OLIVEIRA v. SWITZERLANDDISSENTING OPINION OF MR. L. LOUCAIDES
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Document date: July 1, 1997
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DISSENTING OPINION OF MR. L. LOUCAIDES
I do not agree with the finding of the majority that the
applicant was "tried or punished again... for an offence" of which she
had previously been convicted within the meaning of Article 4 of
Protocol No. 7 to the Convention.
The principle of non bis in idem safeguarded in the provision in
question aims at preventing criminal proceedings against a person in
respect of an "offence" for which he has already been acquitted or
convicted. Therefore, in order to establish a violation of this
principle in respect of any proceedings for an "offence" it must be
shown that such "offence" was previously the object of an acquittal or
conviction.
The use of the term "offence" ("infraction") in the provision
under consideration is decisive for the meaning and effect of the
relevant prohibition: the drafters of the Convention were not aiming
at prohibiting prosecutions in respect of incidents or factual
situations which were dealt with before in other criminal proceedings;
they intended to prevent repetitive prosecutions for one and the same
crime.
Whether an offence has become in the past the object of an
acquittal or a conviction cannot depend entirely on whether its factual
basis is the same as that in respect of which the autrefois acquit or
autrefois convict is claimed. An offence is identified not only by the
facts or the evidence which establish its commission but also by its
legal ingredients or characteristics. Therefore, in order to find a
violation of the prohibition of non bis in idem it must be established
that the complainant was tried or punished for more than once in
respect of an offence which is the same both as a matter of fact and
as a matter of law.
Two or more offences are not necessarily the same merely because
they refer to the same facts. To accept otherwise would lead to absurd
results and to an unjustified hindrance to the application of the
criminal law. Take for example the case of somebody who with a machine-
gun kills simultaneously many persons standing in a row. He is tried
and convicted for the murder of the first of those persons. If he is
later prosecuted for the murder of any of the other victims it would
be absurd to disallow such prosecution through the application of the
doctrine of non bis in idem on the ground that the offence charged
refers to the same facts or incidents in respect of which the accused
was previously acquitted or convicted.
It is true that successive prosecutions for offences based on the
same facts in all those cases where the offences could be the subject
of only one indictment may be an unjust and oppressive process
especially when the second and/or subsequent prosecution takes place
at a much later time than the first one. However, this undesirable
situation which could also arise even in respect of cases where the
offences are not based on the same facts is not meant to be the object
of the rule of non bis in idem. One could argue that such unjust or
oppressive judicial process would be incompatible with the principle
of fair hearing safeguarded under Article 6 of the Convention. But it
is not relevant to the doctrine of non bis in idem.
The doctrine prescribes that a person cannot be tried or punished
twice for the same "offence" and the term "offence" does not mean
"act", "cause" or even "conduct". The last term is especially
objectionable for the purposes of the question under consideration for
a conduct may be composed of a wide spectrum of separate acts or
activities that may be both, factually and legally, distinct from each
other. Therefore, I believe that identifying the term "offence" with
the term "conduct" is an approach that must be reconsidered.
In the present case the second offence, in respect of which the
applicant invokes Article 4 of Protocol No. 7, i.e. negligently
inflicting bodily injury, is, indeed, based on the same facts upon
which the applicant was already convicted for the offence of not
mastering a vehicle. However, taking into account their legal
ingredients and characteristics, the two offences are different and
therefore the provisions invoked by the applicant are not applicable.
For the above reasons I find that there has been no violation of
Article 4 of Protocol No. 7 in this case.
The applicant did not invoke Article 6 of the Convention and the
Commission did not examine the case under that Article.
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