Van MECHELEN, VENERIUS, VENERIUS and PRUIJMBOOM v. THE NETHERLANDSDISSENTING OPINION OF MRS. J. LIDDY, JOINED BY
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Document date: February 27, 1996
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DISSENTING OPINION OF MRS. J. LIDDY, JOINED BY
MM. H. DANELIUS, C.L. ROZAKIS, L. LOUCAIDES
M.A. NOWICKI, N. BRATZA AND A. PERENIC
The applicants were convicted by the Court of Appeal on the basis
of a number of written statements. It had heard direct evidence from
identified police witnesses concerning forensic evidence and the
investigation. None of the identified police officers was close to the
events. A bystander was unable to identify the applicants.
The Court of Appeal had also examined a reconstruction of the
events of 26 January 1989. It had not heard any direct evidence from
eleven unidentified police officers who had been involved in the events
of that day, but whose evidence was apparently crucial to the
convictions. In particular, it related to the identification of some
of the applicants on the day in question. The applicants challenged
the identification and prosecution case as a whole.
The eleven police officers had been examined on oath earlier by
an investigating judge within the hearing but outside the sight of
defence and prosecution counsel. These witnesses had refused to
answer questions that might lead to a disclosure of their identity
including questions relating to their friendship with colleagues.
The issue is whether the use of the eleven unidentified
witnesses' evidence involved such limitations on the rights of the
defence that the applicants cannot be said to have had a fair trial.
The Court has established certain principles under the Convention
in this connection:
- In principle, all the evidence must be produced in the presence
of the accused at a public hearing with a view to adversarial argument.
However to use statements obtained at the pre-trial stage is not in
itself inconsistent with Article 6 paras. 1 and 3(d) provided the
rights of the defence have been respected (Kostovski Case, Judgment of
23 May 1989, Series A, No. 166).
- A relevant factor is whether each of the trial courts was
precluded by the absence of unidentified witnesses from observing their
demeanour under questioning and thus forming their own impression of
their reliability. The use of caution in evaluating such statements
can scarcely be regarded as a proper substitute for direct observations
(Kostovski, loc.cit.).
- Police officers' evidence at the hearing as to the reliability of
the unidentified witnesses cannot be regarded as a proper substitute
for direct observation (Windisch case, Judgment of 27 September 1990,
Series A, Vol. 186).
- Even where the unidentified witnesses are sworn police officers, an
accused must have during the proceedings an opportunity to question
them and cast doubt on their credibility (Lüdi Case, Judgment of
15 June 1992, Series A, Vol. 238).
In the present case, the investigating judge, but neither of the
trial courts, had an opportunity to observe the demeanour of the
unidentified witnesses. This cannot be said to provide a "proper
substitute for direct observation" (cf. Windisch Case) in the
circumstances of the case. In the first place, there was no pressing
reason for the Court of Appeal not to hear these witnesses itself.
They were available within the jurisdiction. The Court appears merely
to have followed a practice of recent times, possibly based on
convenience (cf. para. 49 of the Report). In the second place, counsel
for the defence was deprived of the possibility of seeing how the
witnesses reacted to questions put to them, and to draw on such
observations for the purpose of questioning and persuading the judge
to adopt a certain view of their credibility. In the third place,
there is no evidence that the Court treated the unidentified statements
with caution. On the contrary, it stated (without further elaboration)
that it would have respected the refusal of the unidentified witnesses
to answer certain questions in order not to disclose an investigation
method or in order to safeguard personal anonymity of investigation
officers.
The facts that the evidence as to the reliability of the
unidentified witnesses came from an investigating judge rather than
police officers (as was the case in Windisch) and that the Court of
Appeal had insufficient indication of the questions counsel still
wished to put to the witnesses are not such as to justify the
fundamental flaw in the proceedings. The Court of trial was unable to
assess for itself the credibility of those witnesses in circumstances
where it would have been open to it to do so in a way which took into
account any legitimate interest of the police authorities in preserving
the anonymity of undercover agents (cf. mutatis mutandis, Lüdi Case,
loc. cit.).
Accordingly, there was a violation of para. 3(d) in conjunction
with para. (1) of Article 6.
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