D. v. THE UNITED KINGDOM
Doc ref: 30240/96 • ECHR ID: 001-45854
Document date: October 15, 1996
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EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 30240/96
D.
against
the United Kingdom
REPORT OF THE COMMISSION
(adopted on 15 October 1996)
TABLE OF CONTENTS
page
I. INTRODUCTION
(paras. 1-20) . . . . . . . . . . . . . . . . . . . . . . . . 1
A. The application
(paras. 2-4) . . . . . . . . . . . . . . . . . . . . . . 1
B. The proceedings
(paras. 5-15). . . . . . . . . . . . . . . . . . . . . . 1
C. The present Report
(paras. 16-20) . . . . . . . . . . . . . . . . . . . . . 2
II. ESTABLISHMENT OF THE FACTS
(paras. 21-41). . . . . . . . . . . . . . . . . . . . . . . . 4
A. Particular circumstances of the case
(paras. 21-32) . . . . . . . . . . . . . . . . . . . . . 4
B. Relevant domestic law and practice
(paras. 33-37) . . . . . . . . . . . . . . . . . . . . . 6
C. Other relevant materials
(paras. 38-41) . . . . . . . . . . . . . . . . . . . . . 7
III. OPINION OF THE COMMISSION
(paras. 42-74). . . . . . . . . . . . . . . . . . . . . . . . 8
A. Complaints declared admissible
(para. 42) . . . . . . . . . . . . . . . . . . . . . . . 8
B. Points at issue
(para. 43) . . . . . . . . . . . . . . . . . . . . . . . 8
C. As regards the proposed expulsion of the applicant
(paras. 44-64) . . . . . . . . . . . . . . . . . . . . . 8
CONCLUSIONS
(paras. 62-64) . . . . . . . . . . . . . . . . . . . . .13
D. As regards Article 13 of the Convention
(paras. 65-70) . . . . . . . . . . . . . . . . . . . . .13
CONCLUSION
(para. 70) . . . . . . . . . . . . . . . . . . . . . . .14
E. Recapitulation
(paras. 71-74) . . . . . . . . . . . . . . . . . . . . .14
TABLE OF CONTENTS
page
PARTIALLY DISSENTING OPINION OF MRS. J. LIDDY,
MM. E. BUSUTTIL, A. WEITZEL, J.-C. SOYER,
I. BÉKÉS, G. RESS AND C. BÎRSAN . . . . . . . . . . . . . . . . . .15
PARTIALLY DISSENTING OPINION OF MR. J.-C. GEUS,
JOINED BY MRS. G.H. THUNE, M.P. PELLONPÄÄ,
B. MARXER AND N. BRATZA . . . . . . . . . . . . . . . . . . . . . .18
APPENDIX: DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION . . . . . . . . . . . 19
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is a citizen of St. Kitts born in 1960 and
currently held in detention pending removal. He is represented by
Mr. Alan Simmons of the AIRE Centre, London.
3. The application is directed against the United Kingdom. The
respondent Government are represented by Mr. Martin Eaton as Agent,
from the Foreign and Commonwealth Office.
4. The case concerns the complaints of the applicant that the
proposed removal from the United Kingdom to St. Kitts places him at
risk of reduced life expectancy, of inhuman and degrading treatment and
an invasion of his physical integrity since he is suffering from AIDS
and he will be exposed to a lack of adequate medical treatment and
living conditions. The application raises issues under Articles 2, 3, 8
and 13 of the Convention.
B. The proceedings
5. The application was introduced on 15 February 1996 and registered
on 16 February 1996. On 16 February 1996, the respondent Government
provided assurances that the applicant would not be expelled pending
the Commission's examination of the case.
6. On 8 March 1996, the Commission decided to communicate the
application to the Government inviting them to submit observations on
the admissibility and merits. It decided that the case should be given
priority pursuant to Rule 33 of the Commission's Rules of Procedure.
7. On 29 March 1996, the Government submitted their observations and
on 11 April 1996 the applicant submitted his observations in reply.
8. On 18 April 1996, the Commission decided to invite the parties
to make submissions at an oral hearing.
9. On 13 June 1996, the applicant submitted further observations and
documents.
10. At the oral hearing, held on 26 June 1996, the Government were
represented by Mr. M. Eaton, Agent, Mr. N. Garnham, Counsel,
Ms. S. McClelland, Mr. S. Hewett and Mr. P. Goulder, Advisers from the
Home Office and Sir Franklin Berman, Legal Adviser, Foreign and
Commonwealth Office. The applicant was represented by Mr. N. Blake,
Q.C, Counsel, Mr. L. Daniel, counsel, Ms. N. Mole and Ms. Holt as
legal advisers and Ms. N. Rogers and Ms. B. Kryszko as legal
assistants.
11. On 26 June 1996, the Commission declared the application
admissible.
12. The parties were then invited to submit any additional
observations on the merits of the application.
13. On 17 July 1996, the President of the Commission decided to
indicate to the United Kingdom Government in accordance with Rule 36
of the Commission's Rules of Procedure, that it was desirable in the
interests of the Parties and the proper conduct of the proceedings that
the applicant not be removed meanwhile from the United Kingdom.
14. On 12 August 1996, the parties submitted further observations.
15. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, placed itself
at the disposal of the parties with a view to securing a friendly
settlement of the case. In the light of the parties' reactions, the
Commission now finds that there is no basis on which a friendly
settlement can be effected.
C. The present Report
16. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
Mr. S. TRECHSEL, President
Mrs. G.H. THUNE
Mrs. J. LIDDY
MM. E. BUSUTTIL
G. JÖRUNDSSON
A. WEITZEL
J.-C. SOYER
F. MARTINEZ
J.-C. GEUS
M.P. PELLONPÄÄ
B. MARXER
N. BRATZA
I. BÉKÉS
J. MUCHA
D. SVÁBY
G. RESS
C. BÎRSAN
E. BIELIUNAS
17. The text of the Report was adopted by the Commission on
15 October 1996 and is now transmitted to the Committee of Ministers
in accordance with Article 31 para. 2 of the Convention.
18. The purpose of the Report, pursuant to Article 31 para. 1 of the
Convention, is
1) to establish the facts, and
2) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
19. The Commission's decision on the admissibility of the application
is annexed hereto.
20. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. Particular circumstances of the case
21. The applicant was born in St. Kitts and appears to have lived
there most of his life. He was one of seven children to the family. One
sister and brother moved to the United States in the 1970's and the
rest of the family appears to have followed them at unspecified dates.
The applicant visited the United States in 1989 to try to join his
mother and brothers and sisters. He was convicted however on a drugs
offence and received a custodial sentence of 3 years 2 months plus
3 years 10 months suspended. After one year, he was paroled for good
behaviour and deported to St. Kitts.
22. The applicant arrived in the United Kingdom on 21 January 1993.
He was found in possession of prohibited drugs (cocaine) and refused
leave to enter. He was however remanded in custody and prosecuted. On
10 May 1993, following his plea of guilty, he was convicted of being
knowingly concerned in fraudulent evasion of the prohibition on the
importation of a controlled drug and sentenced to six years'
imprisonment. On 24 January 1996, he was released on licence.
23. In August 1994, while serving his sentence, the applicant
suffered an attack of pneumocystis carinii pneumonia and was diagnosed
as HIV positive and as suffering from AIDS. Since August 1995, his
T4 cell count has been below 10. He is in the advanced stages of the
illness, suffering from recurrent anaemia, bacterial chest infections,
malaise, skin rashes, weight loss and periods of extreme fatigue.
24. In late 1994, the applicant applied for compassionate home leave
to visit his mother. The request was granted on 3 March 1995 and the
applicant was granted a period of leave for a family visit to his
mother who was present on holiday in the United Kingdom.
25. On 20 January 1996, immediately prior to his release on licence,
the immigration authorities gave directions for the applicant's removal
to St. Kitts.
26. By letter dated 23 January 1996, the applicant's solicitors
requested that the Secretary of State grant the applicant leave to
remain on compassionate grounds. This request was refused on
25 January 1996 by the Chief Immigration Officer. On 2 February 1996,
the applicant applied unsuccessfully to the High Court for judicial
review of the refusal of leave to enter. On 15 February 1996, the
Court of Appeal dismissed his renewed application for leave. It found
that section 3 of the Immigration Act 1971 drew a distinction between
leave to enter and leave to remain. It held that the Chief Immigration
Officer had correctly treated the applicant's application as an
application for leave to enter and was not required to take into
account paragraph 5 of the Home Office guidelines which applied to
applications for leave to remain (see Relevant domestic law and
practice para. 37 below). As regarded the applicant's argument that the
Home Office acted unreasonably or irrationally in not acceding to the
compassionate circumstances of his plea, the Court stated:
"Nobody can but have great sympathy for this applicant and the
plight in which he finds himself. If he is to return to St. Kitts
he will be unable to work and to receive medical treatment. In
many ways his plight would be great. On the other hand he
wouldn't be here if he hadn't come on a cocaine smuggling
expedition back in 1993 and he would have gone back to St. Kitts
long before his AIDS diagnosis. Taking into account the Court
must give the most anxious scrutiny to cases where life
expectancy is involved nevertheless I cannot find any grounds,
it seems to me the decision was well within the bounds of
discretion..."
27. By letter dated 15 January 1996, Dr. Evans, a consultant doctor
stated:
"His current treatment is AZT 250 mgs. b.d. and monthly nebulised
pentamidine, he occasionally takes mystatin pastilles and skin
emollients.
In view of the fact that has now had AIDS for
over 18 months and because this is a relentlessly progressive
disease his prognosis is extremely poor.
In my professional opinion life expectancy
would be substantially shortened if he were to return to
St. Kitts where there is no medication; it is important that he
receives pentamidine treatment against PCP and that he receives
prompt anti-microbial therapy for any further infections which
he is likely to develop..."
28. By letter dated 20 April 1995, the High Commission for the
Eastern Caribbean States informed the doctor treating the applicant in
prison that the medical facilities in St. Kitts did not have the
capacity to provide the medical treatment that he would require. This
was in response to a faxed enquiry of the same date by Dr. Hewitt, the
managing medical officer at H.M. Prison Wayland. By letter of
24 October 1995, Dr. Hewitt informed the Home Office of the contents
of the letter from the High Commission, which had also been sent to the
Parole Unit on 1 May 1995. He stated that the necessary treatment was
not available in St. Kitts but was widely and freely available in the
United Kingdom and requested due consideration be given to lifting the
deportation order in respect of the applicant.
29. By letter dated 5 February 1996, the Antigua and Barbuda Red
Cross informed those acting on behalf of the applicant that they had
consulted their officer on St. Kitts who stated that there was no
health care providing for drugs treatment of AIDS.
30. In a medical report provided on 13 June 1996, Professor Pinching
stated that the applicant had suffered severe and irreparable damage
to his immune system and was extremely vulnerable to a wide range of
specific infections and to the development of tumours. The applicant
was reaching the end of the average durability of effectiveness of the
drug therapy which he was receiving. It was stated that the applicant's
prognosis was poor and limited to 8-12 months. It was estimated that
withdrawal of the proven effective therapies and of proper medical care
would reduce that prognosis to less than half of what would be
expected.
31. By letter dated 1 August 1996,the High Commission for the Eastern
Caribbean States confirmed that the position in St. Kitts had not
changed since their letter of 20 April 1995.
32. The applicant is currently in immigration detention.
B. Relevant domestic law and practice
33. By section 3 of the Immigration Act 1971 a person who is not a
British citizen shall not enter the United Kingdom unless given leave
to do so. The power to grant leave lies with the Immigration Officers
(section 4). By section 4 (1) of the 1971 Act the power to grant leave
to remain in the United Kingdom is exercisable by the Secretary of
State.
34. There is a distinction in law and practice between leave to enter
and leave to remain. A person, such as the applicant, who has been
refused leave to enter but has remained physically in the United
Kingdom, cannot make an application for leave to remain but must make
a further application for leave to enter.
35. The Home Office policy document BDI 3/95 provides guidance to
staff on how to proceed in cases involving those suffering from AIDS
or who are HIV positive. This policy distinguishes between applications
for leave to enter and applications for leave to remain.
36. On applications for leave to enter (para. 4 of the guidelines),
where the person is suffering from AIDS, the policy and practice is to
adhere to the provisions of the Immigration Rules in the normal way.
Where such a person does not qualify under the Rules, entry is refused.
37. On applications for leave to remain (para. 5 of the guidelines),
the application should be dealt with normally on its merits under the
applicable Rules. However, there is a discretion outside the Rules
which can be exercised in strong compassionate circumstances. Paragraph
5.4 states that "... there may be cases where it is apparent that there
are no facilities for treatment available in the applicant's own
country. Where evidence suggests that this absence of treatment
significantly shortens the life expectancy of the applicant it will
normally be appropriate to grant leave to remain."
C. Other relevant materials
38. The following documentary materials have been submitted by the
applicant.
1. Extract, "Health Conditions in the Americas," 1994 Volume
II, concerning St. Kitts
"Health and Living Conditions
...there are a number of serious environmental problems, such as
inadequate disposal of solid and liquid waste - especially
untreated sewage - into coastal lands and waters, resulting in
coastal zone degradation, fish depletion and health problems
(gastro-enteritis)..."
According to this publication, there are two general hospitals
in St. Kitts, one with 174 beds and the other with 10.
2. Treatment issues - a basic guide to medical treatment
options for people with HIV and AIDS" produced April 1996
by the Terence Higgins Trust
39. This describes the three medical strategies available for
treating HIV and AIDS: using anti-HIV drugs which attack HIV itself to
delay or prevent damage to the immune system, treating or preventing
opportunistic infections which take advantage of damage to the immune
system and strengthening and restoring the immune system. Amongst the
first category, several drugs can be used, including AZT (also known
as zidovudine or its tradename retrovir). This belongs to a family of
drugs called nucleoside analogues which inhibit an enzyme produced by
HIV called reverse transcriptase (RT). If RT is inhibited, HIV cannot
infect new cells and the build up of virus in the body is slowed down.
However, the existing drugs are only partially effective and at best
can only delay the worsening of HIV-related disease rather than prevent
it.
40. As regards the second category, persons whose immune systems have
been significantly damaged are vulnerable to a range of infections and
tumours known as opportunistic infections. These commonly include
cytomegalovirus (herpes virus), kaposi's sarcoma, anaemia,
tuberculosis, toxiplasmosis and pneumocystis carinii pneumonia (PCP).
PCP is a form of pneumonia which in people with HIV may affect the
lymph nodes, bone marrow, spleen and liver as well as the lungs. Steps
to avoid such infections include taking care with food and drink and
prophylactic treatment by drugs. In the case of PCP which was a common
cause of death during the first years of the epidemic and is still one
of the commonest AIDS illnesses, options include the long term taking
of antibiotics such as co-trimoxazole and the use of nebulised
pentamidine which is intended to protect the lungs.
41. In relation to the third category, treatment which strengthens or
restores the immune system, research has yet to produce any clear
results.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
42. The Commission has declared admissible the applicant's complaints
that his removal from the United Kingdom to St. Kitts places him at
risk of a reduced life expectancy, of inhuman and degrading treatment
and of an invasion of his physical integrity since he is suffering from
AIDS and he will be exposed to a lack of adequate medical treatment and
living conditions. It also declared admissible his allegation that he
did not have an effective remedy for his complaints.
B. Points at issue
43. The issues to be determined in the present case are:
- whether the proposed expulsion discloses a violation of
Articles 2, 3 and/or 8 (Art. 2, 3, 8) of the Convention;
- whether there is a violation of Article 13 (Art. 13) of the
Convention in respect of an alleged lack of effective remedy
before a national authority in respect of the proposed expulsion.
C. As regards the proposed expulsion of the applicant
44. The applicant, who is suffering from AIDS, has invoked a number
of provisions of the Convention in relation to the drastic and
inevitable risks to his health and life-expectancy and the conditions
which he will face if he is expelled from the United Kingdom to
St. Kitts where there is no drug treatment for AIDS and limited medical
facilities, where there are problems of public sanitation and hygiene
and where he has no prospect of family support, employment or
accommodation.
45. The relevant provisions of the Convention provide:
Article 2 (Art. 2)
"1. Everyone's right to life shall be protected by law. No one
shall be deprived of his life intentionally save in the execution
of a sentence of a court following his conviction of a crime for
which this penalty is provided by law. ..."
Article 3 (Art. 3)
"No one shall be subjected to torture or to inhuman or degrading
treatment or punishment."
Article 8 (Art. 8)
"1. Everyone has the right to respect for his private
...life...
2. There shall be no interference by a public authority with
the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests
of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for the
protection of health or morals, or for the protection of the
rights and freedoms of others."
46. The applicant submits that the Government's responsibility is
engaged in respect of the consequences which will ensue from his
removal to St. Kitts. Where it is clear that the consequences of
removal are of such a severity, it is no justification that the
anticipated effect occurs outside the United Kingdom. Nor is it
necessary that a third State would be in breach of obligations in
respect of that effect before the United Kingdom's responsibility could
be engaged.
47. The applicant submits that to remove him to a country where he
will be denied medical treatment necessary to control the development
of his illness constitutes a withdrawal of treatment and a deprivation
of medical and social protection which is in violation of his right to
life. The medical reports indicate that there is a real risk that his
already short life expectancy will be shortened even further as a
result of the lack of medication and of poor sanitation, which makes
it more likely that he will contract an infection which will be fatal,
and the lack of accommodation or means to support himself.
48. Under Article 3 (Art. 3), the applicant submits that his
threatened removal in circumstances where he will be deprived of proper
medical care with resulting deterioration in his health, causing him
severe physical and mental suffering, constitutes treatment contrary
to this provision. The applicant further argues that the risk to his
physical integrity from the removal constitutes a violation of his
right to respect for his private life as guaranteed under Article 8
(Art. 8) of the Convention, the effect on his health being
disproportionate to any legitimate aim of immigration control.
49. While the Government accept that St. Kitts will not be able to
provide the applicant with the level of care available in the United
Kingdom, they submit that the United Kingdom has no continuing
responsibility for the applicant's health. They point out that the
applicant had no right either to enter or remain in the United Kingdom
and that he attempted to enter the country for the purpose of bringing
in a dangerous drug. The fact that he served a term of imprisonment
cannot impose on the United Kingdom an obligation to provide him with
health care for the rest of his life. Nor can United Kingdom
responsibility be engaged in respect of events which take place outside
its jurisdiction. Responsibility under the Convention could only arise
were the applicant to risk being subjected to treatment in St. Kitts
which would, if done by a State Party to the Convention, be in breach
of the provisions of the Convention. The fact that St. Kitts does not
have the medical facilities or resources to prolong the life of an AIDS
sufferer does not disclose any breach of the provisions invoked by the
applicant.
50. The Government further submit that Article 2 (Art. 2) cannot be
interpreted so as to impose a positive obligation to take positive
steps to preserve life, such as to provide medical care generally to
those within its jurisdiction. They emphasise that it is the "right to
life" not life itself which is to be protected by law. In any event it
is not the expulsion which will shorten his life expectancy: the
applicant's life is threatened by disease and it is paucity of
treatment in St. Kitts which will shorten the applicant's life. The
Government submit under Article 3 (Art. 3) of the Convention that even
if the applicant would face increased anguish and mental suffering on
his return, this does not disclose treatment of the minimum level of
severity required by Article 3 (Art. 3). The applicant faces the
consequences of a natural disease which cannot in any event be cured
in the current state of medical knowledge and if removed he would face
that prospect in the country where, but for the commission of a serious
criminal offence, he would have lived throughout. Removing the
applicant to a country less well equipped to provide medical care than
the Contracting State also involves no direct interference with
physical integrity contrary to Article 8 (Art. 8). There is no positive
obligation to continue to provide him with care within the United
Kingdom having regard in particular to the wide margin of appreciation
in immigration matters and the circumstances which placed the applicant
in the position of receiving medical care from domestic medical
facilities.
51. The Commission notes, first of all, that it is not disputed that
the applicant's life expectancy, which is short, will be further
reduced if he is sent back to St. Kitts. The Government have not
challenged that this will be the result of the unavailability of the
AIDS treatment which he is currently receiving in the United Kingdom.
Notwithstanding however that there is an established risk that the
applicant will die from his illness at an earlier date if removed than
if he is not removed, the Commission does not find it necessary to
decide whether this discloses a lack of respect for the right to life
pursuant to Article 2 (Art. 2) of the Convention. It notes that there
is no precedent for treating the risk to life-expectancy itself as
falling within the scope of this provision, such other cases as have
been declared admissible under Article 2 (Art. 2) of the Convention
concerning factual circumstances where death has occurred or at least
injury or illness caused as a result of matters for which the
Government may be responsible (eg. No. 23414/94, dec. 28.11.94,
D.R. 83-A p. 31 concerning complaints by the child of nuclear test
veteran who suffered leukaemia and No. 23452/94, dec. 17.5.96
concerning death and serious injury from an attack in respect of which
the police were allegedly negligent). There is no suggestion whatsoever
that the United Kingdom has any responsibility for or connection with
the applicant's infection, which appears to have occurred some time
before his arrival in the United Kingdom.
52. Consequently, the Commission considers that the substance of the
applicant's complaints as to the risk to his life-expectancy are
inseparable from the allegations concerning the severity of the effect
on his health and welfare of the proposed removal under Article 3
(Art. 3) of the Convention and should be examined globally in the
context of that provision.
Concerning State responsibility under Article 3 (Art. 3)
53. The Convention case-law establishes that extradition or expulsion
by a Contracting State of an asylum-seeker may engage their
responsibility where substantial grounds have been shown for believing
that the person concerned faced a real risk of being subjected to
torture or to inhuman and degrading treatment or punishment in the
country to which he was returned (eg. Eur. Court H.R. Soering judgment
of 7 July 1989 Series A no. 161 and Vilvarajah and others judgment of
30 October 1991, Series A no. 215 p. 34 para. 103). Contrary to the
submissions of the Government above, the Commission observes that a
finding that such risk exists does not necessarily have to involve
liability of the receiving State or any public authority. The
Commission has previously taken account of the risk deriving from non-
Governmental sources. In the case of Ahmed v. Austria (No. 25964/94
dec. 2.3.95, Comm. Rep. 5.7.95 pending before the Court), it was
sufficient that the source of the risk came from those wielding
substantial power within the State, which was clearly the situation in
Somalia as regarded General Aideed. Similarly in H.L.R. v. France
(No. 24573/94, Comm. Rep. 7.12.95 pending before the Court) the risk
to the applicant was from the powerful and structured criminal
organisations in Colombia against whom it was more than likely the
Government of Colombia would be unable to offer adequate protection.
54. Having regard to the principle that the object and purpose of the
Convention as an instrument for the protection of individual human
beings require that its provisions be interpreted and applied so as to
make its safeguards practical and effective (see eg. Soering judgment
loc. cit. p. 34 para. 87), the Commission finds that exposure to a real
and substantiated risk to health of such severity as to fall within the
ambit of Article 3 (Art. 3) which derives from other factors in the
receiving State, including lack of medical care or facilities, social
or environmental circumstances, may also engage the responsibility of
the expelling State (see eg. No. 23634/94 dec. 19.5.94 D.R.77-A p. 133
and Nasri v. France, No. 19465/92 Comm. Rep. 10.3.94 Series A no. 320
in which the sensory and social isolation to which the deaf and dumb
applicant would be exposed on expulsion to Algeria was found by the
majority of the Commission to disclose inhuman treatment).
55. In the present case, the Commission recalls that the Government
submit that the applicant is not in fact subject to a measure of
expulsion as such, but has been refused leave to enter and is in the
same position in domestic law as any person suffering from AIDS who
might be seeking leave to enter the United Kingdom. The Commission
notes that this is the approach to domestic law adopted by the United
Kingdom immigration authorities and the courts. However, the Commission
considers that this is an artificial and technical construction in this
case which fails to take into account the fact that the applicant was
present in the United Kingdom for over three years under the
responsibility of the authorities who prosecuted and imposed a sentence
of imprisonment on him. The artificiality of the situation is
highlighted by the consideration that if the applicant had been
arrested outside the airport in possession of the drugs he would have
been subject to the same criminal measures but a different approach
would have had to be adopted to his removal by the immigration
authorities.
56. The Commission finds therefore that the applicant has been
present in the United Kingdom for a significant period of time as a
result of measures undertaken by the authorities and pursuant to which
they have had the responsibility for his health care and he has become
dependent on the provision of drug treatment for his condition. The
Commission notes that Government accepted at the oral hearing that a
denial of health care to the applicant while he was in prison would
probably have given rise to responsibility under the Convention and to
a violation. In these circumstances, the proposed removal from the
United Kingdom to St. Kitts cannot be considered comparable to the
refusal of entry to an alien seeking admittance at the border or
customs control. Consequently, the Commission considers that the
proposed removal from the United Kingdom will engage their
responsibility if there is a real and substantiated risk of the
applicant suffering treatment contrary to Article 3 (Art. 3) of the
Convention as a result.
57. While the Commission recalls that the applicant has committed
serious drugs offences, it would observe that there is no indication
that his continued presence in the United Kingdom would pose a problem
of crime or public order. In any event, once the risk to an individual
of treatment contrary to Article 3 (Art. 3) has been established,
considerations of public order or immigration control cannot be weighed
in the balance so as to reduce the level of protection afforded under
the Convention (mutatis mutandis, No. 22414/93 Chahal family v. the
United Kingdom, Comm. Rep. 27.6.95, pending before the Court). The
guarantees of Article 3 (Art. 3) of the Convention are of an absolute
character, permitting no exception.
As regards the risk of treatment contrary to Article 3 (Art. 3)
of the Convention
58. The Commission recalls that if the applicant returns to St. Kitts
he will no longer receive the drugs treatment of AZT which seeks to
inhibit the spread of HIV and slow the incidence of the opportunistic
infections to which AIDS sufferers are acutely vulnerable or of
nebulised pentamidine which protects against PCP, which is one of the
commonest AIDS illnesses. This, it is not contested, will render the
occurrence of life-threatening infections a probability within a short
period of time. The risk of infections is also aggravated by
shortcomings in public sanitation (see above 38).
59. While there are two hospitals (174 and 10 beds respectively) on
St. Kitts, the available facilities for treating such infections are
limited. The applicant has submitted, and the Government have not
disputed, that the applicant has no close family members in St. Kitts
and that he has no accommodation or means of support there. There is
no ground on which to doubt the applicant's contention that he will
probably be homeless and without resources or support in the final
stages of a fatal illness. The Government have not sought, it would
note, any information from the St. Kitts' authorities as to any steps
which might be taken to alleviate the applicant's difficulties on his
return.
60. The Commission is of the opinion that this situation will cause
the applicant a severe level of physical and mental suffering such as
to constitute inhuman treatment within the meaning of Article 3
(Art. 3). It also considers that it threatens to cause such anguish and
extreme incapacitation that will render him unable to maintain the most
basic human dignity as his illness runs its inevitably painful and
fatal course. This discloses a real risk of degrading treatment within
the meaning of Article 3 (Art. 3).
61. In light of this finding, the Commission finds that no separate
issue arises in respect of the applicant's complaints in relation to
Article 8 (Art. 8).
CONCLUSIONS
62. The Commission concludes, by 11 votes to 7, that there would be
a violation of Article 3 (Art. 3) of the Convention if the applicant
were to be removed to St. Kitts.
63. The Commisison concludes, unanimously, that it is unnecessary to
examine the complaint under Article 2 (Art. 2) of the Convention.
64. The Commission concludes, unanimously, that no separate issue
arises under Article 8 (Art. 8) of the Convention.
D. As regards Article 13 (Art. 13) of the Convention
65. Article 13 (Art. 13) of the Convention provides:
"Everyone whose rights and freedoms as set forth in this
Convention are violated shall have an effective remedy before a
national authority notwithstanding that the violation has been
committed by persons acting in an official capacity."
66. The applicant submits that judicial review fails to provide an
effective remedy in a case such as the present which relates to
decisions of the Secretary of State in an area where he is accorded a
very substantial discretion. Judicial review looks primarily at the
decision-making procedure and is not concerned with the substantive
merits of a decision. Here, the Immigration Rules treat the applicant
as a person seeking entry and require that leave is refused. The policy
of exceptional leave for AIDS sufferers only applies to those who have
entered the United Kingdom. There is no ground of legality on which to
challenge the decision, and the other bases of challenge, impropriety
or irrationality, do not require the courts to give consideration to
the terms of the Convention or any particular weight to the risk to the
applicant's rights. There has never been a case where the domestic
courts have quashed a lawful exercise of discretion on the grounds of
its consequences in interfering with fundamental rights protected by
the Convention.
67. The Government submit that judicial review does furnish an
effective remedy. While the Convention is not incorporated into
domestic law, the courts will refer to it in order to resolve
ambiguities in primary or secondary legislation. The courts take the
approach that any restriction of a fundamental human right requires to
be justified by an important competing, public interest, the more
substantial the interference the more being required by way of
justification before they will be satisfied that the decision is
reasonable. On judicial review, the courts may overrule the Secretary
of State's discretion as unlawful on grounds of being tainted with
illegality, irrationality or procedural impropriety - a decision may
therefore be quashed if it is established for example that there was
a serious risk of inhuman treatment on the ground that no reasonable
Secretary of State could take such a decision.
68. The Commission recalls that Article 13 (Art. 13) of the
Convention guarantees the availability of a remedy at national level
to enforce the substance of Convention rights and freedoms. This
requires the provision of a domestic remedy allowing a national
authority both to deal with the substance of the relevant Convention
complaint and to grant appropriate relief. Article 13 (Art. 13) cannot
be interpreted as requiring any particular form of remedy, Contracting
States being afforded a margin of discretion. The fact that an
applicant has been unsuccessful in pursuing a remedy is not as such a
material factor, effectiveness not requiring any certainty of success
(see in particular Eur. Court H.R. Soering judgment of 7 July 1989,
Series A no. 161 p. 47 para. 120 and Vilvarajah and others judgment of
30 October 1991, Series A no. 21 p. 39 para. 122).
69. The Commission notes that there was no dispute of fact before the
domestic courts as to the likely effects of a removal on the applicant.
The Court of Appeal had regard to the hardship that would result and
referred to the obligation on the court to give the most anxious
scrutiny to cases where life expectancy is involved before nonetheless
concluding that it found no grounds to grant relief. The Commission
considers that the domestic court examined the substance of the
applicant's Convention complaints and had the power, if it thought it
appropriate, to quash the impugned decision of the Secretary of State.
In these circumstances the Commission concludes that the applicant did
have available to him an effective remedy for his complaints as
required by Article 13 (Art. 13) of the Convention.
CONCLUSION
70. The Commission concludes, by 13 votes to 5, that there has been
no violation of Article 13 (Art. 13) of the Convention.
E. Recapitulation
71. The Commission concludes, by 11 votes to 7, that there would be
a violation of Article 3 (Art. 3) of the Convention if the applicant
were to be removed to St. Kitts (para. 62).
72. The Commission concludes, unanimously, that it is unnecessary to
examine the complaint under Article 2 (Art. 2) of the Convention
(para. 63).
73. The Commission concludes, unanimously, that no separate issue
arises under Article 8 (Art. 8) of the Convention (para. 64).
74. The Commission concludes, by 13 votes to 5, that there has been
no violation of Article 13 (Art. 13) of the Convention (para. 70).
H.C. KRÜGER S. TRECHSEL
Secretary President
to the Commission of the Commission
(or. English)
PARTIALLY DISSENTING OPINION OF MRS. J. LIDDY, MM. E. BUSUTTIL,
A. WEITZEL, J.-C. SOYER, I. BÉKÉS, G. RESS AND C. BÎRSAN
We acknowledge the tragic circumstances in which the applicant
finds himself and in respect of which strong, humanitarian
considerations might be appear to be competing with pragmatic policy.
Our task, however, is only to examine whether the applicant's
complaints disclose any failure on the part of the United Kingdom to
fulfill its obligations under the rights and freedoms guaranteed under
the Convention.
The applicant has no claim to remain in the United Kingdom apart
from the circumstance that his illness was diagnosed while he was in
prison in the United Kingdom and he has been receiving treatment from
the United Kingdom health service which will not be available to him
on his return to St. Kitts. He was refused leave to enter the United
Kingdom and state that he has no ties of family or private life with
that country.
As to whether this discloses a failure by the United Kingdom
under Article 2 of the Convention to ensure that "Everyone's right to
life shall be protected by law", we note that there is no precedent for
treating the risk to life-expectancy itself as falling within the scope
of this provision. Such other cases as have previously been declared
admissible under Article 2 of the Convention have concerned factual
circumstances where death has occurred or at least injury or illness
caused as a result of matters for which the Government may be
responsible (eg. No. 23414/94, dec. 28.11.94, D.R. 83-A p. 31
concerning complaints by the child of nuclear test veteran who suffered
leukaemia and No. 23452/94, dec. 17.5.96 concerning death and serious
injury from an attack in respect of which the police were allegedly
negligent). There is no suggestion whatsoever that the United Kingdom
has any responsibility for or connection with the applicant's
infection, which appears to have occurred some time before his arrival
in the United Kingdom.
As regards the extent to which the United Kingdom may be held
responsible, if at all, for the severe difficulties which will face the
applicant on his return to his own country in the final stages of a
fatal illness, there is no direct precedent. Convention case-law
establishes that extradition or expulsion by a Contracting State of an
asylum-seeker may engage their responsibility where substantial grounds
have been shown for believing that the person concerned faced a real
risk of being subjected to torture or to inhuman and degrading
treatment or punishment in the country to which he was returned
(eg. Eur. Court H.R. Soering judgment of 7 July 1989 Series A no. 161
and Vilvarajah and others judgment of 30 October 1991, Series A no. 215
p. 34 para. 103). Contrary to the submissions of the Government above,
a finding that such risk exists does not necessarily have to involve
liability of the receiving State or any public authority. The
Commission has previously taken account of the risk deriving from
non-Governmental sources. In the case of Ahmed v. Austria, it was
sufficient that the source of the risk came from those wielding
substantial power within the State, which was clearly the situation in
Somalia as regarded General Aideed (No. 25964/94 dec. 2.3.95, Comm.
Rep. 5.7.95 pending before the Court) while in H.L.R. v. France
(No. 24573/94, Comm. Rep. 7.12.95 pending before the Court) the risk
to the applicant was from the powerful and structured criminal
organisations in Colombia against whom it was more than likely the
Government of Colombia would be unable to offer adequate protection.
As regards risk of physical or mental injury or suffering
deriving from medical, social or environmental factors, the Commission
has not excluded that a lack of proper care could in a case where
some-one is suffering from a serious illness amount to treatment
contrary to Article 3 (see eg. No. 23634/94 dec. 19.5.94 D.R.77-A
p. 133 where an applicant's allegations that if expelled he would risk
blindness due to lack of medical facilities in Ghana were found to be
unsubstantiated). It has also previously found that the sensory and
social isolation to which a deaf and dumb applicant would be exposed
on expulsion from France to Algeria disclosed the risk of inhuman
treatment contrary to Article 3 of the Convention (Nasri v. France,
No. 19465/92 Comm. Rep. 10.3.94 Series A no. 320 in which Court found
the point unnecessary to decide in light of its finding of a violation
of Article 8 of the Convention).
We consider, however, that where, as in the present case, the
applicant is suffering from an illness in respect of which any
treatment given can at most delay its natural development the scope
of responsibility of a Contracting State as regards the incidents of
that illness must necessarily be limited. In the present case, the
Government submit that the applicant is not in fact subject to a
measure of expulsion as such, but has been refused leave to enter and
is in the same position in domestic law as any person suffering from
AIDS who might be seeking leave to enter the United Kingdom. We note
that the applicant was on his arrival at Gatwick refused leave to enter
but since he was found in possession of drugs he was subject to
measures of the criminal law. While this resulted in the applicant
spending time in the United Kingdom under the jurisdiction of the
prison authorities, we cannot find that this changed in any fundamental
way the applicant's status as regards any right to remain in the United
Kingdom on his release. While the prison authorities fulfilled their
responsibility in providing the applicant during his detention with the
available health care, this cannot, in our view, impose a
responsibility on the United Kingdom to continue to provide that health
care indefinitely. In the present case, the direct responsibility of
the United Kingdom authorities for the applicant's state of health
ceased on his release from prison and the lack of comparable medical
facilities in St. Kitts cannot impose an obligation on the United
Kingdom to revoke their refusal of permission to enter the United
Kingdom. The fact that the applicant faces difficult circumstances on
his return to St. Kitts cannot therefore engage the responsibility of
the United Kingdom under Article 3 of the Convention.
Insofar as the applicant submits that the removal constitutes a
violation of Article 8 of the Convention in that it interferes
disproportionately with his right to respect for private life, the
factors referred to above are equally relevant. Where an applicant has
no substantial links of family or private life nature with a country
(cf. Nasri v. France, loc. cit.), he cannot rely on Article 8 of the
Convention to impose an obligation on that Contracting State to grant
entry or confer residence rights which will allow him to benefit from
medical treatment not available to him in his own country.
We conclude therefore that the present case discloses no
violation of Articles 2, 3 or 8 of the Convention.
(Or. English)
PARTIALLY DISSENTING OPINION OF MR. J.-C. GEUS, JOINED BY
MRS. G.H. THUNE, M.P. PELLONPÄÄ, B. MARXER AND N. BRATZA
I am unable to agree with the majority of the Commission that the
applicant had available to him an effective remedy in respect of his
complaints under Article 3 of the Convention. It is true that in its
judgment in the case of Vilvarajah and others (Eur. Court HR,
Vilvarajah and others judgment of 30 October 1991 Series A no. 215) the
Court concluded that judicial review of the Secretary of State's
refusal to grant asylum amounted to an effective remedy in relation to
the applicant's complaint under Article 3 of the Convention. In so
concluding the Court placed emphasis both on the fact that there were
examples in the case-law where courts had quashed decisions to refuse
asylum and on the fact that the domestic courts had "stressed their
special responsibility to subject administrative decisions in this area
to the most anxious scrutiny where an applicant's life or liberty may
be at risk" (loc. cit. p. 39, para. 125). Nevertheless, there are
special features in the present case which serve in my view to
distinguish the present case from cases concerning asylum. As the
majority point out, it does not appear that there was any dispute of
fact before the domestic courts as to the likely effects of a removal
on the applicant. While the Court of Appeal did address the hardship
that would result and referred to the obligation on the court to give
the most anxious scrutiny to cases where life expectancy is involved,
it nonetheless concluded that it found no grounds to grant relief. It
appears to me that the courts' approach to the case took its starting
point from the immigration authorities' distinction, based on the
applicable rules, between persons who had or had not been given leave
to enter. The existence of intervening circumstances was not accorded
any relevance in the assessment of the applicant's position. Against
that background, I am of the opinion that the consideration of risk of
ill-treatment contrary to Article 3 was shown to be in practice an
element of limited significance. Judicial review consequently failed
to afford any effective opportunity for the substance of the
applicant's complaints to be addressed. There was thus a violation of
Article 13 in the present case.
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