M.B. v. THE UNITED KINGDOM
Doc ref: 22920/93 • ECHR ID: 001-1845
Document date: April 6, 1994
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AS TO THE ADMISSIBILITY OF
Application No. 22920/93
by M. B.
against the United Kingdom
The European Commission of Human Rights (First Chamber)
sitting in private on 6 April 1994, the following members being
present:
MM. A. WEITZEL, President
C.L. ROZAKIS
F. ERMACORA
E. BUSUTTIL
A.S. GÖZÜBÜYÜK
Mrs. J. LIDDY
MM. M.P. PELLONPÄÄ
B. MARXER
B. CONFORTI
N. BRATZA
I. BÉKÉS
E. KONSTANTINOV
Mrs. M.F. BUQUICCHIO, Secretary to the Chamber
Having regard to Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms;
Having regard to the application introduced on 26 August
1993 by M. B. against the United Kingdom and registered on 16
November 1993 under file No. 22920/93;
Having regard to the report provided for in Rule 47 of the
Rules of Procedure of the Commission;
Having deliberated;
Decides as follows:
THE FACTS
a. Particular circumstances of the case
The applicant is a British citizen born in 1947 and resident
in Ashford. The facts as submitted by the applicant may be
summarised as follows.
The applicant is unmarried. In July 1990, he began a sexual
relationship with a married woman Mrs. F. Mrs F told him that she
had been married for 15 years and that she had never become
pregnant though she had undergone treatment to promote fertility.
Towards the end of 1990, the applicant believed that Mrs.
F was thinking of separating from her husband and coming to live
with him. When early in 1991, Mrs F informed the applicant that
she was pregnant, it seemed to him that they had agreed that the
applicant was the father and they would look after the child
together.
Mrs. F informed her husband of the affair and the pregnancy.
Shortly after, she told the applicant that she would continue to
live with her husband and that she and her husband would bring
up the child.
The applicant did not wish to be deprived of his future
relationship with the child and sought legal advice.
0n 14 November 1991, Mrs F gave birth to a daughter E.
Mrs F refused to enter into a parental responsibility
agreement with the applicant and denied that he was the father.
On 31 March 1992, the applicant applied to the courts for an
order of parental responsibility and contact with E under the
Children Act 1989 (the 1989 Act) stating that he believed that
he was the natural father of E.
Following a directions hearing before the magistrates' court
on 11 May 1992, the magistrate transferred the applications to
the High Court. He referred, inter alia, to the fact that at the
time of conception Mrs. F was having sexual relations with both
her husband and the applicant and that Mrs F opposed any
application for DNA tests which might disturb the presumption of
legitimacy which E enjoyed.
On 17 June 1992, a High Court judge directed that the
question as to whether or not blood tests should be taken for the
purposes of determining whether the applicant was or was not the
father of E should be referred to a High Court judge.
On 6 July 1992, following a hearing at which the applicant
was represented by counsel, the High Court decided that no order
for tests determining paternity should be made.
The High Court judge stated the applicant had never seen the
child and that it had been accepted by the parties that the
relationship between the applicant and Mrs F had ended the moment
that she discovered that she was pregnant. He held:
"Where a child is conceived and brought up in an existing
marriage as a child of the family, and the association of
the mother with the man who claims to be the putative
father has terminated well before the birth of the child,
and such
association co-existed with sexual relations with the
husband, a court should decline to exercise its discretion
to order a blood test for DNA profiling under section 20 of
the Law Reform Act 1969..."
The judge noted that any successful application by the
applicant for a parental rights order or a contact order was a
remote and unlikely prospect. He considered it unfair to expose
E to the risk of losing the presumption of legitimacy that she
had hitherto enjoyed. He also stated that the court would not
order a test to be carried out against the will of the parent who
has sole parental responsibility and residence of the child at
the behest of a stranger to the marriage during which the child
was conceived to satisfy that stranger's own desire to know the
truth about the consequences of a relationship with the mother
that terminated well before birth. Even if the object of the
application for a test was to regulate the putative father's
conduct as to whether to seek parental responsibility of or
contact with the child, he stated that this would be
counterbalanced by the interests of the child not to be disturbed
in its present status and position as child in the family of Mrs
F and her husband.
The applicant appealed to the Court of Appeal. He could no
longer afford to pay for his own counsel. The Legal Aid Board
refused to provide legal aid for the purposes of the appeal.
On 18 December 1992, after a hearing at which the applicant
represented himself, the Court of Appeal rejected the applicant's
appeal. In its written judgment delivered on 5 February 1993, the
Court
found the following principles established in the relevant
domestic case-law:
1. the presumption of legitimacy merely determines the
onus of proof;
2. public policy no longer requires that special
protection be given by law to the status of
legitimacy;
3. the interests of justice will normally require that
available evidence be not suppressed and that the
truth be ascertained where possible;in many cases the
interests of the child are also served if the truth is
known;
4. the interests of justice may conflict with the
interests of the child. In general the court ought to
permit a blood test to be taken unless it is satisfied
that it would be against the child's interests : it
does not need to be satisfied that the outcome of the
test will be of benefit to the child;
5. it is not protecting a child to ban a blood test on
vague or shadowy conjecture that it may turn out to
its disadvantage;
6. a blood sample may not be taken from person under 16
years without the consent of the person having his or
her care and control. Without such consent it may not
be proper for the court to order a test.
The Court of Appeal agreed with the High Court judge that
it was relevant to take into account the applicant's prospects
of obtaining orders for parental responsibility and contact and
commented that it could not see how such orders could possibly
have benefited E. While it found that the judge might have given
more weight than was proper to the presumption in favour of
legitimacy, this did not detract from the main thrust of his
judgement. It found that the risks of E marrying someone within
the prohibited degrees of relationship or of being ignorant of
a factor vital to her health were infinitesmal when brought into
the balance against the harm that might be caused to her if the
applicant's applications proceeded.
The Court of Appeal concluded:
"...E's welfare depends for the foreseeable future
primarily upon her relationship with her mother...Anything
which may disturb that relationship or the stability of the
family unit within which E has lived since her birth is
likely to be detrimental to E's welfare, and unless that
detriment is shown to be counter-balanced by other positive
advantages to her which an order for the taking of blood
tests could confer, then the judges's refusal was not
merely an exercise of his discretion with which we cannot
interfere, but one with which in the circumstances of this
case we agree.
made a number of other points by way of
criticism of the judgment below, including the point that
the public interest, as well as E's own personal interest,
requires that the truth of her paternity be ascertained if
possible. However, in the last resort it is clear that E's
interests must be the decisive factor; where, as here, the
judge was satisfied that it would be against E's interests
to order blood tests to be taken -a decision with which we
agree - then it was his duty and his right to refuse the
application. It was for these reasons that we dismissed the
appeal."
The applicant's petition for leave to appeal to the House
of Lords was refused on 30 March 1993.
b. Relevant domestic law and practice
Welfare of the child
Section 1 of the Children Act 1989 provides, inter alia;
(1) When a court determines any question with respect to-
(a) the upbringing of a child;...
the child's welfare shall be the court's paramount
consideration.
Acquisition of parental responsibility by an unmarried
father
Section 4 of the Children Act 1989 provides as relevant:
"1. Where a child's father and mother were not married to
each other at the time of his birth-
(a) the court may, on the application of the father,
order that he shall have parental responsibility for
the child; or
(b) the father and mother may by agreement ("a
parental responsibility agreement")provide for the
father to have parental responsibility for the
child..."
Discretion of the courts to order blood tests
Section 20 (1) of the Family Law Reform Act 1969 provides:
"In any civil proceedings in which the paternity of any
person fails to be determined by the court hearing the
proceedings, the court may, on an application by any party
to the proceedings, give a direction for the use of blood
tests to ascertain whether such tests show that a party to
the proceedings is or is not thereby excluded from being
the father of that person and for the taking, within a
period to be specified in the direction, of blood samples
from the person, the mother of that person and any person
alleged to be the father of that person or from any, or any
two, of those persons..."
COMPLAINTS
The applicant submits that he has been deprived of a fair
hearing contrary to Article 6 of the Convention. Under the 1989
Act, only an unmarried father can make an application for
parental responsibility. Since the courts have refused to order
the tests which would establish if he was the biological father
of F, the applicant is unable to have determined before the
courts the issue as to whether he should enjoy parental
responsibiity in respect of E.
The applicant also invokes Article 8 of the Convention. He
submits that knowledge of family and blood relationships is a
right of family and private life and the courts violate that
right if they deliberately prevent the truth about this aspect
of personal identity being discovered. The decisions of the
courts have denied the applicant the possibility of any future
paternal relationship with the child. He complains that this also
constitutes a violation of the rights of E. In addition, E has
been prejudiced in that the decisions of the court deny her the
possibility of enjoying the legal right to inherit from him and
deprive her of the knowledge which would enable her to avoid
marrying within the prohibited degrees of relationship and of the
correct knowledge of her genetic origins which might be relevant
to her health.
The applicant claims further that he has been subject to
discrimination contrary to Article 14 of the Convention. There
is no legal obstacle preventing a natural mother from having her
parenthood recognised and registered in respect of her child.
Where scientific methods exist which can resolve doubts as to
parenthood, it is unjust discrimination, he submits, to deny a
man the possibility of having his paternity established. In
addition, where a woman wishes to prove a man is the biological
father of her child, for example, with regard to child support
provisions, the courts are generally required to determine the
issue.
THE LAW
1. The applicant complains that he has been deprived of a fair
hearing in his applications for paternal responsibility and
contact in respect of E. He invokes Article 6 (Art. 6) of the
Convention which provides as relevant in its first paragraph:
"1. In the determination of his civil rights and
obligations..., everyone is entitled to a fair and public
hearing within a reasonable time by an independent and
impartial tribunal established by law..."
The applicant submits that since the courts refuse to order
a blood test he is unable to obtain a proper determination of his
claims as natural father to paternal responsibility of and
contact with E.
The Commission considers that the fact that an applicant's
case stands poor prospects of success due to evidential
difficulties in establishing his right to make a particular
claim does not constitute a denial of effective access to court.
Insofar as the applicant complains that the court decisions with
regard to the blood test deprived him of the necessary evidence,
the Commission notes that in respect of this issue the applicant
had the opportunity of arguing his case for an order of testing
in the High Court and on appeal to the Court of Appeal. Both
courts gave full reasoned judgments for refusing to make an order
after hearing the parties. The Commission recalls that the
applicant was represented by counsel at first instance. While the
refusal of legal aid for his appeal resulted in the applicant
presenting his own appeal, it does not appear that he was
prevented thereby from placing his arguments before the court in
an effective and cogent manner.
In these circumstances, the Commission finds no indication
of a violation of Article 6 para. 1 (Art. 6-1) of the Convention.
It follows that this complaint must be rejected as
manifestly ill-founded within the meaning of Article 27 para. 2
(Art. 27-2) of the Convention.
2. The applicant complains that the refusal of the courts to
order a blood test violates his right to respect for family and
private life. He also submits that the rights of E have been
violated. The Commission notes that the applicant is not under
domestic law E's guardian or legal representative. The Commission
does not find that the applicant has any standing to represent
E in these proceedings and therefore limits its examination of
these complaints relating to the applicant.
Article 8 (Art. 8) of the Convention provides as relevant:
"1. Everyone has the right to respect for his private and
family life...
2. There shall be no interference by a public authority
with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic
society in the interests of national security, public
safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and
freedoms of others."
a. The Commission has first examined whether the applicant's
claimed relationship with E falls within the scope of "family
life" as protected by the above provision.
The Commission recalls that the existence or not of a
"family life" falling within the scope of Article 8 (Art. 8) of
the Convention will depend on a number of factors, of which co-
habitation is only one, and on the circumstances of each
particular case (see eg. No. 12402/86, Dec. 4.3.88, D.R. 55
p. 224). The application of this principle has been found by the
Commission to extend equally to the relationship between natural
fathers and their children born out of wedlock (No. 18280/91,
Dec. 9.4.92 to be published in DR). Further, the Commission
considers that Article 8 (Art. 8) cannot be interpreted as only
protecting "family life" which has already been established but,
where the circumstances warrant it, must extend to the potential
relationship which may develop between a natural father and a
child born out of wedlock. Relevant factors in this regard
include the nature of the relationship between the natural
parents and the demonstrable interest in and commitment by the
natural father to the child both before and after the birth (see
eg. No. 16969/90, Keegan v. Ireland, Comm. Rep. 17.2.93).
In the present case, the Commission recalls that the
applicant did not cohabit with the mother and that his
relationship with her lasted approximately 6-7 months. Unlike in
the case of Keegan (see above) where the Commission found the
relationship of a natural father and his child fell within the
scope of Article 8 para. 1 (Art. 8-1) of the Convention, the
pregnancy was not planned and the applicant in this case did not
see the child or form any emotional bond with her. Further, the
mother of the child asserts that the father of the child is her
husband, not the applicant.
The Commission finds that in the circumstances of this case
the applicant's link with the child has insufficient basis in law
and fact
to bring the alleged relationship within the scope of Article 8
para. 1 (Art. 8-1) of the Convention.
b. The applicant has also submitted that the refusal to allow
him to uncover the truth about an important aspect of his
personal identity, namely, the nature of his relationship with
E, affects his private life. The Commission recalls that in the
Rasmussen case (Eur.Court H.R., Rasmussen judgment of 28 November
1984, Series A
no. 87 p. 13, para. 33) the Court found that the determination
of the applicant's legal relations with his putative daughter
undoubtedly concerned his private life.
The Commission has therefore considered whether the courts'
refusal to order a blood test which might disclose the
applicant's paternity of E reveals a lack of respect for his
private life.
The Commission considers that the applicant is arguing in
effect not that the State should refrain from acting but rather
that it should take steps to ensure adequate recognition of his
potential relationship as biological father of a child being
brought up as the child of a married couple. Although the
essential object of Article 8 (Art. 8) is to protect the
individual against arbitrary interference by public authorities,
there may in addition be positive obligations inherent in an
effective "respect" for family life (see eg. Eur. Court H.R.,
Marckx judgment of 13 June 1979, Series A no. 31 p. 31 para. 31).
In this context, the notion of "respect" is not clear-cut and its
requirements will vary considerably from case to case according
to the practices followed and the situations obtaining in
Contracting States.
In determining whether or not such an obligation exists,
regard must be had to the fair balance which has to be struck
between the general interest and the interests of the individual
(see eg. Eur. Court H.R. Abdulaziz judgment of 28 May 1985,
Series A no. 94 p. para. 67 and the B. v France judgment of 25
March 1992, Series A no. 232-C para. 44). In striking this
balance the aims mentioned in the second paragraph may be of a
certain relevance, although this provision refers in terms only
to "interferences" with the right protected in the first
paragraph ie regarding the negative obligations imposed (Eur.
Court H.R. Rees judgment of 17 October 1986, Series A no. 106 p.
para. 37)
In this case, the Commission recalls that the courts refused
to order a blood test since in their view it would not be in the
interests of the child. They relied on the consideration that the
child's welfare was bound up inextricably with the family unit
in which she was being brought up and the risk of disturbing the
stability of that family by a blood test would be to her
detriment.
The Commission finds nothing arbitrary or unreasonable in
this assessment of the child's interests, given that the
applicant was making no claim for custody. As the Commission
found in a previous case, there are sound reasons of legal
certainty and security of family relationships for States to
apply a general presumption according to which a married man is
regarded as the father of his wife's children and to require good
cause before allowing the presumption to be disturbed (see No.
18535/91, Comm. Rep. 7.4.93) On the same basis, it is justifiable
for domestic courts to give greater weight to the interests of
the child and the family in which it lives than to the interest
of an applicant in obtaining verification or otherwise of a
biological fact.
In conclusion, the Commission finds that the facts of this
case fail to disclose any lack of respect for the applicant's
family or private life contrary to Article 8 (Art. 8) of the
Convention.
It follows that this part of the application is manifestly
ill-founded within the meaning of Article 27 para. 2 (Art. 27-2)
of the Convention.
3. The applicant further submits that he has been the subject
of discrimination contrary to Article 14 (Art. 14) of the
Convention which provides:
"The enjoyment of the rights and freedoms set forth in this
Convention shall be secured without discrimination on any
ground such as sex, race, colour, language, religion,
political or other opinion, national or social origin,
association with a national minority, property, birth or
other status."
The applicant appears to complain of discrimination in that
he suffers from a number of disadvantages as a natural father
which he alleges do not apply to a natural mother.
The applicant alleges that it is unjust discrimination not
to permit a man to use scientific methods to establish his
paternity. While it is true that natural mothers rarely find
themselves in a position where their relationship with a child
is factually in doubt, this is a consequence of the biological
process involved and cannot found an allegation of difference in
treatment of any natural father by the courts.
Insofar as the applicant alleges that natural mothers are
generally successful in obtaining blood tests when they wish to
prove paternity eg. in the context of seeking child support, the
Commission finds that he has not substantiated this claim. In
matters relating to children, the courts are bound to give
paramount consideration to the welfare of the child. There is no
indication in the file that a practice of assessing the interests
of the child differently depending on the sex of the person
seeking the order has been followed in this case.
The applicant also complains that natural mothers have no
requirement of seeking legal recognition and registration of
their parenthood of a child. Insofar as the applicant is
referring to the requirement that a natural father must obtain
a parental responsibility agreement with the mother or a parental
responsibility order from a court, whereas a natural mother
enjoys parental responsibility automatically, the Commission
finds that this difference in treatment has objective and
reasonable justification. The relationship between a natural
father and a child may differ widely in nature and degree from,
for example, circumstances where a child is conceived casually,
unintentionally or perhaps even violently to the situation where
a child is born into a stable and established relationship
between an unmarried man and woman. The requirement that a
natural father obtain an agreement or court order permits a
flexibility of response to the differing situations. In deciding
an application for parental responsibility, the courts are
required to have regard to the paramount principle of the child's
welfare. The Commission finds that this procedure pursues a
legitimate aim of securing or reconciling the rights of children
and their natural parents and that the means employed to this end
are not disproportionate.
In light of the above, the Commission finds that the
applicant is not a victim of discrimination contrary to Article
14 (Art. 14) of the Convention.
It follows that this part of the application must be
rejected as manifestly ill-founded within the meaning of Article
27 para. 2
(Art. 27-2) of the Convention.
For these reasons, the Commission by a majority
DECLARES THE APPLICATION INADMISSIBLE.
Secretary to the First Chamber President of the First
Chamber
(M.F. BUQUICCHIO) (A. WEITZEL)