M.B. v. AUSTRIAOPINION OF MRS. LIDDY
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Document date: September 8, 1994
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OPINION OF MRS. LIDDY
With respect, I disagree with the conclusions of the majority on
the first of the points at issue, that is, as to the participation of
Judge Schaumburger at the applicant's trial.
The Government consider that the applicant has waived his right
to be tried by "an independent and impartial tribunal established by
law" as required by Article 6 para.1. The record states that the
parties waived the right to raise as a ground of nullity the fact that
Judge Schaumburger was disqualified from participating (by operation
of Article 68 (2) of the Code of Criminal Procedure). In fact, the
evidence before the Commission is to the effect that defence counsel
expressly added that he did not regard any waiver as valid, because
Dr. Schaumburger was already legally disqualified. However, he
refrained from making a formal declaration challenging the judge.
Even supposing that the above-quoted rights under
Article 6 para. 1 of the Convention can be waived, do these facts meet
the two criteria set by the Court in Pfeifer and Plankl (Series A,
No. 227)? First, is the waiver established in an unequivocal manner?
Second, was the waiver accompanied by minimum guarantees commensurate
to its importance?
As to the first question, it seems to me that defence counsel's
protest to the effect that no waiver could be valid casts doubt on
whether the waiver could be regarded as unequivocal.
As to the second question, there is no provision of Austrian law
which allows for a defendant expressly to waive his right to be tried
by a court whose composition is in accordance with law. It is true,
as noted by the majority, that the failure of a defendant to query the
proper constitution of a trial court as soon as he becomes aware of the
defect may be a barrier to a plea of nullity pursuant to
Article 281 (1) of the Code of Criminal Procedure. However, in the
present case there was no need for defence counsel to draw the matter
to the trial court's attention (the trial court having noted the
problem already) and there was no law, with commensurate guarantees,
providing for an express waiver of the right to a properly constituted
court. Moreover, in its judgment in the Pfeifer and Plankl case, the
Court noted (at para. 24) the substance of Article 281(1). The Court
nonetheless (at para. 38) noted the absence of any law providing for
waiver of the right to be tried by a court whose composition is in
accordance with the law and the consequent absence of the procedure to
be followed for this purpose. It added, "But such a right is of
essential importance and cannot depend on the parties alone."
In these circumstances, while I have difficulty in fully
appreciating why, on the one hand, defence Counsel refrained from
formally objecting, and why, on the other hand, the trial court
refrained from deeming his statements as amounting in substance to an
objection, rather than as waiver of a ground of plea of nullity (and
therefore refrained from replacing Judge Schaumburger), it does seem
to me that there was neither a clear-cut law providing for valid waiver
of the right to be tried by a court composed in accordance with the
law, nor an unequivocal waiver of a right of such essential importance.
Therefore, even supposing that this right can be waived, there
has, in my opinion, been a violation of Article 6 para. 1.
APPENDIX I
HISTORY OF THE PROCEEDINGS
Date Item
_________________________________________________________________
5 October 1990 Introduction of application
25 October 1990 Registration of application
Examination of admissibility
11 May 1992 Commission's decision to communicate the
case to the respondent Government and to
invite the parties to submit observations
on admissibility and merits
11 September 1992 Government's observations
26 November 1992 Applicant's observations in reply
2 April 1993 Commission's decision to declare
application admissible
Commission's adoption of text of decision
on admissibility
Examination of the merits
8 April 1993 Decision on admissibility transmitted to
parties. Invitation to parties to submit
further observations on the merits
19 May 1993 Government's observations on the merits
22 June 1993 Applicant's observations on the merits
4 September 1993 Commission's consideration of state of
proceedings
17 September 1993 Government's further observations on the
merits
13 October 1993 Applicant's further observations on the
merits
9 February 1994 President's grant of legal aid
14 May 1994 Commission's consideration of state of
proceedings
30 August 1994 Commission's deliberations on the merits,
final vote and consideration of text of
the Report
8 September 1994 Adoption of Report
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