S.W. v. the UNITED KINGDOMDISSENTING OPINION OF MR. L. LOUCAIDES JOINED BY
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Document date: June 27, 1994
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DISSENTING OPINION OF MR. L. LOUCAIDES JOINED BY
MM. S. TRECHSEL, M. A. NOWICKI AND I. CABRAL BARRETO
I regret that I am unable to agree with the opinion of the
majority of the Commission that there has been no violation of
Article 7 para. 1 of the Convention.
I agree with the majority that by 1990 the general immunity
afforded to a husband in respect of prosecution for rape of his wife
had been subject to certain exceptions ie. where a court order
affecting the relationship of the parties had been made or where the
parties to a marriage had entered into a separation agreement. However,
the general principle continued to exist: as is apparent from the
judgment of Mr. Justice Rougier in R. v J. as recently as November 1990
who found that the accused in the case before him should not be
convicted ex post facto of rape of his wife .
The conviction of the applicant in this case is due to the
judicial determination of the case of R. v. R. up to the Court of
Appeal. The trial judge in R. v. R. had held, in rejecting the
defendant husband's submission that he fell within the marital
immunity, that in any event even if the immunity did continue to exist,
there was sufficient evidence to indicate an implied agreement to a
separation by the parties which would bring the case outside the
immunity. He also considered that the common law recognised an
exception to the concept of marital immunity where there had been a
withdrawal of either party from cohabitation, accompanied by a clear
indication that consent to sexual intercourse had been terminated.
However before the case of R. v. R. there had been no other authority
suggesting that an implied agreement between the parties would be
sufficient or that a wife could by unilateral action withdraw her
consent. Indeed there were judicial dicta to the contrary (see
paras. 33-34).
In the case of this applicant, his submission as to the
applicability of the immunity was not rejected on the basis that he
fell within one of the exceptions. Even assuming that, in light of the
ruling at first instance in R. v. R., the exceptions could be construed
as including circumstances where there was an implied agreement or
where the wife had unilaterally withdrawn from cohabitation, at the
same time clearly indicating the withdrawal of consent to intercourse,
it is apparent that the circumstances of the applicant's case fell
outside such exceptions. At the time of the incident, the applicant and
his wife were co-habiting and it would have been difficult to argue
that any unequivocal agreement or incontrovertible step towards
separation had taken place.
As pointed out by the applicant, this was the first case where
a husband still co-habiting with his wife was convicted of rape. The
immunity was held not to apply to him because of the decision of the
Court of Appeal, subsequently upheld by the House of Lords, that the
immunity was an anachronistic and an offensive fiction which should be
swept away. In so holding, I find that an immunity based on a historic
legal presumption as to one ingredient of the offence of rape - lack
of consent - was definitively removed to the applicant's detriment.
I do not consider that the abolition of this immunity in its
entirety can be construed as mere clarification of the existing
elements of an offence or as any adaptation of such elements to new
circumstances which can reasonably be brought under the original
concept of the offence. In the case of the applicant, the removal of
the immunity resulted in the application of the criminal law to conduct
which had never previously constituted and offence. This step would
have not been reasonably foreseeable to the applicant even with the
assistance of legal advice.
I have considered whether nevertheless the facts of this case
fall within the scope of Article 7 para. 2 as involving the punishment
of a person for an act which at the time at which it was committed was
criminal according to the general principles of law recognised by
civilised nations. The travaux préparatoires indicate that this
provision in the Convention was intended to cover prosecution of crimes
against humanity in the context of the post-Second World War Nuremberg
trials. While it cannot be excluded that other conduct might fall
within the ambit of the paragraph, I am of the opinion that there is
insufficient general consensus as regards marital rape, similar
immunities existing, or existing until recently in a number of common
law jurisdictions.
Consequently, I find that the applicant was convicted of conduct
which did not constitute a criminal offence at the time at which it was
committed. I would emphasise that this finding does not in any way
condone the conduct in question or validate the marital immunity which
husbands were afforded by Hale's principle (see para. 29 above). I
would subscribe unconditionally to the sentiments expressed by the
Court of Appeal and House of Lords in the case of R. v. R. as regards
the offensive nature of the principle. Prior to its removal, an issue
might indeed have arisen as regards a failure on the behalf of the
United Kingdom to fulfill a positive obligation to ensure respect for
a wife's rights. The 1990 Law Commission Working Paper provisionally
proposed abolition of the principle by way of legislation. The
principle was instead abolished by the courts with a retrospective
effect which is not compatible with the requirements of
Article 7 para. 1 of the Convention.
I conclude that there has been on the facts of this case a
violation of Article 7 para. 1 of the Convention.
Appendix I
HISTORY OF THE PROCEEDINGS
Date Item
________________________________________________________________
29.03.92 Introduction of the application
18.06.92 Registration of the application
Examination of admissibility
12.10.92 Commission's decision to invite the parties to
submit observations on the admissibility and
merits
29.01.93 Government's observations
31.03.93 Applicant's reply
08.04.93 Commission's decision to grant the applicant
legal aid
28.06.93 Commission's decision to invite the parties to
an oral hearing
14.01.94 Hearing on admissibility and merits
14.01.94 Commission's decision to declare the application
admissible
Examination of the merits
14.01.94 Commission's deliberations
02.03.94 Applicant's observations on the merits
13.05.94 Consideration of the state of proceedings
27.06.94 Commission's deliberations on the merits, final
votes and adoption of the Report
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