STEEL AND OTHERS v. THE UNITED KINGDOM
Doc ref: 24838/94 • ECHR ID: 001-45873
Document date: April 9, 1997
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EUROPEAN COMMISSION OF HUMAN RIGHTS
FIRST CHAMBER
Application No. 24838/94
Helen Steel, Rebecca Lush, Andrea Needham,
David Polden & Christopher Cole
against
the United Kingdom
REPORT OF THE COMMISSION
(adopted on 9 April 1997)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-15). . . . . . . . . . . . . . . . . . . . . .1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . .1
B. The proceedings
(paras. 5-10) . . . . . . . . . . . . . . . . . . .1
C. The present Report
(paras. 11-15). . . . . . . . . . . . . . . . . . .2
II. ESTABLISHMENT OF THE FACTS
(paras. 16-60) . . . . . . . . . . . . . . . . . . . . .3
A. The particular circumstances of the case
(paras. 16-31). . . . . . . . . . . . . . . . . . .3
B. Relevant domestic law
(paras. 32-60). . . . . . . . . . . . . . . . . . .5
III. OPINION OF THE COMMISSION
(paras. 61-189). . . . . . . . . . . . . . . . . . . . 11
A. Complaints declared admissible
(para. 61). . . . . . . . . . . . . . . . . . . . 11
B. Points at issue
(para. 62). . . . . . . . . . . . . . . . . . . . 11
C. As regards Article 6 para. 2 of the Convention:
the first applicant
(paras. 63-72). . . . . . . . . . . . . . . . . . 12
CONCLUSION
(para. 72). . . . . . . . . . . . . . . . . . . . 13
D. As regards Article 6 para. 3 (a) and (b) of the
Convention: the first and second applicants
(paras. 73-87). . . . . . . . . . . . . . . . . . 13
CONCLUSION
(para. 87). . . . . . . . . . . . . . . . . . . . 15
E. As regards Article 6 para. 3 (c) and Article 6 para. 1
of the Convention: the second applicant
(paras. 88-97). . . . . . . . . . . . . . . . . . 15
CONCLUSION
(para. 97). . . . . . . . . . . . . . . . . . . . 16
TABLE OF CONTENTS
Page
F. As regards Article 5 para. 1 of the Convention:
the initial detention of all applicants
(paras. 98-107) . . . . . . . . . . . . . . . . . 16
CONCLUSION
(para. 107) . . . . . . . . . . . . . . . . . . . 18
G. As regards Article 5 para. 1 of the Convention:
the later detention of the first and second applicants
(paras. 108-120). . . . . . . . . . . . . . . . . 18
CONCLUSION
(para. 120) . . . . . . . . . . . . . . . . . . . 20
H. As regards Article 5 para. 3 of the Convention:
all applicants
(paras. 121-126). . . . . . . . . . . . . . . . . 20
CONCLUSION
(para. 126) . . . . . . . . . . . . . . . . . . . 21
I. As regards Article 5 para. 5 of the Convention:
the initial detention of all applicants
(paras. 127-131). . . . . . . . . . . . . . . . . 21
CONCLUSION
(para. 131) . . . . . . . . . . . . . . . . . . . 21
J. As regards Article 5 para. 5 of the Convention:
the second detention of the first and second applicants
(paras. 132-135). . . . . . . . . . . . . . . . . 21
CONCLUSION
(para. 135) . . . . . . . . . . . . . . . . . . . 22
K. As regards Article 10 of the Convention:
the first and second applicants
(paras. 136-163). . . . . . . . . . . . . . . . . 22
CONCLUSION
(para. 163) . . . . . . . . . . . . . . . . . . . 27
L. As regards Article 10 of the Convention:
the third, fourth and fifth applicants
(paras. 164-171). . . . . . . . . . . . . . . . . 27
CONCLUSION
(para. 171) . . . . . . . . . . . . . . . . . . . 28
M. As regards Article 11 of the Convention:
all applicants
(paras. 172-173). . . . . . . . . . . . . . . . . 28
CONCLUSION
(para. 173) . . . . . . . . . . . . . . . . . . . 28
TABLE OF CONTENTS
Page
N. As regards Article 13 of the Convention:
the first and second applicants
(paras. 174-177). . . . . . . . . . . . . . . . . 28
CONCLUSION
(para. 177) . . . . . . . . . . . . . . . . . . . 29
O. Recapitulation
(paras. 178-189). . . . . . . . . . . . . . . . . 29
APPENDIX : DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF THE APPLICATION . . . . . . 30
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicants are British citizens, resident in England. The
first applicant was born in 1965 and resides in London. The second
applicant was born in 1973 and resides in Warsash, Hampshire. The
third, fourth and fifth applicants were born in 1965, 1940 and 1963
respectively and all reside in London. They were represented before
the Commission by Mr. Philip Leach of Liberty, London.
3. The application is directed against the United Kingdom. The
respondent Government were represented by their agent,
Ms. Susan Dickson of the Foreign and Commonwealth Office, London.
4. The case concerns the applicants' detention for breach of the
peace and, in the case of the first and second applicants, their
subsequent detention after refusing to agree to be "bound over". The
applicants invoke Articles 5, 6, 10, 11 and 13 of the Convention.
B. The proceedings
5. The application was introduced on 31 May 1994 and registered on
8 August 1994.
6. On 11 January 1995 the Commission (First Chamber) decided,
pursuant to Rule 48 para. 2 (b) of its Rules of Procedure, to give
notice of the application to the respondent Government and to invite
the parties to submit written observations on its admissibility and
merits.
7. The Government's observations were submitted on 9 May 1995, after
an extension of the time-limit fixed for this purpose. The applicants
replied on 11 August 1995 after two extensions of the time-limit. On
24 October 1995, the Commission (First Chamber) granted the applicants
legal aid for the representation of their case.
8. On 26 June 1996 the Commission declared the application
admissible in so far as it related to the first to fifth applicants and
inadmissible in so far as it related to the sixth applicant.
9. The text of the Commission's decision on admissibility was sent
to the parties on 9 July 1996. They were invited to submit such further
information or observations on the merits as they wished and also to
submit further information in respect of one aspect of the case The
Government submitted their observations on 27 September 1996 and the
applicants submitted theirs on 30 September 1996.
10. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also placed
itself at the disposal of the parties with a view to securing a
friendly settlement. In the light of the parties' reaction, the
Commission now finds that there is no basis on which such a settlement
can be effected.
C. The present Report
11. The present Report has been drawn up by the Commission (First
Chamber) in pursuance of Article 31 of the Convention and after
deliberations and votes, the following members being present:
Mrs. J. LIDDY, President
MM. M.P. PELLONPÄÄ
E. BUSUTTIL
A. WEITZEL
C.L. ROZAKIS
L. LOUCAIDES
B. MARXER
B. CONFORTI
I. BÉKÉS
G. RESS
A. PERENIC
C. BÎRSAN
K. HERNDL
M. VILA AMIGÓ
Mrs. M. HION
Mr. R. NICOLINI
12. The text of this Report was adopted on 9 April 1997 by the
Commission and is now transmitted to the Committee of Ministers of the
Council of Europe, in accordance with Article 31 para. 2 of the
Convention.
13. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
14. The Commission's decision on the admissibility of the application
is annexed hereto.
15. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
A. The particular circumstances of the case
The first applicant
16. On 22 August 1992 the first applicant took part in a protest
against a grouse shoot. The shoot, which commenced at about 9.30 a.m.,
was attended by approximately 60 protestors. During the morning
session, the protestors shouted at those taking part in the shoot and
attempted to obstruct and distract those carrying guns. At midday the
shooting party broke for lunch and did not recommence until the police
arrived at approximately 1.45 p.m.
17. When the police arrived, an officer used a public address system
to warn protestors to stop their behaviour. The protestors continued
to engage in the same activities and consequently the police made a
total of 13 arrests.
18. The first applicant was arrested by a police officer at
approximately 2 p.m. According to the police she was intentionally
impeding the progress of a member of the shoot, by walking in front of
him as he lifted his shotgun to take aim, thus preventing him from
taking shots. She was taken to a police vehicle where she was
detained until about 3.15 p.m. At 3.15 p.m. she was transferred to a
"prison van" and was subsequently taken to the police station at
approximately 7.15 p.m.
19. The Police Custody record gives "breach of the peace" as the
reason for the applicant's arrest and states that her detention was
authorised, "to prevent any further breach of the peace". The record
states that she was charged at 12.56 a.m. on 23 August 1992 with breach
of the peace pursuant to Section 115 of the Magistrates Court Act 1980.
The charge stated: "That you did on Saturday 22 August 1992 at
Wheeldale Beck in the parish of Egton behave in a manner whereby a
breach of the peace was occasioned".
20. At 9.40 a.m. on 24 August 1992 the applicant was further charged
with using "threatening, abusive or insulting words or behaviour within
the hearing or sight of a person likely to be caused harassment, alarm
or distress", contrary to Section 5 (1) of the Public Order Act 1986.
She attended court the same morning and was released on conditional
bail (after approximately 44 hours detention), the condition being that
she was not to attend any game shoot in North Yorkshire during the
period of remand.
21. The first applicant's trial took place before the Whitby
Magistrates' Court between 15 and 20 February 1993. She was acquitted
on the Section 5 charge relating to the morning of 22 August 1992, and
convicted on the Section 5 charge relating to the afternoon of the same
day. The magistrates found the complaint regarding the alleged breach
of the peace proved, but did not specify whether the complaint related
to the behaviour in the morning or the afternoon.
22. On 1 December 1993 the Teeside Crown Court heard the first
applicant's appeal, by way of rehearing. As a result of this appeal,
she was fined £70.00 for the Section 5 offence, and ordered to agree
to be bound over for 12 months in the sum of £100.00 in respect of the
breach of the peace. She refused to be bound over, and was committed
to prison for 28 days.
The second applicant
23. On 15 September 1993 the second applicant took part in a protest
against the building of a new motorway, the M11, in London. During the
course of that day a group of approximately 20 to 25 protestors entered
onto a construction site in Wanstead, London E11. The protestors
climbed into trees which were to be felled and also onto some of the
stationery machinery. The second applicant stood in front of a "JCB"
digger, underneath the "bucket" of the vehicle, in order to prevent the
driver from working. The protestors were removed by security guards.
None of the protestors offered any resistance to such removal and there
were no incidences of violence.
24. At approximately 4.15 p.m. on 15 September 1993, the second
applicant was arrested by a police officer for conduct, "likely to
provoke a disturbance of the peace". She was taken to Ilford Police
Station, where she was charged at 5.30 p.m. The charge was that her
"conduct on 15 September 1993 at Cambridge Park, Wanstead, was likely
to provoke a disturbance of the peace ...". She was kept in custody
until 9.40 a.m. the following day, because of a belief that she would
cause a further breach of the peace if released.
25. She appeared before Redbridge Magistrates' Court on the morning
of 16 September 1993 (after approximately 17 hours detention), to
answer an allegation that she had engaged in conduct likely to provoke
a disturbance of the peace. The proceedings were adjourned to
14 December 1993 and the second applicant was released.
26. On 14 December 1993 the allegation of conduct likely to cause a
breach of the peace, brought under Section 115 of the Magistrates Court
Act 1980, was found to have been made out. The second applicant was
ordered to agree to be bound over for twelve months to keep the peace
and be of good behaviour in the sum of £100. She refused to be bound
over and was committed to prison for seven days. The second applicant
was represented at this hearing by a barrister acting pro bono.
27. On 23 December 1993 the second applicant applied to the
magistrates for them to state a case to the High Court. They replied
on 24 December that under Section 114 of the Magistrates' Courts Act
1980 they would require a recognizance of £500.00 that the applicant
would prosecute an appeal without delay and an agreement that the
second applicant would submit to judgment and pay any costs ordered by
the High Court. After correspondence between Liberty on behalf of the
second applicant and the clerk to the court, in which it was pointed
out that the second applicant was in receipt of income support (of
£34.80 per week), the magistrates agreed to reduce the recognizance to
£400.00. The magistrates agreed that the application to state a case
could remain pending whilst the second applicant applied for legal aid.
Legal aid was refused on 11 January 1994 and the second applicant's
appeal to the Area Committee was heard on 16 March 1994 and dismissed
on 19 March 1994. The appeal was dismissed for the following reasons:
"having regard to the fact that you rejected opportunities
to appeal that were available to you at the time and which
would have avoided your imprisonment. The Committee were
also in doubt as to the extent of the likely ultimate
benefit to you which you can achieve by way of case
stated."
The third, fourth and fifth applicants
28. On 20 January 1994 at approximately 8 a.m. the third, fourth and
fifth applicants attended the Queen Elizabeth Conference Centre in
Westminster, London where the "Fighter Helicopter II" Conference was
being held. They were protesting against the sale of fighter
helicopters. The protest took the form of handing out leaflets and
holding up banners saying: "Work for Peace and not War".
29. At approximately 8.25 a.m. these three applicants were arrested
by police officers. The third applicant was holding a banner and the
fourth and fifth applicants were distributing leaflets. All three
applicants were taken to Charing Cross Police Station where the custody
record for each of the applicants records the "circumstances" (the word
"charges" having been deleted) as:
"Breach of the peace, common law.
On 20 January 1994 at ... constituted or was likely to
provoke a disturbance of the peace to be brought before a
justice of the peace to be dealt with according to law.
Contrary to common law."
30. At approximately 10.40 a.m. the third, fourth and fifth
applicants were taken to Bow Street Magistrates' Court where they were
detained in a cell. At approximately 3.45 p.m. the three applicants
were brought before the magistrates who adjourned matters due to lack
of time until 25 February 1994. The applicants were then released from
custody. They had been detained for approximately seven hours.
31. On 25 February 1994, no evidence was called and the proceedings
against the third, fourth and fifth applicants were withdrawn.
B. Relevant domestic law
BREACH OF THE PEACE
32. Breach of the peace is a common law concept of great antiquity.
It was recently defined by the High Court in R v. Howell [1982] 1 QB
416 at 427. A breach of the peace was held to occur:
"... whenever harm is actually done or is likely to be done
to a person or in his presence to his property or a person
is in fear of being so harmed through an assault, an
affray, a riot, unlawful assembly or other disturbance."
33. Subsequent to the domestic proceedings in the present application
there has been a further definition by the domestic courts of "breach
of the peace". In Nicol and Selvanayagam v. Director of Public
Prosecutions (1996) JP 155, at p. 163 (see No. 32213/96, pending before
the Commission) Simon Brown LJ stated:
34. "... the court would surely not find a Section 115 [of the
Magistrates' Courts Act 1980] complaint [i.e. breach of the
peace] proved if any violence likely to have been provoked
on the part of others would be not merely unlawful but
wholly unreasonable - as of course, it would be if the
defendant's conduct was not merely lawful but such as in no
material way interfered with the other's rights. A
fortiori, if the defendant was properly exercising his own
basic rights, whether of assembly, demonstration or free
speech."
35. A person may be arrested without warrant by exercise of the
common law power of arrest, for causing a breach of the peace or where
it is reasonably apprehended that he is likely to cause a breach of the
peace (Albert v. Lavin [1982] AC 546 at p. 565). The Police and
Criminal Evidence Act 1984 (Sections 17 (6) and 25 (6)) preserved the
common law powers to arrest for breach of the peace.
BINDING OVER ORDERS
36. A binding over order may be imposed by a magistrates' court on
any person appearing before it. Magistrates have power to "bind over"
under the Magistrates Courts Act 1980, under common law and under the
Justices of the Peace Act 1361.
Binding over under the Magistrates Courts Act 1980
37. Section 115 of the Magistrates Courts Act 1980 ("the 1980 Act")
creates a statutory procedure whereby a person may be brought to a
magistrates' court, when the only objective of the complainant is to
have the respondent bound over.
Section 115
"(1) The power of a magistrates' court on the complaint of
any person to adjudge any other person to enter into a
recognizance, with or without sureties, to keep the peace
or to be of good behaviour towards the complainant shall be
exercised by order on complaint.
...
(3) If any person ordered by a magistrates' court under
subsection (1) above to enter in a recognizance, with or
without sureties, to keep the peace or to be of good
behaviour fails to comply with the order, the court may
commit him to custody for a period not exceeding 6 months
or until he sooner complies with the order."
38. Under this statutory procedure, the magistrates cannot make a
binding over order until the hearing is concluded and they are
satisfied that the respondent should be bound over.
39. For a person to be bound over to keep the peace, it is not
necessary for the court to find that a breach of the peace has actually
occurred but only that the conduct complained of was likely to cause
a breach of the peace (R. v. Morpeth Ward Justices, ex parte Ward
(1992) 95 Cr App Rep 215).
40. The magistrates must be satisfied both that the defendant's past
conduct gave rise to a situation whereby the peace was or was likely
to be breached and also that, unless bound over, there is a real risk
of his similarly conducting himself in the future. The conduct in
question does not itself have to be disorderly or a breach of the
criminal law. It is sufficient if its natural consequence would, if
persisted in, be to provoke others to violence, and so some actual
danger to the peace is established (R. v. Aubrey Fletcher, ex parte
Thompson [1969] 1 WLR 872 and Percy v. DPP - unreported
6 December 1994).
41. The statutory procedure is begun by complaint, as are all civil
proceedings initiated in the magistrates' court. Nevertheless the
proceedings have been described as analogous to criminal proceedings.
It has traditionally been unclear whether the court should apply the
criminal or the civil standard of proof when deciding whether facts
exist which warrant a binding over order at the conclusion of the
proceedings. However in the above noted case of Nicol and Selvanayagam
v. DPP (1996) JP 155, Simon Brown, L. J. stated:
"It is common ground that, although no criminal conviction
results from finding such a complaint proved, the criminal
standard of proof applies to the procedure."
Binding over at common law and under the Justices of the Peace Act 1361
42. In addition to the above statutory procedure magistrates have
powers to bind over at common law and under the Justices of the Peace
Act 1361 ("the 1361 Act").
43. Justices of the Peace Act 1361
"First, that in every County of England shall be assigned
for the Keeping of the Peace, one Lord, and with him three
or four of the most worthy in the County, with some learned
in the Law, and they shall have Power to ...
... and to take and arrest all those that they may find by
Indictment, or by Suspicion, and to put them in Prison: and
to take of all them that be [not] of good Fame, where they
shall be found, sufficient surety and Mainprise of their
good Behaviour towards the King and his People ..."
44. Under these powers no offence need be proved. At any stage in
proceedings before magistrates any of the participants in the
proceedings (defendant/complainant/witness) may be bound over, if the
magistrates consider that the person's conduct is such that there might
be a breach of the peace in the future, or that his behaviour was
contra bonos mores (contrary to a good way of life).
45. When a court makes a binding over order under common law or the
1361 Act, there is no requirement that the facts, on which the court
relies as justification of its decision, should be proved by admissible
evidence.
46. The powers derived from common law and the 1361 Act may be
exercised before the conclusion of criminal proceedings or during
proceedings started by complaint (including during proceedings for
statutory breach of the peace). Likewise under these powers a
defendant may be bound over for the duration of an adjournment, after
withdrawal of a case against him by the prosecution who offer no
evidence, and upon acquittal.
The nature of a binding over order
47. An order binding a person over to keep the peace and/or to be of
good behaviour, requires that person to enter into a "recognizance" (an
undertaking or bond secured by a sum of money fixed by the court), to
keep the peace and/or to be of good behaviour for a specified period.
If he does not consent to enter into a recognisance then the court may
commit him to prison forthwith. However if he agrees to enter into the
recognizance, but subsequently, during the specified period, behaves
in a way so as to breach the order, he forfeits the sum of the
recognizance, or a lesser sum at the magistrates' discretion.
48. If the binding over order is made pursuant to Section 115 of the
1980 Act, then refusal to accept such order can result in up to
six months imprisonment or until the person concerned "sooner complies
with the order". However, in respect of failure to comply with other
binding over orders, there is no limit to the term of imprisonment.
Contra bones mores
49. A person whose behaviour has been "contra bones mores" can also
be bound over to be of good behaviour where there is reason to believe
there might be a repetition of the conduct complained of. "Contra
bones mores" was defined by Glidewell LJ in Hughes v. Holley (1988) 86
Cr App R 130 as:
"conduct which has the property of being wrong rather than
right in the judgment of the vast majority of contemporary
fellow citizens".
Appeals
50. An order of the magistrates to require a person to enter into a
recognizance to keep the peace and/or to be of good behaviour can be
appealed either to the High Court or the Crown Court. An appeal to the
High Court is limited to questions of law, and proceeds by way of "case
stated". Before stating a case, the magistrates may, under Section 114
of the Magistrates' Court Act 1980, require the appellant to enter into
a recognizance to pursue the appeal and to pay costs. An appeal to the
Crown Court, under the Magistrates' Courts (Appeals from Binding Over
Orders) Act 1956 Section 1, proceeds as a rehearing of all issues of
fact and law.
JUDICIAL IMMUNITY
51. The Justices of the Peace Act 1979 ("the 1979 Act") - as amended
by the Courts and Legal Services Act 1990 ("the 1990 Act") - provides
under Section 44 (as amended by Section 108 (2) of the 1990 Act), that
no action shall lie against any magistrate in respect of any act or
omission in the execution of his duty which fell within his
jurisdiction. Section 45 of the 1979 Act (as amended by Section 108 (3)
of the 1990 Act), states that an action shall lie against a magistrate
in respect of any act or omission in purported execution of his duty
which is not within his jurisdiction, but only if it is proved he acted
in bad faith.
LEGAL AID
52. The "Green Form" scheme provides two hours' worth of help from
a solicitor, and can include preparation for a court case, but does not
provide for representation. An extension of the costs limit can be
granted by the Legal Aid Board. Assistance by way of Representation
("ABWOR") enables the court, in limited circumstances, to appoint a
solicitor, who happens to be within the court precincts, to represent
a party who would not otherwise be represented. The appointment may
be made either of the court's own motion or on application by a
solicitor. The court is under no obligation to advise a party of the
possibility of an appointment.
53. Where proceedings are brought under Section 115 of the
Magistrates' Courts Act 1980, criminal legal aid is available.
54. There is a right of appeal to the Crown Court against an order
requiring a person to enter into a recognizance to keep the peace or
to be of good behaviour: see Magistrates Courts (appeals from Binding
Over Orders) Act 1956, Section 1 (1). The Crown Court is always
competent to grant representation in respect of proceedings before it:
Legal Aid Act 1988, Section 20 (2). If there is instead an appeal by
way of case stated to the High Court, that court too has power to grant
legal aid, although (since that court is a civil court) the relevant
provisions are to be found in Part IV of the 1988 Act which deals with
civil legal aid.
RELEVANT CRIMINAL OFFENCES
55. Section 5 of the Public Order Act 1986 ("the 1986 Act") creates
the offence of threatening, abusive, insulting or disorderly conduct
likely to harass, alarm or distress others. It is triable before
magistrates and is punishable by fine. It is a defence to a charge
under Section 5 for the accused to show that the behaviour in question
was reasonable in the circumstances.
THE 1994 REPORT OF THE LAW COMMISSION
56. In response to a request by the Lord Chancellor to examine
binding over powers, the Law Commission published, in February 1994,
its report entitled "Binding Over" ("the Report"). The Report concluded
that various substantive and procedural aspects of binding over were
objectionable in principle and that the areas in which the power was
of practical utility had largely been brought within the scope of
substantive criminal law, inter alia by Section 5 of the 1986 Act. The
Report recommended abolition of the power to bind over.
57. The Law Commission was concerned at the lack of certainty
associated with binding over (Report, paras. 4.16 - 4.34, 4.38). In
relation to the grounds for making an order, the Law Commission felt
that the breadth of operation of the concept of "apprehended" breach
of the peace and the vagueness of the contra bonos mores conception of
"good behaviour," fell short of the standards of certainty required by
natural justice. Orders based on those concepts, requiring a person
to "keep the peace" or to "be of good behaviour", gave insufficient
indication to the person bound over as to the conduct to be avoided in
order to be safe from entreatment. It was observed that these matters
create particular difficulty for participants in protest activity.
58. The Law Commission examined the compatibility of present law and
practice with the Convention (Report, Part V). Given the "civil"
classification of binding over, it saw difficulty in regarding arrest
and detention, with a view to production of a person before the
magistrates for binding over, as "bringing him before the competent
legal authority on reasonable suspicion of having committed an offence"
within Article 5 para. 1 (c), a problem compounded in the case of
"apprehended" breach of the peace where no actual unlawful conduct is
alleged to have occurred. The Law Commission doubted whether
imprisonment for refusal to be bound over could be regarded as non-
compliance with an "obligation prescribed by law" within Article 5
para. 1 (b), given the generality of the obligation, common to all
members of society, to keep the peace or be of good behaviour.
59. The Law Commission felt that an arrest or binding over order made
on the basis of breach of the peace might, and an order made on contra
bonos mores grounds would, infringe the principle of certainty as
stated in, for example, Eur. Court HR, Sunday Times v. the United
Kingdom judgment of 26 April 1979, Series A no. 30, and thus fail to
meet the various requirements of "lawfulness" found in Article 5
para. 1 (b) and (c). It was similarly concerned that insofar as such
measures were invoked against participants in protest activity or
expression of unpopular views, the consequent interference with rights
of freedom of expression or association might fail to meet the
"prescribed by law" requirement of paragraph 2 of Articles 10 and 11.
60. On the procedural side, the Law Commission found that the binding
over jurisdiction under common law or the 1361 Act had "an inherent
potential for unfairness" (Report, para. 4.49). In the light of the
penal characteristics of binding over, the Law Commission thought it
"unwise to assume" that binding over proceedings would not be regarded
as criminal in the context of Article 6 and questioned whether the
procedure following binding over under common law or the 1361 Act,
particularly where invoked against an acquitted defendant or a witness,
afforded "adequate time and facilities" as required by Article 6
para. 3 (b) (Report, paras. 5.16 - 5.18).
61. The Law Commission's views were summarised as follows (Report,
para. 6.27):
"We are satisfied that there are substantial objections of
principle to the retention of binding over to keep the
peace or to be of good behaviour. These objections are, in
summary, that the conduct which can be the ground for a
binding over order is too vaguely defined; that binding
over orders when made are in terms which are too vague and
are therefore potentially oppressive; that the power to
imprison someone if he or she refuses to consent to be
bound over is anomalous; that orders which restrain a
subject's freedom can be made without the discharge of the
criminal, or indeed any clearly defined, burden of
proof;and that witnesses, complainants or even acquitted
defendants can be bound over without adequate prior
information of any charge or complaint against them."
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
62. The Commission has declared admissible the complaints of the
first to fifth applicants regarding their detention for breach of the
peace and, and in the case of the first and second applicants, their
complaints concerning their subsequent detention after refusing to
agree to orders to be "bound over".
B. Points at issue
63. The issues to be determined in the present case are:
- whether in relation to the first applicant there has been
a breach of Article 6 para. 2 (Art. 6-2) of the Convention;
- whether in relation to the first and second applicants
there has been a breach of Article 6 para. 3 (a) (Art. 6-3-a)
or (b) (Art. 6-3-b) of the Convention;
- whether in relation to the second applicant there has been
a breach of Article 6 para. 3 (c) (Art. 6-3-c) and Article 6
para. 1 (Art. 6-1) of the Convention;
- whether the arrests and initial detention of all applicants
for alleged breach of the peace constituted a violation of
Article 5 para. 1 (Art. 5-1) of the Convention;
- whether the second detention of the first and second
applicants for refusing to agree to be bound over constituted a
violation of Article 5 para. 1 (Art. 5-1) of the Convention;
- whether the arrests and initial detention of all the
applicants constituted a violation of Article 5 para. 3
(Art. 5-3) of the Convention;
- whether there has been a violation of Article 5 para. 5
(Art. 5-5) of the Convention in respect of all of the applicants'
lack of an enforceable right to compensation with regard to their
initial arrests and detention;
- whether there has been a violation of Article 5 para. 5
(Art. 5-5) of the Convention in respect of the first and second
applicants' lack of an enforceable right to compensation with
regard to their second detention after their refusal to agree to
be bound over;
- whether there has been a breach of Article 10 (Art. 10)
vention in respect of all of the applicants;
- whether there has been a violation of Article 11 (Art. 11)
vention in respect of all of the applicants, and
- whether there has been a violation of Article 13 (Ar. 13)
of the Convention in respect of all of the applicants.
C. As regards Article 6 para. 2 (Art. 6-2) of the Convention:
the first applicant
64. Article 6 para. 2 (Art. 6-2) of the Convention provides as
follows:
"Everyone charged with a criminal offence shall be presumed
innocent until proved guilty according to law."
65. The first applicant claims that proceedings for breach of the
peace do not have to be proven beyond reasonable doubt and that this
offends against the presumption of innocence under Article 6 para. 2
(Art. 6-2) of the Convention.
66. The Commission must first ascertain whether a "criminal offence"
covers proceedings in which an allegation of breaching the peace is
made.
67. The Commission recalls that the notion of "criminal offence" is
an autonomous concept (Eur. Court HR, Engel v. the Netherlands judgment
of 23 November 1976, Series A no. 22, p. 34, para. 81). In order to
determine whether an offence qualifies as "criminal" for the purposes
of the Convention, it is first necessary to ascertain whether or not
the provision defining the offence belongs, in the legal system of the
respondent State, to criminal law; next the "very nature of the
offence" and the degree of severity of the penalty risked must be
considered (see Eur. Court HR, Schmautzer v. Austria judgment of
23 October 1995, Series A no. 328, p. 13, para. 27, see also the
above-mentioned Engel v. the Netherlands judgment, p. 35, para. 82).
The Commission notes that under the domestic legal system, breach of
the peace is not a criminal offence and binding over is a civil
procedure. However, as the European Court of Human Rights has held:
"[T]here generally come within the ambit of the criminal
law offences that make their perpetrator liable to
penalties intended, inter alia, to be deterrent and usually
consisting of fines and of measures depriving the person of
his liberty... [The rule at issue] prescribes conduct of a
certain kind and makes the resultant requirement subject to
a sanction that is punitive... the general character of the
rule and the purpose of the penalty, being both deterrent
and punitive, suffice to show that the offence was, in
terms of Article 6 (Art. 6) of the Convention, criminal in
nature" (Eur. Court HR, Öztürk v. Germany judgment of
21 February 1994, Series A no. 73, p. 20, para. 53)."
68. The proceedings brought against the first applicant for breaching
the peace also display these characteristics: their deterrent nature
is apparent from the way in which a person can be arrested for breach
of the peace and subsequently bound over "to keep the peace or be of
good behaviour", in which case no penalty will be enforced, and the
punitive element derives from the fact that if a person does not agree
to be bound over, he will be imprisoned (under the Section 115
procedure) for a period of up to 6 months.
69. In these circumstances, the Commission considers the charge of
breach of the peace to be a criminal offence and binding over
proceedings to be "criminal" in nature, for the purposes of Article 6
(Art. 6) of the Convention.
70. The applicant was thus entitled to the rights set out in
Article 6 paras. 1, 2 and 3 (Art. 6-1, 6-2, 6-3) of the Convention.
71. The Commission notes that it is not clear whether, in domestic
law, the courts should apply the criminal standard of "beyond
reasonable doubt" or the civil one of "balance of probabilities", when
deciding whether facts exist which warrant a binding over order under
Section 115 of the 1980 Act. Article 6 para. 2 (Art. 6-2) of the
Convention does not, however, lay down any specific rights in relation
to the standard or burden of proof (see, as to burden of proof, Eur.
Court HR, Salabiaku v. France judgment of 7 October 1988, Series A
no. 141-A, pp. 14-18, paras. 26-30, and No. 15023/89, H v. the United
Kingdom, Dec. 4.4.90).
72. In the absence of any indication that the courts presumed the
first applicant guilty rather than innocent, the Commission finds no
indication of a violation of Article 6 para. 2 (Art. 6-2) of the
Convention.
CONCLUSION
73. The Commission concludes, unanimously, that there has been no
violation of Article 6 para. 2 (Art. 6-2) of the Convention as regards
the first applicant.
D. As regards Article 6 para. 3 (a) and (b) (Art. 6-3-a, 6-3-b) of
the Convention:
the first and second applicants
74. Article 6 (Art. 6) of the Convention provides, so far as
relevant:
"1. In the determination of ... any criminal charge
against him, everyone is entitled to a fair and public
hearing within a reasonable time by an independent and
impartial tribunal established by law. ...
3. Everyone charged with a criminal offence shall have
the following minimum rights:
a. to be informed promptly, in a language which he
understands and in detail of the nature and cause of the
accusation against him;
b. to have adequate time and facilities for the
preparation of his defence."
75. In their original application form, the applicants also made
reference to Article 6 para. 3 (d) and (e) (Art. 6-3-d, 6-3-e) of the
Convention. The applicants have made no allegations of fact in
connection with these provisions, and the Commission will not consider
them further.
The first applicant
76. The first applicant, on the assumption that breach of the peace
is a criminal charge, complains under Article 6 (Art. 6) of the
Convention. She alleges that the vague nature of the charges against
her, in particular the failure to specify whether her behaviour
amounting to a breach of the peace occurred in the morning or afternoon
of 22 August 1992, was in violation of Article 6 para. 3 (a)
(Art. 6-3-a) of the Convention. She further complains under Article 6
para. 3 (b) (Art. 6-3-b) of the Convention, claiming that she was
unable to prepare a defence without knowing what aspect of her
behaviour was being complained about.
77. The Government submit that, as breach of the peace is not a
criminal offence and binding over proceedings are civil in nature,
Article 6 para. 3 (Art. 6-3) of the Convention is not applicable.
78. The Commission refers to its reasoning above in paras. 65 to 69,
where it concludes that breach of the peace is a criminal offence and
binding over proceedings are criminal in nature, for the purposes of
Article 6 (Art. 6) of the Convention, such that Article 6 para. 3
(Art. 6-3) is applicable.
79. The Commission recalls that in the Brozicek case, the European
Court of Human Rights found that the requirements of Article 6
para. 3 (a) (Art. 6-3-a) as to the content of a judicial notification
were met where the accused was informed of the offence with which he
was charged, the place and date thereof and the relevant statute (Eur.
Court HR, Brozicek v. Italy judgment of 19 December 1989, Series A
no. 167, p. 18, para. 42).
80. The first applicant was charged with breach of the peace soon
after midnight in the night of 22 to 23 August 1992. She was informed
at the same time of the charge, which included details of the date and
place of the alleged breach. Even if she was not given any details of
the charge before that point, the applicant was therefore aware, within
a period of just over 10 hours from her arrest, of the "nature and
cause of the accusation" against her.
81. As to the complaint that she was not informed whether her
behaviour amounting to a breach of the peace occurred in the morning
or afternoon, the Commission considers that under Article 6 para. 3 (a)
(Art. 6-3-a) of the Convention, the information the applicant received
in the charge sheet was sufficient to comply with the requirements of
the provision. The Commission does not accept that the magistrates'
failure to specify whether the breach of the peace occurred in the
morning or the afternoon can affect the "time and facilities for the
preparation" the applicant's defence within the meaning of Article 6
para. 3 (b) (Art. 6-3-b) of the Convention.
82. The first applicant was therefore informed promptly of the nature
and cause of the accusation against her, and it has not been
established that she did not have adequate time and facilities for the
preparation of her defence.
The second applicant
83. The second applicant, too, complains that the vague nature of the
charges against her, which made no reference to specific acts, amounted
to a breach of Article 6 para. 3 (a) (Art. 6-3-a) of the Convention.
84. The Government repeat their comments made in relation to the
first applicant.
85. The Commission refers to its reasoning set out above in respect
of the first applicant (paras. 65 to 69) and for the same reasons
considers that the proceedings against the second applicant also
determined a "criminal charge" within the meaning of Article 6 para. 1
(Art. 6-1) of the Convention, such that Article 6 para. 3 (a)
(Art. 6-3-a) applies.
86. The second applicant was informed of the reason for her arrest -
that is, "conduct likely to provoke a disturbance of the peace" - at
the time of the arrest. In the circumstances of the applicant's
arrest, this information was probably sufficient to satisfy the
requirements of Article 6 para. 3 (a) (Art. 6-3-a) of the Convention.
In any event, she was formally charged with a breach of the peace at
5.30 p.m. on the day of her arrest, and that charge included details
of the date and place of the alleged breach of the peace.
87. The second applicant was therefore informed promptly of the
nature and cause of the allegation against her.
CONCLUSION
88. The Commission concludes, unanimously, that there has been no
violation of Article 6 para. 3 (a) or (b) (Art. 6-3-a, 6-3-b) of the
Convention as regards the first and second applicants.
E. As regards Article 6 para. 3 (c) (Art. 6-3-c) and Article 6
para. 1 (Art. 6-1) of the Convention: the second applicant
89. Article 6 para. 3 (c) (Art. 6-3-c) of the Convention provides as
follows:
"Everyone charged with a criminal offence shall have the
following minimum rights:
...
c. to defend himself in person or through legal assistance
of his own choosing or, if he has not sufficient means to
pay for legal assistance, to be given it free when the
interests of justice so require;"
90. The second applicant alleges a violation of Article 6 para. 3 (c)
(Art. 6-3-c), stating that the denial of legal aid for her appeal and
the demand that she enter into a recognizance to pursue an appeal,
denied her access to appeal.
91. The Government state that legal aid was, as a matter of domestic
law, available and the question of whether legal aid should in fact be
granted in a given case, was within their margin of appreciation.
92. The Commission recalls that the guarantees of Article 6 para. 3
(Art. 6-3) are specific aspects of the right to a fair trial in
criminal proceedings, and that the manner in which these provisions are
to be applied to appeal proceedings depends on the special features of
the proceedings involved. Account must be taken of the entirety of the
proceedings conducted in the domestic legal order, and of the role of
the appellate court therein (Eur. Court HR, Granger v. the United
Kingdom judgment of 28 March 1980, Series A no. 174, p. 17, paras. 43
and 44).
93. In the present case, the second applicant sought legal aid to
appeal by way of "case stated". In an application for a case stated,
it is for the magistrates to "state a case" for the High Court, and it
was in respect of the stating of a case that the magistrates required
a recognizance from the applicant under Section 114 of the 1980 Act.
The reason for the failure of the applicant's appeal, however, was the
refusal of legal aid rather than the requirement of the recognizance,
and the Commission will concentrate on that refusal.
94. The Commission notes that the applicant was pursuing only one of
two possible avenues of appeal: it would have been open to her to apply
to the Crown Court for a re-hearing of the case (as did the first
applicant), and that appeal would have been an appeal of right, and not
dependant on the magistrates being prepared to state a case.
95. Further, there is no question in the present case that the
refusal of legal aid put the applicant at a disadvantage as compared
with the prosecution at a subsequent appeal: with the refusal of legal
aid, no case was ever stated, and there was no appeal. Moreover, there
was no question of the applicant avoiding imprisonment by the
application for a case to be stated, as the application was only made
on 23 December 1993, after the applicant had been released.
96. Thus whilst it is not the Commission's task to formulate its own
view of whether the Legal Aid Area Committee was correct in concluding
that the applicant's appeal should be dismissed (see the
above-mentioned Granger v. the United Kingdom judgment, p. 18,
para. 46), the Commission cannot help but note that the applicant did,
indeed, choose what appears to have been the least effective form of
appeal in her case, and that, given the state of the domestic law, she
was unlikely to benefit from an appeal by way of case stated.
97. Accordingly, it cannot be said in the present case that the
"interests of justice" required the applicant to be given legal aid to
pursue her application for a case to be stated, or that the applicant
was wrongly deprived of an appeal hearing.
CONCLUSION
98. The Commission concludes, unanimously, that there has been no
violation of Article 6 para. 3 (c) (Art. 6-3-c) and Article 6 para. 1
(Art. 6-1) of the Convention, taken together, as regards the second
applicant.
F. As regards Article 5 para. 1 (Art. 5-1) of the Convention:
the initial detention of all applicants
99. Article 5 para. 1 (Art. 5-1) provides, so far as relevant:
"1. Everyone has the right to liberty and security of
person. No one shall be deprived of his liberty save in
the following cases and in accordance with a procedure
prescribed by law:
...
b. the lawful arrest or detention of a person for
non-compliance with the lawful order of a court or in order
to secure the fulfilment of any obligation prescribed by
law;
c. the lawful arrest or detention of a person
effected for the purpose of bringing him before the
competent legal authority on reasonable suspicion of having
committed an offence or when it is reasonably considered
necessary to prevent his committing an offence or fleeing
after having done so ..."
100. The applicants submit that the concept of "breach of the peace"
does not comply with the requirements of lawfulness under Article 5
para. 1 (Art. 5-1) of the Convention. They assert that "breach of the
peace" is too vague and ambiguous a concept, which confers upon public
officials a discretion which is insufficiently limited and structured
by the law. They further submit that arrest and detention for "breach
of the peace" do not come within any of the categories of lawful
detention under Article 5 para. 1 (Art. 5-1) of the Convention.
101. The Government submit that the concept of breach of the peace,
as developed by the courts according to the principles of common law,
is sufficiently certain to be lawful, in accordance with Article 5
para. 1 (Art. 5-1) of the Convention. They further assert that the
initial arrests and detention of all of the applicants for breach of
the peace, were justified under Article 5 para. 1 (b) and/or (c)
(Art. 5-1-b, 5-1-c) of the Convention.
102. The first issue to be determined is whether the applicants'
arrests and initial detention were "lawful", including whether they
complied with "a procedure prescribed by law". The Convention here
essentially refers back to national law and states the obligation to
conform to the substantive and procedural rules thereof, but it
requires, in addition, that any deprivation of liberty should be
consistent with the purpose of Article 5 (Art. 5), namely to protect
individuals from arbitrariness (see, for example, Eur. Court HR, Benham
v. the United Kingdom judgment of 10 June 1996, to be published in
Reports 1996, para. 40, with further references).
103. In connection with the question of whether the arrests and
detention of the applicants complied with the substantive and
procedural rules of national law, the Commission notes that under
domestic law a person may be arrested without warrant, either for
causing a breach of the peace or where it is reasonably apprehended
that he is likely to cause a breach of the peace. There has been no
suggestion in the present case that the applicants' arrest and initial
detention were not in conformity with domestic law.
104. As to the requirement that the detention must not be arbitrary,
a detention will be deemed "arbitrary" if it is not in conformity with
the purpose of Article 5 (Art. 5) (see, in connection with detention
under Article 5 para. 1 (e) (Art. 5-1-e), Eur. Court HR, Winterwerp
v. the Netherlands judgment of 24 October 1979, Series A no. 33,
pp. 17, 18, para. 39 and, in connection with detention under Article 5
para. 1 (d) (Art. 5-1-d), Eur. Court HR, Bouamar v. Belgium judgment
of 29 February 1988, Series A no. 129, p. 20, para. 50).
105. Under Article 5 para. 1 (c) (Art. 5-1-c), detention of a person
is permitted if effected "... for the purpose of bringing him before
the competent legal authority on reasonable suspicion of having
committed an offence".
106. The applicants were arrested in order to bring them before
magistrates (the "competent legal authority") on reasonable suspicion
of having committed a "breach of the peace". The Commission has above
(paras. 65 to 69) found that proceedings for breach of the peace are
proceedings which determine a "criminal offence" within the meaning of
Article 6 (Art. 6)of the Convention. In the same way, the Commission
also considers that "breach of the peace" is "an offence" within the
meaning of Article 5 para. 1 (c) (Art. 5-1-c).
107. It cannot therefore be said that the applicants' arrests and
initial detention were "arbitrary" within the meaning of the case-law
on Article 5 (Art. 5) of the Convention.
CONCLUSION
108. The Commission concludes, unanimously, that there has not been
a violation of Article 5 para. 1 (Art. 5-1) of the Convention as
regards the initial arrests and detention of all applicants.
G. As regards Article 5 para. 1 (Art. 5-1) of the Convention:
the later detention of the first and second applicants
109. Article 5 para. 1 (Art. 5-1) of the Convention provides, so far
as relevant:
"1. Everyone has the right to liberty and security of
person. No one shall be deprived of his liberty save in
the following cases and in accordance with a procedure
prescribed by law:
a. the lawful detention of a person after
conviction by a competent court;
b. the lawful arrest or detention of a person for
non-compliance with the lawful order of a court or in
order to secure the fulfilment of any obligation
prescribed by law;"
110. The first and second applicants further complain, under Article 5
para. 1 (Art. 5-1), in relation to the periods of detention of 28 and
7 days which they served. They submit that the binding over orders,
to which they were ordered to agree, were too unspecific and general
to satisfy the requirement of "lawfulness" under Article 5 para. 1
(Art. 5-1) of the Convention. They further submit that imprisonment
for failing to agree to a binding over order does not satisfy any of
the categories of lawful detention set out in Article 5 para. 1
(Art. 5-1) of the Convention.
111. The Government submit that the binding over order was
sufficiently certain to comply with the requirements of lawfulness
under Article 5 para. 1 (Art. 5-1) of the Convention. Further the
Government submit that the first and second applicants' imprisonment,
after failing to agree to be bound over, was justified under Article 5
para. 1 (b) (Art. 5-1-b) of the Convention.
112. The Commission notes that both the first and second applicants
were bound over under the 1980 Act. This refers, at Section 115 (1),
to magistrates' powers, on complaint, to order a person:
"to enter into a recognizance, with or without sureties, to
keep the peace or to be of good behaviour towards the
complainant."
113. The Commission notes that the wording of the 1980 Act specifies
that the orders be either to keep the peace or to be of good behaviour
to the complainant. The binding over orders, to which the first and
second applicants were ordered to agree, were more general. The first
applicant was "bound over for 12 months in the sum of £100.00",
apparently with no further specification as to keeping the peace or
being of good behaviour to the complainant. The second applicant was
bound over to "keep the peace and be of good behaviour" for a period
of 12 months in the sum of £100.00, apparently without it being
specified that she be of good behaviour to the complainant.
114. The first and second applicants were both imprisoned after having
refused to be bound over. The Commission must therefore consider the
compatibility of the detention with Article 5 para. 1 (Art. 5-1) of the
Convention. The Commission will first turn to Article 5 para. 1 (a)
(Art. 5-1-a) of the Convention.
115. Article 5 para. 1 (a) (Art. 5-1-a) of the Convention permits
detention after conviction by a competent court. It could be said, in
Convention terms, that the applicants had been convicted - they both
had been found to have breached the peace, and the Commission has found
that those proceedings determined a "criminal charge" within the
meaning of Article 6 (Art. 6) of the Convention, and that the
applicants' initial detention was justified under Article 5 para. 1 (c)
(Art. 5-1-c) of the Convention. For detention to be justified under
Article 5 para. 1 (a) (Art. 5-1-a), however, it is not sufficient for
the detention simply to follow the conviction in time: rather, there
must be a sufficient causal link between the conviction and the
detention (see, in a different context, Eur. Court HR, Weeks v. the
United Kingdom judgment of 2 March 1987, Series A no. 114, p. 23,
para. 42 with further references).
116. In the present case, the applicants' convictions did not bring
with them a sentence of imprisonment pursuant to which they were
detained. Rather, the immediate consequence of their having been found
to have breached the peace was an order, put at its narrowest, not to
do it again. In fact, the order must have gone further than that as
Section 115 (1) refers to recognizances "to keep the peace or to be of
good behaviour to the complainant". However, the applicants, for
whatever reasons, declined to enter into the recognizances ordered of
them - whatever the scope of those recognizances. The magistrates
thereupon ordered the respective terms of imprisonment, 28 days in the
case of the first applicant, and seven days in the case of the second
applicant.
117. The Commission considers that a question could arise as to
whether the intervention of the procedure by which the applicants were
ordered to enter into recognizances broke the causal link between the
applicants' conviction and their subsequent detention or whether on the
contrary, the subsequent detention was a power inherent in the court
once a person was convicted, but that this power could only be
exercised in circumstances where a person refused to agree to be bound
over. If the link is broken it might follow that Article 5 para. 1 (a)
(Art. 5-1-a) could not be invoked to justify the applicants' detention
after a breach of the peace had been established. However the
Commission finds it unnecessary to decide the point as it considers
that the subsequent detention is in any event in accordance with
Article 5 para. 1 (b) (Art. 5-1-b).
118. Article 5 para. 1 (b) (Art. 5-1-b) of the Convention authorises
"the lawful ... detention of a person for non-compliance with the
lawful order of a court ...". The Convention here essentially refers
back to national law, but in addition requires that any deprivation of
liberty should be consistent with the purpose of Article 5 (Art. 5),
namely to protect individuals from arbitrariness (see, also in the
context of Article 5 para. 1 (b) (Art. 5-1-b), the above-mentioned
Benham v. the United Kingdom judgment, para. 40).
119. The magistrates had power to order detention for refusal to be
bound over. The detention was therefore in accordance with a "lawful
order" under national law.
120. As to any arbitrariness, the Commission observes that the
applicants were initially ordered to agree to be bound over. It was
only on refusal to accept this order that the detention was ordered.
The applicants were given an opportunity to avoid detention by agreeing
to be bound over, and they chose to refuse this option. In these
circumstances the Commission does not consider that it can be said the
detention of the applicants after refusing to comply with a lawful
order of the court (to agree to be bound over) can be considered
arbitrary.
CONCLUSION
121. The Commission concludes, unanimously, that there has not been
a violation of Article 5 para. 1 (Art. 5-1) of the Convention as
regards the second detention of the first and second applicants.
H. As regards Article 5 para. 3 (Art. 5-3) of the Convention: all
applicants
122. Article 5 para. 3 (Art. 5-3) of the Convention provides:
"Everyone arrested or detained in accordance with the
provisions of paragraph 1 (c) (Art. 5-1-c) of this Article
shall be brought promptly before a judge or other officer
authorised by law to exercise judicial power and shall be
entitled to trial within a reasonable time or to release
pending trial. Release may be conditioned by guarantees to
appear for trial."
123. The applicants complain that there was never an intention to
bring them before a court for trial for a criminal offence, but merely
an intention to initiate a civil binding over procedure. They submit
that in these circumstances there was a violation of Article 5 para. 3
(Art. 5-3) of the Convention.
124. The Government make no specific submissions in relation to
Article 5 para. 3 (Art. 5-3) of the Convention.
125. The Commission notes that the applicants make substantially the
same complaint under Article 5 para. 3 (Art. 5-3) of the Convention as
under Article 5 para. 1 (c) (Art. 5-1-c) in connection with the initial
arrests and detention, that is, they claim that the civil nature of the
binding over procedure means that there was no intention to bring them
before a court in connection with an "offence". They do not complain
that they were not brought before a magistrate "promptly".
126. The Commission notes that the applicants were all brought before
a magistrate on complaints of breach of the peace (albeit that the
complaints against the third to fifth applicants were later dropped).
Having found that the arrests and initial detention of the applicants
were in accordance with Article 5 para. 1 (c) (Art. 5-1-c), the
Commission finds that the applicants were arrested or detained in
accordance with the provisions of Article 5 para. 1 (c) (Art. 5-1-c),
and that they were brought before a judge, as required by Article 5
para. 3 (Art. 5-3) of the Convention.
CONCLUSION
127. The Commission concludes, unanimously, that there has been no
violation of Article 5 para. 3 (Art. 5-3) of the Convention.
I. As regards Article 5 para. 5 (Art. 5-5) of the Convention:
the initial detention of all applicants
128. Article 5 para. 5 (Art. 5-5) of the Convention provides:
"Everyone who has been the victim of arrest or detention in
contravention of the provisions of this Article shall have
an enforceable right to compensation."
129. The applicants accept that there is an enforceable right to
compensation had their arrests and initial detention been outside the
lawful authority conferred by the common law on police officers to make
an arrest for breach of the peace. However the applicants claim that,
on the assumption that their arrests and/or initial detention were in
breach of Article 5 para. 1 (Art. 5-1) of the Convention, they do not
have the enforceable right to compensation to which Article 5 para. 5
(Art. 5-5) entitles them.
130. The Government's primary submission is that as the arrests and
the initial detention were not themselves in breach of Article 5
para. 1 (Art. 5-1) there can be no breach of Article 5 para. 5
(Art. 5-5) of the Convention. Their alternative submission is that had
the arrests and initial detention been contrary to domestic law there
would have been an enforceable right to compensation, in conformity
with Article 5 para. 5 (Art. 5-5) of the Convention.
131. The Commission has found above (para. 107) that there is no
violation of Article 5 para. 1 (Art. 5-1) as regards the initial
arrests and detention of the applicants. It follows that there is no
violation of Article 5 para. 5 (Art. 5-5) of the Convention in this
respect.
CONCLUSION
132. The Commission concludes, unanimously, that there has been no
violation of Article 5 para. 5 (Art. 5-5) of the Convention as regards
the initial arrests and detention of all applicants.
J. As regards Article 5 para. 5 (Art. 5-5) of the Convention:
the second detention of the first and second applicants
133. With regard to their detention after refusal to agree to be bound
over, the first and second applicants refer to Sections 44 and 45 of
the Justices of the Peace Act 1979, as amended by Section 108 of the
Courts and Legal Services Act 1990. Under these provisions, no claim
for damages may be brought against any magistrate unless the person
bringing the claim can establish that the magistrate acted beyond his
jurisdiction and in bad faith. The applicants submit that (on the
assumption a breach of Article 5 para. 1 (Art. 5-1) is found), such a
restriction on compensation is in violation of Article 5 para. 5
(Art. 5-5) of the Convention.
134. The Government submit that there being no breach of Article 5
para. 1 (Art. 5-1) the problem does not arise. Their alternative
submission is that if the applicants had been able to establish that
magistrates had acted in excess of jurisdiction and in bad faith, then
they would have had a right to compensation.
135. The Commission has above (para. 120) found no violation of
Article 5 para. 1 (Art. 5-1) as regards the second detention of the
first and second applicants. It follows that there is no violation of
Article 5 para. 5 (Art. 5-5) of the Convention in this respect.
CONCLUSION
136. The Commission concludes unanimously, that there has not been a
violation of Article 5 para. 5 (Art. 5-5) of the Convention as regards
the second detention of the first and second applicants.
K. As regards Article 10 (Art. 10) of the Convention:
the first and second applicants
137. Article 10 (Art. 10) of the Convention provides:
"1. Everyone has the right to freedom of expression. This
right shall include freedom to hold opinions and to receive
and impart information and ideas without interference by
public authority ...
2. The exercise of these freedoms, since it carries with
it duties and responsibilities, may be subject to such
formalities, conditions restrictions or penalties as are
prescribed by law and are necessary in a democratic
society, ... for the prevention of disorder or crime, for
the protection of the reputation or rights of others ..."
138. The first and second applicants submit, as they did in connection
with Article 5 (Art. 5) of the Convention, that the definitions of
breach of the peace and binding over orders are insufficiently precise
under domestic law to comply with the requirement of "prescribed by
law" under Article 10 para. 2 (Art. 10-2) of the Convention.
139. The applicants further claim that the charge of breach of the
peace and the powers of binding over are not "necessary in a democratic
society," given that the Public Order Act 1986 adequately equips police
officers to deal with any situations of public disorder. They draw
attention to the fact that, under Section 5 of the 1986 Act, before a
police officer can arrest anyone, he must first warn that person that
if their conduct continues they may be arrested, further it is a
statutory defence for the person to prove that his conduct was
reasonable. A person charged with breach of the peace does not benefit
from such safeguards. They submit that the fact that a citizen can be
arrested and detained for breach of the peace, not because he is being
violent or threatening violence, but merely because his words or
behaviour, whilst not in themselves amounting to a criminal offence,
might provoke someone else to act in such a way, amounts to a violation
of the freedom of expression under Article 10 (Art. 10) of the
Convention.
140. The applicants regard the powers to deal with breach of the peace
and to bind over as disproportionate to any aim of Article 10
(Art. 10). With regard to the initial arrests and detention, the first
applicant was detained for approximately 44 hours, the second applicant
for approximately 17 hours. The applicants consider such periods
disproportionate to any legitimate aim that the government seeks to
establish. As regards the subsequent detention of the first and second
applicants for 28 days and seven days respectively, the applicants
consider this to be a disproportionate and unjustifiable sanction for
failing to agree to be bound over for 12 months in the sum of £100.
141. The Government submit that the concepts of breach of the peace
and binding over orders are sufficiently certain as to satisfy the
requirement of being "prescribed by law". They state that the powers
to deal with breach of the peace and to bind over are necessary,
proportionate and in accordance with Article 10 para. 2 (Art. 10-2),
as being in the interests of public safety and for the prevention of
disorder.
142. The Commission notes that the first and second applicants were
physically prevented from expressing themselves in their various
protests, by being arrested and taken away from the scene and being
detained for 44 and 17 hours respectively. They subsequently spent
periods of 28 and 7 days respectively in prison.
143. The Commission notes that the first and second applicant were
demonstrating not only by verbal protest or holding up placards and
distributing leaflets, but by physically impeding the activities
against which they were protesting. However the Commission recalls
that freedom of expression under Article 10 (Art. 10) goes beyond mere
speech (see Eur. Court HR, Vogt v. Germany judgment of 26 September
1985, Series A no. 323, p. 23, para. 44), and considers that the
applicants' protests were expressions of their disagreement with
certain activities, and as such fall within the ambit of Article 10
(Art. 10). The Commission finds there was a clear interference with
the applicants' freedom under Article 10 (Art. 10) of the Convention.
144. The interference is in breach of Article 10 (Art. 10) of the
Convention unless it was "prescribed by law", pursued one or more of
the legitimate aims set out in paragraph 2 of Article 10 (Art. 10-2)
and was "necessary in a democratic society" (see, for example, Eur.
Court HR, Chorherr v. Austria judgment of 25 August 1993, Series A
no. 266, p. 35, para. 23).
Prescribed by law
145. The applicants were subjected to arrest and detention for breach
of the peace and also detention for not complying with an order to
agree to be bound over. The Commission must thus examine whether both
the concept of "breach of the peace" and the procedure of "binding
over" satisfy the requirement under Article 10 para. 2 (Art. 10-2) of
being "prescribed by law".
146. Two requirements flow from the expression "prescribed by law"
(Eur. Court HR, Sunday Times v. the United Kingdom judgment of
26 April 1979, Series A no. 30, p. 31, para. 49, see also the above-
mentioned Chorherr v. Austria judgment, p. 36, para. 25). These
requirements are first that the law be adequately accessible to
citizens, and secondly that the law be formulated with sufficient
precision to enable the citizen to regulate his conduct and foresee
with reasonable certitude the consequences which a given action may
entail. The level of precision required depends to a considerable
degree on the content of the instrument, the field it is designed to
cover and the number and status of those to whom it is addressed
(see the above-mentioned Chorherr judgment, p. 36, para. 25, and, in
a different context, Eur. Court HR, Cantoni v. France judgment of
15 November 1996, to be published in Reports-1996, para. 35).
147. Breach of the peace, a common law concept, has been defined by
the High Court in R v. Howell [1982] 1 QB 416 at 427 as occurring:
"... whenever harm is actually done or is likely to be done
to a person or in his presence, to his property or a person
is in fear of being so harmed through an assault, an
affray, a riot, unlawful assembly or other disturbance."
148. The case law has also clarified that a breach of the peace can
occur when a person not only causes the breach but also when a person's
conduct is likely to provoke another to violence (see the
above-mentioned case of Nicol and Selvanayagam v. DPP).
149. In the light of its findings in connection with Articles 6
(Art. 6) and 5 para. 1 (c) (Art. 5-1-c) of the Convention (paras. 65
to 69 and 101 to 106 above), the Commission accepts that the concept
of "breach of the peace" is sufficiently certain to comply with the
notion of "prescribed by law" under Article 10 para. 2 (Art. 10-2).
150. The Commission must next consider whether the procedure of binding
over satisfies the requirement of being "prescribed by law" under
Article 10 para. 2 (Art. 10-2).
151. The Commission considers that the clear understanding of the
orders was to prevent the first and second applicants from continuing
the same or a similar behaviour that had given rise to the breach of
the peace. Taking into account the impossibility of absolute precision
in areas such as public order, the Commission considers that the
binding over procedure satisfies the test of "prescribed by law" under
Article 10 para. 2 (Art. 10-2) of the Convention.
Legitimate aim
152. Having regard to all the circumstances of the case, the
Commission sees no grounds for doubting that the arrest, binding over
and subsequent detention of the first and second applicants pursued at
least one of the legitimate aims referred to in Article 10 para. 2
(Art. 10-2), namely the prevention of disorder and/or the rights of
others.
Necessary in a democratic society
153. The Commission recalls that it was held in the Chorherr judgment
that in determining whether an interference was "necessary in a
democratic state":
"the Contracting States enjoy a certain margin of
appreciation in assessing whether and to what extent an
interference is necessary, but this margin goes hand in
hand with European supervision embracing both the
legislation and the decisions applying it; when carrying
out that supervision the Court must ascertain whether the
impugned measures are "proportionate to the legitimate aim
pursued", due regard being had to the importance of freedom
of expression in a democratic society ... That margin of
appreciation extends in particular to the choice of the
reasonable and appropriate mean to by used by the
authorities to ensure that lawful manifestations can take
place peacefully." (above mentioned Chorherr v. Austria
judgment, p. 37, para. 31)."
154. With regard to this test of proportionality the Commission will
consider the applicants in turn.
The first applicant
155. The Commission recalls that the first applicant had taken part
in a protest against a grouse shoot, and had stood in the way of
participants to prevent them taking shots. She was arrested and kept
in custody for approximately 44 hours prior to being brought before a
magistrate and then released. After the substantive hearing, the
complaint of breach of the peace was found proved and she was ordered
to agree to be bound over for a 12 month period in the sum of £100 due
to her protest at a grouse shoot. The refusal of the applicant to be
bound over led to a 28 day period of detention being ordered.
156. The Commission first notes that, when the applicant chose to
demonstrate against the grouse shoot, she must have been aware of the
possibility that her demonstration might lead to disturbances which
would result in the calling of the police and possible proceedings for
breach of the peace and/or other public order offences. The Commission
can well imagine that tempers - of demonstrators and participants in
the shoot - may become severely frayed on such an occasion, and the
removal of the applicant, even though it interfered with her freedom
to demonstrate, can, in itself, be seen as proportionate to the aim of
preventing disorder (see, in this connection, the above-mentioned
Chorherr v. Austria judgment, p. 37, para. 32).
157. The applicant, however, was not released once the grouse shoot
was over. Rather, she was detained for 44 hours before being brought
before a magistrate. The Commission acknowledges some disquiet as to
the proportionality of a detention of this length. However, the
Commission notes that the police had removed the applicant from a
potentially volatile situation, and that according to the charge record
the police feared the applicant might commit further breaches of the
peace if released, it is further noted in this respect that the
detention of the applicant spanned a weekend and it is reasonable to
assume that field sports, against which the applicant would possibly
protest, were likely to occur over the weekend. The Commission
considers that the detention of a person after involvement in a
potentially volatile situation can serve the legitimate purpose of
acting as a "cooling off" period and operate to ensure that the
detainee does not immediately seek to repeat the behaviour. The
Commission further notes that the applicant was brought before a
magistrate immediately after the weekend, on Monday morning, and
released. In the circumstances, the Commission considers that the
initial period of detention of the first applicant satisfies the test
of proportionality under Article 10 (Art. 10) of the Convention.
158. However, in addition to the detention from the applicant's arrest
to her appearance in court, when the applicant was brought to court on
the substantive charges, she was fined £70.00 in respect of the public
order offence under the Public Order Act 1986 and ordered to be bound
over for 12 months in the sum of £100.00 in respect of the breach of
the peace (the sum of £100 would only have been forfeited if she
breached the peace during the ensuing 12 months - she was not required
to deposit the £100). When she refused to agree to being bound over,
she was committed to prison for 28 days.
159. The first applicant had taken part in protests that went beyond
the handing out of leaflets or holding up of placards, to physically
obstructing the lawful activities of others. The Commission considers
that in the circumstances the binding over order imposed upon the
applicant (to keep the peace for 12 months in the sum of £100),
satisfied the test of proportionality. The first applicant was
imprisoned as she refused to agree to such a binding over order. The
Commission considers that it is a legitimate interpretation of such
refusal that the applicant was convinced of the rectitude of her
objections and protests to certain activities and that no court order
was going to impinge on her continued protest. The Commission
considers this to be analogous to someone who is imprisoned not
directly for an offence but for non-payment of a fine or refusal to
abide by an injunction, where the principle of the authority of the
judiciary becomes an important and independent justification for the
detention. The Commission thus considers the subsequent period of
detention satisfies the proportionality test, when viewed in the light
that detention was only ordered after the applicant had refused to
accept an appropriate and more lenient order.
The second applicant
160. The second applicant had taken part in a protest against the
building of a motorway, placing herself in front of machinery in order
to impede the engineering works. She was arrested and kept in custody
for approximately 17 hours, prior to being brought before a magistrate,
and was subsequently imprisoned for seven days, after refusing to agree
to be bound over.
161. In this instance, the Commission notes that, even though the
likelihood of immediate disorder was perhaps less than in the case of
the first applicant, the second applicant was also physically impeding
the lawful actions of others and was removed from the scene of her
protest.
162. The Commission refers to its reasoning above (para. 156) in
relation to the first applicant. The Commission considers that the
period of initial detention can be justified on the basis that it
served to prevent the applicant returning to the scene of protest and
recommencing her behaviour. Given the persistence of the applicant and
the high likelihood of her simply returning to the scene of protest if
released shortly after her arrest, the Commission considers it was not
inappropriate to allow a significant "cooling off" period. In the
circumstances, the Commission considers that the initial period of
detention of the second applicant satisfies the test of proportionality
under Article 10 (Art. 10) of the Convention.
163. The second applicant, too, was found to have behaved in a way
likely to cause a breach of the peace, and was ordered to agree to be
bound over in the sum of £100.00 for 12 months (the sum of £100 would
only have been forfeited if she breached the peace in the ensuing
12 months - she was not required to deposit the £100). The second
applicant refused to agree to be bound over and was consequently
detained for a period of seven days. This period was significantly
shorter than the subsequent detention of the first applicant, and a
fortiori, for the reasons as set out in para. 158 above, the Commission
considers the subsequent detention of the first applicant satisfies the
proportionality test, when viewed in the light that detention was only
ordered after the applicant had refused to accept an appropriate and
more lenient order.
CONCLUSION
164. The Commission concludes, unanimously, that there has not been
a violation of Article 10 (Art. 10) of the Convention as regards the
first and second applicants.
L. As regards Article 10 (Art. 10) of the Convention:
the third, fourth and fifth applicants
165. The third, fourth and fifth applicants make the same complaints
as the first and second applicants, save that they were not charged
with breach of the peace, and thus they confine their complaints to
their arrest and initial detention.
166. The Commission notes that each of the applicants was physically
prevented from expressing themselves in their protest, by being
arrested and taken away from the scene and being detained for
approximately seven hours. The Commission finds that the behaviour of
the authorities amounted to a clear interference with the applicants'
freedom of expression. This interference is in breach of Article 10
(Art. 10) unless it was "prescribed by law", pursued one or more of the
legitimate aims set out in paragraph 2 of Article 10 (Art. 10-2) and
was "necessary in a democratic society" (see the above-mentioned
Chorherr v. Austria judgment, p. 35, para. 23).
Prescribed by law
167. The Commission finds for the reasons set out above (paras. 144-
150) that the common law concept of "breach of the peace" was
compatible with the requirement of "prescribed by law" under Article 10
para. 2 (Art. 10-2) of the Convention.
Legitimate aim
168. Having regard to all the circumstances of the case, the
Commission also accepts that the arrests and detention of the third,
forth and fifth applicants pursued at least one of the legitimate aims
referred to in Article 10 para. 2 (Art. 10-2), namely the prevention
of disorder and/or the rights of others.
Whether the interference was "necessary in a democratic society"
169. The Commission again recalls the principles upon which
consideration of the necessity for an interference must be based
(para. 152 above), and notes that the third, fourth and fifth
applicants had taken part in a pacifist protest, that consisted of
holding banners and handing out leaflets outside a fighter helicopter
conference.
170. There has been no suggestion in the present case of any threat
to disorder at all, and indeed the Commission notes that no proceedings
were subsequently brought against the applicants, whether for criminal
offences or for breach of the peace.
171. The Commission recalls that States are under a duty to take
reasonable and appropriate measures to enable lawful demonstrations to
proceed peacefully (Eur. Court HR, Plattform "Ärzte für das Leben"
v. Austria judgment of 21 June 1988, Series A no. 139, p. 12,
para. 34). In the present case, the third, fourth and
fifth applicants' demonstration was wholly lawful, and there is no
indication whatever that they were engaging in conduct which could
justify removal from the scene of the demonstration and subsequent
detention for 7 hours.
CONCLUSION
172. The Commission concludes, unanimously, that there has been a
violation of Article 10 (Art. 10) of the Convention as regards the
third, fourth and fifth applicants.
M. As regards Article 11 (Art. 11) of the Convention: all applicants
173. The Commission considers that Article 10 is the lex specialis in
connection with the Article 11 (Art. 10+11) claims and thus finds it
unnecessary to examine separately whether there has been a violation
of Article 11 (Art. 11) of the Convention.
CONCLUSION
174. The Commission concludes, unanimously, that in the present case
it is unnecessary to examine separately whether there has been a
violation of Article 11 (Art. 11) of the Convention.
N. As regards Article 13 (Art. 13) of the Convention:
the first and second applicants
175. Article 13 (Art. 13) of the Convention provides:
"Everyone whose rights and freedoms as set forth in this
Convention are violated shall have an effective remedy
before a national authority notwithstanding that the
violation has been committed by persons acting in an
official capacity."
176. The first and second applicants claim a violation of Article 13
(Art. 13) in relation to their lack of remedies in connection with
their detention for refusing to be bound over.
177. The Commission notes that the applicants' complaints of alleged
violation relate essentially to the state of United Kingdom law under
which binding orders are imposed and where failure to agree to such an
order results in a period of detention. Article 13 (Art. 13) cannot
however be interpreted as guaranteeing a remedy against, or judicial
review of, domestic law (whether legislative or based on judicially
developed common law) which is not considered to be in conformity with
the Convention (see Eur. Court HR, Lithgow and Others v. the United
Kingdom judgment of 8 July 1986, Series A no. 102, p. 74, para. 206).
CONCLUSION
178. The Commission concludes, unanimously, that in the present case
there has been no violation of Article 13 (Art. 13) of the Convention.
O. Recapitulation
179. The Commission concludes, unanimously, that there has been no
violation of Article 6 para. 2 (Art. 6-2) of the Convention as regards
the first applicant (para. 72).
180. The Commission concludes, unanimously, that there has been no
violation of Article 6 para. 3 (a) or (b) (Art. 6-3-a, 6-3-b) of the
Convention as regards the first and second applicants (para. 87).
181. The Commission concludes, unanimously, that there has been no
violation of Article 6 para. 3 (c) (Art. 6-3-c) and Article 6 para. 1
(Art. 6-1) of the Convention, taken together, as regards the second
applicant (para. 97).
182. The Commission concludes, unanimously, that there has not been
a violation of Article 5 para. 1 (Art. 5-1) of the Convention as
regards the initial arrests and detention of all applicants
(para. 107).
183. The Commission concludes, unanimously, that there has not been
a violation of Article 5 para. 1 (Art. 5-1) of the Convention as
regards the second detention of the first and second applicants
(para. 120).
184. The Commission concludes, unanimously, that there has been no
violation of Article 5 para. 3 (Art. 5-3) of the Convention
(para. 126).
185. The Commission concludes, unanimously, that there has been no
violation of Article 5 para. 5 (Art. 5-5) of the Convention as regards
the initial arrests and detention of all applicants (para. 131).
186. The Commission concludes, unanimously, that there has not been
a violation of Article 5 para. 5 (Art. 5-5) of the Convention as
regards the second detention of the first and second applicants
(para. 135).
187. The Commission concludes, unanimously, that there has not been
a violation of Article 10 (Art. 10) of the Convention as regards the
first and second applicants (para. 163).
188. The Commission concludes, unanimously, that there has been a
violation of Article 10 (Art. 10) of the Convention as regards the
third, fourth and fifth applicants (para. 171).
189. The Commission concludes, unanimously, that in the present case
it is unnecessary to examine separately whether there has been a
violation of Article 11 (Art. 11) of the Convention (para. 173).
190. The Commission concludes, unanimously, that in the present case
there has been no violation of Article 13 (Art. 13) of the Convention
(para. 177).
M.F. BUQUICCHIO J. LIDDY
Secretary President
to the First Chamber of the First Chamber