COYNE v. THE UNITED KINGDOM
Doc ref: 25942/94 • ECHR ID: 001-45834
Document date: June 25, 1996
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 25942/94
Paul Matthew Coyne
against
the United Kingdom
REPORT OF THE COMMISSION
(adopted on 25 June 1996)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-15). . . . . . . . . . . . . . . . . . . . . .1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . .1
B. The proceedings
(paras. 5-10) . . . . . . . . . . . . . . . . . . .1
C. The present Report
(paras. 11-15). . . . . . . . . . . . . . . . . . .2
II. ESTABLISHMENT OF THE FACTS
(paras. 16-58) . . . . . . . . . . . . . . . . . . . . .3
A. The particular circumstances of the case
(paras. 16-27). . . . . . . . . . . . . . . . . . .3
B. Relevant domestic law and practice
(paras. 28-58). . . . . . . . . . . . . . . . . . .4
III. OPINION OF THE COMMISSION
(paras. 59-92) . . . . . . . . . . . . . . . . . . . . 11
A. Complaints declared admissible
(para. 59). . . . . . . . . . . . . . . . . . . . 11
B. Point at issue
(para. 60). . . . . . . . . . . . . . . . . . . . 11
C. As regards Article 6 para. 1 of the Convention
(paras. 61-90). . . . . . . . . . . . . . . . . . 11
1. Applicability
(para. 62) . . . . . . . . . . . . . . . . . 11
2. Independence and impartiality
(paras. 63-86) . . . . . . . . . . . . . . . 11
CONCLUSION
(para. 87) . . . . . . . . . . . . . . . . . 16
3. Remaining points at issue
(paras. 88-89) . . . . . . . . . . . . . . . 16
CONCLUSION
(para. 90) . . . . . . . . . . . . . . . . . 16
D. Recapitulation
(para. 91-92) . . . . . . . . . . . . . . . . . . 16
APPENDIX : DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION . . . . . . 17
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights and of the procedure before the
Commission.
A. The application
2. The applicant is a British citizen, born in 1972 and resident in
Bedford. He was represented before the Commission by Gilbert Blades,
a solicitor practising in London.
3. The application is directed against the United Kingdom. The
respondent Government were represented by John Rankin and,
subsequently, Susan Dickson, both Agents, Foreign and Commonwealth
Office.
4. The case mainly concerns the independence and impartiality of a
court-martial together with the fairness of proceedings before that
body. The applicant invokes Article 6 para. 1 of the Convention.
B. The proceedings
5. The application was introduced on 23 November 1994 and was
registered on 14 December 1994.
6. On 28 February 1995 the Commission (First Chamber) decided,
pursuant to Rule 48 para. 2 (b) of its Rules of Procedure, to give
notice of the application to the respondent Government and to invite
the parties to submit written observations on the admissibility and
merits of the applicant's complaints under Article 6 para. 1 of the
Convention.
7. The Government's observations were submitted on 20 June 1995
after two extensions of the time-limit fixed for this purpose. The
applicant replied under cover of letter dated 11 August 1995.
8. Having transferred the matter to the Plenary Commission on 13
September 1995, the Commission declared admissible the applicant's
complaints under Article 6 para. 1 of the Convention on 28 November
1995. It also declared inadmissible the remainder of the application.
9. The text of the Commission's decision on admissibility was sent
to the parties on 6 December 1995 and they were invited to submit such
further information or observations on the merits as they wished. The
Government submitted observations on 31 January 1996.
10. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also placed
itself at the disposal of the parties with a view to securing a
friendly settlement. In the light of the parties' reaction, the
Commission now finds that there is no basis upon which such a
settlement can be effected.
C. The present Report
11. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
MM. S. TRECHSEL, President
H. DANELIUS
C.L. ROZAKIS
E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H.G. SCHERMERS
Mrs. G.H. THUNE
Mr. F. MARTINEZ
Mrs. J. LIDDY
MM. J.-C. GEUS
M.P. PELLONPÄÄ
B. MARXER
G.B. REFFI
M.A. NOWICKI
I. CABRAL BARRETO
B. CONFORTI
N. BRATZA
I. BÉKÉS
J. MUCHA
D. SVÁBY
G. RESS
A. PERENIC
C. BÎRSAN
P. LORENZEN
K. HERNDL
12. The text of this Report was adopted on 25 June 1996 by the
Commission and is now transmitted to the Committee of Ministers of the
Council of Europe, in accordance with Article 31 para. 2 of the
Convention.
13. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
14. The Commission's decision on the admissibility of the application
is annexed hereto.
15. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
16. The applicant joined the Royal Air Force of the United Kingdom
in 1990 and by 1992 he was a non-commissioned officer stationed at
Brüggen, Germany.
17. In June 1992 the applicant applied for premature voluntary
release and this was granted in July 1992 subject to payment. In
November 1992 he returned to the United Kingdom with a view to his
final discharge on 9 December 1992.
18. As a result of a police investigation into the applicant's
financial activities while in Germany, his final release was turned
down. Having been initially detained by the air force authorities in
the United Kingdom, he was returned to Brüggen in June 1993.
19. The air force authorities concluded that the applicant should be
tried by a court-martial of the Royal Air Force.
20. In August 1993 the applicant was charged, pursuant to section
70(1) of the Air Force Act 1955, with four civilian criminal offences
(the second and fourth charges being expressed as alternatives to the
first and third charges) of using a false instrument together with
obtaining services by deception contrary to the Forgery and
Counterfeiting Act 1981 and the Theft Act 1968.
21. The Convening Officer was the Air Officer Commanding No. 2 Group,
Royal Air Force, Rheindahlen and as such was the senior commander of
all air force personnel serving in Germany (including approximately
1000 officers). On 26 January 1994 the Convening Officer convened a
district court-martial, appointing all members of the court-martial by
name. The members of the court-martial were as follows:
- The President was a Wing Commander of the Royal Air Force
Station, Uxbridge. He was a permanent president and subordinate
in rank to the Convening Officer.
- Member 2 was a Squadron Leader of the Royal Air Force Station,
Laarbruch. He was stationed in Germany, was subordinate in rank
to, and within the chain of command of, the Convening Officer.
- Member 3 was a Flight Lieutenant of the Royal Air Force Station,
Gatow. He was also stationed in Germany, was subordinate in rank
to, and within the chain of command of, the Convening Officer.
22. The Prosecuting Officer was appointed by the Convening Officer
from the Directorate of Legal Services and was also within the
Convening Officer's chain of command. A Judge Advocate was appointed
by the Judge Advocate General's office.
23. The court-martial took place at the Royal Air Force Station,
Brüggen on 26-28 January 1994. The applicant was found not guilty of
the first and second charge, guilty of the third charge (under the
Forgery and Counterfeiting Act 1981) and consequently no finding was
made on the fourth charge. He was sentenced to nine months detention,
dismissal from the air force and to be reduced to the ranks. 24. On 31 January 1994 the applicant presented a petition to the
Confirming Officer (against conviction and sentence) claiming that the
Judge Advocate had erred in his summing up of the case, that the
finding of guilt on one charge was inconsistent with his acquittal on
another charge and that the sentence was excessive. However, on 7 March
1994 the applicant's conviction and sentence were confirmed by the
Confirming Officer who had obtained the advice of a Judge Advocate (not
the trial Judge Advocate).
25. On 8 March 1994 the applicant presented an appeal petition
(against conviction and sentence) to the Defence Council. The Air Force
Board took the decision on this petition (having obtained the advice
of the Judge Advocate General) and informed the applicant's legal
representative of its decision to reject this latter petition by letter
dated 26 May 1994.
26. The applicant's subsequent application for leave to appeal
against conviction and sentence to the Courts-Martial Appeal Court was
accepted by a single judge of that court, not on the basis of any of
the grounds presented by the applicant, but on the basis of a question
raised by the single judge as to whether the Judge Advocate had
properly advised the court-martial as to what was required to be proven
in relation to an instrument being false. By judgment dated 11 October
1994 the applicant's appeal to the Courts-Martial Appeal Court was
rejected, that court finding that the Judge Advocate had properly
advised the court-martial.
27. No reasons were given for the decisions of the court-martial, the
Confirming Officer or the Air Force Board. The applicant was legally
represented before the Courts-Martial Appeal Court.
B. Relevant domestic law and practice
General
28. The law and procedures in respect of courts-martial for air force
personnel are contained, inter alia, in the Air Force Act 1955 ("the
1955 Act") and in the Rules of Procedure (Air Force) 1972.
29. Under section 70(1) of the 1955 Act "civilian" offences are also
offences under the 1955 Act. Therefore air force personnel can be tried
on charges of civilian criminal offences under air force law and by the
air force authorities. Jurisdiction issues between the United Kingdom
air force authorities and the German authorities, in matters concerning
servicemen stationed in Germany, are governed by the North Atlantic
Treaty Organisation Status of Forces Agreement 1951. Though the German
and United Kingdom authorities have concurrent jurisdiction in such
matters, in practice the German authorities waive jurisdiction.
30. Depending on their gravity, charges against air force law can be
tried by a general, field or district court-martial convened by the
Convening Officer. There is no such thing as a standing court-martial;
each court-martial is created for a particular trial. A district court-
martial must consist of a President (who must not be under the rank of
Flight Lieutenant) and not less than two other officers (each of whom
must have had at least two years commissioned service).
31. The President of the court-martial must be appointed by name by
the Convening Officer and is normally one of a number of permanent
Presidents who are detailed full-time to preside over courts-martial.
In a district court-martial the President is normally superior in rank
to the other members of that court-martial. The Convening Officer may
appoint the remaining members by name or by requiring a commanding
officer to nominate an officer of the required rank. A Judge Advocate
may also be assigned to a district court-martial, though not as a
member.
32. Each member of a court-martial must swear the following oath:
"I swear by almighty God that I will well and truly try the
accused before the court according to the evidence, and that I
will duly administer justice according to the Air Force Act 1955,
without partiality, favour or affection, and I do further swear
that I will not on any account at any time whatsoever disclose
or discover the vote or opinion of the president or any member
of this court-martial, unless thereunto required in the due
course of law."
The Convening Officer
33. The Convening Officer of a district court-martial must be a
"Qualified Officer" or an officer (not below the rank of Flight
Lieutenant) to whom the Qualified Officer has delegated his powers. A
Qualified Officer is any officer not below the rank of Squadron Leader
or corresponding rank who is in command of a body of the regular air
forces or of the command within which a body of the regular air force
is serving.
34. The Convening Officer is not responsible for the decision to
charge the accused nor for the investigation of those charges. However,
once the accused's commanding officer has decided that the accused
should be tried by court-martial, the Convening Officer assumes
responsibility for the case.
35. The Convening Officer is empowered, inter alia, to direct upon
what charges the accused is to be tried, to decide the wording of those
charges, to decide in what order the accused is to be tried on those
charges and to ensure that the accused has been remanded for trial on
those charges. The Convening Officer convenes a court-martial for each
case and decides on the type of court-martial required. The convening
order specifies, inter alia, the date, place and time of the trial, the
name of the President, the details of the other members and whether a
Judge Advocate has been appointed. In this latter respect, if the Judge
Advocate General does not assign a Judge Advocate to a district court-
martial, a Judge Advocate may be assigned by the Convening Officer
himself (though the exercise of this latter power is unusual). The
Convening Officer also appoints the Prosecuting Officer or directs a
commanding officer to make this appointment. The Prosecuting Officer
must be an officer subject to air force law or counsel assisted by such
an officer. The Prosecuting Officer is invariably chosen from the staff
of the Directorate of Legal Services (Air Force), will be a barrister
or solicitor and is answerable to the Director of Legal Services (Air
Force).
36. The Convening Officer sends the charge sheet and convening order
to the President and copies of these documents to the members of the
court-martial, the Prosecuting Officer and to the Judge Advocate. He
also sends a summary abstract of the evidence to the Prosecuting
Officer and to the Judge Advocate and may indicate to the Prosecuting
Officer the passages of the evidence which may be inadmissible. He
procures the attendance at trial of all witnesses to be called for the
prosecution. When charges are withdrawn the Convening Officer's consent
is normally obtained, though it is not necessary in all cases, and when
a plea to a lesser charge is made by the accused it cannot be accepted
without the consent of the Convening Officer. The Convening Officer
normally takes advice from the Directorate of Legal Services in this
latter respect.
37. The Convening Officer must also ensure that the accused has a
proper opportunity to prepare his defence and proper contact with,
inter alia, the defence witnesses. The Convening Officer must see that
the accused is informed that he may require the attendance of defence
witnesses and must order the attendance of witnesses "reasonably"
requested by the defence. Witnesses not subject to military law may be
summoned to attend the trial by order of the Convening Officer. The
accused must also be informed by the Convening Officer whether the
Prosecuting Officer is legally qualified so as to allow the accused the
opportunity to obtain his own legal representation. At least 24 hours
before the trial the Convening Officer must send the accused a copy of,
inter alia, the convening order, the charge sheet and the abstract of
the evidence.
38. A court-martial can be dissolved by the Convening Officer, either
before or during the trial, when required in the interests of the
administration of justice (section 95 of the 1955 Act).
The Convening Officer also usually acts as Confirming Officer.
Judge Advocate General and Judge Advocates
39. The current Judge Advocate General was appointed by the Queen in
February 1991 for five years. He is answerable to the Queen and is
removable from office by the Queen for inability or misbehaviour.
40. The Judge Advocate General's role is mainly advisory. He advises
the Secretary of State for Defence on all matters touching and
concerning the office of the Judge Advocate General and this advice
includes advice on air force law and the procedures and conduct of the
court-martial system. He also advises the confirming and reviewing
authorities on post-trial matters and in this respect he may, if
necessary, give some general information as to the purpose and function
of the review, the lawfulness of a particular finding or sentence, the
range of sentences appropriate to a particular offence based on
precedent, as to how the Crown Court might consider a similar offence
and as to specific service aspects of the offence. He is also
responsible for superintending the administration of air force law and
retaining the records of courts-martial. He is a legal adviser to the
Ministry of Defence and the relationship between the Judge Advocate
General and the Ministry of Defence can be described as one of lawyer
and client.
41. A number of assistant and deputy Judge Advocates are appointed
to the Judge Advocate General's office by the Lord Chancellor and they
must have at least seven and five years experience respectively as an
advocate or barrister. The Judge Advocate does not swear an oath upon
appointment and is normally exempted from doing so at an individual
court-martial. The Judge Advocate is removable only by the Lord
Chancellor for inability or misbehaviour but is responsible for the
proper discharge of his functions to the Judge Advocate General. The
Judge Advocate General and Judge Advocates receive, out of money
provided by parliament, such salaries together with travelling and
subsistence allowances as the Lord Chancellor may determine.
42. Once assigned to a court-martial, the Judge Advocate must provide
on request an opinion on any point of law or procedure to the
prosecution and the accused prior to the court-martial hearing. During
the hearing, with the consent of the court-martial, he must provide any
opinion so requested. He advises on all questions of law and procedure
that arise during the hearing and the court-martial must accept his
advice unless it has weighty reasons (which must be recorded) for not
doing so. On a number of specified matters, on which he is consulted
by the court-martial, the opinion of the Judge Advocate must be
followed. The Judge Advocate is also responsible for advising the
court-martial as to any defect in its constitution or in the charge
sheet.
43. At the opening of the trial it is the practice for the Judge
Advocate to satisfy himself that none of the members of the court-
martial either know the accused or have heard anything about the
charges. Where an accused pleads guilty the Judge Advocate has
particular duties including satisfying the court-martial that the
accused and his representative are not under any misapprehension as to
the plea of guilty and that the accused's clear admission has addressed
all elements of the charges. At the close of the court-martial hearing
the Judge Advocate sums up the relevant law and evidence. If during the
court-martial's deliberations on the charges (at which the Judge
Advocate cannot be present) further advice is required then the court-
martial must receive that advice in open court. The Judge Advocate can,
however, advise the members of the court-martial in private on the
general principles governing the approach to sentencing. The Judge
Advocate is not a member of the court-martial and has no vote either
on the decision on the charges or on the sentence.
44. Finally, the Judge Advocate must ensure (in conjunction with the
President) that the accused does not suffer any disadvantage during the
hearing.
The court-martial hearing
45. At the commencement of the court-martial the accused can object
to individual members of the court-martial and such an objection is
considered in closed court.
46. The accused is then asked to plead in respect of the charge. Once
a plea of not guilty is entered the procedure is very similar to that
followed in the Crown Court. After the prosecution has made its case
the accused can submit that there is no case to answer. If this
submission is not accepted then the Judge Advocate advises the accused
on the alternatives open to him and the defence case proceeds.
Witnesses can be called for the prosecution and the defence and both
sides can make a closing submission, the defence submission being the
last. During the trial the court-martial may adjourn to consult the
Convening Officer on points of law who must then take legal advice from
the Judge Advocate General.
47. The members of the court-martial retire (without the Judge
Advocate) to deliberate on their findings, return and pronounce those
findings. The votes and opinions of the court-martial, including
whether there was a majority decision, are private - the members being
bound by oath not to disclose such votes and opinions. If the accused
is found guilty or pleads guilty, the Prosecuting Officer puts in
evidence the defendant's service record and other evidence having a
bearing on the sentence to be imposed. The defence then makes a plea
in mitigation and can call witnesses to support this plea. The members
of the court-martial then retire (this time with the Judge Advocate)
to consider the sentence. The sentence is then announced in open court.
There is no provision for the giving of reasons by the court-martial
for its decision on the charges or on the sentence.
Sentencing
48. Certain types of sentences are not available to a court-martial
even if the charges relate to civilian offences. A court-martial
cannot, inter alia, suspend a prison sentence, issue a probation order
or sentence to community service. In addition, a district court-martial
cannot order imprisonment for more than two years. A court-martial must
award one global sentence for all of the offences for which the accused
is found guilty. The opinions of members on sentence are given orally
in closed court and these opinions shall be given in ascending order
of seniority. A decision can be reached by majority.
Confirmation and post-hearing reviews
49. The court-martial's findings are not treated as a finding of
guilt or on sentence until confirmed by the Confirming Officer. The
confirmation procedure is automatic but if a petition is presented
prior to the decision of the Confirming Officer it will be considered.
Prior to confirmation the Confirming Officer invariably consults the
Judge Advocate General's office for advice but the Judge Advocate who
attended the court-martial hearing does not proffer this advice. The
Confirming Officer can withhold confirmation, substitute a sentence,
remit in whole or in part any punishment, commute a punishment for one
or more lesser punishments and postpone the carrying out of the
sentence. Once confirmed, the conviction and sentence are then
promulgated.
50. If the conviction and sentence have been confirmed, and if the
accused wishes to leave open the option of an appeal to the Courts-
Martial Appeal Court, he may present an appeal petition against
conviction and sentence. The Reviewing Authority which normally decides
upon appeal petitions of air force personnel is the Air Force Board
which has the power to quash a sentence and to exercise the same powers
as the Confirming Officer in relation to substituting and remitting or
commuting sentences.
51. A petitioner is not informed, when making the relevant petition,
of the identity of the Confirming Officer or of the Reviewing Authority
considering his case nor is he told when such consideration will take
place. No statutory or formalised procedures are laid down for the
conduct of the procedures before the Confirming Officer and the
Reviewing Authority and no reasons are given for the ensuing decisions.
Neither the fact that advice has been received nor the nature of the
advice received from the Judge Advocate General's office by the
Confirming Officer or the Reviewing Authority is disclosed to the
petitioner.
Courts-Martial Appeal Court ("CMAC")
52. The CMAC was established by the Courts-Martial (Appeals) Act 1951
and was confirmed by the Courts-Martial (Appeals) Act 1968. The CMAC
has the same status and, in essence, the same procedure as the Court
of Appeal, Criminal Division. The judges of this court include ordinary
and ex officio judges of the Court of Appeal and such judges of the
High Court as are nominated by the Lord Chief Justice.
53. If an appeal petition is rejected by the Air Force Board an
appellant may apply to a single judge of the CMAC (and, if necessary,
also to the full court) for leave to appeal against conviction to that
court. There is no provision for an appeal (by air force personnel)
against sentence only although certain powers of revising such
sentences, pursuant to an appeal against conviction, are available to
the CMAC.
54. In considering the question of leave to appeal, the single judge
or the CMAC shall have regard to any expression of opinion made by the
Judge Advocate General that the case is a fit one for appeal and if any
such opinion is so given may, without further consideration, give leave
to appeal. The Judge Advocate General can also refer a matter to this
court if he is of the opinion that the finding involves a matter of
exceptional public importance.
55. The hearing of the substantive appeal does not constitute a full
rehearing on all points of fact and law. However, the CMAC can consider
any question necessary to be determined for the purpose of doing
justice in any case and may authorise a new trial by court-martial
where a conviction is quashed in light of fresh evidence. It also has
power, inter alia, to order the production of documents or exhibits
connected with the proceedings, order the attendance of witnesses,
receive evidence, obtain reports from members of the court-martial or
from the Judge Advocate and order a reference of any question to a
special commissioner for inquiry. The CMAC must exercise all such
powers as it thinks necessary or expedient in the interests of justice.
56. The CMAC must allow the appeal against conviction if it considers
that the finding of the court-martial is, under all the circumstances
of the case, unsafe or unsatisfactory or involves a wrong decision on
a question of law. The appeal must also be allowed if there was a
material irregularity in the course of the trial. In any other case the
CMAC must dismiss the appeal.
57. An appellant must have the leave of the CMAC to attend any
hearing in relation to the appeal before that court. The CMAC will only
give the appellant such leave where it considers that his presence will
serve some useful purpose or is necessary in the interests of justice.
Legal aid for an appeal to the CMAC is available under certain
conditions and the appellant may obtain an order for costs in his
favour if his appeal is allowed by the CMAC.
58. A further appeal, on a point of law of general public importance,
can be made to the House of Lords with the leave of the CMAC or of the
House of Lords itself.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
59. The Commission has declared admissible the applicant's complaints
that he did not receive a fair hearing before an independent and
impartial tribunal established by law.
B. Point at issue
60. Accordingly, the point at issue in the present case is whether
there has been a violation of Article 6 para. 1 (Art. 6-1) of the
Convention in respect of the applicant's trial by court-martial.
C. As regards Article 6 para. 1 (Art. 6-1) of the Convention
61. Article 6 para. 1 (Art. 6-1) of the Convention, insofar as
relevant, reads as follows:
"1. In the determination ... of any criminal charge against him,
everyone is entitled to a fair and public hearing within a
reasonable time by an independent and impartial tribunal
established by law. ..."
1. Applicability
62. The Commission notes that it is not disputed that the proceedings
against the applicant involved the determination of criminal charges
against him within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention. The Commission considers, having regard to the
classification of the charges against the applicant in domestic law
(the Theft Act 1978 together with the Forgery and Counterfeiting Act
1981), the nature of the offence (obtaining services by deception and
using a false instrument) together with the nature and severity of the
penalty (including nine months detention), that the proceedings before
the court-martial concerned the determination of criminal charges
against the applicant within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention (see, for example, No. 13877/88, Dec.
17.5.90, D.R. 65 p. 279).
2. Independence and impartiality
63. The applicant mainly complains that the court-martial did not
constitute an independent and impartial tribunal and submits that he
does not need to demonstrate an actual lack of independence and
impartiality but rather that a reasonable person would perceive this
to be the case.
64. As regards the alleged lack of independence, the applicant
refers, inter alia, to the rank and wide powers of the Convening
Officer. He claims that the Convening Officer controls court-martial
proceedings through the Prosecuting Officer. He further submits that
the members of the court-martial and the Prosecuting Officer depend on
the convening authority for promotions, re-engagements and salary
increases so that the members of the court-martial and the Prosecuting
Officer will have their careers in mind when carrying out their
functions. He notes, in this respect, that there are no members of the
judiciary appointed to a court-martial. The applicant further argues
that the manner of convening and proceeding with a court-martial,
together with the identity of those involved in the court-martial,
establishes a close connection and institutional dependence between the
air force authorities and the accused's commanding officer, the
Convening Officer, the members of the court-martial, the Prosecuting
Officer and the Judge Advocate.
65. As to the question of impartiality, the applicant submits that
the court-martial did not present an appearance of impartiality due,
inter alia, to the manner in which its members were appointed, the
duration of their terms of office, the lack of guarantees against
outside pressures and the rank of those involved in the court-martial.
66. The Government emphasise at the outset that a person joining the
air force chooses to put himself under a discipline which is different
from civilian life and that this discipline is vital to the proper
functioning of the air force. Accordingly, a system of military law,
which allows for the punishment of military and civilian offences, is
also vital since both types of offence can engender indiscipline.
67. As regards the independence of the court-martial, the Government
submit that the military identity and subordinate rank (to the
Convening Officer) of the members of the court-martial do not mean that
the court-martial lacks independence. The Government point to the oath
sworn by the members, to the lack of instruction by, or accountability
to, a higher or outside authority and to the inability of any such
authority to remove individual members of the court-martial. In
addition, it is submitted that the convening of a court-martial on an
ad hoc basis and the role of the Judge Advocate, being independent of
the parties to the case, enhance the independence of the court-martial.
68. The Government refute as completely unfounded the allegation that
the Convening Officer has any control over the promotions, pay and
engagements of the court-martial members, such matters being the
responsibility of the Promotions Board and the Armed Forces Pay Review
Body, respectively. It is also denied that the Convening Officer can
be equated with the executive or the prosecuting authority or that he
controls the proceedings through the Prosecuting Officer. In addition,
though two members of the court-martial together with the Prosecuting
Officer were in the chain of command of the Convening Officer, it does
not follow that they were accountable to the Convening Officer - the
members of the court-martial, pursuant to their oath, were accountable
to no one and the Prosecuting Officer was answerable to the Director
of Legal Services. The President was not in the Convening Officer's
chain of command. Therefore, the Government strongly dispute that the
performance of a member or of the Prosecuting Officer at a court-
martial could affect their future evaluation by their superiors and
that any member of the court-martial or the Prosecuting Officer would
have career matters in mind when carrying out their functions on the
court-martial.
69. As regards the subjective impartiality of the members of the
court-martial, the Government submit that the applicant's allegations
in this respect are speculative and unfounded. In addition, the
Government submit that the members, sitting as they do as individuals
and reaching their conclusions independently of outside pressure or
influence, satisfy the objective test of objective impartiality.
70. The Commission accepts that the conferring on a military tribunal
of jurisdiction to determine criminal charges against a member of the
military does not, in principle, conflict with the requirements of
Article 6 para. 1 (Art. 6-1) of the Convention. However, those
proceedings in their entirety must comply with the requirements of
Article 6 para. 1 (Art. 6-1) of the Convention (Eur. Court H.R., Engel
and Others judgment of 8 June 1976, Series A no. 22, pp. 33-39, paras.
80-91 and, mutatis mutandis, Albert and Le Compte judgment of 28 May
1983, Series A no. 58, p. 16, para. 29).
71. As regards the applicant's complaint as to the impartiality of
the members of the court-martial, the Commission recalls that for the
purposes of Article 6 para. 1 (Art. 6-1) of the Convention the
existence of impartiality must be determined according to a subjective
test, that is on the basis of a personal conviction of a particular
judge in a given case, the personal impartiality of a judge being
assumed until there is proof to the contrary (Eur. Court H.R., Padovani
judgment of 26 February 1993, Series A no. 257-B, p. 20, paras. 25-26).
72. In addition, an objective test must also be applied, that is
ascertaining whether sufficient guarantees exist to exclude any
legitimate doubt in this respect. It must be determined whether there
were ascertainable facts, particularly of internal organisation, which
might raise doubts as to impartiality. In this respect, even
appearances may be important: what is at stake is the confidence which
the court must inspire in the accused in criminal proceedings and what
is decisive is whether the applicant's fear as to a lack of
impartiality can be regarded as objectively justifiable (Eur. Court
H.R., De Cubber judgment of 26 October 1984, Series A no. 86, p. 14,
para. 26 and Padovani judgment, loc. cit., p. 20, paras. 25 and 27).
73. In the present case the Commission does not consider that the
applicant has shown that the members of the court-martial or the Judge
Advocate were personally or subjectively biased against him. As to
whether the court-martial satisfies the objective test of impartiality,
the Commission recalls that this concept and that of independence are
frequently difficult to dissociate (Eur. Court H.R, Holm judgment of
25 November 1993, Series A. no. 279-A, p. 14, para. 30).
74. Furthermore, the Commission also recalls that in certain cases
the link between the concepts of independence and objective
impartiality are such that if a tribunal fails to offer the requisite
guarantees of independence it will not satisfy the test for objective
impartiality (Demicoli v. Malta, Comm. Rep. 15.3.90, para. 42, Eur.
Court H.R., Series A no. 210, p. 27). The Commission considers that
such a link exists in the present case concerned as it is with the
structure and internal organisation of a court-martial.
75. The Commission recalls the established criteria to which the Court
has regard in assessing the independence of tribunals, in particular
from the parties. These include, the manner of appointment of members,
the duration of their terms of office, the guarantees afforded by the
procedure against outside pressures and whether the body presents an
appearance of independence (see, for example, Eur. Court H.R. Le
Compte, Van Leuven and De Meyere judgment of 23 June 1981, Series A no.
43, p. 24, para. 55 and Campbell and Fell judgment of 28 June 1984,
Series A no. 80, para. 78, p. 39-40).
76. Finally, the Commission recalls that, in applying the above
principles of assessment to a general army court-martial in the United
Kingdom, the Commission found that the Convening Officer was seen to
be central to the prosecution of a case and that the applicant's fears,
that the court-martial lacked independence from the prosecuting
authority, could be regarded as objectively justified. In so finding,
the Commission had particular regard to certain structural and
organisational matters including the nature and extent of the Convening
Officer's roles, the composition of the court-martial, its ad hoc
nature and the limited role of the Judge Advocate. In that case, the
Commission concluded that the court-martial did not constitute an
independent tribunal, or consequently an impartial tribunal, within the
meaning of Article 6 para. 1 (Art. 6-1) of the Convention
(No. 22107/93, Findlay v. the United Kingdom, Comm. Report 5.9.95,
unpublished).
77. The Commission notes that there are certain differences between
the system of an air force district court-martial in issue in the
present case and that of an army general court-martial which was
examined by the Commission in the Findlay case. The minimum number of
members of a district court-martial is three whereas a general court
martial has a minimum of five members. The appointment of a Judge
Advocate is not obligatory in a district court-martial whereas it is
so in a general court-martial, although the Commission observes that
a Judge Advocate was in fact appointed to the district court-martial
in the present case. Finally, the titles of the personnel involved in
army and air force courts-martial will obviously differ, though the
ranks of the members of the two forms of court-martial are not
materially different. The Commission does not consider that such
matters amount to a real structural or organisational difference
between the court-martial procedure at issue in the above-mentioned
Findlay application and that at issue in the present application.
78. Equally, there exists no factual feature of the court-martial in
the present case which would, in the Commission's view, distinguish it
from that which was examined in the Findlay case. In particular, the
Commission notes that similar links existed in this case between the
members of the court-martial and the Convening Officer as in the
Findlay application, which links would appear to be inherent in the
very structure of the court-martial system. All members of the court-
martial were air force personnel and were appointed by name by the
Convening Officer. All were stationed in Germany and were subordinate
in rank to the Convening Officer who was the senior commander of all
personnel serving in Germany. The two members, other than the president
of the court-martial, were within the chain of command of the Convening
Officer. The Commission also notes that, although there is no evidence
in this case that the Convening Officer and the Confirming Officer were
the same person, as in the Findlay application the Confirming Officer
could effectively annul the decision of the court-martial in that the
court-martial findings and sentence have no effect until confirmation
by the Confirming Officer, which confirmation can be withheld.
79. Accordingly and for the same reasons as outlined in the Findlay
application, the Commission considers that the Convening Officer is
seen to be central to the prosecution of the applicant's case and that
the applicant's fears that the court-martial lacked independence from
the prosecuting authority could be regarded as objectively justified.
Therefore, the Commission finds that the court-martial did not
constitute an independent tribunal, or consequently an impartial
tribunal, within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention.
80. The Commission is further of the opinion that since the court-
martial has been found to lack independence and impartiality, it could
not guarantee a fair trial to the applicant (cf. Mitap and Müftüoglu
v. Turkey, Comm. Report 8.12.94, para. 109).
81. The question arises whether the above deficiencies were remedied
in subsequent proceedings. In this regard, the Commission recalls that
the defects noted above in relation to the court-martial proceedings
(namely, a lack of independence, impartiality and fairness), could only
have been remedied by a rehearing of the charges by a tribunal
complying with the requirements of Article 6 para. 1 (Art. 6-1) of the
Convention, with jurisdiction to consider all matters of fact and law
in the case (see, inter alia and mutatis mutandis, Eur. Court H.R., Le
Compte, Van Leuven and Meyere judgment, loc.. cit, pp. 22-23, paras.
50-51, Albert and Le Compte judgment, loc. cit., De Cubber judgment,
loc. cit., p. 19, para. 33 and Belilos judgment of 29 April 1988,
Series A no. 132, pp. 30-32, paras. 68-73).
82. The Commission considers that the procedures before the
Confirming Officer and the Reviewing Authority clearly could not remedy
the deficiencies and the Government do not contend that they could do
so. The Confirming Officer was an air force officer and the Reviewing
Authority consisted of air force officers fulfilling their duties as
delegates of the Air Force Board. The secrecy which surrounds the
proceedings before those bodies (including the fact and nature of the
advice given by the Judge Advocate General's office) and the
applicant's inability to participate in those reviews in any meaningful
manner demonstrates the lack of effectiveness of the reviews in
remedying the deficiencies in the earlier proceedings.
83. However, in contrast to the Findlay case where no such appeal
lay, the present applicant was able to appeal to the CMAC and the
question arises as to whether this appeal procedure remedied the
deficiencies in the prior procedures.
84. The applicant submits that, since there is no right of appeal to
the CMAC against sentence only and since that court could not entirely
rehear his case, it could not remedy the defects in the prior
proceedings. The Government submit that it is the task of the
Commission to assess the proceedings as a whole and note that the
applicant does not, and could not, challenge the independence and
impartiality of the judges of the CMAC. In addition, the Government
submit that that court could have remedied any earlier defects if the
applicant had raised them before that court.
85. The Commission notes that the independence and impartiality of
the CMAC is not in dispute and that the applicant does not argue that
the proceedings before that court were unfair. However, the Commission
also notes that, whether or not the applicant raised issues as to the
defects in the prior proceedings before the CMAC, that court did not
and could not provide a full rehearing on all issues of fact and law
arising out of the initial charges against the applicant. The CMAC has
certain powers as regards, for example, the calling of witnesses and
receiving evidence but any rehearing ordered would have taken place
before a court-martial.
86. Accordingly, the Commission considers that the CMAC could not and
did not remedy the defects in the prior proceedings.
CONCLUSION
87. The Commission concludes, unanimously, that there has been a
violation of Article 6 para. 1 (Art. 6-1) of the Convention in that the
applicant did not receive a fair hearing before an independent and
impartial tribunal.
3. Remaining points at issue
88. The applicant has raised further specific submissions as to the
fairness of the court-martial proceedings. In addition, the applicant
complains that the court-martial was not a "tribunal established by
law" within the meaning of Article 6 para. 1 (Art. 6-1) of the
Convention due, inter alia, to the ad hoc manner in which the court-
martial was convened and to the fact that the Confirming Officer can
dissolve the court-martial.
89. However, in light of the conclusion of the Commission above, the
Commission considers that it is not necessary to examine these
remaining complaints of the applicant.
CONCLUSION
90. The Commission concludes, unanimously, that it is not necessary
to consider separately the applicant's additional submissions relating
to the fairness of the court-martial proceedings or his complaint that
the court-martial did not constitute a tribunal "established by law".
D. Recapitulation
91. The Commission concludes, unanimously, that there has been a
violation of Article 6 para. 1 (Art. 6-1) of the Convention in that the
applicant did not receive a fair hearing before an independent and
impartial tribunal (para. 87).
92. The Commission concludes, unanimously, that it is not necessary
to consider separately the applicant's additional submissions relating
to the fairness of the court-martial proceedings or his complaint that
the court-martial did not constitute a tribunal "established by law"
(para. 90).
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (S. TRECHSEL)
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