ERGİ v. TURKEY
Doc ref: 23818/94 • ECHR ID: 001-45906
Document date: May 20, 1997
- 0 Inbound citations:
- •
- 0 Cited paragraphs:
- •
- 1 Outbound citations:
EUROPEAN COMMISSION OF HUMAN RIGHTS
Application No. 23818/94
Muharrem Ergi
against
Turkey
REPORT OF THE COMMISSION
(adopted on 20 May 1997)
TABLE OF CONTENTS
Page
I. INTRODUCTION
(paras. 1-29). . . . . . . . . . . . . . . . . . . . . .1
A. The application
(paras. 2-4). . . . . . . . . . . . . . . . . . . .1
B. The proceedings
(paras. 5-24) . . . . . . . . . . . . . . . . . . .1
C. The present Report
(paras. 25-29). . . . . . . . . . . . . . . . . . .3
II. ESTABLISHMENT OF THE FACTS
(paras. 30-111). . . . . . . . . . . . . . . . . . . . .5
A. The particular circumstances of the case
(paras. 31-48). . . . . . . . . . . . . . . . . . .5
B. The evidence before the Commission
(paras. 49-97). . . . . . . . . . . . . . . . . . .8
1) Documentary evidence
(paras. 49-64) . . . . . . . . . . . . . . . . .8
2) Oral evidence
(paras. 65-97). . . . . . . . . . . . . . . . 11
C. Relevant domestic law and practice
(paras. 98-111) . . . . . . . . . . . . . . . . . 17
III. OPINION OF THE COMMISSION
(paras. 112-189) . . . . . . . . . . . . . . . . . . . 20
A. Complaints declared admissible
(para. 112) . . . . . . . . . . . . . . . . . . . 20
B. Points at issue
(para. 113) . . . . . . . . . . . . . . . . . . . 20
C. Concerning the existence of a valid application
(paras. 114-116). . . . . . . . . . . . . . . . . 20
Decision
(para. 117) . . . . . . . . . . . . . . . . . . . 21
D. The evaluation of the evidence
(paras. 118-138). . . . . . . . . . . . . . . . . 21
E. As regards Article 2 of the Convention
(paras. 139-156). . . . . . . . . . . . . . . . . 26
CONCLUSION
(para. 157) . . . . . . . . . . . . . . . . . . . 30
TABLE OF CONTENTS
Page
F. As regards Article 8 of the Convention
(paras. 158-161). . . . . . . . . . . . . . . . . 30
CONCLUSION
(para. 162) . . . . . . . . . . . . . . . . . . . 31
G. As regards Article 13 of the Convention
(paras. 163-166). . . . . . . . . . . . . . . . . 31
CONCLUSION
(para. 167) . . . . . . . . . . . . . . . . . . . 32
H. As regards Articles 14 and 18 of the Convention
(paras. 168-171). . . . . . . . . . . . . . . . . 32
CONCLUSIONS
(paras. 172-173). . . . . . . . . . . . . . . . . 32
I. As regards Article 25 of the Convention
(paras. 174-181). . . . . . . . . . . . . . . . . 32
CONCLUSION
(para. 182) . . . . . . . . . . . . . . . . . . . 34
J. Recapitulation
(paras. 183-189). . . . . . . . . . . . . . . . . 35
APPENDIX I: DECISION OF THE COMMISSION AS TO THE
ADMISSIBILITY OF APPLICATION 23818/94. . . . 36
APPENDIX II: SKETCH MAP OF INCIDENT LOCATION
DATED 30 SEPTEMBER 1993 . . . . . . . . . . 41
I. INTRODUCTION
1. The following is an outline of the case as submitted to the
European Commission of Human Rights, and of the procedure before the
Commission.
A. The application
2. The applicant is a Turkish citizen resident in Aydin in the
province of Diyarbakir and born in 1954. He is represented before the
Commission by Professor K. Boyle and Ms. F. Hampson, both teachers at
the University of Essex.
3. The application is directed against Turkey. The respondent
Government were represented by their Agent, Mr. A. Gündüz.
4. The applicant alleges that his sister Havva was killed by firing
from the security forces and that there is no effective remedy for his
complaints. He invokes Articles 2, 8, 13, 14, 18 and 25 of the
Convention. He states that he complains on behalf of his sister and her
young daughter.
B. The proceedings
5. The application was introduced on 25 March 1994 and registered
on 7 April 1994 respectively.
6. On 27 June 1994, the Commission decided to communicate the
application to the Turkish Government, who were invited to submit their
observations on admissibility and merits before 4 November 1994.
7. By letter of 4 November 1994, the Government requested that the
case be adjourned pending the investigation before the public
prosecutor attached to the Diyarbakir State Security Court.
8. On 3 December 1994, the Commission refused the requested
adjournment and requested the Government to submit their observations
before 23 January 1995.
9. By letter dated 21 February 1995, the Commission's Secretary
pointed out to the Government that the period for the submission of the
Government's observations had expired long ago and that no extension
of that time-limit had been requested. It was added that the
application was being considered for inclusion in the list of cases for
examination by the Commission at its February session.
10. No observations were submitted by the Turkish Government before
2 March 1995 when the Commission declared the application admissible.
11. The text of the Commission's decision on admissibility was sent
to the parties on 9 March 1995 and they were invited to submit such
further information or observations on the merits as they wished. They
were also invited to indicate the oral evidence which they might wish
to put before delegates.
12. On 9 March 1995, the Government submitted observations on the
admissibility and merits. On 21 April 1995, the Government submitted
observations on the Commission's decision on admissibility.
13. On 1 July 1995, the Commission decided to take oral evidence in
respect of the applicant's allegations. It appointed three delegates
for this purpose: Mrs. G.H. Thune, Mr. N. Bratza and
Mr. E. Konstantinov. It notified the parties by letter of 27 July 1995,
proposing certain witnesses and requesting the Government to identify
security force personnel who were present during the operation in issue
and two public prosecutors. The Government were also requested to
provide the contents of the investigation files of the two public
prosecutors apparently involved in investigating the alleged incident.
14. On 13 September 1995 and 6 November 1995, the Government
submitted information identifying certain witnesses.
15. By letter of 14 September 1995, the applicant's representatives
made proposals as to witnesses. By letter of 15 September 1996, the
Government identified one of the witnesses proposed by the Commission.
16. By letter dated 26 September 1995, the Commission requested the
Government to confirm that the entire contents of the investigation
files had been submitted in annex to their previous observations, to
verify whether the two proposed gendarme witnesses had been present
during the operation and, if not, to identify senior officers who would
be able to give eye-witness evidence as to the conduct of the
operation.
17. By letter dated 21 November 1995, the Government informed the
Commission that a proposed witness, the muhtar Senai Baran, had changed
address and had not been located.
18. Evidence was heard by the delegation of the Commission in Ankara
on 7-8 February 1996. Before the Delegates the Government were
represented by Mr. A. Gündüz, Agent, assisted by Mr A. Sölen,
Mr. A. Kurudal, Ms. N. Erdim, Mr. Abdülkadir Kaya, Mr. A. Polat,
Mr. Ahmet Kaya, Mr. C. Aydin, Ms. T. Toros, Ms. M. Gülsen and
Ms. A. Emülser. The applicants were represented by Ms. F. Hampson, and
Mr. O. Baydemir, counsel, assisted by Ms. A. Reidy and Ms. D. Deniz
(interpreter). Further documentary material was submitted by the
Government during the hearings. At the conclusion of the hearings, and
later confirmed by letter of 14 February 1996, the Delegates requested
the Government to provide certain documents and information concerning
matters arising out of the hearings and providing explanations for the
absence of certain witnesses. The time-limit expired on 5 April 1996.
19. On 2 March 1996, the Commission decided to invite the parties to
present their written conclusions on the merits of the case, following
transmission to the parties of the verbatim record. The time-limit was
fixed at 20 May 1996.
20. On 30 May 1996, after an extension of the time-limit until
31 May 1996, the applicants' representatives submitted their final
observations on the merits. On 30 July 1996, the Government submitted
their final observations.
21. By letter dated 12 February 1997, the Secretariat informed the
Government that it had not provided certain documents and items of
information requested following the hearings in Ankara. The Government
were requested to clarify whether they intended to provide the
information or whether they were unable to do so, and were informed in
light of the Commission's intention to resume examination of the case
that their response should reach the Commission by 21 March 1997 at the
latest.
22. By letter dated 3 March 1997, the Government submitted further
documentation.
23. On 20 May 1997, the Commission decided that there was no basis
on which to apply Article 29 of the Convention.
24. After declaring the case admissible, the Commission, acting in
accordance with Article 28 para. 1 (b) of the Convention, also placed
itself at the disposal of the parties with a view to securing a
friendly settlement. In the light of the parties' reaction, the
Commission now finds that there is no basis on which such a settlement
can be effected.
C. The present Report
25. The present Report has been drawn up by the Commission in
pursuance of Article 31 of the Convention and after deliberations and
votes, the following members being present:
Mr. S. TRECHSEL, President
Mrs. G.H. THUNE
Mrs. J. LIDDY
MM. E. BUSUTTIL
G. JÖRUNDSSON
A.S. GÖZÜBÜYÜK
A. WEITZEL
J.-C. SOYER
H. DANELIUS
F. MARTINEZ
C.L. ROZAKIS
L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
I. CABRAL BARRETO
B. CONFORTI
N. BRATZA
I. BÉKÉS
J. MUCHA
D. SVÁBY
G. RESS
A. PERENIC
C. BÎRSAN
P. LORENZEN
K. HERNDL
E. BIELIUNAS
E.A. ALKEMA
M. VILA AMIGÓ
Mrs. M. HION
MM. R. NICOLINI
A. ARABADJIEV
26. The text of this Report was adopted on 20 May 1997 by the
Commission and is now transmitted to the Committee of Ministers of the
Council of Europe, in accordance with Article 31 para. 2 of the
Convention.
27. The purpose of the Report, pursuant to Article 31 of the
Convention, is:
(i) to establish the facts, and
(ii) to state an opinion as to whether the facts found disclose
a breach by the State concerned of its obligations under
the Convention.
28. The Commission's decision on the admissibility of the application
is attached hereto as Appendix I and sketch maps of the incident area
are attached as Appendix II.
29. The full text of the parties' submissions, together with the
documents lodged as exhibits, are held in the archives of the
Commission.
II. ESTABLISHMENT OF THE FACTS
30. The facts of the case, particularly concerning events in or about
June 1993, are disputed by the parties. For this reason, pursuant to
Article 28 para. 1 (a) of the Convention, the Commission has conducted
an investigation, with the assistance of the parties, and has accepted
written material, as well as oral testimony, which has been submitted.
The Commission first presents a brief outline of the events, as claimed
by the parties, and then a summary of the evidence submitted to it.
A. The particular circumstances of the case
1. Concerning the alleged events in the village of Kesentas
31. The village in which the events took place has two names: an old
Kurdish name of Gisgis and an official Turkish name of Kesentas. The
latter name has been used in this report, wherever the village has been
referred to.
a. Facts as presented by the applicant
32. The various accounts of events as submitted in written and oral
statements by the applicant are summarised in Section B below. The
version as presented in the applicant's final observations on the
merits is summarised here.
33. A week before the incident on 29 September 1993 at the
applicant's village of Kesentas, Cuma Bali, one of the
two "collaborators" in the village, had been killed by the PKK. The day
before the incident, Ibrahim Halil, the other "collaborator" had moved,
under the protection of Ziyaret village guards and with apparent
assistance of gendarmes, from the applicant's village to Ziyaret
village, which is five kilometres away. A "collaborator" is described
by the applicant as some-one spying for the State which is to be
distinguished from the village guards.
34. On 29 September 1993, the State security forces set up an ambush
in the vicinity of the village purportedly to capture members of the
PKK. They consisted, inter alia, of a commando unit and village guards
from Ziyaret village. Security forces were located in or near a
cemetery 600 metres north-west of the village and south of the village
near the asphalt road. The security forces opened fire. The shooting
lasted for about one hour and consisted of the indiscriminate
bombardment of civilian houses. It led to the loss of the life of the
applicant's sister, Havva. No members of the PKK were killed or
captured.
35. The applicant's house was in the middle of the village. At the
time of the incident, his father and his sister Havva were sleeping on
the balcony, on the upper part of the house. As soon as the firing
started, Havva and his father came inside the house for shelter, but
Havva went out on the veranda to collect something. She was hit in her
head by a bullet when she was on the threshold and died immediately.
36. On the following morning, the applicant's uncle Hasan Ergi
informed, possibly by telephone, the Ergani Gendarme Commander that
the applicant's sister had been killed. The Commander was surprised to
learn that only one person had died and stated that at least twenty
people should have died. The applicant's uncle told the Commander that
he would apply to the Public Prosecutor. But the Commander told them
to go back home and said that he would himself inform the Public
Prosecutor.
37. Towards noon, the Public Prosecutor, a doctor and some soldiers
came to the applicant's house and an autopsy was carried out. While
the autopsy was being undertaken inside the applicant's house, the
applicant's brother, Seyit Battal Ergi, asked the soldiers why they
were suffering such persecution. The answer of a non-commissioned
officer was that, if the villagers accepted to become village guards,
the persecution would stop and the reason why they shot at the village
was that they saw terrorists at its entrance and that the
indiscriminate firing at the entire village was to be explained by the
clumsiness of the troops. The doctor, after completing the autopsy,
said nothing except presenting condolences. He also issued a burial
certificate. The applicant and his family were not asked by the Public
Prosecutor about their version of the circumstances of the shooting.
The gendarme officer, isa Gündogdu produced the incident report without
interviewing or providing any statements from the villagers or members
of the commando forces involved. No cartridges were found by the
gendarmes in the area at which the PKK were said to be located during
the incident. There is no evidence that the PKK were in fact present
in the vicinity during the incident.
38. The bullet which killed the applicant's sister was described in
the ballistics report as a standard NATO 7.62 which is used by the
Turkish security forces as well as many other forces. The shot could
not have been fired from the east due to the walls of the houses. It
could only have been shot from the south or south-east from higher
ground, which was where the security forces were stationed on a
hillside.
39. There has been no communication between the Public Prosecutor and
the family since the day of the autopsy. He and his family remain in
the dark as to the official view of the incident and do not know
whether there has been any investigation or prosecution in regard to
the shooting. He states that the village of 200 households has now been
reduced to 20 families, the rest having abandoned their homes as a
result of military incidents such as that which led to her sister's
death.
b. Facts as presented by the Government
40. The security forces carried out an ambush operation in the
vicinity of the village to catch the PKK who were active in the area.
Units were concealed in the north-west and engaged in an armed clash
with the PKK at a point to the south-east of the village, near the
cemetery. Their position was 100 metres above the PKK. There were no
units positioned to the south and there would have been no purpose in
having men there since the PKK would not come from the south. The
security forces could therefore not have fired the shot from the south
which killed the applicant's sister.
41. During the clash, only a few houses were slightly damaged, which
does not support the allegations of prolonged indiscriminate firing by
the security forces.
2. Proceedings before the domestic authorities
42. A preliminary investigation into the incident was commenced by
the Public Prosecutor of the Ergani district.
43. An autopsy was carried out on the applicant's sister on
30 September 1993 in his father's house. According to the report of
that date by the medical examiner, an external examination disclosed
a bullet wound to the head, probably an entry wound. The skull was
opened and a 7.62 mm bullet found in the right parietal lobe and
removed. Time of death was estimated to be about 10-12 hours prior to
the examination.
44. A letter dated 7 October 1993 to the Ergani Public Prosecutor,
Gendarme major Ahmet Kuzu reported that the security forces had
performed an ambush at the entrance of Kesentas village. The security
forces opened fire on terrorists, who fled towards the northerly part
of the village and a search party was sent in that direction without
making any contact. He stated that it was reported that a telephone
call had been made to the district gendarme command at Ergani at
08.00 hours on 30 September 1993, reporting that Havva Ergi had been
killed in the clash. An investigation took place at 10.00 hours that
day in the presence of the public prosecutor. Copies of the incident
report and a sketch of the location were enclosed with the letter.
45. On 12 December 1993, the Ergani Public Prosecutor, Mustafa Yüce,
considering that the matter fell outside his competence, transferred
the file to the competent public prosecutor attached to the Diyarbakir
State Security Court where the matter is still pending. The decision
of lack of jurisdiction named the defendants as "members of the illegal
PKK organisation" and the offence as engaging in armed combat with the
security forces and homicide. It indicated that Havva Ergi had died as
a result of gunfire occurring in the course of an armed combat which
broke out between members of the security forces who were carrying out
an ambush operation on the outskirts of Kesentas village and members
of the PKK who were approaching the village.
46. On 1 April 1994, the Regional Criminal Police laboratory issued
its expert ballistics report. It found that the bullet was 7.62 mm
calibre and fired by a weapon with a barrel containing four ridges
which rotated clockwise.
47. In a letter dated 8 December 1994 from the Chief Public
Prosecutor's office at the Diyarbakir State Security Court to the
Ministry of Justice, it was reported that during the ambush operation
clashes spread to the village and as a result a bullet hit the
doorframe of a house, ricocheted and hit Havva Ergi who was standing
near the door. The investigations instituted into her death were still
continuing. A ballistics examination revealed that the bullet was
misshapen and no material information could be obtained which could
lead to a conclusion as to the weapon used. No empty cartridges were
found at the scene. Thus there was no information in the file on the
weapon causing the death. Since the armed combat took place from
21.30 hours and continued into the night, there was no eyewitness
evidence as to what was seen or heard. Proceedings were continuing with
a view to apprehending the members of the PKK involved in the armed
combat but since they did not return to scenes of clashes for a long
time it would take time to identify and arrest them. As regarded the
allegations made in the applicant's statement of 9 October 1993 taken
by the Human Rights Association (HRA), the claim that the State
security forces opened harassing fire on the village was false and
intended to denigrate the security forces involved in the fight against
terrorism. It was the duty of security forces to maintain order and
protect the population so there could be no question of them opening
harassing fire on the village. The incident in Kesentas resulted from
the type of ambush operation commonly carried out by the security
forces on roads leading into and out of villages.
48. By letter dated 26 December 1994, the Ministry of the Interior
informed the Ministry of Foreign Affairs that on 29 September 1993 the
security forces had come to the village with the purpose of
apprehending terrorists whom they had heard were coming to the village.
The security forces were attacked by the PKK. Village guards from
Ziyaret were not involved in the operation. No raid was carried out on
the village which was due to have village guards of its own. Although
villagers had applied for posts as village guards they had not in fact
been recruited since no suitable posts were available. At the time of
the incident there were 150 households not 200 and currently there were
180 households living there, not 20.
B. The evidence before the Commission
1) Documentary evidence
49. The parties submitted various documents to the Commission. The
documents included reports about Turkey, domestic case-law, statements
from the applicant, photographs, plans and sketch maps.
50. The Commission had particular regard to the following documents:
a) Statement by applicant dated 9 October 1993 taken by the Human
Rights Association (HRA), Diyarbakir
51. At around 21.00 hours on 29 September 1993, security forces
surrounded the village of Kesentas. They saw military armoured cars and
heard the sounds of walkie-talkies. About a week before one of the two
collaborators (ie. spying for the State) in the village, Cuma Bali, was
killed by guerillas and a day before the incident, the second, Ibrahim
Halil, had moved from the village to Ziyaret under the protection of
its village protectors. They later heard that Ziyaret village guards
took part in the operation.
52. First, one or two shots were fired from the north side of the
village (said by eyewitnesses to have been fired by the Ziyaret village
guards), then there were volleys of firing, for about an hour, from the
south side. The soldiers had placed themselves on higher ground to the
south and were firing down on the village. Bullets hit most of the
village. The family's house was two-storeyed the lower part used as a
stable and the upper part for accommodation. There was a large balcony
on the upper floor, where the applicant's father and his sister Havva
were sleeping. When the firing began, they came indoors. For a reason,
maybe because his sister had forgotten something, she went to go
outside again. When she was on the threshold a bullet which ricocheted
from the door frame hit her in the head. She died immediately. On the
following morning, they announced her death to the village.
53. They went to the gendarme headquarters with the applicant's
uncle Hasan Ergi. His uncle reported to the commander that Havva had
been killed. The commander replied "Has one person died?". His uncle
asked, "How many were supposed to die?". The commander stated, "At
least 20 people should have died? How do you know there were security
forces?" His uncle, "An armoured car passed my house." The station
commander told the uncle to leave and stated that he would inform the
public prosecutor.
54. At about 11.00 hours, the prosecutor, a doctor and about
10 soldiers came to the village. The doctor, prosecutor and
non-commissioned officer (NCO) and two plainclothed persons entered the
house and remained for about two hours. The people in the house must
have given the bullet removed from the body to the soldiers outside,
since one soldier showed it to the NCO, asking what weapon could have
fired it and the NCO replied that it must be from a G-1 or G-3. There
was a conversation between the villagers (who did not wish their names
to be revealed) and an NCO:
Villagers: Why do we suffer persecution?
NCO: If you became village protectors as we tell you, it will
stop.
Seyit Battal (one of Havva's brothers): Why did you shoot at the
village?
NCO: We saw terrorists at the entrance to the village, that's
why.
Seyit Battal: Why did you not fire at them rather than the whole
village?
NCO: The clumsiness of our soldiers.
55. The soldiers went to the hill from where the firing occurred and
picked up five empty cartridges.
56. There were instances of firing at the village before and after
this incident and continued insistence that the villagers became
protectors, which was the reason for a partial evacuation of the
village. Out of 200 households, only 20 remained and some of those were
on the point of leaving.
57. The members of the family at home during the incident included
the applicant's father Ibrahim Halil Ergi and mother Hacere Ergi, his
sister-in-law Hazo and her daughter, the wife of his brother
M. Emin Ergi and her four children. The applicant's brother Seyit
Battal was not at home but came to the village the next day having
heard the news.
58. The applicant had not applied orally or in writing to the public
prosecutor or to the district or provincial governors because of the
military domination of the area.
b) Official Records
Incident report of 30 September 1993
59. This report was drawn up by gendarme officer isa Gündogdu and
countersigned by other gendarmes. It states as follows:
60. On 29 September 1993, members of the security forces carried out
an ambush operation for the purpose of apprehending or eradicating
members of the PKK as they entered Kesentas village. When a group of
terrorists was sighted at about 21.00 hours coming towards the village,
clashes broke out as the security forces opened fire on them. The
terrorists escaped to the north of the village. The security forces
carried out a search in the direction in which the terrorists had fled.
Three squads from District Headquarters arrived at the village in
armoured vehicles but made no contact with the PKK, who had fled.
61. At about 08.00 hours, the gendarmes headquarters were informed
by telephone that one person, Havva Ergi, had died. A team of gendarmes
accompanied the public prosecutor to the village arriving at about
10.00 hours. The investigation and search at the scene disclosed that
the following had occurred. When firing was heard, the deceased and her
brothers went into the living room of Ibrahim Ergi's house. Afterwards,
when fetching their bedclothes, the deceased was hit in the head by a
bullet which ricocheted off the frame of the living room door. A bullet
mark was found on the beam in the (entrance hall) but no other marks
elsewhere in the house. Elsewhere in the village, three window panes
had been damaged in the house of the muhtar Senai Baran and there were
ten bullet marks on a car. No other damage was found and no empty
cartridges could be found due to the rough ground. It was concluded
that Havva Ergi must have been killed accidentally as a result of shots
fired by members of the PKK in the course of clashes with members of
the security forces.
Sketch map of incident location dated 30 September 1993
(Appendix II to this Report)
62. This map was drawn up and signed by the gendarme non-commissioned
officer isa Gündogdu. It indicates, inter alia, by numbers the location
of the deceased's body, terrorist firing position (7), security forces
firing position (9), the road and the village slopes.
c) Documents relating to contacts by the authorities with the
applicant concerning his application
Statement dated 30 October 1995
63. This statement, signed by the applicant and by officers of the
Anti-Terror department, is set out in the form of questions and
answers. The applicant was referred to his declaration of means and
confirmed his signature. He was asked whether he had made application
to the European Human Rights association or in Turkey and if so, he
should explain. He stated that he had applied to the HRA about his
sister, that he had not applied to the Kurdistan Human Rights Project
and that he had applied to the European Commission of Human Rights
indirectly through the HRA. He gave details of his material position.
Statement dated 3 November 1995
64. This statement, signed by the applicant and by a public
prosecutor, indicates that the applicant was shown his declaration of
means and that he confirmed that it looked like his. He explained that
he had made an application in 1993 to the HRA and to the European
Commission and that he had done this since Turkey had recognised the
Commission. His application did not concern anything else and he did
not wish to add anything.
2) Oral evidence
65. The evidence of four witnesses heard by the Commission's
Delegates may be summarised as follows:
Muharrem Ergi
66. The applicant stated that he was born in 1954 and was resident
in Aydin. At the time of the incident, he lived in the province of
Diyarbakir. He was not in the village. He heard that from time to time
minor incidents took place. He recalled hearing about a village guard
from Kesentas being killed by terrorists just outside the village and
that another had been moved to Ziyaret.
67. On 30 September 1993, his uncle telephoned a relative in town who
informed the applicant of what had happened. He went to Kesentas
arriving about 10.00 hours. His uncle had gone to the police station
early in the morning before he arrived. He himself had not gone there.
His uncle said that he had reported the death of Havva; that the
commander queried whether one person was killed; that his uncle asked
how many should have got killed and the commander said something like
that at least twenty should have been killed.
68. He talked to the villagers about what had happened and also to
the gendarmes who arrived with the prosecutor. They (the villagers)
said that the village was fired on from the opposite side and that the
rumour was that it was the soldiers or guards who had done the
shooting. He did not remember who it was who identified Ziyaret guards
as having been present. No-one in his family had witnessed the incident
with their own eyes since they could not leave their homes as they
feared for their lives. At the time of the incident, which started
about 22.00 hours (at another point he stated it was about
21.00 hours), it would have been dark, but there might have been
moonlight. It was said that a number of shots were fired from the north
and then five-six minutes later firing began from the south, which
continued for one hour 10 minutes. His father Ibrahim, his mother
Hacere, his sister-in-law Geriye and her children were in the house at
the time. When the firing started, his sister Havva and his father were
sleeping outdoors on the raised area. They carried their beds inside.
Havva was shot in the doorway. She did not go out but was hit under the
door as she rose. There was a slight mark, a line, on a wooden beam
where the bullet hit it.
69. There were signs of the presence of soldiers: they saw the
floodlights of the armoured personnel carrier on the hill and heard its
engine, and they also heard the sounds of wireless communication. The
carrier passed through the village, in front of his uncle's house and
returned to the road to the west of the village. The carrier arrived
about 15-20 minutes after the first shooting.
70. The prosecutor did not identify which gun the bullet came from.
Neither the applicant nor other members of the family spoke to the
prosecutor at a later stage. He had no information about any
investigation into the incident. A soldier had said that the bullet
came from a G2 or G3 gun which could be in the hands of anyone. (At a
later stage the applicant said the soldiers said it was a G1 or G3
bullet.) He was not familiar with guns: he did not know whether it was
G1 or G2 that was said. He had seen a bullet in the hands of that
soldier. After it had been removed during the autopsy, they passed it
out of the front window or so he had learned later. The applicant had
been present when his brother Seyit Battal and the other villagers were
talking to the NCO. When Seyit asked why they shot at the village, they
said that they had run into members of the organisation at the entrance
of the village and there was a clash. The soldiers had fired at the
PKK. He did not remember any explanation that might have been given as
to why there was firing at the village.
71. The applicant went out to search for empty cartridges in the hill
across from the village from where he had been told that the firing had
come. Between the place where he found the cartridges and the house
there was a distance of 700 m - the land between was not flat but a
valley with a stream running through it. He found 15 cartridges, which
he left at the HRA. He looked elsewhere but found nothing. There was
no obstruction between the hill and the house. He saw signs in the
village of damage and took photographs of bullet marks. The marks were
concentrated in the area where the family's house was and the eastern
area. He estimated about one hundred houses were struck by bullets. He
marked on the sketch of the incident where he found the cartridges ie.
south of the village beyond the road. On being shown the photographs
of the family house, he stated that the side of the house with the
balcony faced south and that one photograph was taken from the hill
looking north to the village and from the village across to the hill.
The hills to the north of the village were higher; the village was on
a slight slope being higher on the north and there was a main road
running east-west to the south of the village. All the photographs of
the houses that were not his house showed bullet marks on the south.
72. It was said that soldiers had gone to the same area as he had to
collect cartridges but he did not say that they found five cartridges.
He had noticed in that area stones piled up, like a wall, which he
guessed had been placed by those who had been firing. There were
sparsely distributed oak trees on the slopes of those hills and rocks.
73. The PKK came from the north, which was rougher and farther from
the main road. From time to time, security forces may have come to
protect the road and then they were positioned very close to the road.
They patrolled the road from time to time. There were a number of
entrances to the village, the south-eastern entrance being closest to
the road.
74. At the time of the incident there were about 200-250 households
in the village and at the present time about 150-200, he did not know
exactly. When asked why he had stated to the HRA that more households
had left the village, he explained that some villagers returned one
month later, some five months later. There were now village guards in
the village. There was a telephone in the village but it did not work
all the time.
75. He recalled making a statement to the HRA. He had gone there with
his father and mother. He had never stated that he had been in the
village during the incident. Statements were taken from the three of
them and compiled into a single statement. He signed the statement. He
was not asked to make a statement by the prosecutor or gendarmes. He
had not been told that the case had been transferred to the State
Security Court.
76. The other members of his family had not come to the hearing as
they were afraid, he supposed, but he had no exact information and did
not know if any of them had been contacted by the authorities. He had
been questioned twice. First, he was contacted by telephone at his work
place late November-early December 1995. He was questioned at the
anti-terrorist branch of the police department of Aydin for about two
hours. The one who asked the questions said he was a police
superintendent. They said that he had lodged an application with the
Commission and asked why he had done so. Ten-fifteen days later, he was
called and asked to meet the police at the station in town. There were
three persons in plainclothes who questioned him, asking why he had
filed such a complaint, stating that he had committed an offence and
that as he was a civil servant he could be dismissed. No physical
pressure was applied. He was asked about the incident as well and maybe
something to do with his application for legal aid.
77. He thought that it was the soldiers or village guards who were
responsible for the killing of his sister. He did not think it was the
PKK because he did not hear that they were active there and had only
heard of one incident in which a person was killed. Also the firing
came from the south where the soldiers most probably were.
Ahmet Kuzu
78. The witness was born in 1955. From July 1992 until August 1994
he was the gendarmerie commander in the district of Ergani, in command
of five stations including the central station where isa Gündogdu was
the NCO in charge. In the central district, he had 35-40 soldiers under
his command. There were village guards in his area. The guards
participated occasionally in operations but this generally amounted to
checking the roads for safety. They tried as much as possible not to
involve guards in operations.
79. Kesentas was in his jurisdiction. He used to call at the villages
every two or three months. He would have known the muhtar and a few
other people at the village. At that time, there was intensive PKK
activity in the area. The security forces did not hear of any actual
collaboration of the village with the PKK but the PKK used to go to the
village demanding or forcing the villagers to give food or medicine.
Because the village was the remotest in the district, it was the most
difficult to supervise. The PKK always came to the village from the
north. There was a road running through the village and a mountain
trail going off north from that road leading up to Sincik village. The
PKK used that trail constantly. During the operation, the gendarmes
were in positions on the ridges immediately to the west of that path.
It was probable that the PKK would come down that path or from a point
further east. There were riverbanks in the east, sharp rocks difficult
to climb and they could use the banks of the stream which came down the
mountainside. Apparently, that night, the PKK came down the banks of
the stream and almost went into the village, going into an area of
vineyards very close to the village (area marked 7 on the sketch). The
PKK were in the south-east and the security forces in the north-west.
The PKK gunfire would be towards the south of the houses. Both sides
would have had field glasses with a range of 600-700 m. He had no idea
which side saw the other first and opened fire. During the crossfire
bullets were apparently flying over the village, which was in a
depression. The PKK fled north.
80. At the time of the incident, he was absent, having been deputised
to command another larger unit, a commando unit which constantly moved
around the territory. He did not return to Ergani until maybe a week
or more afterwards. He played no role, and had no knowledge of the
planning of the operation at Kesentas. He supposed that the planning
was done by the commander of the commando unit or the highest ranking
NCO. isa Gündogdu was in charge of drawing up the local inspection
records and sketches which were to be submitted to the legal
authorities through the district gendarmerie.
81. When he returned to the district, the autopsy and inspections had
been carried out. He examined the records pertaining to the incident
(the record of on-site inspection and the sketch) and transmitted them
to the legal authorities. It was not for him to take any further steps
in the case which had been referred to the public prosecutor, who was
now responsible for the affair. He agreed that it was his duty to deal
with any mistakes that might have been made by his men but on the
documents he did not see anything which clearly pointed to any mistake.
He supposed that he must have talked to the people who signed the
documents and asked about the incident. If he had been there at the
time, he would have gone to the scene, investigated how the operation
was planned, how the security forces were deployed, from what
directions the PKK had come, how the clashes had come about and how any
death occurred. To establish how a citizen is killed in a cross-fire
you have to see the lie of the land and the exact positions of the two
opposing parties. He agreed that records would be kept showing who had
been in charge of the operation.
82. Kesentas did not have village guards. Ziyaret village guards were
not responsible for the protection of Kesentas.
83. As regarded the bullet found in the corpse, it was not possible
to draw conclusions as to which side fired it. Both sides had G3s, G1s
and kalashnikov infantry rifles. Once a bullet had been fired it would
not be possible to distinguish by eye what gun it had fired from.
84. There was a fundamental principle in planning operations that
operations should not be moved into civilian areas as far as possible.
In this incident, the plan was to restrict the activity to the north
of the village but the PKK did not approach from the expected
direction. The security forces would not have been positioned in the
south since the PKK could not come from that direction, they would be
bound to be seen since they would be out in the open in certain places.
Also in any ambush they would flee to the north. There was no point in
positioning security forces in the south. The PKK were expected to come
from the north-west but they in fact came from the north-east. He
guessed that the ambush location was 500-600 m from the village.
85. As regarded previous incidents in the village, he recalled that
Ibrahim Halil was abducted from the village by the PKK about six months
before and that his father brought him back. One night, his house came
under fire. The witness went there the next day and took the father and
son away otherwise they would have been killed. He did not think it was
the PKK who did the shooting but the villagers who wanted to know why
he had left the organisation. Halil and his father became village
guards in Ziyaret at his suggestion.
86. It would have been dark at 21.00 hours. The security forces would
not have surrounded the village. They would not have intended to be
seen. Because the village was in a hollow, surrounded by mountains,
there is a constant echo and it would be difficult to tell where firing
came from. The whole district was covered with empty cartridges due to
the intensive period of clashes. If hundreds of houses had been
damaged, it would have been recorded in the prosecutor's office and the
District Governor would have come. Nothing like that would have
happened, perhaps a few window panes were damaged.
isa Gündogdu
87. The witness was born in 1964. From July 1991 to July 1994, he was
the commander of the Ergani central gendarmerie. Major Kuzu was his
commanding officer. There was a special commando unit under Major
Kuzu's command and a separate commando battalion based in Ergani.
Kesentas was under his jurisdiction. He recalled a number of incidents
and clashes taking place near the village. The villagers in Kesentas
refused to become village guards due to fear of terrorists. Compared
with other villages, many in the village had joined the organisation.
He remembered that one man Zeki had run away from the PKK and he was
attacked on the day he came back. Cuma Bali was taken coming out of
Zeki's house and shot, even though he had two sons in the PKK.
88. As regarded the clash on 29 September 1993, he drove to the scene
in an APC after it had been reported about 20.00 or 22.00 hours. When
he arrived about an hour after the report, the clash had finished. He
did not recall the exact time. The first thing they did was drive in
the direction in which the terrorists had fled but they found no-one.
He spoke to the units already at the scene by radio using codes but he
did not know who they were. They said that they were at the cemetery
(marked 9 on the sketch). He indicated on a photograph that the
cemetery was not far from the west of the village and stated that it
was about 500-600 m. from the position of the security forces to where
the terrorists were.
89. He patrolled through the village and spoke to the muhtar, who
said that gunfire came from the south. There were vineyards to the
south and north. They said that the shots were fired from below the
village and from the asphalt road area. No-one told him that night that
Havva Ergi had been killed. In the morning, he found out about the
death when some-one phoned about 08.00 hours leaving a message on the
switchboard. No-one came to see him about it. He had rung back and
talked to the muhtar. He reported to the prosecutor and went to the
scene with him. He remembered the girl was lying on the roof, that a
bullet hit the wall, ricocheted and hit her. It was the prosecutor who
conducted the entire investigation and he acted on his instructions.
He examined the village for damage: there was a bullet mark in the Ergi
house, three window panes were broken in the houses of the muhtar and
his brother, and there were about ten marks in the car of Haci Güven,
a total of about 13-15 marks in the whole village. He stayed in the
village after the prosecutor. On instructions, he looked for cartridges
but did not find any that had just been fired. He looked in the lower
area, south of the asphalt road and in the area where the security
forces had been. The prosecutor took photos.
90. No-one alleged to him that the security forces were responsible
for the death. He did not speak to the members of the family as part
of the investigation. The prosecutor conducted the interviews. The
information in his incident report was based on the prosecutor's
interviews with citizens and his own observations that the bullet had
come from a southerly direction and had ricocheted. The soldiers told
him that the clash lasted about five minutes and the terrorists ran
away. He concluded that a PKK bullet killed Havva Ergi since it came
from the south and gunfire from the security forces would not have been
able to reach the Ergi house. When referred to the sketch map and the
apparent indication of security forces (marked with a 9) in the south,
he did not think it was a 9, since the security forces would not lay
an ambush leaving so much empty space and if a 9 had been written it
was a mistake. The witness marked on a photograph the respective
positions of the terrorists and the security forces.
91. There were mountains behind and to the side and at night there
would be echoes making it difficult to tell where noise came from. The
prosecutor kept the bullet. It would not have been possible to tell
where it came from without forensic examination. He did not know who
was responsible for the operation at the village. He had no prior
knowledge of it. He did not know if commando units kept records. As far
as he knew, village guards did not participate in the operation.
Village guards just protected their villages and never took part in
operations. No records were kept relating to village guards.
92. He did not have any conversation with villagers in which it was
said the soldiers fired clumsily.
Mustafa Yüce
93. The witness was born in 1961 and in September 1993 he was Ergani
public prosecutor. He was a public prosecutor for four and a half years
and then became a judge. He was absent on leave for a month at that
time returning to duty on 1 October 1993. His colleague attended the
autopsy of Havva Ergi.
94. As regarded the decision of lack of jurisdiction, he based his
conclusion that a member of the PKK was responsible for the killing on
the report of the incident and the autopsy report. He was convinced
that the report was accurate and no other allegation to the contrary
had been made. There was no reason to think that the record drawn up
by the security forces was not accurate. If an allegation had been made
that Havva Ergi had been killed by gunfire from the security forces,
he would have been bound to go to the village. If anything like that
had happened, they would have definitely received a complaint. His
involvement with the case ended on 12 October 1993 when the case was
transferred to the Diyarbakir State Security Court, who had not
requested his assistance in any matter since then.
95. He agreed that it was apparent from the incident report that
those who drew it up had not been at the scene of the incident. He did
not recall seeing any photographs. He agreed that under the Turkish
Rules of Criminal Procedure where the prosecutor is notified of a
killing, he is under a legal obligation to investigate the killing and
he did not need to wait for a complainant. When referred to the fact
that he issued his decision of lack of jurisdiction before the
ballistics report was issued, he stated that it was not correct
practice to hold on to the preliminary investigation for such a long
time ie. six months delay to the report being issued. If contradictory
evidence had appeared in the report, the State Security Court could
take a decision to return the file to him. He did not think it
necessary to ask for a proper scale map or plan of the house. He did
not conduct any interviews or ask the gendarmes to interview anyone.
Other witnesses
96. The following witnesses were summoned but did not appear:
- Bekir Selçuk, chief public prosecutor State Security Court,
Diyarbakir
- Senai Baran, muhtar
- Ibrahim Halil Ergi, father of Havva Ergi
- Seyit Battal Ergi, brother of Havva Ergi
- Hasan Ergi, uncle of Havva Ergi
- Hacere Ergi, mother of Havva Ergi
97. The Government stated that they were unable to trace Senai Baran
who had moved to Istanbul and in respect of the public prosecutor Bekir
Selçuk, no explanation was forthcoming.
C. Relevant domestic law and practice
98. The Commission has referred to submissions made by the parties
in this and previous cases (see eg. its summary of the relevant
domestic law and practice in the case of Akdivar and others v. Turkey,
Eur. Court HR, judgment of 16 September 1996 to be published in Reports
1996 and Kaya v. Turkey, No. 22729/93 Comm. Rep. 24.10.96 pending
before the Court, which includes the provisions relied on by the
Government and representatives of the applicant villagers). The
applicant in this case adopts the same arguments for the purposes of
this application.
99. The Government submit that the following provisions are relevant.
100. Article 125 of the Turkish Constitution provides as follows:
(translation)
"All acts or decisions of the Administration are subject to
judicial review ...
The Administration shall be liable to indemnify any damage
caused by its own acts and measures."
101. This provision is not subject to any restrictions even in a state
of emergency or war. The latter requirement of the provision does not
necessarily require proof of the existence of any fault on the part of
the Administration, whose liability is of an absolute, objective
nature, based on a theory of "social risk". Thus the Administration may
indemnify people who have suffered damage from acts committed by
unknown or terrorist authors when the State may be said to have failed
in its duty to maintain public order and safety, or in its duty to
safeguard individual life and property.
102. The principle of administrative liability is reflected in the
additional Article 1 of Law 2935 of 25 October 1983 on the State of
Emergency, which provides:
(translation)
"... actions for compensation in relation to the exercise of the
powers conferred by this law are to be brought against the
Administration before the administrative courts."
103. The Turkish Criminal Code contains provisions dealing with
unintentional homicide (sections 452, 459), intentional homicide
(section 448) and murder (section 450).
104. For all these offences complaints may be lodged, pursuant to
Articles 151 and 153 of the Code of Criminal Procedure, with the public
prosecutor or the local administrative authorities. The public
prosecutor and the police have a duty to investigate crimes reported
to them, the former deciding whether a prosecution should be initiated,
pursuant to Article 148 of the Code of Criminal Procedure. A
complainant may appeal against the decision of the public prosecutor
not to institute criminal proceedings.
105. If the suspected authors of the contested acts are military
personnel, they may also be prosecuted for causing extensive damage,
endangering human lives or damaging property, if they have not followed
orders in conformity with Articles 86 and 87 of the Military Code.
Proceedings in these circumstances may be initiated by the persons
concerned (non-military) before the competent authority under the Code
of Criminal Procedure, or before the suspected persons' hierarchical
superior (Articles 93 and 95 of Law 353 on the Constitution and the
Procedure of Military Courts).
106. If the alleged author of a crime is a State official or civil
servant, permission to prosecute must be obtained from local
administrative councils (the Executive Committee of the Provincial
Assembly). The local council decisions may be appealed to the Council
of State; a refusal to prosecute is subject to an automatic appeal of
this kind.
107. Any illegal act by civil servants, be it a crime or a tort, which
causes material or moral damage may be the subject of a claim for
compensation before the ordinary civil courts.
108. Proceedings against the Administration may be brought before the
administrative courts, whose proceedings are in writing.
109. Damage caused by terrorist violence may be compensated out of the
Aid and Social Solidarity Fund.
110. The applicant's representatives have previously pointed to
certain legal provisions which in themselves weaken the protection of
the individual which might otherwise have been afforded by the above
general scheme.
111. Decree 285 modifies the application of Law 3713, the Anti-Terror
Law (1981), in those areas which are subject to the state of emergency,
with the effect that the decision to prosecute members of the security
forces is removed from the public prosecutor and conferred on local
administrative councils. These councils are made up of civil servants
and have been criticised for their lack of legal knowledge, as well as
for being easily influenced by the Regional Governor or Provincial
Governors, who also head the security forces.
III. OPINION OF THE COMMISSION
A. Complaints declared admissible
112. The Commission has declared admissible the applicant's complaints
that his sister was killed by a shot fired by the security forces and
that he has no effective remedy available to him in respect of this.
He states that he complains on behalf of his sister and her young
daughter (two years old at the time of the incident).
B. Points at issue
113. The points at issue in the present case are as follows:
- whether there is a valid application pursuant to Article 25
(Art. 25) of the Convention;
- whether there has been a violation of Article 2 (Art. 2) of the
Convention;
- whether there has been a violation of Article 8 (Art. 8) of the
Convention;
- whether there has been a violation of Article 13 (Art. 13) of
the Convention;
- whether there has been a violation of Article 14 (Art. 14) of
the Convention;
- whether there has been a violation of Article 18 (Art. 18) of
the Convention.
- whether there has been a failure by the Turkish Government to
comply with its obligations under Article 25 (Art. 25) of the
Convention.
C. Concerning the existence of a valid application
114. The Government submit that there is serious doubt that Muharrem
Ergi is the real applicant in the present case. They refer to the
difference in the signatures on the statement made to the public
prosecutor and the statement taken by the HRA and the letter of
authority.
115. The Commission notes no striking dissimilarity in the signatures
referred to by the Government. It notes in any event that Muharrem Ergi
appeared before its Delegates and his testimony was clear as to the
fact that he had gone to the HRA with his parents to complain and that
he had signed the statement. He also clearly intended to maintain those
complaints through the testimony which he made to the Delegates.
116. Consequently, the Commission finds there is no doubt that the
application before it discloses a genuine and valid exercise of the
applicant's right of individual petition under Article 25 (Art. 25) of
the Convention.
Decision
117. The Commission decides, unanimously, to pursue the examination
of the application introduced on behalf of the applicant.
D. The evaluation of the evidence
118. Before dealing with the applicant's allegations under specific
Articles of the Convention, the Commission considers it appropriate
first to assess the evidence and attempt to establish the facts,
pursuant to Article 28 para. 1 (a) (Art. 28-1-a) of the Convention. It
would make a number of preliminary observations in this respect.
i. There has been no detailed investigation or judicial finding
of facts on the domestic level as regards the events which
occurred in Kesentas village on 29 September 1993. The Commission
has accordingly based its findings on the evidence given orally
before its Delegates or submitted in writing in the course of the
proceedings; in this assessment the co-existence of sufficiently
strong, clear and concordant inferences or of similar unrebutted
presumptions of fact and in addition the conduct of the Parties
when evidence is being obtained may be taken into account
(mutatis mutandis, Eur. Court H.R., Ireland v. the United Kingdom
judgment of 18 January 1978, Series A no. 25 p. 65 para. 161).
ii. In relation to the oral evidence, the Commission has been
aware of the difficulties attached to assessing evidence obtained
orally through interpreters: it has therefore paid careful and
cautious attention to the meaning and significance which should
be attributed to the statements made by witnesses appearing
before its Delegates;
iii. In a case where there are contradictory and conflicting
factual accounts of events, the Commission particularly regrets
the absence of a thorough domestic judicial examination or other
independent investigation of the events in question. It is aware
of its own limitations as a first instance tribunal of fact. The
problems of language are adverted to above; there is also an
inevitable lack of detailed and direct familiarity with the
conditions pertaining in the region. In addition, the Commission
has no compelling powers as regards witnesses. In the present
case, while ten witnesses were summoned to appear, only four in
fact gave evidence before the Commission's Delegates.
Significantly, only one of two public prosecutors who were
summoned appeared and despite repeated requests by the
Commission, the Government did not identify any officers who
participated in the operation for the purpose of giving evidence
before its Delegates. The Government also have not provided
complete documentary materials relating to the operation in issue
in this case. The Commission has therefore been faced with the
difficult task of determining events in the absence of
potentially significant testimony and evidence. It acknowledges
the unsatisfactory nature of these elements which highlights
forcefully the importance of Contracting States' primary
undertaking in Article 1 (Art. 1) to secure the rights guaranteed
under the Convention, including the provision of effective
remedies as under Article 13 (Art. 13).
1. General background
119. Kesentas village is located on a slope, the northern part higher
than the southern, with steep mountains behind to the north. There are
vineyards around the village; a road running east-west through the
village which continues north-east between the mountains; a wider main
road to the south of the village running roughly east-west and to the
south of this road the ground slopes upwards again. The village
accordingly lies in a depression. The terrain to the north is rough and
steep, with a river bed running downwards to the village from a
north/north-eastern direction.
120. The Commission finds from the evidence of the witnesses that PKK
activity in the area around the village in or around 1993 was
significant. There had been at least two incidents involving the
village shortly before the operation on 29 September 1993. In one
incident, a villager Cuma Bali was shot dead and in the other, another
villager Ibrahim Halil and his father left the village under gendarme
protection after his house had been shot at and moved to Ziyaret where
they joined the village guards. Halil had been in the mountains with
the PKK and returned of his own free will. The timing of the latter
incident is not established. The applicant's written statement to the
HRA refers to the move from the village taking place the day before the
incident, whereas orally it appeared that the applicant had been absent
from the village and he had no real recollection of what he might have
been told by others. Major Kuzu, who remembered helping the family
move, did not specify the date.
121. The PKK tended to arrive from the north of the village under
cover of the terrain, requiring the villagers to provide food and
medicine. There were no village guards in the village and no permanent
security presence in the vicinity. The main road to the south of the
village was patrolled from time to time.
122. At Ergani, about 17 kilometres towards the east, there was a
central gendarme station under the command of the NCO isa Gündogdu.
There was also in Ergani a district gendarme command, under the command
of Major Kuzu and, in addition a separate commando battalion. Major
Kuzu was in overall command of the district and central gendarmeries
and in addition was frequently absent in his additional function as
commander of a commando force which was often in the field.
2. Events in Kesentas on 29 September 1993
123. The applicant disputes that a clash took place at the village on
29 September 1993 between the PKK and the security forces. He refers
to the alleged discrepancies in evidence from Major Kuzu who claimed
to be absent at the time of the operation but present at the move of
the Halil family from the village. He submits that, as confirmed by
various witnesses, the PKK do not usually return to the scene of recent
activities, and that despite the alleged clash no members of the PKK
were caught or killed and no cartridges were found by the gendarmes.
He concludes that there is no evidence that the PKK were in fact
present at the village on 29 September 1993.
124. The applicant states that the evidence indicates that security
forces were positioned to the south of the village from which position
the bullet which killed Havva Ergi must have been fired. She had been
killed in the doorway of the balcony which was facing south. If the
bullet had been fired without ricochet occurring, it must have come
from the south-east or south-east by south, due to the lie of the land
and the layout of the Ergi building and neighbouring houses. If the
mark on the underside of the beam on the balcony was caused by the
bullet, the bullet must have grazed it at a shallow angle and been
fired from the same direction. He argues that it could not have been
fired from the east due to the high neighbouring wall and in any event,
any angle of deflection on the beam would have caused the bullet to hit
the wall well forward of the doorway.
125. The applicant refers to the sketch map and states that the
obscured numbering on the plan to the south appears to correspond to
the positioning of the security forces on the plan and not the PKK. He
states that the villagers said that the security forces were to the
south. Further, the testimony of the gendarmes indicates that the PKK
were chased north back the way that they had come, which means that
they were chased from behind, from the south. He comments that the
official version that the ambush was set up in the north-west over the
mountain path fails to take into account that the PKK could also
approach down the stream bed from the north-east. To prevent their
approach unseen from that direction, one option would be for the
security forces to position units in the south near to where the river
bed met the road.
126. The Government refer to the evidence of the two gendarme witnesses
and the official reports, which state that the security forces were at
the village to carry out an ambush operation, that they positioned
themselves to the north-west of the village and that a clash occurred
when the PKK arrived from the north-north east. There was, they state,
no reason for the security forces to be positioned to the south of the
village and that any firing from the north-west by the security forces
could not have penetrated into the south-facing balcony of the Ergi
house.
127. The Commission notes that the two gendarme witnesses stated in
evidence that they were not in fact at the village when the clash
occurred. Major Kuzu stated that he was in an operation elsewhere with
commandos. NCO isa Gündogdu arrived after the firing had stopped and
though he followed in the direction of the allegedly fleeing PKK, he
saw no sign of them. The Commission had requested the Government on two
occasions prior to the hearing in Ankara to identify, for the purpose
of taking evidence, gendarme officers who had been present during the
operation. The Government did not respond. The Commission recalls that
the applicant was not in the village either and his testimony
concerning the events of that night was based on what he remembered
being told by members of his family or villagers. Members of the
applicant's family present during the clash did not appear as witnesses
although summoned by the Delegates. There is therefore no direct
eye-witness evidence before the Commission as to what occurred, which
is regrettable.
128. Further, the documentary evidence is also of second-hand quality.
The incident report and sketch were drawn up by isa Gündogdu, not by
any gendarme officer involved in the operation and from isa Gündogdu's
testimony before the Delegates, it is not apparent that he questioned
the security forces on the spot in any detail. Indeed his contact with
them appears to have been limited to radio contact, by way of coded
transmissions. The Government have failed to comply with the
Commission's request to be informed of the name and unit of the
commanding officer of the unit involved in the operation and the copy
of the logbook entry, register or field report which recorded the
operation.
129. The Commission accordingly has little direct evidence as to what
occurred on the night of 29 September 1993. As to whether a clash in
fact took place, the Commission notes that it is alleged by the
applicant that an indiscriminate bombardment of the village was carried
out in retaliation for the incidents in the village in which
"collaborators" were, in one case, shot and, in the other, forced to
leave. The Commission recalls that Major Kuzu had direct involvement
in the move of the threatened villager and that he did not consider
that the PKK has shot at the villager, but that it was the other
villagers who would have killed him as they wanted to know why he had
left the organisation. isa Gündogdu commented that a great many people
in the village had joined the organisation. The applicant's allegation
that the bombardment of the village could have been motivated by a
desire to teach the village a lesson is not totally without
substantiation.
130. The Commission notes several puzzling features. Major Kuzu was
the district gendarme commander but had no apparent knowledge of, or
role in, an operation within his jurisdiction, though he felt able to
give firm opinions as to what must have occurred. The night the
incident occurred, isa Gündogdu in the central gendarmerie had to
borrow an armoured personnel carrier (APC) from the police since the
others from the gendarmerie were in use in a mission. isa Gündogdu
stated that the firing at the village had only lasted about five
minutes whereas the letter from the public prosecutor of the Diyarbakir
State Security Court dated 8 December 1994 refers to armed combat
commencing at 21.30 hours and continuing into the night, which appears
to corroborate the applicant's version of events, derived from his
family, that the firing continued for over an hour. The applicant
stated, that, as might be expected from sustained shooting, there was
widespread damage to the village. He had gone round the village, noting
damage to about a hundred houses and took a few photographs which
indeed reveal bullet strike marks on two houses. isa Gündogdu who also
was in the village the next day stated that there was damage only to
two-three houses and to a car, from at most 15 bullets. This is another
area which could have been elucidated by further information provided
by the Government. isa Gündogdu stated that photographs of the village
had been taken by the public prosecutor. These have not been provided
by the Government, who have stated that no photographs were taken.
131. As regards the details of the clash which have been given, the
Commission is again hampered by lack of direct information. It was
initially provided with a blurred copy of the sketch map by
isa Gündogdu, with the bottom section omitted. This copy showed a key
indicating the positions of the terrorists (no. 7) and the security
forces (no. 9). A no. 7 clearly appeared to the east of the village.
A no. 9 appeared to the north-west. There was also a squiggle in the
south not dissimilar to that portraying the security force position to
the north-west and which contained a blurred figure. This figure seemed
to be a 9. isa Gündogdu when questioned stated that the terrorists were
to the south and indicated on the sketch that they would have been
close to the position marked with the blurred figure. If the blurred
figure was a 9,this was a mistake. Major Kuzu was also adamant that
there would be no security forces in the south. In brief, there would
be no point: the terrain was not favourable and they knew the PKK would
come from the north and would flee north. Since Major Kuzu was not
present during the clash, on his own testimony, the Commission feels
unable to give his evidence much weight. isa Gündogdu based his sketch
on what he had heard from the units involved: apparently a brief radio
contact. It is strange that at the time he appears to have marked the
security forces as having been present in the south yet now is certain
that this must have been a mistake. Many months after the hearing of
the witnesses, the Commission has now been provided with a clearer copy
of the sketch map in which the blurred figure to the south of the
village is, identifiably, a 9, which represents the security forces.
132. The Commission agrees with the submissions of the applicant that,
given the south-facing position of the balcony and the position of the
neighbouring houses, in particular a high wall to the east, it is
probable that the bullet which killed Havva Ergi was fired from the
south or south-east. The Government have not contested this.
133. Having regard to the failure of the Government to provide the
documents and information referred to above, the Commission finds that
strong inferences may be drawn supporting the applicant's allegations
that the security forces opened fire around the village for some time
and that units of the security forces were present towards the south.
There is nonetheless insufficient material before the Commission to
support a finding that the operation of 29 September 1993 was not an
ambush which led to a clash as alleged but a mission of retaliatory
punishment. The Commission is unable to find it established that the
bullet which killed Havva Ergi was fired by the security forces. It
does find however that there is significant evidence indicating that
it may have been.
3. Investigation by the authorities
134. The Commission finds as follows.
135. The death of the applicant's sister was reported to the
authorities at about 08.00 hours on 30 September 1993. The public
prosecutor accompanied by isa Gündogdu and a number of gendarmes
arrived at the village. An autopsy was carried out in the Ergi house
and a bullet removed which was later sent for forensic examination. The
public prosecutor talked to a number of persons. However while isa
Gündogdu referred to the prosecutor conducting interviews, he confirmed
that he did not incorporate any such information in his own incident
report and it is not apparent that he in fact witnessed any statements
being taken. On the instructions of the prosecutor, isa Gündogdu looked
for cartridges in a number of locations, particularly to the south.
None were recorded as having been found.
136. Another public prosecutor, Mustafa Yüce, took over the
investigation on his return from leave. On 12 December 1993, he issued
a decision of lack of jurisdiction indicating that the PKK were the
suspects for the killing. He based his decision on the incident report
and sketch by isa Gündogdu. He had not conducted any interviews of
family members, villagers or military personnel. No statements were
taken from such persons by any other public prosecutor.
137. Following the decision of lack of jurisdiction, the file was
transferred to the public prosecutor's office at the Diyarbakir State
Security Court. Except for the ballistics report issued on
1 April 1994, no documents have been provided relating to any
investigatory measures since that date.
138. No military enquiry or investigation was carried out as to the
conduct of the operation. Major Kuzu read the incident report and
sketch by isa Gündogdu, forwarded them to the public prosecutor and
took no further action.
E. As regards Article 2 (Art. 2) of the Convention
139. Article 2 (Art. 2) of the Convention provides:
"1. Everyone's right to life shall be protected by law. No one
shall be deprived of his life intentionally save in the execution
of a sentence of a court following his conviction of a crime for
which this penalty is provided by law.
2. Deprivation of life shall not be regarded as inflicted in
contravention of this Article when it results from the use of
force which is no more than absolutely necessary:
a. in defence of any person from unlawful violence;
b. in order to effect a lawful arrest or to prevent the
escape of a person lawfully detained;
c. in action lawfully taken for the purpose of quelling
a riot or insurrection."
140. The applicant submits that it is not alleged that Havva Ergi was
shot deliberately. He alleges that the planning of the operation
violated the obligation to protect the right to life; that the killing
of his sister resulted from random, indiscriminate firing in breach of
the requirement that the use of lethal force be no more than absolutely
necessary; and that the rules of engagement and the training of the
security forces are in violation of Article 2 (Art. 2), and disclose
a practice of violation. He refers to the inadequate planning of the
operation which failed to take into account the need to protect the
villagers and to the evidence of the applicant that the houses were
damaged by many bullets fired without any justification from the south
at an angle of 90° from the alleged threat to the east. Since there was
no internal disciplinary enquiry into the random, indiscriminate nature
of the firing, it is to be inferred that this was consistent with the
rules of engagement which are as a matter of routine and practice in
violation of Article 2 (Art. 2). This would also indicate that the
firing was consistent with the training and use of fire-arms by the
security forces, which are thus in practice in violation of Article 2
(Art. 2).
141. Further, the applicant alleges that there has been a failure to
provide an independent, thorough and effective investigation, both on
the internal and judicial level and that the flaws in the investigation
system give rise to a practice of violation of Article 2 (Art. 2) in
this respect. He relies on the lack of statements taken from villagers
or commandos involved in the operation by either the gendarmes who
investigated or the prosecutor. He submits that the prosecutor's
investigation was a "travesty", his decision of lack of jurisdiction
being reached without any examination of the evidence on which the
gendarme report was based and without waiting for the ballistics
report.
142. The Government submit that the security forces were deployed so
as not to cause damage to the village, that the bullet which killed
Havva Ergi was not fired by the security forces which were carrying out
their duties to maintain law and order and that the applicant's
allegations are groundless. They argue that the death of Havva Ergi
caused during a clash with terrorists which occurred in the course of
lawful acts by the State taken to protect the lives of its citizens
from terrorism can in no manner disclose a violation of their
obligations under Article 2 (Art. 2) of the Convention.
143. The Commission has examined the allegations under Article 2
(Art. 2) under three headings: whether the security forces killed the
applicant's sister in violation of this provision; whether the planning
or conduct of the operation in which she lost her life discloses a
violation of this provision; and whether the procedural requirements
implicit in this provision with respect to effective investigation have
been complied with (see eg. Eur. Court HR, case of McCann and others
v. the United Kingdom, judgment of 27 September 1995, Series A no. 324,
para. 179).
As to whether the death of the applicant's sister was caused by
the use of force by the security forces
144. The Commission refers to its findings on the evidence (see para.
133). It is not established on the material before it that the bullet
which killed Havva Ergi was fired by the security forces, though there
are strong indications that it may have been. Nor is it established
that the operation was not a genuine ambush directed against the PKK
approaching the village such that the firing at the village could be
said to be an intentional infliction of injury on its occupants.
As to the planning and conduct of the operation
145. The Commission has nevertheless examined whether the operation
was planned and controlled in such a way as to minimise to the greatest
extent possible recourse to lethal force. This must be assessed not
only in the context of the apparent targets of an operation, but,
particularly where use of force is envisaged in the vicinity of the
civilian population, with regard to the avoidance of incidental loss
of life and injury to others (mutatis mutandis, McCann and others
v. the United Kingdom, op. cit. para. 194). The Commission considers
that the responsibility of the Government is engaged not only in
circumstances, as in this case, where there is significant evidence
that misdirected fire from the security forces killed a civilian, but
also in circumstances where the actions of the security forces provoke
firing from an opposing group without proper regard to risk to life of
civilians ensuing from the general conflict.
146. The Commission's ability to make an assessment of how the
operation was planned and executed is limited, due to the lack of
information provided by the Government. It was not able to question
through its Delegates any gendarme who was involved in the planning of
the operation or who was present during the firing which occurred. As
a result, there is no information as to who took part in the operation,
in what circumstances the security forces opened fire and what steps
were taken by the security forces once the clash developed.
147. It notes that on the testimony of the officers who did appear
before the Commission's Delegates the ambush was set up to the
north-west of the village. The proximity of the ambush to the village
is unknown - according to Ahmet Kuzu, who stated that he was not
present, it was at a distance of 500-600 metres. However, according
to isa Gündogdu, there was only 500-600 metres between the security
forces on the north-west and the position of the terrorists on the
other side of the village. It was to be anticipated however that PKK
terrorists could have approached either down the path from the north
or down the river bed to the north-east and in the latter event, they
would have been able to penetrate to the edge of the village without
being seen by the security forces to the north-west. The Commission
has also found on the evidence that security forces were present in the
south.
148. The Commission finds in these circumstances that the village was
placed at considerable risk of cross-fire between security forces and
any PKK terrorists who approached from the north or north-east. The
gendarme officers who gave evidence to the Delegates did not consider
that in the circumstances of the clash, as they described it, the
security forces from the north-west would have refrained from firing
across the village at terrorists emerging in the vineyards to the east.
Since the village was in a depression, it was implied in the course of
the questioning of Major Kuzu by the Government Agent that this was
acceptable. However, even if it might be assumed that the security
forces would have responded with due care for the civilian population
in returning fire against terrorists caught in the approaches to the
village it could not be assumed that the terrorists would respond with
such restraint. While it may be that the nature of the fight against
terrorism in South-East Turkey necessitates operations in the vicinity
of civilian populations, there is no information before the Commission
to indicate that in the present case any steps or precautions were
taken to prevent or minimise the development of a conflict in or over
the village.
149. In the absence of evidence from gendarmes involved in the
planning and conduct of the operation, the Commission accordingly is
not satisfied that the ambush operation carried out close to Kesentas
village was implemented with the requisite care for the lives of the
civilian population. It accepts the submissions of the Government with
regard to its duty to fight terrorism but would observe that this does
not absolve a Contracting State from complying with the standards
imposed by the provisions of the Convention, in particular Article 2
(Art. 2), which enshrines one of the basic values of the democratic
societies making up the Council of Europe and which admits of no
derogation under Article 15 (Art. 15).
As regards the procedural requirements of Article 2 (Art. 2)
150. The Commission recalls that in the case of McCann and others
v. the United Kingdom, the Court held:
"The obligation to protect the right to life under this
provision, read in conjunction with the State's general duty
under Article 1 (Art. 1) of the Convention to 'secure to everyone
within their jurisdiction the rights and freedoms defined in
[the] Convention', requires by implication that there should be
some form of effective official investigation when individuals
have been killed as a result of the use of force by, inter alios,
agents of the State." (op. cit., para. 161).
151. The Commission recalls that in the present case it was the duty
of the public prosecutor to conduct an investigation into the death of
Havva Ergi. It recalls its findings on the evidence - that no
statements were taken from members of the family, villagers or any
military personnel present during the operation (para. 136).
152. The Commission notes that before the Delegates the Public
Prosecutor was of the view that no further steps needed to be taken,
since there was no reason to doubt the incident report submitted by the
gendarmes which concluded that the PKK had shot Havva Ergi. Only if
there was an element contradicting this conclusion did he consider that
any other investigatory measures would be necessary. He also seemed to
consider that the onus was on the deceased's relatives to alert him to
any suspicion of wrongdoing on the part of the security forces and they
had not approached him in this case.
153. However, it was not apparent from the incident report of the
clash on what isa Gündogdu, the author, based his conclusion that it
was the PKK who had fired the bullet which killed the applicant. The
sketch map which accompanied the report appeared to place security
forces to the south and north-west and terrorists to the east but there
was no plan of the Ergi house and neighbouring houses which made it
clear from which direction the bullet was likely to have been fired.
Nor was there any explanation in the text of the report as to the
location of the security forces in relation to the Ergi house or the
trajectory of the bullet. That it was unsafe to base any findings on
this report was disclosed before the Delegates when isa Gündogdu
revealed that he had not himself been present during the clash, that
he did not know the identity of any of the officers or units involved
and that his information as to what occurred was derived from
apparently brief coded radio transmissions. The public prosecutor
however made no independent enquiry which would have allowed him to
discover this.
154. The Commission observes that there was no, or no detailed,
consideration given by either the district gendarme commander or the
public prosecutor to verifying that the operation was conducted in the
proper manner by the security forces. Ahmet Kuzu stated that there was
a fundamental principle in planning operations that operations should
not be moved into civilian areas as far as possible and that in this
incident, the plan was to restrict the activity to the north of the
village. No enquiry seems to have been made as to whether the plan and
its implementation were inadequate in the circumstances of the case.
155. The Commission finds that in the circumstances, there was no
adequate and effective investigation into the circumstances of the
death of Havva Ergi.
Overall assessment
156. Having regard to its conclusions above concerning the planning
and control of the operation and the minimal and defective nature of
the investigation in this case, the Commission finds that there has
been failure to protect the right to life guaranteed under Article 2
(Art. 2).
CONCLUSION
157. The Commission concludes, unanimously, that there has been a
violation of Article 2 (Art. 2) of the Convention in relation to the
death of Havva Ergi.
F. As regards Article 8 (Art. 8) of the Convention
158. Article 8 (Art. 8) of the Convention reads as follows:
"1. Everyone has the right to respect for his private and
family life, his home and his correspondence.
2. There shall be no interference by a public authority with
the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests
of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for the
protection of health or morals, or for the protection of the
rights and freedoms of others."
159. The applicant alleges that in addition to the distress caused to
him by the unlawful killing of his sister and the inevitable
interference in his family life, the impact on his sister's young
daughter has been even more devastating. He has introduced this
application on behalf of this young child.
160. The Government state that the applicant was not living with his
sister and dispute that there was any interference with his "family
life". They also dispute the right of the applicant to make any claims
on behalf of his sister's child.
161. The Commission finds no reason in the present case why the
applicant, the uncle of the child, may not make complaints on her
behalf in the context of an application concerning allegations of
violations of the Convention concerning the death of the child's
mother. However, in the circumstances, notwithstanding the tragic
consequences for the child, the Commission does not find that any
issues arise separate from its conclusion above (para. 157) that there
has been a failure to protect the right to life of Havva Ergi in
violation of Article 2 (Art. 2) of the Convention.
CONCLUSION
162. The Commission concludes, unanimously, that no separate issue
arises under Article 8 (Art. 8) of the Convention.
G. As regards Article 13 (Art. 13) of the Convention
163. Article 13 (Art. 13) of the Convention provides as follows:
"Everyone whose rights and freedoms as set forth in this
Convention are violated shall have an effective remedy before a
national authority notwithstanding that the violation has been
committed by persons acting in an official capacity."
164. The applicant complains of the ineffectiveness of domestic
remedies, both generally and in his case. The evidence reveals the
wholly inadequate nature of the alleged "investigation", which resulted
from the failure of the gendarme officers and public prosecutor to
perform their functions properly. Their failure is no more than a
general reflection of the conduct of such investigations, and the
applicant is not only a victim of a violation of Article 13 (Art. 13)
but of a practice of a violation of Article 13 (Art. 13).
165. The Government contend that the applicant has failed to take the
least step to exhaust local remedies by collaborating with the
competent authorities. They refer to the fact that the criminal
investigation is still in progress and that the applicant has not
applied for compensation to the administrative courts which have been
created to deal with disputes between the individual and the State, and
which may decide in favour of persons in the position of the applicant,
awarding compensation where damage has been caused in a clash between
the PKK and the security forces. They have provided a large number of
administrative court decisions illustrating the application of the
principle of "social risk".
166. The Commission recalls its finding above that the absence of any
adequate investigation constituted a breach of Article 2 (Art. 2) of
the Convention (para. 157). Since the absence of any adequate and
effective investigation into the killing of Havva Ergi also underlies
the applicant's complaints under Article 13 (Art. 13) of the
Convention, it finds it unnecessary to examine them separately.
CONCLUSION
167. The Commission concludes, by 22 votes to 9, that no separate
issue arises under Article 13 (Art. 13) of the Convention.
H. As regards Articles 14 and 18 (Art. 14, 18) of the Convention
168. Articles 14 and 18 (Art. 14, 18) of the Convention provide as
follows:
Article 14 (Art. 14)
"The enjoyment of the rights and freedoms set forth in this
Convention shall be secured without discrimination on any ground
such as sex, race, colour, language, religion, political or other
opinion, national or social origin, association with a national
minority, property, birth or other status."
Article 18 (Art. 18)
"The restrictions permitted under this Convention to the said
rights and freedoms shall not be applied for any purpose other
than those for which they have been prescribed."
169. The applicant maintains that the attack on the village
illustrates the discriminatory policy pursued by the State against
ordinary Kurdish citizens. He also claims that the events illustrate
authorised practices by the State in breach of Article 18 (Art. 18) of
the Convention.
170. The Government have not addressed these allegations beyond
denying the factual basis of the substantive complaints.
171. The Commission has examined the applicants' allegations in the
light of the evidence submitted to it, but considers them
unsubstantiated.
CONCLUSIONS
172. The Commission concludes, unanimously, that there has been no
violation of Article 14 (Art. 14) of the Convention.
173. The Commission concludes, unanimously, that there has been no
violation of Article 18 (Art. 18) of the Convention.
I. As regards Article 25 (Art. 25) of the Convention
174. Article 25 para. 1 (Art. 25-1) of the Convention provides:
"The Commission may receive petitions addressed to the Secretary
General of the Council of Europe from any person, non-
governmental organisation or group of individuals claiming to be
the victim of a violation by one of the High Contracting Parties
of the rights set forth in this Convention, provided that the
High Contracting Party against which the complaint has been
lodged has declared that it recognises the competence of the
Commission to receive such petitions. Those of the High
Contracting Parties who have made such a declaration undertake
not to hinder in any way the effective exercise of this right."
175. The applicant states that he was summoned on two occasions to the
Anti-Terror Department of the police, questioned about his application
and threatened with the loss of his job. He felt intimidated by the
interviews, and this may have had an effect on the other members of his
family who failed to appear to give evidence before the Delegates.
176. The Government failed to make submissions, or provide documents,
in relation to the allegations that the applicant was interviewed twice
by the police, within the time-limit set for that purpose. Belatedly,
a year after the taking of evidence, they have provided two statements
signed by the applicant, one of which was taken by the police and the
other by a public prosecutor, which, they state, concerned the
verification of the applicant's statement of means. They have stated
that allegations that other members of the applicant's family did not
testify due to fear of harassment were not true.
177. The Commission recalls that Article 25 para. 1 (Art. 25-1)
imposes an obligation on a Contracting State not to hinder the right
of the individual effectively to present and pursue a complaint with
the Commission. While the obligation imposed is of a procedural nature
distinguishable from the substantive rights set out in the Convention
and Protocols, it flows from the very essence of this procedural right
that it is open to individuals to complain of alleged infringements of
it in Convention proceedings. In this respect, as in others, the
Convention must be interpreted as guaranteeing rights which are
practical and effective as opposed to theoretical and illusory
(see Eur. Court H.R. Cruz Varas and others judgment of 20 March 1991,
Series A no. 201, p. 36, para. 99).
178. The Commission would further emphasise that the right of
individual petition guaranteed under Article 25 (Art. 25) of the
Convention is of fundamental importance to the effective protection of
the substantive rights and freedoms provided for in the Convention and
its Protocols. Deliberate or repeated interferences with the free
exercise of that right must be regarded, in the Commission's view,
with the gravest concern. Interference may also result from indirect
pressure on applicants from State authorities. In particular,
approaches by domestic authorities to applicants to question them about
their applications in circumstances which may be construed as attempts
to discourage or penalise the pursuit of complaints may lead to a
finding that a Contracting State has failed to comply with its
obligations under Article 25 para. 1 (Art. 25-1) of the Convention. In
this context, the Court having regard to the vulnerable position of
applicant villagers and the reality that in South-East Turkey
complaints against the authorities might well give rise to a legitimate
fear of reprisals, has found that the questioning of applicants about
their applications to the Commission amounts to a form of illicit and
unacceptable pressure, which hinders the exercise of the right of
individual petition in breach of Article 25 (Art. 25) of the Convention
(see Eur. Court HR Akdivar and others v. Turkey judgment of
16 September 1996, to be published in Reports 1996).
179. The Commission recalls that following the applicant's testimony
before its Delegates the Delegates orally requested that information
concerning the interviews which occurred be provided by the Government
and this request was repeated in a letter of 14 February 1996. It
appeared that at the hearing the representatives of the Government were
aware that some contact had been made and that as far as they knew he
was questioned about his financial position. From the statements now
provided, it appears that the applicant was interviewed by police in
the Anti-Terror Department and by a public prosecutor, both of whom
referred to his declaration of means (concerning his request for legal
aid before the Commission). The text of the statements also reveals
that he made statements relating to the fact that he had made an
application to the Commission and what this was about. The statement
records that the police requested the applicant to provide an
explanation concerning any application which he might have made.
180. The Commission finds that the applicant has been contacted
concerning his application. The Commission considers questioning of an
applicant by the police about any aspect of an application to the
Commission to be unacceptable, save in exceptional circumstances which
have not been shown to exist here and in any event such should only
take place where the applicant is accompanied by his own lawyer. Such
questioning may reasonably be regarded as intimidatory by applicants
and thus, at the very least, discourage the exercise of the right of
individual petition. The Commission finds no explanation of why it was
necessary to question the applicant twice about his declaration of
means, and considers it remarkable that this task was, on the first
occasion, carried out by the Anti-Terror police. Nor is it satisfied
that in any event the Commission's procedure for granting legal aid to
applicants necessitates the interview of an applicant by a public
prosecutor, in particular, where such interview covers matters
extending beyond the verification of financial details.
181. The Commission considers that the applicant has been subject to
pressure from authorities which constitutes a hindrance in his right
of individual petition guaranteed under Article 25 para. 1 (Art. 25-1)
of the Convention.
CONCLUSION
182. The Commission concludes, by 30 votes to 1, that Turkey has
failed to comply with its obligations under Article 25 para. 1
(Art. 25-1) of the Convention.
J. Recapitulation
183. The Commission decides, unanimously, to pursue the examination
of the application introduced on behalf of the applicant (para. 117
above).
184. The Commission concludes, unanimously, that there has been a
violation of Article 2 (Art. 2) of the Convention (para. 157 above).
185. The Commission concludes, unanimously, that no separate issue
arises under Article 8 (Art. 8) of the Convention (para. 162 above).
186. The Commission concludes, by 22 votes to 9, that no separate
issue arises under Article 13 (Art. 13) of the Convention (para. 167
above).
187. The Commission concludes, unanimously, that there has been no
violation of Article 14 (Art. 14) of the Convention (para. 172 above).
188. The Commission concludes, unanimously, that there has been no
violation of Article 18 (Art. 18) of the Convention (para. 173 above).
189. The Commission concludes, by 30 votes to 1, that Turkey has
failed to comply with its obligations under Article 25 para. 1
(Art. 25-1) of the Convention (para. 182 above).
H.C. KRÜGER S. TRECHSEL
Secretary President
to the Commission of the Commission