AKDİVAR AND OTHERS v. TURKEYJOINT DISSENTING OPINION OF MR. GÖZÜBÜYÜK AND MR. WEITZEL
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Document date: October 26, 1995
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JOINT DISSENTING OPINION OF MR. GÖZÜBÜYÜK AND MR. WEITZEL
ON THE ISSUES UNDER ARTICLES 3, 6 AND 13 OF THE CONVENTION
On 19 October 1994 the Commission unanimously declared the
present application admissible. As to whether domestic remedies have
been exhausted, the Commission considered in this case and on the basis
of information before it regarding the possibility of bringing an
administrative action, that the Government had failed to provide a
single example of compensation being awarded to villagers for damage
comparable to that suffered by the applicants. As regards the
possibility of bringing criminal proceedings, the Commission found
that, given the circumstances of the case, a prosecution would have
been wholly ineffective.
The respondent Government subsequently reiterated their argument
that domestic remedies had not been exhausted in this case and
requested the application of Article 29 of the Convention.
We feel it important to specify from the outset that two of the
complaints concern the alleged lack of effective remedies and that the
applicants rely on Articles 6 and 13 of the Convention to support their
submissions.
Certain facts of the case have been elucidated by the
Commission's investigation. In particular, the witness statements
obtained in the course of that investigation show that during the
investigation conducted by the Chief Public Prosecutor at Diyarbakir
State Security Court, the applicants, and moreover the other villagers,
were unable to identify any member of the security forces as the
perpetrator of the alleged offence. The difficulties encountered by
the judicial authorities in charge of this investigation were largely
due to the lack of evidence against the security forces.
In view of these additional factors, which came to light when the
Commission investigated the case, we believe that there was an
effective remedy which the applicants failed to use, namely an
administrative action and that, consequently, the Government's
application under Article 29 of the Convention should have been
granted.
We feel it important to recall that the rule of exhaustion of
domestic remedies dispenses States from answering before an
international body for their acts before they have had an opportunity
to put matters right through their own legal system (Eur. Court H.R.,
De Wilde, Ooms and Versyp judgment of 18 June 1971, Series A no. 12,
p. 29, para. 50) on condition, however, that such remedies are
effective and sufficient, i.e. capable of providing redress for the
applicants' complaints.
As has been proved by the investigation of the case, the criminal
proceedings brought by the prosecution on the applicants' instigation
came to nothing owing to the lack of probative evidence. Having regard
to the nature of the complaints, which centre mainly on the destruction
of houses, allegedly by the security forces, it is quite clear that in
the absence of even the slightest shred of evidence, the prosecution
was bound to fail. This is unsurprising, as the rules governing
criminal responsibility are inspired by the same principles in all the
member States of the Council of Europe.
However, as shown by the ample documentation already submitted
by the Government, which will have to be studied more attentively, and
the numerous judgments of which we have obtained copies, there was an
effective remedy available to the applicants which was sufficiently
certain both in theory and in practice. This body of case-law shows
that other Turkish citizens faced with problems which were, ultimately,
very similar to those faced by the applicants (the destruction of
houses and various items of property) were able in a relatively short
time to obtain satisfaction in the form of financial compensation.
The applicants did not take any such steps, however. They merely
wrote letters to certain authorities asking for compensation. This
point is worth emphasizing, as it proves that the aim pursued by the
applicants was indeed to obtain financial compensation. As has been
said, they could have brought an administrative action to obtain this,
but omitted to take that step. Instead of pursuing that course of
action, they chose the most precarious option in the circumstances,
i.e. to bring criminal proceedings.
*
* *
We should emphasise here that the situation would have been
entirely different if the applicants had chosen to bring an
administrative action. The victim of an administrative act may in the
first instance complain of non-pecuniary or pecuniary damage by filing
a preliminary application with the authorities. The authorities must
then reply within 60 days. Should they fail to reply within that
period, the application is deemed to be dismissed. The plaintiff can
then bring an administrative action by filing a simple application with
the Administrative Court.
Applicants merely have to prove before the administrative courts
that they have suffered damage in order to obtain compensation; they
do not have to prove that the authorities have made an administrative
error. Once the Administrative Court has established that the victim
has suffered loss, it determines the amount of compensation to be paid
to him or her.
It should be recalled that the Council of State applies the
criterion of "objective liability of the authorities". On the basis
of that criterion, which has been applied by the administrative courts
since 1965, the authorities are liable according to the principle that
the burden of difficulties facing a nation should be shared by all
citizens. It is not necessary to prove fault on the part of the
Government's agents. It is sufficient to prove that damage has
occurred as a result of the act complained of. The fact that the act
in question has been committed by the authorities or by a third party
does not prevent compensation from being awarded.
For example, where a vehicle was destroyed by shots fired by
fighter aircraft, the Council of State, in its "Mizgin Yilmaz
v/Ministry of the Defence" judgment of 21.03.1995 (E. No. 1994/5656,
K. No. 1995/1262), found that "even if the authorities have not been
negligent, the plaintiff must be awarded compensation in accordance
with the principle that all citizens must share equally the burden of
any constraints arising from tasks assumed by the State in the public
interest and that such compensation is a necessary consequence of the
"social" nature of the State ... Semdinli District Court's finding of
damage and the expert report ordered by the Administrative Court show
that the amount of compensation sought by the applicant is reasonable".
In a case in which the driver of a car was killed by police
officers when he refused to stop at a checkpoint, Diyarbakir
Administrative Court, in its "Sabriye Kara v/Ministry of the Interior"
judgment of 27 January 1994 (E. No. 1990/870 and K. No. 1994/31), held
that "the authorities had a duty to compensate the damage, whether or
not they were at fault or had acted negligently. Moreover, there does
not have to be a causal link between the damage and the authorities'
acts. Where the authorities cannot avoid the adverse consequences of
terrorist activities, they must pay the victims compensation in
accordance with the "social" responsibility assumed by the State, given
that such damage results from a *social risk`".
The Administrative Court has delivered a plethora of decisions
to the effect that the authorities have "objective liability" (i.e. not
fault-based). These show that the case-law in this area is consistent.
We shall quote the following decisions as examples:
- Decision of the Council of State of 6.6.1995 in the Osman KAYA
and Cemil KAYA v/Ministry of the Interior case: this concerned the
destruction of the plaintiffs' house, loft, stable and all moveable
property during fighting between the security forces and terrorists.
The Council of State upheld Diyarbakir Administrative Court's judgment
ordering the authorities to compensate the plaintiffs in accordance
with the theory of "social risk". The Administrative Court held that
the concept of the authorities' liability should not be limited to an
administrative error or objective liability related to strict
conditions, but should also comprise the so-called "social risk"
principle.
- Judgment of Diyarbakir Administrative Court of 10.12.1991 in the
Behiye TOPRAK v/Ministry of the Interior case; decision of the Council
of State of 13 October 1993 in the same case: the plaintiff's husband
was killed by terrorists while travelling in his minibus. The
plaintiff complained of "loss of bread-winner" and claimed pecuniary
and non-pecuniary damages. The Administrative Court found against the
State on the basis of the theory of social risk. It held that the
authorities were obliged to compensate damage caused by third parties
which they were unable to prevent despite their duty to do so, even if
they were not responsible for that damage. The Council of State upheld
that judgment.
- Judgment of Diyarbakir Administrative Court of 28.04.1994 in the
Münire TEMEL v/Ministry of the Interior case: the plaintiff's son was
kidnapped and murdered by the PKK. Diyarbakir Administrative Court
ordered the authorities to compensate the plaintiff for pecuniary and
non-pecuniary loss on grounds of their objective liability. It held
that "all Turkish citizens have ... the right to a decent standard of
living ... and to material and spiritual prosperity...". The Court
held that it would be contrary to the principle of equality if the
State were to compensate damage suffered as a result of public services
provided by its own bodies (agents), but remained indifferent to damage
suffered by its citizens. The Administrative Court delivered this
judgment after its preliminary ruling had been quashed by the Council
of State. The preliminary ruling had granted the plaintiff
compensation for non-pecuniary damage but not for pecuniary damage.
- Judgment of Diyarbakir Administrative Court of 8.3.1994 in the
Cüneyt ALPHAN v/Ministry of the Interior case: the plaintiff's house
was burnt down during fighting between terrorists and security forces.
The applicant claimed damages. Diyarbakir Administrative Court held
that even where the authorities had not made an administrative error,
they had to pay the applicant compensation on grounds of their "strict
liability".
- Judgment of Diyarbakir Administrative Court of 25 January 1994
in the Hüsna KARA and Others v/Ministry of the Interior case: the
plaintiff's husband was killed by unknown persons. The applicant sued
the authorities for damages. The Administrative Court ordered the
authorities to compensate the plaintiff on the basis of the theory of
social risk, holding that as the plaintiff had had no part in any
terrorist activity, her loss was not caused by her own negligence, but
by difficult circumstances facing society.
- Judgment of Diyarbakir Administrative Court of 21.6.1994 in the
Guli AKKUS v/Ministry of the Interior case: the plaintiff's common-law
husband was killed by security forces during an illegal demonstration.
The Administrative Court ordered the authorities to compensate the
plaintiff's loss. The Council of State quashed that judgment on the
ground that the applicant and her common-law husband were not legally
married. The Administrative Court upheld its own decision, however,
and ordered the authorities to compensate the plaintiff. It held that
the plaintiff and her common-law husband had been living together as
man and wife. It held further that the authorities should compensate
damage caused by their agents, even if that damage had been caused by
negligence.
*
* *
The foregoing case-law shows that if the applicants had applied
to the administrative courts, they could have obtained an order against
the authorities for compensation of their loss on grounds of objective
liability. The administrative courts would not have needed to
establish that the soldiers had unlawfully and negligently destroyed
the houses in question. They would merely have had to establish the
damage and to determine the amount of compensation to be awarded.
One should not lose sight of the fact that the applicants, like
all the other villagers whose houses were damaged, were seeking to
obtain compensation (see paragraphs 54, 55, 56, 57, 61, 65, 66, 68, 69,
71, 73, 75).
We note here that the continuing activities of the security
forces did not in any way prevent the applicants from applying to the
courts for compensation. Admittedly, the PKK was very active in the
area in which the applicants' village was situated. However, the
applicants went to Diyarbakir after the events of November 1992.
Once the applicants and villagers arrived at Diyarbakir, they
applied to certain public authorities, including Government authorities
i.e. the Regional Governor and the President of the Republic, for
compensation (see, for example, paras. 83 and 99).
These applications cannot, however, be considered to be legal
proceedings under Turkish law. The applicants merely needed to consult
a lawyer to learn of the possibility of bringing an action for damages
before the Administrative Court (see para. 122).
We note also, in this respect, that it has not been established
before the Commission that the Administrative Court judges do not rule
impartially in cases in which actions of the security forces are
challenged. Nor has it been proved that there is a general lack of
confidence in the remedies available under administrative law in the
region in question.
The evidence obtained by the Commission during its investigation
into whether the complaints were founded shows that the members of
Diyarbakir Human Rights Association failed to inform the applicants
properly of the possibility of applying to the administrative courts
(see para. 96) or misinformed them as to the appropriate national
authorities to which they should apply (see para. 115). In any event,
they advised the applicants to lodge an application directly with the
Commission (para. 130).
It also transpires from the witness statements obtained by the
Commission that the real aim of the members of Diyarbakir Human Rights
Association in lodging several individual applications was to argue
before the international courts that domestic remedies were ineffective
in an area which had been declared to be in a state of emergency (see
paras. 115 and 130) and that they gave the applicants bad advice.
Consequently, we believe we have shown that the applicants had
an effective remedy in Turkish law in that they could have submitted
to the administrative courts the complaints which they now raise before
the Commission. Although the financial compensation which they stood
to gain flowed from the principle of the State's objective liability
for acts allegedly committed by the security forces, such compensation
cannot be paid until the administrative courts have established that
damage has been caused due to the State's failure to comply with its
duty to strike a fair balance between individual rights and the
legitimate rights of the general public. Such a finding would have
been sufficient compensation for the non-pecuniary loss suffered by the
interested parties, especially as, in this case, they confined their
claims to compensation for the losses suffered.
For the reasons set out above, we do not find that there has been
a violation of Article 6 and 13 of the Convention.
As regards the complaint under Article 3 of the Convention, it
is our opinion that in the light of the additional evidence obtained
during the investigation and on the basis of all the considerations
which we have set out here, the Commission cannot examine the merits
of the case, as domestic remedies have not been exhausted.