... that the girl's interests are best taken care
of in that the decision of 3 May 1990 concerning
termination of access between mother and child is
implemented as from the moment the child is placed in the
foster home.
With reference to section 42 of the Public Administration
Act the County Governor decides that the decision on access
of 3 May 1990 is maintained pending the outcome of the
appeal to the effect that the access between mother and
child is terminated when the child is transferred to the
foster home. The request for giving the appeal suspensive
effect is accordingly rejected."
30. The applicant's daughter, S, was placed with foster parents on
30 May 1990. The applicant has not had access to or seen her daughter
since.
31. Despite the above decision the applicant pursued her appeal. As
she was informed that her appeal to the County Governor of 28 May 1990
would be pending four to five months she instituted proceedings in the
Oslo City Court (byretten) requesting the Court to repeal the CPC's
decisions of 3 May 1990. She maintained inter alia that it was decisive
that the case was examined quickly as she had no access to her
daughter. On 24 October 1990 the City Court dismissed (avvise) the case
as such cases could only be instituted subsequent to a decision in the
matter by the County Governor. On 17 January 1991 the High Court
(Lagmannsretten) rejected the appeal since the County Governor had in
the meantime decided the case (see para. 32 below) and there was
therefore no reason to deal with the appeal. A further appeal to the
Supreme Court (Høyesterett) was rejected on 7 March 1991.
32. The County Governor for Oslo and Akershus determined the case on
9 November 1990, following a meeting with the applicant and her counsel
on 5 November 1990. The CPC's decisions concerning care and parental
rights were upheld. In the decision the County Governor stated inter
alia :
(translation)
"The County Governor considers on the basis of (what he has
established) and the case-file that (the applicant's)
situation in life, her unstable mental situation and her
lack of capacity to evaluate both her own and her son's
situation might damage (her daughter's) development and
physical/mental health if she would have stayed in her
mother's care. The requirements of section 16 of the Child
Welfare Act would accordingly appear to be fulfilled.
As regards preventive measures pursuant to section 18 of
the Child Welfare Act, the considerable number of offers
from the Bergen social authorities show that (the
applicant) has managed only to a limited extent to
cooperate/use the offers she has received. From the talks
with the County Governor, the report from the Aline Child
Care Centre and the expert's evaluations it appears that
(the applicant) has very little knowledge of and
understanding for her own and her son's need for help. The
County Governor considers that (the applicant) will not be
able to cooperate with the authorities on their conditions
as far as preventive measures to the benefit of the child
are concerned. Preventive measures would in our opinion,
and with reference to the above, be without effect in this
case, cf. section 18 of the Child Welfare Act.
...
Following the conversation with the applicant the County
Governor considers (the applicant) to be a very sympathetic
and well-intentioned person. She has an appealing behaviour
and manners which lead to the wish of wanting to return
friendliness with friendliness. However, we must state that
we consider that (the applicant) lacks the necessary
understanding as regards whether problems could appear upon
a possible return (of S). (The applicant) did not show any
understanding at all as regards the child's feelings and
was unable to separate her own and the child's needs. In
respect of the problems vis-à-vis her son and the planned
marriage (the applicant) did not manage to see that various
adjustment difficulties would occur. (The applicant)
considered her son not to be in need of treatment despite
the fact that psychologist (LV) has applied for his
admission to Nic. Waal's Institute for a possible
evaluation/treatment.
Having regard to the above the County Governor finds that
the decision of (3) May 1990 to take (the applicant's
daughter) into care is in accordance with section 19 of the
Child Welfare Act, and correct.
...
As regards the deprivation of parental rights the County
Governor would state as follows :
Section 20 of the Child Welfare Act permits a deprivation
of the parental rights. From the Supreme Court judgment
(Rt. 1982 p. 1687) it appears that no specific requirements
prevent the use of section 20 except that care must have
been ordered pursuant to section 19. The child's interests
from a general point of view must be the decisive factor.
This means that it is not a requirement that for example
the parents have unlawfully disturbed the care situation or
that the contact between the child and its parents must be
considered to be harmful. If a general evaluation shows
that it is in the best interests of the child to take away
the parental rights in order to prepare for an adoption,
section 20 of the Child Welfare Act permits this.
(The applicant's) prolonged mental problems weigh in favour
of applying section 20. In continuing reports she is
described as unstable, depressive. During her stay at
Ullevål hospital concern was expressed that she could hurt
herself or develop a psychosis. (The applicant) has
previously considered suicide. (The applicant) is according
to the expert in need of treatment. The expert opinion
stresses (the applicant's) lack of knowledge of her own and
her son's problems; her ability to take care of her
children has been put in question. Having regard to her
lack of insight her accessibility to treatment is
considered poor. Having regard to the above the County
Governor hardly finds it realistic to expect results of
importance in a foreseeable future. Since the stay at the
Aline Child Care Centre the girl has been in a process of
development which is adequate and good. She has already
attached herself to her foster parents and feels at ease
there. A separation from the foster parents would lead to
emotional problems for the girl and it is to be expected
that the good and normal development which she has today
could be considerably disturbed. According to the County
Governor's assessment the girl has all possibilities for an
adequate normal development with a good mental progress on
the condition that she is allowed to remain with the foster
parents.
The County Governor finds that the best situation for the
girl would be that she remains with the foster parents with
a view to adoption, cf. section 17, second sentence."
33. On 13 November 1990 the applicant instituted proceedings in the
Oslo City Court under Chapter 33 of the Code of Civil Procedure
(tvistemålsloven). She maintained that the care order should be lifted
and her daughter be reunited with her. In the alternative she
maintained that her parental rights should be restored.
34. On 20 December 1990 the defendant State represented by the Child
and Family Department (Staten v/Barne- og familiedepartementet)
submitted observations in reply.
35. In consultation with the parties the City Court appointed, on
1 February 1991, two experts who were asked to evaluate the applicant's
ability to take care of her daughter and the consequences of revoking
the care order and/or restoring the applicant's parental rights. The
experts were requested to submit their opinions by 15 March 1991, which
they did.
36. On 8 February 1991 the parties were informed that the hearing of
the case would commence on 2 April 1991.
37. The Oslo City Court examined the case from 2 to 5 April 1991. The
applicant, represented by counsel, was heard as well as a
representative of the defendant Child and Family Department.
Furthermore eleven witnesses and the two appointed experts were heard.
38. On the basis of the evidence so obtained the City Court upheld
the care order as well as the decision to deprive the applicant of her
parental rights. In its judgment of 16 April 1991 the Court stated :
(translation)
"The starting point according to the Child Welfare Act is, from
a legal point of view, that a child shall be with its natural
parents. The interests of the child may, however, lead to a
deviation from this main rule since it cannot be interpreted so
as to permit the child being subjected to considerable harm.
When examining a measure under the Child Welfare Act the
starting point is that the courts must rely on the
circumstances as they are when passing judgment. The
possibly negative aspects for the child in respect of a
return from the foster parents to the natural parents must
be taken into consideration. Another basis must be that the
child care committee and the County Governor may legally
maintain a decision to take the child into care even if the
circumstances which were the basis for the decision later
have changed to such an extent that the requirements for
measures pursuant to the Child Welfare Act are no longer
fulfilled.
After an evaluation of the evidence the Court finds that
such general circumstances are at hand as would allow the
applicant today to give her daughter, born on
7 December 1989, an acceptable upbringing. In this respect
there has been an improvement in the situation since the
social authorities took over the care of the daughter. She
now appears to be well established in Oslo together with
the father of her oldest child who also lives with her. It
appears quite clear that the applicant is much concerned
with the child who has been taken from her. There can
hardly be any doubt that it is her intention to arrange
things, as far as she is able, in order to take care of the
child in the best possible way if it is returned to her.
When the factual circumstances are such the Court must
evaluate whether there is a real danger that the child will
be subjected to harm if it is returned from the foster
parents to her natural mother.
We have in this case a situation where the care was taken
away from the mother shortly after birth. The mother has
had very little contact with the child since and in respect
of the child the natural mother is now a stranger.
The experts appointed by the Court are both in agreement
that the child will be in a crisis in case of a possible
return. Psychologist S states about this in the expert
opinion:
'She is today in the middle of an identity phase
which is dependent on secure conditions and
stable emotional continuity in order for her to
develop without complications. On a short term
basis it is clear that the child will react with
sorrow and emotion if she should now be removed
from her foster home. In the long run it is
likely that if she is moved during this period
of her development she will carry with her into
her life an experience of insecurity towards
other persons, including those who represent
close and dear relations.'
The experts stress that a return in these circumstances
entails a particular risk. This is so because the child
already twice in her short life has experienced a removal
from her natural mother, just after birth and then at the
age of seven months when she was moved from the child care
centre to her present foster parents. She is therefore
particularly sensitive to new changes.
The child now lives under secure and stimulating conditions
with her foster family and as the situation appeared to the
Court it is considered that the foster parents can give her
a safer upbringing than she would receive from her natural
mother. Furthermore, the Court considers that there is a
real danger that the mother will not be able to handle a
return situation with a child in a crisis in an adequate
and relevant way. The mother's history and previous contact
with the public support apparatus indicate that when, in
such a pressed and threatening situation, she will need
help from the public authorities, she will defend herself
with fear and aggressiveness. In particular psychologist R
refers to this. During his oral explanations in court he
has referred to his written expert opinion but has also in
his oral explanations submitted further details concerning
the mother's personality. He is of the opinion that the
mother makes a protective identification. This means that
her world is separated in two, in friends and enemies and
that she shows towards those whom she recognises as friends
a secure and nice side of herself whereas she reacts
towards those whom she considers to be against her with
deep suspicion, fear and aggression. Psychologist R is of
the opinion that the mother in such a situation will
consider the public health authorities to be against her
and will meet them with a corresponding negative attitude.
This will place further burdens on the child and harm her
permanently in the form of a split character.
The expert witnesses whom the mother has presented have all
had a very good impression of her. This goes for doctor T,
psychologist L, and psychologist RL. A common element for
these persons is, however, that none of them have had a
patient-doctor relationship with the applicant. Those who
have been appointed by the social authorities and the
Court, psychologist KR, psychologist S and psychologist R,
all experience the mother as more complex. The Court
considers that the appointed experts, on the basis of their
mandate and the contact with the applicant and others, have
had the best background to evaluate her as a person. The
Court has therefore considerable hesitations about
deviating from the expert evaluation they have submitted.
The Court has examined the experts' evaluation in the light
of the other submissions in the case and not least in the
light of the basic principles of the Act as to when a
lifting of the care order should take place.
The Court finds that the experts have done a very thorough work.
The conclusions are clear and appear well founded. Their
statements confirm and elaborate the overall impression that the
Court has of the case. The Court finds, therefore, that after
considering the case as a whole it will rely on the experts'
views as a basis for its decision. In the opinion of the Court
nothing in the case supports a deviation from the experts'
evaluation.
On the basis of the above the Court finds that the child,
because of the reactions which she may be expected to
develop if her environment is changed, would place a
particular heavy burden on the mother as regards her care.
From what is known about her mother today and her history
it is unlikely that she will be able to cooperate with the
social assistance provided by society without friction. A
general and concrete evaluation has accordingly made the
Court conclude that the County Governor's, and thus also
the social authorities', decision to take the child into
care should be maintained.
The next question is whether the decision should be limited
only to covering the taking into care and not the parental
rights as well pursuant to the Child Welfare Act, section
20. In this respect the Court points out that it is clear
that section 20 has been applied with a view to adoption.
The foster parents wish to adopt the child and according to
the available information the Court assumes that an
adoption will be the result unless the decision is limited
only to concern the taking into care.
The Court finds that in order to be able to use the Child
Welfare Act, section 20, it must in all circumstances be
required that this is necessary in order to secure a proper
care situation for the child. What is required will depend
on the aim of depriving the parents of the responsibility,
and the situation in general. If the aim is to free the
child for adoption very weighty considerations must be
required. Only in very special circumstances can the Child
Welfare Act, section 20, be used in order to proceed with
an adoption. It must be a condition that the parents will
be unable to give the child the appropriate care and that
this would be a permanent situation. When the parental
rights are taken over with a view to adoption the question
arises whether the child and the natural parents should be
prevented definitively from contact with each other with
the consequences as regards reunification which follow from
this.
One of the requirements which in the opinion of the Court
must be fulfilled for the parental rights to be transferred
with a view to adoption is that it is obvious that the
child within a foreseeable future cannot be reunited with
the parents. In the present case both the appointed experts
have recommended to the Court that the placement in the
foster home be made permanent. One of the appointed
experts, psychologist R, states in this respect:
`When considering this question in the present
case we have, in addition to the permanent
general advantage for the child of adoption in
such cases, concrete and real reasons which
speak in favour of adoption.
The applicant's problems are in my view old and
in addition well established in her total
character. They can be documented back to 1977
and have been almost constantly present during
the whole of her adult life. It follows from
this that it is unlikely that she will solve
them in a foreseeable future and that the
situation therefore has a certain permanent
character.
In addition there is every probability that the
applicant's access to the foster home will
destroy the home's secureness and make it unfit
for being a foster home for the child. This must
be seen in the light of the crusade the
applicant has led over the last years against
the child care authorities and of the fact that
she has said openly that her aim is to get her
daughter back. When earlier on, as well, she has
hidden her son from the child care authorities
in Bergen and has been supported in this by her
lawyers in Oslo this will on the whole give very
little reason for optimism in respect of her
future cooperation with the foster home.
I have therefore reached the conclusion that it
would be in the interest of the daughter to
remain in the foster home and that permission is
granted to adopt her so that they also get the
parental rights.
With reference to my mandate my conclusion will
accordingly be:
A. If the child is reunited with her natural
mother there is a considerable danger that the
child will not recover from her separation
crisis which then will harm her permanently.
There is also an objective reason to doubt the
mother's capability of securing for the daughter
the necessary medical and psychological
assistance which the child will need. For these
reasons I cannot recommend to the Court to
reunite the child with her natural mother.
B. I assume that the aim of letting the
natural mother keep the parental rights over a
child placed in a foster home is to let her get
access to the home and participate in, or take,
important decisions regarding the child. In such
circumstances access to the foster home or even
lifting of the secrecy of the home's address
would destroy the secureness of the foster
parents and make the home unfit as a foster
home. This would both in the short and in the
long run be detrimental to the child.
C. In my view the best solution from the
child's point of view is that the mother is
deprived of her parental rights and that the
foster family receives permission to adopt the
child. This will secure to the child a stable
and appropriate upbringing and will bind without
reservation the child to its new family.'
The other expert, psychologist S, states as follows in this
respect:
`If the child remains in the foster home and the
foster parents continue as foster parents for
the child I consider it impractical and probably
complicating if a person other than the foster
parents should have the parental rights. I
consider this also from the point of view that
a full formal and daily belonging to one place
would be in the best interest of the child. In
addition one cannot disregard that a split
solution concerning care and custody may create
insecurity and represent a potential source of
conflict between the adults with the child in
between. In certain circumstances it can also be
difficult to manage the daily care in a
satisfactory way if the custody is with someone
else. If the Court nevertheless should decide to
split the daily care and the custody this
requires a good cooperation between the parties,
something which at present cannot be considered
to exist having regard to the fact that the
foster parents and the natural mother have not
met each other. I recommend that the daily care
and the parental rights be awarded to those who
have the daily care for the child.'
In their oral submissions to the Court both the experts
have expressed that their standpoints have received further
support in the submissions made during the examination of
the case.
As regards the question whether the mother would not be
able to give the child a proper care on a permanent basis
psychologist R states that the mother today and in the
foreseeable future will not have the necessary capacity to
do so. Psychologist KR was of the same opinion when he
submitted his report in connection with this case.
Psychologist S on the other hand is of the opinion that the
mother probably today, in favourable and clear
circumstances, is capable of taking care of the child but
the mother's situation is not clear. She suggests therefore
that it would be in the interest of the child to stay where
it is. The Court has understood the experts so that it is
obvious that the mother cannot give the child a proper care
on a permanent basis. Also as regards the question of
custody the Court intends to rely decisively on the
evaluation made by the experts. The Court furthermore
agrees with the experts that there is a real danger for a
conflict between the foster parents and the natural mother
if she receives access to the foster home. The Court refers
in this connection to what has been said about the mother's
ways of reacting. It follows that strong and real reasons
speak in favour of an adoption. The special views which
could speak against an adoption in the present case cannot
in the opinion of the Court carry decisive weight. The
Court will here point out that the natural mother is a
stranger vis-à-vis the child since she has not, as far as
the Court has been informed, had any particular contact
with the mother. After a general and concrete evaluation
the Court has accordingly reached the conclusion that the
decision concerning the transfer of parental rights shall
also be maintained."
39. On 28 May 1991 the applicant lodged an appeal with the Supreme
Court. The defendant State filed a reply on 19 June 1991. On
23 August 1991 the applicant was requested to submit further
observations by 6 September 1991. Further observations were submitted
on 5 September 1991.
40. On 19 September 1991 the Supreme Court Appeals Committee
(Høyesteretts Kjæremålsutvalg) refused leave to appeal.
41. In the spring of 1991 the applicant moved to Nørreballe, Denmark.
She now lives there with C's father. C now lives near Copenhagen where
he works. The applicant gave birth to a second daughter on 14 December
1991. According to the Danish authorities this child has developed
well. A second son was born in 1993. The applicant's daughter S is
still living with her foster parents. No decision concerning her
adoption has been taken yet.
B. Relevant domestic law
a. The Child Welfare Act of 1953
42. The legal basis relevant to the present case for protective
measures in relation to children under the age of eighteen was set out
in the previous Child Welfare Act of 17 July 1953. A new Child Welfare
Act of 11 June 1992 entered into force on 1 January 1993.
43. The principle underlying the previous Act of 1953 which was
applicable in this case was that, generally speaking, it would be in
the best interest of a child that it be cared for by its natural
parents. Furthermore, where a child was taken into care, the best
solution would be, generally speaking, that the natural parents
remained in contact with it and retained the parental rights.
44. According to section 16, subsection a, of the 1953 Act protective
measures could be adopted if a child lived under such conditions that
its physical and mental health was liable to be impaired or was
seriously endangered. It follows from established case-law that such
a measure could also be taken where the child's health had not yet been
endangered, but where there was a clear risk of such harm.
Consequently, a child could, with reference to this provision, be taken
into care immediately after birth (e.g. Supreme Court case-law Rt. 1986
p. 1189 and Rt. 1987 p. 52).
45. Section 18 of the Act provided for several preventive measures
(forebyggende tiltak), such as placing the child's home under
supervision, furnishing financial assistance, ensuring placement in a
kindergarten or a school, or providing care and treatment.
46. If such preventive measures were considered to be without effect
or had proved to be of no avail, section 11 of the Act authorised the
Health and Social Board (helse- og sosialstyret), hereinafter "the
Board", or if necessary its chairman, to take a child into care on a
temporary basis. Where such an interim measure was taken, the case was
brought before the Board, often represented by its Client and Patient
Committee (the CPC), which could decide to take the child into care
(overta omsorgen) pursuant to section 19 of the Act provided the
requirements of section 16 were fulfilled. In practice the child was
usually transferred to a suitable children's care centre or a foster
family.
47. The Child Welfare Act of 1953 did not regulate the question of
access if a child was taken into care but according to the undisputed
authoritative interpretation of section 19 of the Act the Board, or the
CPC, could also determine the extent of the parents' right of access
and whether or not the address of the foster family should be kept
secret.
48. Where the Board, or the CPC, decided to take the child into care
in accordance with the above rules it could also decide, pursuant to
section 20 of the Act, to deprive the natural parents of their parental
rights. Section 20 did not set out in what circumstances this could
happen, but according to Supreme Court case-law it was emphasised that
there should be weighty reasons for such a decision. A decision to
deprive the natural parents of their parental rights could not be taken
unless the long-term consequences of alternative arrangements were
considered in each case (e.g. Supreme Court case-law Rt. 1990 p. 1274
and Rt. 1991 p. 557). A decision under section 20 was often taken with
a view to adoption by the foster parents. Adoption represented a final
break in the legal relations between the child and its natural parents
and other family.
49. Measures under the Child Welfare Act of 1953 were to be lifted
when the child was twenty-one years of age or when there were no longer
any reasons to maintain the measures, cf. section 48. In case the
natural parents pursued the avenues of appeal against the measures
taken under the Act as described below, they were not entitled to a
review of the case until one year after the prior decisions had become
final, cf. section 54 of the Act. However, if the child was adopted in
the meantime the Act was no longer applicable since, as mentioned
above, the break between the child and its natural parents was thereby
final.
50. Decisions taken by the Health and Social Board, or the CPC,
pursuant to the Child Welfare Act of 1953 could be appealed against to
the County Governor and everyone who was affected by a decision of the
Health and Social Board, or the CPC, as well as any member thereof, had
the right to lodge the appeal, cf. sections 52 and 54 of the Act. Such
an administrative complaint could accordingly be lodged inter alia in
relation to a decision to take a child into care, to deprive the
parents of their parental rights and on questions concerning access
rights.
51. According to section 55 the County Governor had full competence
to review the decision and could accordingly review not only the facts
of the case and the application of the law, but also the discretionary
aspects of the decision. The proceedings before the County Governor
were mainly in writing, even though there could often be informal
meetings with the parties and their lawyers.
52. The County Governor's decisions relating to access rights could
be reviewed by the Ministry for Child and Family Affairs which could
review all aspects of the decisions, including discretionary questions,
cf. section 53, subsection 2, and section 55 of the Act. These
administrative decisions were subject to judicial review under Chapter
30 of the Code of Civil Procedure, i.e. the court's competence of
review followed from the general principles of judicial supremacy which
means that they could review the facts and the application of the law
and, to a certain extent, the discretionary aspect of a decision.
53. The County Governor's decisions relating to care orders and
parental rights were subject to a special judicial review under
Chapter 33 of the Code of Civil Procedure, cf. section 53 of the Child
Welfare Act of 1953.
54. Chapter 33 of the Code of Civil Procedure did not limit the
courts' competence to review the decisions taken by the County
Governor. The judicial review under this Chapter 33, which remains in
force and also applies in other circumstances, encompasses the facts
of the case, the application of the law and aspects of a discretionary
nature, cf. section 482 of the Code. The decision will be taken on the
basis of the situation which exists at the time when judgment is
pronounced. According to section 485 an appeal against a judgment
delivered by the City or District Court shall be lodged directly with
the Supreme Court. The underlying reason is the need to give priority
to the kind of cases to which Chapter 33 of the Code applies.
Furthermore, section 478 of the Code provides that the proceedings in
the case shall be expedited.
55. According to section 477 the courts may grant interlocutory
measures, i.e. decide that the implementation of the decision shall be
suspended.
56. According to section 479, subsection 2, the proceedings are in
camera.
57. As far as the Child Welfare Act of 1953 was concerned, the review
under Chapter 33 only applied to decisions made by the County Governor.
Consequently, this kind of judicial review in principle presupposed a
complaint to the County Governor and that he/she had taken a decision.
b. The Child Welfare Act of 1992
58. The applicant's case was considered under the rules of the Child
Welfare Act of 1953, cf. paras. 42-57 above. However, this Act has been
replaced by the new Act of 11 June 1992. The new Act came into force
on 1 January 1993. Among other reforms the new Act introduces a new
adjudicating body in the child welfare administration, the County
Social Welfare Board, hereinafter the CSWB. The major reason for this
change was to reinforce the legal protection of the parents and the
child.
59. Chapter 4 of the new Act contains the regulations of the measures
available to the child welfare services. According to Section 4-1
"crucial importance shall be attached to framing measures which are in
the child's best interest" when the provisions are applied. This also
followed from the 1953 Act.
60. The conditions under which the CSWB may take a child into care
follow from inter alia section 4-12, and section 4-21 governs the duty
to revoke a care order. The conditions are equal to the corresponding
regulation of the 1953 Act, although the new Act contains more detailed
provisions than the 1953 Act. Former Supreme Court case-law is still
applicable.
61. According to section 4-20 the CSWB may also, when a care order
has been made, deprive the parents of their parental responsibility
and, if additional conditions are fulfilled, give its consent to the
adoption of a child contrary to the parent's wish. Also in this respect
former Supreme Court case-law is applicable.
62. The new Act contains more detailed provisions for the CSWB's
consent for a child to be adopted contrary to the parent's wish, cf.
section 4-20 subsections two and three. The CSWB may only give its
consent if the parents permanently will be unable to provide the child
with reasonable care, or if removing the child may lead to serious
problems for him or her because of the attachment to persons and
environment where he or she is living. Thus the key provision is that
the care order will not be lifted, cf. section 4-21. In addition to
this, an adoption must be in the child's best interest and the
prospective adoptive parents must have been the child's foster parents
and have shown themselves fit to bring up the child as their own.
According to the preparatory works this implies that consent to
adoption should not be given unless the child has lived in the foster
home for some time.
63. The question of giving consent to the adoption of a child who has
been taken into care is a separate issue under the new Act. Only the
CSWB has the power to give consent for a child to be adopted if the
parents object.
64. Section 4-19, subsection one, of the new Act establishes both the
child's and the parent's right to enjoy each other's company unless the
CSWB in the interest of the child decides otherwise. The Act of 1953
contained no such clearly worded right. The preparatory works of the
new Act emphasise the importance of contact between the child and its
parents.
65. The new adjudicating body in the child welfare administration,
the CSWB, was established according to the Social Services Act
(socialtjenesteloven) of 13 December 1991. However, its main workload
is related to child welfare cases.
66. The CSWB is an independent adjudicating body and its rules of
procedure shall comply with the basic principles of fair trial. The
preparatory works explicitly emphasise the importance of a speedy
examination of the cases.
67. According to section 7-1 point g the hearing should be held at
the earliest opportunity and, if possible, within four weeks after the
CSWB receives the case. The decision shall be pronounced as soon as
possible after the hearing, cf. section 9-9, subsection one, of the
Social Services Act.
68. The jurisdiction of the CSWB includes cases concerning inter alia
care orders, deprival of parental rights and access rights,
cf. section 7-2 point e of the Child Welfare Act of 1992.
69. The orders of the CSWB may be brought before the ordinary courts
of law according to the special provisions of Chapter 33 of the Code
of Civil Procedure, cf. section 9-10 of the Social Services Act.
70. The system of review by the courts of law of orders relating to
child welfare services is amended on two major points.
71. Firstly, an appeal against an order by the CSWB goes directly to
the City Court, whereas, according to the authoritative interpretation
of the Act of 1953, the courts of law could only deal with decisions
of the former second administrative authority, i.e. the County
Governor.
72. Secondly, the courts of law may now conduct a review according
to Chapter 33 of the Code of Civil Procedure in all the cases listed
in section 7-1 of the new Child Welfare Act, including orders by the
CSWB relating to access rights. The Act of 1953 confined the review
according to Chapter 33 to inter alia care orders and the deprivation
of parental rights, omitting orders relating to access rights.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
73. The Commission has declared admissible the applicant's complaints
that her daughter, S, was taken into care, that she was deprived of
parental rights and of access to S, that the disputes concerning care
and parental rights were not determined within a reasonable time and
that the remedy available was not effective.
B. Points at issue
74. Accordingly, the issues to be determined are:
- whether there has been a violation of Article 8 (Art. 8) of
the Convention, as regards the taking into care of S and
the maintaining of the care order;
- whether there has been a violation of Article 8 (Art. 8) of
the Convention as regards the decision to deprive the
applicant of her parental rights and of access to S;
- whether there has been a violation of Article 6 para. 1
(Art. 6-1) of the Convention, in that the dispute
concerning care and parental rights was not determined
within a reasonable time; and
- whether there has been a violation of Article 13 (Art. 13)
of the Convention.
C. As regards Article 8 (Art. 8) of the Convention
75. The applicant alleges that the care orders and the deprivation
of the parental rights and access have given rise to violations of
Article 8 (Art. 8) of the Convention which in so far as relevant reads
as follows:
"1. Everyone has the right to respect for his ... family
life ..."
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society ... for the protection of health or morals, or for
the protection of the rights and freedoms of others."
76. As a point of departure the Commission recalls that the mutual
enjoyment by parent and child of each other's company constitutes a
fundamental element of family life, and the natural family relationship
is not terminated by reason of the fact that the child is taken into
public care (cf. for example Eur. Court H.R., Margareta and
Roger Andersson judgment of 25 February 1992, Series A no. 226, p. 25,
para. 72 with further references). It follows, and this is not in
dispute, that the measures at issue amounted to interferences with the
applicant's right to respect for her family life.
77. These interferences constitute a violation of Article 8 (Art. 8)
unless they were "in accordance with the law", had an aim that is
legitimate under Article 8 para. 2 (Art. 8-2) and were "necessary in
a democratic society" for the aforesaid aim (ibid. para. 73).
a. In accordance with the law
78. The Commission recalls that the expression "in accordance with
the law", within the meaning of Article 8 para. 2 (Art. 8-2), requires
firstly that the impugned measures should have a basis in domestic law.
It also refers to the quality of the law in question, requiring that
it be accessible to the persons concerned and formulated with
sufficient precision to enable them - if need be, with appropriate
advice - to foresee, to a degree that is reasonable in the
circumstances, the consequences which a given action may entail. A law
which confers a discretion is not in itself inconsistent with this
requirement, provided that the scope of the discretion and the manner
of its exercise are indicated with sufficient clarity, having regard
to the legitimate aim in question, to give the individual adequate
protection against arbitrary interference (ibid. para. 75).
79. In the present case the applicant does not deny that the
authorities acted in accordance with Norwegian law, but she maintains
that the applicable legislation, which is no longer in force, was
drafted in terms so vague that its results were unforeseeable.
80. The Commission recalls that the domestic legislation which was
applied in the present case, i.e. the Child Welfare Act of 1953,
provided the legal basis upon which the measures adopted in the present
case could be implemented. Section 16 of the Act provided that
interventions were allowed if, inter alia, a child's physical or mental
health was in danger; section 18 provided for several preventive
measures and section 19 allowed for taking the child into care if such
measures had failed or if they would be of no avail. Finally, section
20 regulated the question of parental rights.
81. It is true that the legislation in question was rather general
in terms and conferred a wide measure of discretion, especially as
regards the implementation of care decisions. However, the
circumstances in which it may be necessary to take a child into care
and in which a care decision may fall to be implemented are so diverse
that it would hardly be possible to formulate a law to cover any
eventuality. Furthermore, in this case safeguards against arbitrary
interferences were provided by the fact that the exercise of nearly all
the statutory powers were subject to review by the courts at several
levels. Taking this into consideration the Commission finds that the
measures taken in the present case were in accordance with the law
within the meaning of Article 8 para. 2 (Art. 8-2) of the Convention
(cf. also Eur. Court H.R., Olsson judgment of 24 March 1988, Series A
no. 130, pp. 30-31, paras. 60-63).
b. Legitimate aim
82. In the Commission's view the relevant Norwegian legislation which
was applied in this case was clearly designed to protect children and
there is nothing to suggest that it was applied for any other purpose.
The interferences in question, which were intended to safeguard the
development of the applicant's daughter, S, therefore had, for the
purposes of paragraph 2 of Article 8 (Art. 8-2), the legitimate aim of
protecting the "rights and freedoms of others".
c. Necessary in a democratic society
83. According to the established case-law of the Commission and the
Court, the notion of necessity implies that the interference
corresponds to a pressing social need and, in particular, that it is
proportional to the legitimate aim pursued. In determining whether an
interference is "necessary in a democratic society", the Commission
will also take into account that a margin of appreciation is left to
the Contracting States, but its review is not limited to ascertaining
whether a respondent State exercised its discretion reasonably,
carefully and in good faith. Furthermore, in exercising its supervisory
function, the Commission cannot confine itself to considering the
impugned decisions in isolation, but must look at them in the light of
the case as a whole. It must determine whether the reasons adduced to
justify the interferences at issue were "relevant and sufficient"
(cf. the above-mentioned Olsson judgment, pp. 31-32, paras. 67-68).
84. When applying the above criteria to the facts of the present case
the Commission recalls that the issues involved related to the care
orders and the decisions concerning parental rights and access. The
Commission finds that these are matters which should be examined
separately as the factors and considerations which are relevant to the
assessment of their necessity may not be the same.
85. Before turning to the substance of the issues the Commission
recalls that certain procedural requirements are implicit in Article 8
(Art. 8) to the extent that in child care matters the parents must have
been involved in the decision-making process, seen as a whole, to a
degree sufficient to provide them with the requisite protection of
their interests (cf. for example Eur. Court H.R., W. v. the United
Kingdom judgment of 8 July 1987, Series A no. 121, p. 29, para. 64).
86. In the present case the applicant maintains that there was no
equality of arms between her and the social authorities, in particular
since her request for the appointment of a second expert in the
administrative proceedings was refused and since the social
authorities, during the examination of the case by the CPC, were
represented by several persons whereas the applicant had only one
representative.
87. However, the Commission recalls that throughout the
administrative and judicial proceedings the applicant was represented
by counsel and she personally participated as a party in the
proceedings before the CPC, the County Governor and in the City Court
where she had the possibility of presenting the views which in her
opinion would be of importance for the outcome of the case. In these
circumstances the Commission agrees with the Government that the
procedural requirements implied in Article 8 (Art. 8), as regards the
applicant's involvement in the proceedings, were satisfied as the
applicant was involved in the decision-making process to a degree
sufficient to provide her with the requisite protection of her
interests (cf. also the above-mentioned Olsson judgment, p. 33,
para. 71).
aa. The taking into care of S and the refusal to terminate care
88. The Commission recalls that the applicant's daughter, S, was born
on 7 December 1989 and that she was taken into care, as an interim
measure under section 11 of the Child Welfare Act of 1953, on
13 December 1989. The applicant maintains that there was no reason for
such a measure which, furthermore, was in violation of the basic
requirements under Norwegian law that a child should stay with its
natural parents; this is disputed by the Government.
89. The Commission considers that the taking into care of S on
13 December 1989 pursuant to section 11 of the 1953 Act was based on
relevant and sufficient reasons. Immediately prior to her arrival in
Oslo the applicant had witnessed the taking into care of her son, C,
whom she left behind in Bergen. In Oslo she was accommodated in a
crisis centre, from where she was transferred to the Ullevål hospital
due to her poor state of health. Based on the information obtained from
the applicant herself, from the authorities in Bergen as well as the
hospital, the applicant's physical and mental state of health was
considered to be such that she was incapable of taking care of S.
Having regard to this the Commission finds that there were relevant and
sufficient reasons for the order of public care and, having regard to
their margin of appreciation, that the Norwegian authorities could
reasonably consider that such an order was necessary.
90. Following the interim measure of care the issue was examined by
the CPC which held a hearing in the case on 2 May 1990. In its decision
of 3 May 1990 the CPC maintained the care order; as decisive in this
respect it was found that the applicant had big and unresolved mental
problems which burdened her social function and made her unable to
understand her daughter's need to the extent that the latter would live
in such conditions that her physical and mental health was liable to
be impaired or seriously endangered.
91. Here again the Commission considers that these reasons are
relevant to a decision to maintain a child in care. The decision was
based on the examination carried out by the social authorities and the
conclusions drawn therefrom in their report of 30 March 1990, the
conclusions of the expert appointed as well as the report submitted by
the expert engaged by the applicant herself. Furthermore, the decision
was based on the CPC's own impressions obtained during the hearing held
in the case. It is true that the applicant, in May 1990, was no longer
in hospital or in a crisis centre. However, the Commission finds it
justifiable not to terminate care unless the improvement in the
circumstances which occasioned it appears with reasonable certainty to
be stable. This did not appear to be the case and it would be contrary
to the interest of the child concerned to be transferred to her mother,
only to risk being taken into care again shortly afterwards.
92. In the light of this the Commission finds that also in May 1990
the Norwegian authorities had sufficient reasons for thinking that it
was necessary for the care decision to remain in force. Neither has it
been established that a different situation obtained when the County
Governor maintained the care decision on 9 November 1990.
93. When the question of care was considered again by the Oslo City
Court from 2 to 5 April 1991 the factual situation had changed. The
Court, which considered the question of continuing care on the basis
of the circumstances as they were when passing judgment, found it
established that the circumstances had developed to the extent that the
applicant could now give her daughter an acceptable upbringing as she
was well established in Oslo, living with the father of her oldest
child, C. Nevertheless, the Court decided to maintain the care order,
finding that lifting it at that time would endanger the child and harm
her permanently.
94. As already pointed out above (paras. 90-92) these are relevant
reasons to maintain a care order. Furthermore, the Commission recalls
that the City Court reached its conclusion on the basis of expert
evidence which supported this view and further indicated that the
applicant would not at that time be able to handle a return situation,
with S in a crisis, in an adequate and relevant way. The Commission
also recognises that difficulties may arise in consequence of the
termination of care of young children, which may call for a
continuation of a care order, at least for some time, especially where
the child has been taken into care at a very young age and has spent
a considerable period of time away from its natural parents. Thus,
having regard to the margin of appreciation which is left to the
national authorities and courts in this field, the Commission finds
that the Oslo City Court was entitled to think that it would be
necessary to maintain the care order at the time when judgment was
passed.
95. In sum the Commission finds that the decisions taken by the
Norwegian administrative authorities and courts as to the imposition
and maintenance of the care order concerning the applicant's daughter,
S, did not interfere with the applicant's right to respect for her
family life in a way which was not justified under paragraph 2 of
Article 8 (Art. 8) of the Convention.
CONCLUSION
96. The Commission concludes, unanimously, that there has been no
violation of Article 8 (Art. 8) of the Convention as regards the taking
of S into care and the maintaining of the care order.
bb. Deprivation of parental rights and access
97. The applicant maintains that it was the intention of the
authorities to place S for adoption from the very first day she was
taken into care. As from 19 December 1989 when S was placed in the
child care centre the applicant was only allowed access twice a week
for an hour and always with other persons present. In these
circumstances the applicant maintains that it would hardly be possible
to create a lasting relationship between her and S. Nevertheless, the
applicant argues that when the CPC decided, on 3 May 1990, to deprive
her of her parental rights with a view to adoption this was not based
on any relevant reasons other than impairing her chances of a
successful appeal against the public care measure, exemplified by the
fact that the CPC also decided to terminate access.
98. As regards the termination of access the Government contend that
this measure should be seen in the light of the other decisions
concerning care and parental rights taken by the CPC. Furthermore, the
Government maintain that, having regard to the applicant's attitude
vis-à-vis the authorities, her serious unresolved psychological
problems and S's need for stability in her personal development, the
CPC did not go beyond its margin of appreciation when deciding to
terminate access as a consequence of the decisions taken. As regards
the deprivation of parental rights the Government do not dispute that
section 20 of the Child Welfare Act of 1953 was applied with a view to
adoption, something they consider to be permissible as such under
Article 8 (Art. 8) of the Convention. They maintain that the expert
evidence produced showed with sufficient clarity that the applicant
could not give S proper care on a permanent basis. Furthermore, there
was a real danger of conflict between the applicant and the foster
parents for which reason it would not be in the interest of the child
if the parental rights remained with the applicant.
99. The Commission recalls (para. 76) that according to the case-law
of the Convention organs the mutual enjoyment by parents and child of
each other's company constitutes a fundamental element of family life.
Accordingly, the Commission considers that, as a point of departure,
the taking into care of a child should be regarded as a temporary
measure, to be discontinued as soon as the circumstances permit.
Measures of implementation should as far as possible be consistent with
the aim of reuniting the child with its natural parents and the State
should act in a manner calculated to enable the family tie to be
developed. Legal safeguards should furthermore be created which render
possible as from the moment of birth the child's integration in its
family (cf. Eur. Court H.R., Keegan judgment of 26 May 1994, Series A
no. 291, para. 50). Where a child has been taken away from its parents
and placed with alternative carers, it may in the course of time
establish with them new bonds which it might not be in its interest to
disturb or interrupt by reversing a previous decision taken. This is
accordingly a domain in which there is an even greater call than usual
for protection against disproportionate interferences.
100. Turning to the facts of the present case the Commission recalls
that the social authorities in their report of 30 March 1990 considered
it to be in the best interest of the child to be adopted for which
reason the applicant should be deprived of her parental rights and of
access to S. On 3 May 1990 the majority of the CPC decided to uphold
this view finding it of decisive importance for the development of S's
personality that, in view of the applicant's history, attitude and
state of health, S should be attached to persons whom she could
consider as being stable and secure parents in her adolescence. On
9 November 1990 the County Governor maintained this view.
101. Although the Commission agrees that the above considerations are
relevant as to the question of care and of parental rights, they cannot
be considered to be sufficient for a decision to deprive the applicant
of the latter. In particular the Commission notes that whereas the
question of care is of a temporary character which may be reviewed at
a later stage, the deprivation of the parental rights and of all rights
of access was, undisputedly, effected with a view to adoption which
gives it a more definitive character in that the eventual adoption
would constitute the final break between S and the applicant. Such an
ultimate measure is in the Commission's opinion not in accordance with
the well-established fundamental right of mutual enjoyment by parent
and child of each other's company. It should accordingly only be
considered permissible where particularly strong reasons for such a
measure are at hand.
102. The Commission does not consider that such strong reasons have
been put forward in this case. First, the Commission recalls that,
although the applicant admittedly had serious problems when she gave
birth to her child, she improved well whilst staying in Oslo and had,
in April 1991, reached a stage where the Oslo City Court acknowledged
that she would be able to give her daughter an acceptable upbringing.
Therefore, the Commission cannot accept the argument presented by the
Government that the applicant's state of health was such that she would
permanently be unable to care for her daughter.
103. The Commission also recalls that the CPC and the County Governor
placed considerable weight on the fact that S would be disturbed in her
development if she were to be moved from her foster parents. The
interest of the child is always of importance in matters of this kind
and in this case the Commission reiterates that S's stay at the foster
home was an important factor when considering the necessity of the
continuation of the care order. However, it is obvious that there will
always be a problem in this respect where children in care are placed
in a foster home and this cannot, therefore, be of decisive importance
when considering the question of the deprivation of parental rights
with a view to adoption. In this connection the Commission also rejects
the argument used by the Norwegian authorities that the applicant might
have disturbed the calm and stable foster home environment since, as
quite rightly pointed out by the applicant, any arrangements concerning
a continuing contact between mother and child could have been
implemented elsewhere.
104. As already established above (para. 102) the applicant's personal
situation had changed considerably when the Oslo City Court in
April 1991 decided on the questions of care and parental rights.
Nevertheless, the Court decided to maintain the decision to deprive the
applicant of her parental rights with a view to adoption, relying
decisively on the evaluation made by the court appointed experts.
105. As regards parental rights, however, the Commission recalls that
psychologist R inter alia based his opinion on the assumption that the
applicant should have access to the foster home, something which, as
indicated above, had no basis in fact. Furthermore, psychologist S
maintained that it would be impractical and complicating if a person
other than the foster parents should have parental rights. The Court
also agreed with the experts that there existed a real danger of
conflict between the foster parents and the applicant and, finally, the
Court referred to the fact that the applicant had become a stranger to
her daughter since they had not had any particular contact with each
other.
106. Having regard to the irreversibility which the deprivation of
parental rights and access had in the present case the Commission does
not find that the Court's reasons were such that they could justify a
departure from the principles that govern the respect for family life
(cf. para. 99 above). In particular concerning the Court's reference
to the lack of contact between the applicant and S, the Commission
finds that the duration of the proceedings is a further element to be
taken into consideration when considering the interference complained
of. The proceedings commenced on 13 December 1989 when S was taken into
care and ended on 19 September 1991 when the Supreme Court refused to
grant leave to appeal. Accordingly, they lasted approximately one year
and nine months. Having regard to the fact that during this period the
case was dealt with first by the CPC, then the County Governor and
subsequently by the courts at two levels, such a period would not in
itself appear excessive. The Commission also accepts that a good
administration of justice may make it difficult to avoid some delays
in the determination of complex and sensitive issues.
107. However, the Commission recalls that whereas the applicant during
the period in question initially had access to S which enabled her to
maintain some contact with her daughter, this changed decisively when
the CPC deprived her of her parental rights and terminated access. As
from 30 May 1990 the applicant had no possibility of developing her
relationship with her daughter and her requests for interim measures
in order to restore access were refused. In such circumstances the
Commission stresses that the authorities were under a duty to exercise
exceptional diligence, in particular bearing in mind what was at stake
for the applicant and since there obviously existed a danger that any
procedural delay in the absence of any access arrangements would result
in the de facto determination of the issue submitted to the court
before it had finally decided the case.
108. Irrespective of the final outcome as to the question of adoption,
an effective respect for the applicant's family life required that the
question of parental rights be speedily determined in the light of all
relevant considerations. The mere passing of time should not be a
decisive factor. In this respect, however, the Commission notes that
when the Oslo City Court decided the case, the applicant had been
denied access to S for about ten months, and that one of the reasons
given by the City Court in its judgment was that the applicant was a
stranger vis-à-vis her child since the child had not had any particular
contact with her mother.
109. Making an overall assessment of the circumstances of the present
case and the reasons adduced by the CPC, the County Governor and the
City Court, the Commission finds that the deprivation of the
applicant's parental rights was not a proportionate measure and could
therefore not be considered "necessary in a democratic society".
CONCLUSION
110. The Commission concludes, by eleven votes to two, that there has
been a violation of Article 8 (Art. 8) of the Convention, as regards
the decision to deprive the applicant of her parental rights and
access.
D. As regards Article 6 (Art. 6) of the Convention
111. The applicant complains that the issues concerning care and
parental rights were not determined within a reasonable time and that
she has, therefore, been the victim of a violation of Article 6 para. 1
(Art. 6-1) of the Convention. However, having regard to its above
conclusion in respect of Article 8 (Art. 8) of the Convention, the
Commission considers that it is not necessary to examine the case under
Article 6 (Art. 6) as no separate issue arises under this provision in
the circumstances of this case.
CONCLUSION
112. The Commission concludes by twelve votes to one, that no separate
issue arises under Article 6 (Art. 6) of the Convention.
E. As regards Article 13 (Art. 13) of the Convention
113. The applicant has invoked Article 13 (Art. 13) of the Convention
and maintains that she did not have an effective remedy before a
national authority for the complaints of unjustified interference with
her right to respect for her family life. However, having regard to its
above conclusion in respect of Article 8 (Art. 8) of the Convention,
the Commission considers that it is not necessary to examine the case
under Article 13 (Art. 13) as no separate issue arises under this
provision in the circumstances of this case.
CONCLUSION
114. The Commission concludes, unanimously, that no separate issue
arises under Article 13 (Art. 13) of the Convention.
F. Recapitulation
115. The Commission concludes, unanimously, that there has been no
violation of Article 8 (Art. 8) of the Convention as regards the taking
of S into care and the maintaining of the care order (para. 96).
116. The Commission concludes, by eleven votes to two, that there has
been a violation of Article 8 (Art. 8) of the Convention as regards the
decision to deprive the applicant of her parental rights and access
(para. 110).
117. The Commission concludes, by twelve votes to one, that no
separate issue arises under Article 6 (Art. 6) of the Convention (para.
112).
118. The Commission concludes, unanimously, that no separate issue
arises under Article 13 (Art. 13) of the Convention (para. 114).
Secretary to the Second Chamber President of the Second Chamber
(K. ROGGE) (H. DANELIUS)
(Or. English)
PARTLY DISSENTING OPINION OF Mr. H.G. SCHERMERS
In my opinion there is no violation of Article 8 of the
Convention. I agree that the mutual enjoyment by parents and children
of each other's company constitutes a fundamental element of family
life, but there are cases in which the prevailing interest of the child
requires the severance of family ties. Decisions in this field are
difficult and require good knowledge of the factual situation.
Authorities on the spot are inevitably better equipped to evaluate the
situation than the European Commission of Human Rights. The Commission,
therefore, should interfere only where an infringement of family life
and the absence of sufficient justification are clear. In the present
case I find insufficient ground to criticise the national authorities
in this respect.
On the other hand I do find a violation of Article 6. The parties
do not dispute that Article 6 applies to the present case. The
proceedings related not only to the question of care but also to the
question of depriving the applicant of her parental rights and access
with a view to adoption. Their outcome was thus decisive for the future
ties between mother and child. Since these ties constitute the very
substance of family life there can be no reasonable doubt that the
proceedings involved the determination of a "civil right" of the
applicant.
It is not in dispute between the parties that the period to be
taken into consideration in the present case started on
13 December 1989 when S was taken into care and ended on
19 September 1991 when the Supreme Court refused to grant leave to
appeal. It was thus a period of approximately one year and nine months.
The reasonableness of this period is to be assessed according to
the particular circumstances and having regard, notably, to the
complexity of the case, to the conduct of the parties and the
authorities concerned and to what was at stake for the applicant in the
litigation (cf. for example Eur. Court H.R., H. v. the United Kingdom
judgment of 8 July 1987, Series A no. 120, p. 59, para. 71).
In my opinion there are particular circumstances in this case
which required a speedy decision. The case was not particularly
complex. The applicant was in Oslo and her history was well documented.
S was in care and the questions to be determined were clear, although
a considerable amount of evidence had to be collected and assessed.
As regards the conduct of the parties the Government point out
that the CPC determined the case on 3 May 1990, i.e. only four months
and three weeks after S had been taken into care. Having regard inter
alia to the need to obtain an expert opinion such a period cannot be
considered to be excessive. Furthermore, they maintain that the period
until 9 November 1990, when the County Governor determined the matter,
was not excessive. The Government also maintain that the judicial
proceedings are beyond criticism, in particular since they lasted only
ten months and six days and involved two court levels.
I agree that the space of time from 13 December 1989 until
3 May 1990 when the CPC determined the case does not disclose periods
of inactivity which could give rise to criticism. The expert opinion
was available on 13 February 1990, the report from the social
authorities was submitted on 30 March 1990 and the report from the
expert engaged by the applicant was available on 17 April 1990.
Furthermore, during this period of time, the applicant had access to
S, albeit only twice a week, which enabled her to maintain some contact
with S.
As is mentioned in para. 107 of the Commission's Report the
situation changed decisively when the CPC deprived the applicant of her
parental rights and terminated access. A process of gradual alienation
started.
Good court proceedings necessarily take time, but in the
relationship between parents and children such time may not be
available. A factual separation of many months may cause irreparable
damage for which reason speedy action is required. Either should
interim measures continue the relationship between parents and children
or measures should be taken in order to obtain a decision within an
extremely short period of time.
Under the circumstances of the present case I find it
unacceptable that the County Governor needed approximately five months,
and the courts, in addition, more than ten months to decide the case.
The proceedings taken as a whole, were accordingly not concluded within
a reasonable time.
(Or. English)
PARTLY DISSENTING OPINION OF Mr. L. LOUCAIDES
I find myself in disagreement with the majority of the Commission
in this case in so far as it finds a violation of Article 8 of the
Convention in respect of the decision to deprive the applicant of her
parental rights and access.
I believe that the majority's conclusion in this respect was
unduly and unjustifiably influenced by the fact that it took the
national authorities, and in particular the Oslo City Court, some
months to determine the applicant's claims.
I am of the view that the time spent by the competent authorities
in order to reach their final conclusions on the relevant dispute was
in the circumstances of the case reasonable and that, therefore, to the
extent that such time contributed to the factor of lack of contact
between the applicant and her daughter, this was inevitable.
National authorities, including in particular the courts, must
be allowed sufficient time to consider carefully the material placed
before them and reflect cautiously on the various issues. There is a
limit in the speed with which such a task should be expected to be
carried out if the administration of justice is to satisfy the
essential requirement of quality alongside with the avoidance of undue
delay. It would be unrealistic to demand quick decisions which in
theory may be necessary but in practice impossible to obtain due to the
need for a proper consideration of all the relevant material and
aspects of the questions at issue.
Interim measures such as those requested by the applicant were,
in view of the nature of the matters in dispute, interlinked with the
merits of the case which the national courts had to determine finally;
and this was done within a reasonable time.
Furthermore, I believe that the courts have properly weighed the
interests of the applicant against those of her child.
APPENDIX I
HISTORY OF THE PROCEEDINGS
Date Item
_________________________________________________________________
10 October 1990 Introduction of application
31 October 1990 Registration of application
Examination of admissibility
14 October 1992 Commission's decision to communicate the
case to the respondent Government and to
invite the parties to submit observations
on admissibility and merits
26 January 1993 Government's observations
17 and 26 March 1993 Applicant's observations in reply
13 October 1993 Commission's decision to declare the case
admissible
Examination of the merits
25 October 1993 Decision on admissibility transmitted to
parties. Invitation to parties to submit
further observations on the merits
21 February 1994 Government's observations
9 March 1994 Commission's consideration of state of
proceedings
13 April 1994 Commission's consideration of state of
proceedings
20 April 1994 Applicant's observations
6 September 1994 Commission's consideration of state of
proceedings
11 January 1995 Commission's deliberations on the merits
and final vote
17 January 1995 Adoption of Report
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